Business Services Industry
Merrill closer to deal to avert court.
Australasian Business Intelligence, May, 2002
May 08, 2002 (The Age
ABIX via COMTEX) -- US-based stockbroker, Merrill Lynch, is being investigated by the New York Attorney-General, Eliot Spitzer. Spitzer, who is investigating the firm's stock-research practices, seems close to laying charges against the firm. It appears, however, the groundwork has been laid for a possible deal between Spitzer and Merrill that could prevent the charges being laid, although a number of issues still remain unresolved. Merrill appears to be willing to pay some sort of a fine and restitution and to agree to an independent evaluation of its research department.
Publication Date: 9 May 2002
MERRILL LYNCH AND COMPANY
INCORPORATED
By Charles Gasparino and Randall Smith
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