Most Recent Articles from Investment News

• Industry rails against claims the 401(k) should be "retired'; Time article provokes strong reaction.(News) 

  Byline: Jessica Toonkel Marquez Providers of 401(k) plans have lambasted a critical article published Oct. 9 in Time magazine denouncing the...

  10/26/09 · More from publication

• Most 401(k) investors don't read investment information; JPMorgan survey shows that two-thirds of respondents skip it.(News) 

  Byline: Jeff Nash Just because participants in 401(k) plans have investment information doesn't mean that they will read it, according to a...

  10/26/09 · More from publication

• Ameriprise, Massachusetts settle; Firm pays $200K in failure-to-supervise case involving sales practices.(News) 

  Byline: Darla Mercado Ameriprise Financial Services Inc. last week reached a $200,000 settlement with Massachusetts, resolving accusations...

  10/26/09 · More from publication

• At The Bell.(News) 

  Ketchum gets tough on adviser oversight Richard Ketchum, the chairman and chief executive of the Financial Industry Regulatory Authority...

  10/26/09 · More from publication

• Aviva eyes guarantee wrapper with managed account or 401(k); Insurer explores asset managers to team with.(News) 

  Byline: Darla Mercado Although Aviva USA Corp. already has an established strength in its lineup of indexed products, the insurer has its eye...

  10/26/09 · More from publication

• SEC aims to expand disciplinary data; Finra's proposed additions to BrokerCheck don't go far enough, according to NASAA.(News) 

  Byline: Sara Hansard If the SEC has its way, more disciplinary information about brokers will be available to investors. The Securities...

  10/26/09 · More from publication

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