With Marc Lackritz of the Securities Industry Association.(One on One)

Investment News, September, 2004

Byline: Sara Hansard In the nearly a dozen years that Marc Lackritz has been leading the Securities Industry Association, the financial services industry has undergone enormous change. He has helped lead the industry through the transition from Depression-era regulatory strictures against allowing banks to be in the brokerage business to today, when many members of the New York- and Washington-based association are in the banking business.

Over the past several years, Mr. Lackritz, who turns 58 Wednesday, also has had to shepherd the industry through tumultuous scandals involving Wall Street research, corporate-accounting practices and mutual fund trading abuses. Irving Weiser, chairman of RBC Dain Rauscher Corp., a brokerage firm in...

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