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Articles in November, 2004 issue of Investment News
- Small-cap-equity managers continue to shine; Energy stocks find special place in many portfolios.(News)
- Hedge fund databases may be incomplete.(Short Interests)
- Foreign insurers will drive M&As; Canadian, European firms look to grow U.S. presence.(News)
- Don't change horses at the SEC.(Editorials)
- Hedge fund manager is letting it all hang out.(Street Wise)
- WTO asked to look at jobs act grandfather clause.(Tax Watch)
- AmEx closes door on brokers making move; Program for reps to jump to Securities America will end this month.(News)
- Transamerica to offer Vanguard lifestyle fund; Some call these types of funds merely a fad.(News)
- With election over, advisers breathe easier; Most expect market to show prolonged strength.(News)
- Committee sees jobs creation act affecting deficit slightly.(Tax Watch)
- Can Canadian custodians keep matching U.S.'s? Firms are thriving north of border, but stakes are rising.(News)
- Chuck Schwab impresses some advisers at IMPACT; But others say his speech lacked substance.(News)
- Merrill exec sees glass as half full.(Short Interests)
- Fidelity ramps up its efforts in retirement income planning; Its competitors have been slow to enter the fray, however.(News)
- Rep hid theft of millions from regulators, three brokers; SEC: Used client money he pretended to invest.(News)
- Small-cap manager leaves no stone unturned.(Street Wise)
- No new life from push by insurers; Applications down; campaign's effects may surface later.(News)
- Advisers' optimism on market, economy is 'cautious' at best; Worry about keeping lid on client expectations.(News)
- Hedge funds may gain new fans; Registration makes them more palatable to financial advisers.(News)
- The .400 hitters have returned, according to Bernstein; Others attribute consistency to styles, not manager ability.(News)
- Plan would allow workers to tap pension benefits early; Comments being accepted on phased retirement program.(News)
- Citigroup plans to ramp up its clearing presence; Some experts question how it will gain market share amid consolidation.(News)
- Tax reform is high on the agenda in Washington; Debate expected on Social Security and the tax code.(Tax Planning)
- Pottruck's big parting gift kept hush-hush.(Short Interests)
- Calendar.(Calendar/Datebook)
- SEC needs two tiers of adviser rules.(Editorial)
- Regulators clash over broker disclosure on fund sales.(Conference Call)
- Concerns nag at the wealthy.(Short Interests)
- Rates, consolidation worry life CFOs; Tillinghast survey predated bid-rigging probe.(News)
- Defining us by how we pay our bills.(Short Interests)
- Life, annuity execs' priorities: Market share, cost cutting.(Short Interests)
- D.C. insider makes SEC, fund, election forecasts.(Conference Call)
- Fidelity suffers defections; Some record keepers for 401(k)s ax funds.(News)
- Women gain financial fortitude.(Short Interests)
- Managers hit by high cost of 'minisweeps' by the SEC; Firms must sift through e-mail, and produce reams of documents.(News)
- Soft dollars win support.(Short Interests)
- Junk is king of domestic-bond world; Convertibles also perform well as research pays off.(News)
- Capstone devotees sing the study group's praises; Advisers tie their growth to other members' feedback.(News)
- High fund fees may hurt small rollover IRAs; Advisers should be on guard, some say.(News)
- Fund investors may face capital gains taxes; Sideways market may blunt the blow this year, however.(News)
- Fund firms see investment aspects in HSAs; Getting into game as profits look healthy in the long run.(News)
- Memo to President Bush on the economy.(Monday Morning)
- One on One With Richard G. Ketchum of the New York Stock Exchange.(One on One)
- Taking AIM at 529 investors.(Short Interests)
- Prudential creates income bridge to help retirees; It allows them to put off Social Security.(News)
- At the Bell; Integrity acquires two funds from IPS.(Late News)
- Closing Quote.(Quotes)
- Teaching ethics can help weed out bad apples.(Monday Morning)
- Key lawmakers looking to sweeten 401(k) carrot; Portman, Cardin eye raising income ceiling for savers' credit.(News)
- Big old-line investment firms flock to alternatives; These traditional firms run $563B in such strategies.(News)
- Gartmore funds face a hard sell.(Short Interests)
- Advent is pulling plug.(Short Interests)
- Tax cut benefits for small businesses debated.(Tax Watch)
- Closing Quote.(Quotes)
- 'CalPERS effect' shrinking.(News)
- Donations are poised to bounce back in 2004 as clients regain optimism; Favorable stock market, better economy may spell holiday cheer.(Charitable Gifts)
- Boomers headed for trouble.(Short Interests)
- Ameristock's founder's wife supports hubby.(Short Interests)
- Solo 401(k)s now offer more choices, lower costs; The reason? Many of the big players are in the market.(News)
- Dow Jones expands hedge fund indexes offerings.(Product Watch)
- Investors view brokers positively.(Short Interests)
- Rising health costs do damage.(Short Interests)
- Act now to avoid January disability deluge.(Short Interests)
- Closing Quote.(Quotes)
- Shift by brokers, advisers hits money funds; Clients showing preference for accounts with FDIC insurance.(News)
- Planners abuzz about the fate of the estate tax; Some see higher exemption, not repeal.(News)
- Permanence a main theme as Congress maps its agenda.(Tax Watch)
- One on One With Phillip Goldstein of Opportunity Partners LP.(One on One)
- Calendar.(Calendar/Datebook)
- Probe may force more pay disclosure; NAIC drafts legislation for insurance agents, brokers.(News)
- SEC may revise 2% redemption fee proposal; Pension industry, fund companies mull uniform-fee standard.(News)
- International fund manager goes his own way.(Street Wise)
- One on One With James S. Riepe of the Investment Company Institute.(One on One)
- States put forth case.(Short Interests)
- SEC set to vote broker-dealer-exemption rule; FPA lawsuit not seen as an obstacle.(News)
- Commonwealth brings offerings under one tent; Firm rolls out wealth management platform for reps.(News)
- At the Bell; IRS increases high-income audits.(Late News)
- Hedge fund managers reeling from October surprise.(Other Views)
- Schwab prods advisers to buy extra insurance; Members of network told to have coverage of errors and omissions.(News)
- Disease-centric investing arrives; WellSpring unit investment trusts take aim at finding cures.(News)
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