Financial Services Industry
Industry: Email Alert RSS FeedSunGard enhances Protegent compliance software.(Product Watch)
Investment News, November, 2006
SunGard Data Systems Inc. of Wayne, Pa., has released a new version of Protegent Surveillance, a compliance solution that helps retail broker-dealers reduce regulatory and reputation risk by helping automate trade and account surveillance, client suitability and auditing. The latest release includes new and enhanced modules for daily account-risk review, alert management, consolidated client data auditing, and transaction- and ac-count- based anti-money-laundering software with exception work flow and case management.
A new anti-money-laundering module monitors transactions associated with the movement of securities and assets, and examines client profiles to help firms identify, assess and manage suspicious activity associated with potential...
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