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Financial Planning, March, 2006
What: National Regulatory Services' Annual Spring Compliance Conference
When: April 17-20
Where: Westin Mission Hills Resort, Palm Springs, Calif.; (760) 328-5955; www.starwoodhotels.com/westin
How: Via Palm Springs International Airport, Ontario International Airport (70 miles) or Los Angeles International Airport (110 miles); or by train/bus to downtown Palm Springs How Much: Conference registration is $1,395. Conference hotel rate is $229.
Why: To hear featured speakers: John Walsh, chief counsel-OCIE, Securities and Exchange Commission; Kenneth Wagner, chief compliance officer, Lincoln Financial Advisors; Amy Olmert, chief compliance officer, Legg Mason; Timothy Miller, supervisor of examiners, NASD; William Cavell, director, National Regulatory...
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