Financial Services Industry
Industry: Email Alert RSS FeedOversight: Hedge Fund Transparency At Issue...Again
US Banker, September, 2007 by Lee Conrad
The Securities & Exchange Commission is attempting to shine a spotlight on the most opaque of investments-hedge funds-by creating a working group in its enforcement division to combat insider trading. It will be a liaison with other federal law-enforcement agencies and self-regulatory organizations.In recent testimony before Congress, SEC Chairman Christopher Cox cited a case filed in March against several hedge funds and their portfolio managers, which he characterized as one of the most pervasive insider rings "since the days of Ivan Boesky and Dennis Levine." Another recent case featured a pharmaceutical executive and his three sons in a multimillion-dollar insider-trading scheme, Cox testified. The father regularly tipped his sons to confidential information from his employer...
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