Financial Services Industry
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First Call/Thomson Financial Insiders' Chronicle, April 30, 2001
NASDAQ
COMPANY TICKER BUY SELL DATE
1-800 CONTACTS INC(COM) CTAC 4,000 [*] 3/1-6/01
1-800 CONTACTS INC(COM) CTAC 1,500 3/1-6/01
1-800 CONTACTS INC(COM) CTAC 1,430 3/12/01
3-DIMENSIONAL PHARMACEUTI(COM) DDDP 1,000 3/15/01
3-DIMENSIONAL PHARMACEUTI(COM) DDDP 2,300 3/20/01
3-DIMENSIONAL PHARMACEUTI(COM) DDDP 12,900 3/15-19/01
3-DIMENSIONAL PHARMACEUTI(COM) DDDP 12,900 3/15-19/01
800 TRAVEL SYSTEMS INC(COM) IFLY 8,000 3/30/01
A B WATLEY GROUP INC(COM) ABWG 8,000 3/7-29/01
AAIPHARMA INC(COM) AAII 1,000 3/15/01
ACORN PRODUCTS INC(COM) ACRN 7,000 3/7/01
ACTIVE POWER INC(COM) ACPW 39,375 3/12-30/01
ACTIVE POWER INC(COM) ACPW 13,000 3/1-30/01
COMPANY PRICE HOLDING
1-800 CONTACTS INC(COM) 20.00-21.00 3,000
1-800 CONTACTS INC(COM) 20.00-21.00 3,000
1-800 CONTACTS INC(COM) 22.00 1,331,608
3-DIMENSIONAL PHARMACEUTI(COM) 9.50 13,143
3-DIMENSIONAL PHARMACEUTI(COM) 8.53 2,300
3-DIMENSIONAL PHARMACEUTI(COM) 9.03-9.14 4,678,519
3-DIMENSIONAL PHARMACEUTI(COM) 9.03-9.14 4,678,519
800 TRAVEL SYSTEMS INC(COM) 0.78-0.88 58,000
A B WATLEY GROUP INC(COM) 5.64-6.25 472,253
AAIPHARMA INC(COM) 12.00 1,500
ACORN PRODUCTS INC(COM) 0.81 66,100
ACTIVE POWER INC(COM) 17.06-20.00 5,228,351
ACTIVE POWER INC(COM) 17.25-20.37 81,635
INSIDER
COMPANY INSIDER TITLE RANKING
1-800 CONTACTS INC(COM) Tanner Scott S D -
1-800 CONTACTS INC(COM) Tanner Scott S D -
1-800 CONTACTS INC(COM) Nichols John F D -
3-DIMENSIONAL PHARMACEUTI(COM) King David D 3
3-DIMENSIONAL PHARMACEUTI(COM) Brazier Graham R VP -
3-DIMENSIONAL PHARMACEUTI(COM) Cavanaugh James H D -
3-DIMENSIONAL PHARMACEUTI(COM) Werner Harold D -
800 TRAVEL SYSTEMS INC(COM) Sontag Peter M D -
A B WATLEY GROUP INC(COM) Steinberg Eric VP -
AAIPHARMA INC(COM) Tabbiner Philip S VP -
ACORN PRODUCTS INC(COM) Abbott William W D -
ACTIVE POWER INC(COM) Pinkerton Joseph F P -
ACTIVE POWER INC(COM) Ott William E VP -
12 MO.
PRICE
COMPANY RANGE
1-800 CONTACTS INC(COM) 63-19
1-800 CONTACTS INC(COM) 63-19
1-800 CONTACTS INC(COM) 63-19
3-DIMENSIONAL PHARMACEUTI(COM) 39-7
3-DIMENSIONAL PHARMACEUTI(COM) 39-7
3-DIMENSIONAL PHARMACEUTI(COM) 39-7
3-DIMENSIONAL PHARMACEUTI(COM) 39-7
800 TRAVEL SYSTEMS INC(COM) 3-1
A B WATLEY GROUP INC(COM) 26-5
AAIPHARMA INC(COM) 16-6
ACORN PRODUCTS INC(COM) 2-0
ACTIVE POWER INC(COM) 74-14
ACTIVE POWER INC(COM) 74-14
ACTIVE POWER INC(COM) ACPW 4,000 [*] 3/28-29/01
ACTIVISION INC ATVI 2,000 3/23/01
ADVANCED ENGINE TECHNOLOG(COM) AENG 13,000 3/27-30/01
ADVANCED NEUROMODULATION (COM) ANSI 3,000 3/12/01
ADVANCED TECHNICAL PRODUC(COM) ATPX 6,500 3/23-27/01
ADVANCED TECHNICAL PRODUC(COM) ATPX 4,000 3/23-26/01
ADVANCED TECHNICAL PRODUC(COM) ATPX 6,000 3/23-26/01
ADVANCED TECHNICAL PRODUC(COM) ATPX 1,450 3/23-29/01
AFC ENTERPRISES INC(COM) AFCE 6,000 3/2/01
AFC ENTERPRISES INC(COM) AFCE 2,500 3/2/01
AFC ENTERPRISES INC(COM) AFCE 3,000 3/2/01
AFC ENTERPRISES INC(COM) AFCE 1,000 3/2/01
AFC ENTERPRISES INC(COM) AFCE 6,000 3/2/01
AFTERMARKET TECHNOLOGY CO(COM) ATAC 484 3/1-16/01
AFTERMARKET TECHNOLOGY CO(COM) ATAC 484 3/1-16/01
AFTERMARKET TECHNOLOGY CO(COM) ATAC 870 3/1-16/01
AG CHEM EQUIP INC(COM) AGCH 1,800 3/1/01
ALAMANCE NATIONAL BANK GR(COM) ACNC 500 3/31/01
ALEXANDER & BALDWIN INC(COM) ALEX 500 3/26/01
ALEXION PHARMACEUTICALS I(COM) ALXN 9,000 3/12-21/01
ALICO INC(COM) ALCO 3,606 3/1-29/01
ALLAIRE COMMUNITY BANK NJ(COM) ALCY 529 2/6-3/30/01
ALLEGIANT BANCORP INC(COM) ALLE 388 3/30/01
ALLEGIANT BANCORP INC(COM) ALLE 515 3/30/01
ALLEGIANT BANCORP INC(COM) ALLE 521 3/30/01
ALLEGIANT BANCORP INC(COM) ALLE 616 3/30/01
ALLSTATE FINANCIAL CORP V(COM) ASFN 10,000 3/23-27/01
ALMOST FAMILY INC(COM) AFAM 5,000 2/26-3/5/01
AMERICAN BANKCORP INC LA(COM) ABNC 98 3/13/01
AMERICAN ECOLOGY CORP(COM) ECOL 15,900 3/1-29/01
AMERICAN PACIFIC BANK OR AMPB 2,900 3/2-7/01
AMERICAN PHYSICIAN SVC G(COM) AMPH 3,000 3/27-29/01
AMERIPATH INC(COM) PATH 4,981 [*] 3/8/01
ANALYSTS INTERNATIONAL CO(COM) ANLY 1,000 3/22/01
ANDERSONS INC(COM) ANDE 1,000 3/2/01
APPLEBEES INTERNATIONAL I(COM) APPB 198 3/1/01
APPLEBEES INTERNATIONAL I(COM) APPB 479 3/1/01
APPLEBEES INTERNATIONAL I(COM) APPB 1,718 3/8-27/01
APPLEBEES INTERNATIONAL I(COM) APPB 2,000 3/27/01
APPLEBEES INTERNATIOANL I(COM) APPB 3,742 [*] 3/8-27/01
APPLIED MATERIALS INC(COM) AMAT 6,585 [*] 3/19/01
APPLIED MATERIALS INC(COM) AMAT 3,000 3/28/01
ARADIGM CORP(COM) ARDM 4,687 [*] 3/1/01
ARENA PHARMACEUTICALS INC(COM) ARNA 5,000 3/5-26/01
ARGO BANCORP INC(COM) ARGO 1,000 3/29/01
ARI NETWORK SERVICES INC ARIS 22,000 4/11/01
ARROW FINL CORP(COM) ARROW 750 3/6/01
ART TECHNOLOGY GROUP INC(COM) ARTG 6,424 3/5/01
ARTESIAN RESOURCES CORP ARTNA 947 [*] 3/29-30/01
ARTHROCARE CORP(COM) ARTC 1,000 3/1/01
ASSOCIATED BANC-CORP(COM) ASBC 2,301 [*] 3/1-21/01
ASTROPOWER INC(COM) APWR 7,500 3/15/01
ASTROPOWER INC(COM) APWR 2,000 [*] 3/15/01
ASTROPOWER INC(COM) APWR 2,375 [*] 3/15/01
ASTROPOWER INC(COM) APWR 3,350 [*] 3/15/01
ASTROPOWER INC(COM) APWR 7,000 3/15/01
ASTROPOWER INC(COM) APWR 5,000 [*] 3/15/01
ASTROPOWER INC(COM) APWR 2,000 3/15/01
ATLANTIC BANCGROUP INC(COM) ATBC 1,000 3/6/01
AUDIO VISUAL SVCS CORP(COM) AVSV 14,000 3/28-30/01
AUDIO VISUAL SVCS CORP(COM) AVSV 14,000 3/28-30/01
AUDIO VISUAL SVCS CORP(COM) AVSV 14,000 3/28-30/01
AUDIO VISUAL SVCS CORP(COM) AVSV 14,000 3/28-30/01
AUDIO VISUAL SVCS CORP(COM) AVSV 14,000 3/28-30/01
AUTHENTIDATE HLDG CORP(COM) ADAT 500 3/30/01
AVIATION GENERAL INC(COM) AVGE 2,400 4/2-3/01
AVOCENT CORP(COM) AVCT 850 3/13/01
AVOCENT CORP(COM) AVCT 1,300 3/1-2/01
AXCESS INC(COM) AXSI 3,500 3/14-19/01
BADGER PAPER MILLS INC(COM) BPMI 2,100 3/2-5/01
BANC CORPORATION(COM) TBNC 9,000 3/30/01
BANC CORPORATION(COM) TBNC 600 3/30/01
BANC CORPORATION(COM) TBNC 1,658 3/1/01
BANC CORPORATION(COM) TBNC 6,500 3/14-30/01
BANK DAVIE NC(COM) BADN 700 3/6/01
BANK HEMET CALIF(COM) BHEM 250 3/2/01
BANK KY FINL CORP(COM) BKYF 10,000 3/9-19/01
BANKNORTH GROUP INC(COM) BKNG 1,000 3/20/01
ACTIVE POWER INC(COM) 20.00 240,759
ACTIVISION INC 24.00-24.03 1,000
ADVANCED ENGINE TECHNOLOG(COM) 0.50-0.68 N/R
ADVANCED NEUROMODULATION (COM) 12.88 45,248
ADVANCED TECHNICAL PRODUC(COM) 7.00-7.13 14,700
ADVANCED TECHNICAL PRODUC(COM) 7.00-7.13 10,000
ADVANCED TECHNICAL PRODUC(COM) 7.00-7.13 12,000
ADVANCED TECHNICAL PRODUC(COM) 6.75-7.13 190,107
AFC ENTERPRISES INC(COM) 17.00 6,000
AFC ENTERPRISES INC(COM) 17.00 451,103
AFC ENTERPRISES INC(COM) 17.00 5,334
AFC ENTERPRISES INC(COM) 17.00 5,334
AFC ENTERPRISES INC(COM) 17.00 6,000
AFTERMARKET TECHNOLOGY CO(COM) 5.25-5.75 10,123,075
AFTERMARKET TECHNOLOGY CO(COM) 5.25-5.75 37,021
AFTERMARKET TECHNOLOGY CO(COM) 5.25-5.75 9,970,933
AG CHEM EQUIP INC(COM) 25.50 0
ALAMANCE NATIONAL BANK GR(COM) 8.25 11,699
ALEXANDER & BALDWIN INC(COM) 22.25 725
ALEXION PHARMACEUTICALS I(COM) 19.63-21.00 102,667
ALICO INC(COM) 15.94-17.00 3,606
ALLAIRE COMMUNITY BANK NJ(COM) 14.00-14.38 6,934
ALLEGIANT BANCORP INC(COM) 10.31 4,888
ALLEGIANT BANCORP INC(COM) 10.31 20,795
ALLEGIANT BANCORP INC(COM) 10.31 175,823
ALLEGIANT BANCORP INC(COM) 10.31 781,093
ALLSTATE FINANCIAL CORP V(COM) 0.81 327,526
ALMOST FAMILY INC(COM) 4.38 11,046
AMERICAN BANKCORP INC LA(COM) 71.00 10,891
AMERICAN ECOLOGY CORP(COM) 2.53-2.75 7,846
AMERICAN PACIFIC BANK OR 3.25 595,022
AMERICAN PHYSICIAN SVC G(COM) 2.88 385,825
AMERIPATH INC(COM) 18.69 8,676
ANALYSTS INTERNATIONAL CO(COM) 4.38 31,240
ANDERSONS INC(COM) 8.55 3,300
APPLEBEES INTERNATIONAL I(COM) 31.13 19,931
APPLEBEES INTERNATIONAL I(COM) 31.13 5,403
APPLEBEES INTERNATIONAL I(COM) 33.00-35.50 5,403
APPLEBEES INTERNATIONAL I(COM) 36.13 19,931
APPLEBEES INTERNATIOANL I(COM) 33.00-35.50 5,403
APPLIED MATERIALS INC(COM) 44.38 14,415
APPLIED MATERIALS INC(COM) 49.6 1,061,754
ARADIGM CORP(COM) 8.66 172,560
ARENA PHARMACEUTICALS INC(COM) 17.81-24.56 240,000
ARGO BANCORP INC(COM) 14.00 219,629
ARI NETWORK SERVICES INC 0.94 68,500
ARROW FINL CORP(COM) 22.78 8,539
ART TECHNOLOGY GROUP INC(COM) 22.25-22.44 41,434
ARTESIAN RESOURCES CORP 25.00-25.25 2,942
ARTHROCARE CORP(COM) 17.44 0
ASSOCIATED BANC-CORP(COM) 31.98-35.27 8,792
ASTROPOWER INC(COM) 30.00 53,249
ASTROPOWER INC(COM) 30.00 0
ASTROPOWER INC(COM) 30.00 150
ASTROPOWER INC(COM) 30.00 9,250
ASTROPOWER INC(COM) 30.00 18,000
ASTROPOWER INC(COM) 30.00 0
ASTROPOWER INC(COM) 30.00 4,050
ATLANTIC BANCGROUP INC(COM) 10.50 3,000
AUDIO VISUAL SVCS CORP(COM) 0.44-0.53 208,200
AUDIO VISUAL SVCS CORP(COM) 0.44-0.53 208,200
AUDIO VISUAL SVCS CORP(COM) 0.44-0.53 362,200
AUDIO VISUAL SVCS CORP(COM) 0.44-0.53 208,200
AUDIO VISUAL SVCS CORP(COM) 0.44-0.53 415,200
AUTHENTIDATE HLDG CORP(COM) 5.00 184,386
AVIATION GENERAL INC(COM) 0.94 N/R
AVOCENT CORP(COM) 20.94 11,675
AVOCENT CORP(COM) 23.06-25.00 497
AXCESS INC(COM) 3.00-4.00 1,079,181
BADGER PAPER MILLS INC(COM) 2.38 140,290
BANC CORPORATION(COM) 5.12 221,000
BANC CORPORATION(COM) 5.00 5,600
BANC CORPORATION(COM) 6.00 52,855
BANC CORPORATION(COM) 5.00-5.88 165,000
BANK DAVIE NC(COM) 10.88-12.00 37,800
BANK HEMET CALIF(COM) 35.00 14,960
BANK KY FINL CORP(COM) 20.00 95,020
BANKNORTH GROUP INC(COM) 20.33 18,222
ACTIVE POWER INC(COM) Gino David S O - 74-14
ACTIVISION INC Vrabeck Kathy P VP -5 25-6
ADVANCED ENGINE TECHNOLOG(COM) Shelby Carroll H P - 3-1
ADVANCED NEUROMODULATION (COM) Calhoun James P VP 1 27-11
ADVANCED TECHNICAL PRODUC(COM) Forbes Gary L D - 8-2
ADVANCED TECHNICAL PRODUC(COM) Zeits Richard R VP - 8-2
ADVANCED TECHNICAL PRODUC(COM) Hobt James P O - 8-2
ADVANCED TECHNICAL PRODUC(COM) Dominy Garrett L P - 8-2
AFC ENTERPRISES INC(COM) Schickler Steven B P - 23-16
AFC ENTERPRISES INC(COM) Holbrook Dick R P - 23-16
AFC ENTERPRISES INC(COM) Luther Jon P - 23-16
AFC ENTERPRISES INC(COM) Luther Jon P - 23-16
AFC ENTERPRISES INC(COM) Tanenbaum Allan J VP - 23-16
AFTERMARKET TECHNOLOGY CO(COM) Parsky Gerald L D 11 12-2
AFTERMARKET TECHNOLOGY CO(COM) Dubose Michael T CB 11 12-2
AFTERMARKET TECHNOLOGY CO(COM) Crowell Richard R D 11 12-2
AG CHEM EQUIP INC(COM) Koep Steven M VP - 26-6
ALAMANCE NATIONAL BANK GR(COM) Lloyd Lynn S D - 10-6
ALEXANDER & BALDWIN INC(COM) Sedway Lynn M D - 29-20
ALEXION PHARMACEUTICALS I(COM) Fried John H D - 116-19
ALICO INC(COM) Griffin Ben H CB - 18-15
ALLAIRE COMMUNITY BANK NJ(COM) Russell Howard S D 6 17-8
ALLEGIANT BANCORP INC(COM) Wallace Robert E D 4 11-8
ALLEGIANT BANCORP INC(COM) Weiss John L D 4 11-8
ALLEGIANT BANCORP INC(COM) Wielansky Lee S D 4 11-8
ALLEGIANT BANCORP INC(COM) Wool Marvin S CB 4 11-8
ALLSTATE FINANCIAL CORP V(COM) Mclendon J K P - 1-0
ALMOST FAMILY INC(COM) Lyles Patrick T VP - 7-2
AMERICAN BANKCORP INC LA(COM) Diesi J C D 1 63-56
AMERICAN ECOLOGY CORP(COM) Eckert Patricia M D - 4-2
AMERICAN PACIFIC BANK OR Chan Fai H CB - 4-3
AMERICAN PHYSICIAN SVC G(COM) Shifrin Kenneth S D - 4-1
AMERIPATH INC(COM) Billington James E VP -4 27-7
ANALYSTS INTERNATIONAL CO(COM) Charpentier Marti R VP 2 11-3
ANDERSONS INC(COM) Mennel Donald L D 11 10-7
APPLEBEES INTERNATIONAL I(COM) Steinkamp Robert T VP -7 39-22
APPLEBEES INTERNATIONAL I(COM) Peterson Mark A VP -7 39-22
APPLEBEES INTERNATIONAL I(COM) Peterson Mark A VP -7 39-22
APPLEBEES INTERNATIONAL I(COM) Steinkamp Robert T VP -7 39-22
APPLEBEES INTERNATIOANL I(COM) Peterson Mark A VP -7 39-22
APPLIED MATERIALS INC(COM) Kawanishi Tsuyoshi D - 102-35
APPLIED MATERIALS INC(COM) Maydan Dan P - 102-35
ARADIGM CORP(COM) Rubsamen Reid M F -2 27-4
ARENA PHARMACEUTICALS INC(COM) Behan Dominic P VP - 46-12
ARGO BANCORP INC(COM) Yedinal George P VP - 16-9
ARI NETWORK SERVICES INC Dearing Brian E P - 6-1
ARROW FINL CORP(COM) Vanleeuwen John C VP -3 23-15
ART TECHNOLOGY GROUP INC(COM) Kelley Lauren OX - 122-4
ARTESIAN RESOURCES CORP Spacht David B O -1 27-22
ARTHROCARE CORP(COM) Prothro Bruce VP -1 105-12
ASSOCIATED BANC-CORP(COM) Mccarthy George J OX - 36-22
ASTROPOWER INC(COM) Hall Robert B VP - 61-14
ASTROPOWER INC(COM) Briggs Mark D VP - 61-14
ASTROPOWER INC(COM) McDowell Richard K VP - 61-14
ASTROPOWER INC(COM) Rand James A VP - 61-14
ASTROPOWER INC(COM) Stiner Thomas J O - 61-14
ASTROPOWER INC(COM) Nordquist Clare E D - 61-14
ASTROPOWER INC(COM) Dinetta Louis C VP - 61-14
ATLANTIC BANCGROUP INC(COM) Young David L O 2 11-9
AUDIO VISUAL SVCS CORP(COM) Voaden John C O - 2-0
AUDIO VISUAL SVCS CORP(COM) Obrien Michael OX - 2-0
AUDIO VISUAL SVCS CORP(COM) Davies Digby J P - 2-0
AUDIO VISUAL SVCS CORP(COM) Sanders Kenneth R OX - 2-0
AUDIO VISUAL SVCS CORP(COM) Ellis Robert K CB - 2-0
AUTHENTIDATE HLDG CORP(COM) Whitman Ira C D - 10-3
AVIATION GENERAL INC(COM) Alsabah Mishal Y D 1 4-1
AVOCENT CORP(COM) Pritchett Douglas E O - 71-17
AVOCENT CORP(COM) Mcaleer William D - 71-17
AXCESS INC(COM) Morgan Richard C CB - 8-3
BADGER PAPER MILLS INC(COM) Kuber Thomas J CB - 5-2
BANC CORPORATION(COM) Orso Ronald W D - 8-5
BANC CORPORATION(COM) McFadden F H O - 8-5
BANC CORPORATION(COM) Gittings John P D - 8-5
BANC CORPORATION(COM) Taylor James A D - 8-5
BANK DAVIE NC(COM) Burnette William A D 3 15-10
BANK HEMET CALIF(COM) Jaqua James B P 1 36-28
BANK KY FINL CORP(COM) Sathe Robert B D - 27-20
BANKNORTH GROUP INC(COM) Crampton Susan C D -2 21-12
BE FREE INC(COM) BFRE 22,800
BERGER HLDGS LTD BGRH 5,500
BERKLEY W R CORP(COM) BKLY 5,488 [*]
BERKLEY W R C0RP(COM) BKLY 5,989 [*]
BERKLEY W R C0RP(COM) BKLY 2,400 [*]
BERKLEY W R CORP(COM) BKLY 500 [*]
BETA OIL & GAS INC(COM) BETA 9,100
BIO TECHNOLOGY GEN CORP(COM) BTGC 450
BIOJECT MEDICAL TECHNOLOGIES INC BJCT 10,440
BIOMARIN PHARMACEUTICAL (C0M) BMRN 41,517
BIOPURE C0RP BPUR 500
BIOSITE DIAGNOSTICS INC(COM) BSTE 20,000
BIOSITE DIAGNOSTICS INC(COM) BSTE 5,000
BIOSITE DIAGNOSTICS INC(COM) BSTE 1,000
BIOSPHERICS INC(COM) BINC 9,380
BIOSPHERICS INC(COM) BINC 9,380
BITSTREAM INC BITS 4,400
BLACK BOX CORP(COM) BBOX 20,000
BNCCORP INC(COM) BNCC 1,000
BOK FINL CORP BOKF 1,336
BOK FINL CORP BOKF 625 [*]
BOREL BK&TR SAN MATEO CA(COM) BLCA 1,000
BOREL BK&TR SAN MATEO CA(COM) BLCA 1,000
BOSTON BIOMEDICA INC(COM) BBII 1,595
BOSTON BIOMEDICA INC(COM) BBII 2,000
BROWN TOM INC TMBR 300
BROWN TOM INC TMBR 4,000 [*]
BRUKER DALTONICS INC(COM) BDAL 850 [*]
BUCS FINL CORP(COM) BUCS 250
BUCS FINL CORP(COM) BUCS 1,000
BUCS FINL CORP(COM) BUCS 2,000
BUCS FINL CORP(COM) BUCS 2,850
C H ROBINSON WORLDWIDE IN(COM) CHRW 45,000
CACHE INC CACH 3,100
CAL DIVE INTL INC(COM) CDIS 3,900
CANNONDALE CORP(COM) BIKE 2,400
CANTERBURY PARK HOLDING C(COM) TRAK 1,100
CAPITAL SOUTHWEST CORP(COM) CSWC 1,500
CARDIAC SCIENCE INC DFIB 7,000
CARDIMA INC(COM) CRDM 13,300
CATALYST SEMICONDUCTOR IN(COM) CATS 4,584 [*]
CATALYTICA ENERGY SYS INC(COM) CESI 20,266
CATO CORP NEW CACOA 4,000
CBES BANCORP INC(COM) CBES 5,000
CENTENNIAL BANCORP (COM) CEBC 4,800
CENTURA SOFTWARE CORP(COM) MBRN 20,032
CENTURY BANCORP INC MASS CNBKA 583
CENTURY BANCSHARES INC(COM) CTRY 3,700
CEPHALON INC(COM) CEPH 15,000 [*]
CEPHALON INC(COM) CEPH 5,000 [*]
CEPHALON INC(COM) CEPH 15,000 [*]
CEPHALON INC(COM) CEPH 3,750 [*]
CHANNELL COMMERCIAL CORP(COM) CHNL 920
CHILDRENS PLACE RETAIL ST(COM) PLCE 12,500
CHILDRENS PLACE RETAIL ST(COM) PLCE 5,000
CHORUS COMMUNICATIONS GRO(COM) CCGL 1,807
CHRONIMED INC(COM) CHMD 1,000
CIMA LABS INC(COM) CIMA 12,500 [*]
CIRRUS LOGIC INC(COM) CRUS 4,336
CIRRUS LOGIC INC(COM) CRUS 1,000
CITIZENS BANCSHARES CORP (COM) CZBS 465
CITIZENS BANKING CORP(COM) CBCF 2,000
CITIZENS BANKING CORP(COM) CBCF 1,500 [*]
CITIZENS BANKING CORP(COM) CBCF 1,700
CITIZENS BANKING CORP(COM) CBCF 4,500 [*]
CITIZENS BANKING CORP(COM) CBCF 5,200
CITIZENS FIRST BANCORP IN(COM) CTZN 1,754
CIVIC BANCORP(COM) CIVC 3,700
CIVIC BANCORP(COM) CIVC 15,330
CIVIC BANCORP(COM) CIVC 7,031
CLEAN HARBORS INC(COM) CLHB 5,000
CNBC BANCORP(COM) CNBD 3,500
CNBC BANCORP(COM) CNBD 400
COBALT GROUP INC(COM) CBLT 2,000
COBIZ INC(COM) COBZ 3,000
COBIZ INC(COM) COBZ 250
COBIZ INC(COM) COBZ 3,000
CODORUS VALLEY BANCORP IN(COM) CVLY 1,000
BE FREE INC(COM) 3/8-21/01 1.19-1.88 263,604
BERGER HLDGS LTD 3/15-28/01 1.96-2.19 87,000
BERKLEY W R CORP(COM) 3/12/01 47.00-47.38 4,637
BERKLEY W R C0RP(COM) 3120/01 45.88-46.31 1,227
BERKLEY W R C0RP(COM) 3/7/01 47.00 2,042
BERKLEY W R CORP(COM) 3/22/01 44.00 2,963
BETA OIL & GAS INC(COM) 4/4/01 6.53 409,100
BIO TECHNOLOGY GEN CORP(COM) 3/2/01 7.34 2,307
BIOJECT MEDICAL TECHNOLOGIES INC 3/1-9/01 9.00-10.31 348,539
BIOMARIN PHARMACEUTICAL (C0M) 3/5-4/4/01 7.13-9.54 1,300,000
BIOPURE C0RP 3/7/01 20.34 0
BIOSITE DIAGNOSTICS INC(COM) 3/7/01 35.69-36.69 317,940
BIOSITE DIAGNOSTICS INC(COM) 3/13/01 30.00 312,929
BIOSITE DIAGNOSTICS INC(COM) 3/14/01 30.00 18,400
BIOSPHERICS INC(COM) 2/27-3/5/01 5.67-8.47 0
BIOSPHERICS INC(COM) 3/1-7/01 6.50-8.06 0
BITSTREAM INC 3/1/01 2.13-2.25 4,400
BLACK BOX CORP(COM) 3/1-2/01 40.81-42.66 85,000
BNCCORP INC(COM) 3/9-29/01 7.63 98,933
BOK FINL CORP 3/8/01 22.50 3,354
BOK FINL CORP 3/25/01 24.13 797
BOREL BK&TR SAN MATEO CA(COM) 4/3/01 27.00 216,464
BOREL BK&TR SAN MATEO CA(COM) 4/3/01 26.88 104,936
BOSTON BIOMEDICA INC(COM) 3/28-29/01 1.50-1.75 26,061
BOSTON BIOMEDICA INC(COM) 3/29/01 1.50 25,600
BROWN TOM INC 2/26-3/26/01 30.50-32.93 300
BROWN TOM INC 3/5-7/01 33.25-36.00 0
BRUKER DALTONICS INC(COM) 3/16/01 16.13 1,650
BUCS FINL CORP(COM) 3/14/01 10.00 250
BUCS FINL CORP(COM) 3/14/01 10.00 1,000
BUCS FINL CORP(COM) 3/14/01 10.00 2,000
BUCS FINL CORP(COM) 3/14/01 10.00 2,850
C H ROBINSON WORLDWIDE IN(COM) 3/1-9/01 30.00-30.50 777,288
CACHE INC 3/6/01 4.00 29,875
CAL DIVE INTL INC(COM) 3/7/01 30.00-30.25 32,100
CANNONDALE CORP(COM) 3/5-7/01 4.72-4.88 385,772
CANTERBURY PARK HOLDING C(COM) 3/28/01 6.25 255,497
CAPITAL SOUTHWEST CORP(COM) 3/28/01 66.50 11,950
CARDIAC SCIENCE INC 3/22/01 2.81-3.00 522,935
CARDIMA INC(COM) 2/13-28/01 0.44-0.50 5,500
CATALYST SEMICONDUCTOR IN(COM) 3/8/01 4.50 0
CATALYTICA ENERGY SYS INC(COM) 3/2-15/01 16.81-17.44 11,305
CATO CORP NEW 3/21/01 16.00 34,154
CBES BANCORP INC(COM) 3/30/01 12.00 5,000
CENTENNIAL BANCORP (COM) 2/2-5/01 8.16-8.39 889,068
CENTURA SOFTWARE CORP(COM) 3/15/01 1.10 55,556
CENTURY BANCORP INC MASS 3/7/01 17.75 16,549
CENTURY BANCSHARES INC(COM) 3/27-30/01 8.75 148,132
CEPHALON INC(COM) 3/6/01 56.00-56.75 0
CEPHALON INC(COM) 3/5/01 58.88 28,796
CEPHALON INC(COM) 3/5/01 57.38 0
CEPHALON INC(COM) 3/9/01 56.75 0
CHANNELL COMMERCIAL CORP(COM) 3/23/01 5.38 1,347
CHILDRENS PLACE RETAIL ST(COM) 3/23-26/01 25.00-25.31 8,120,630
CHILDRENS PLACE RETAIL ST(COM) 3/20/01 26.00 65,070
CHORUS COMMUNICATIONS GRO(COM) 2/26/01 34.75 14,693
CHRONIMED INC(COM) 3/12/01 13.55 182,125
CIMA LABS INC(COM) 3/2-5/01 57.06-57.75 5,440
CIRRUS LOGIC INC(COM) 3/26/01 24.50 3,375
CIRRUS LOGIC INC(COM) 3/2/01 19.94 348
CITIZENS BANCSHARES CORP (COM) 3/27-30/01 6.88 3,868
CITIZENS BANKING CORP(COM) 3/12/01 25.13-25.31 30,002
CITIZENS BANKING CORP(COM) 3/9/01 26.00 4,265
CITIZENS BANKING CORP(COM) 3/27/01 26.13 7,300
CITIZENS BANKING CORP(COM) 3/6/01 26.00 6,505
CITIZENS BANKING CORP(COM) 3/1-2/01 26.13-26.31 22,764
CITIZENS FIRST BANCORP IN(COM) 3/7/01 10.00 1,754
CIVIC BANCORP(COM) 3/15/01 15.56 1,285,807
CIVIC BANCORP(COM) 3/2/01 15.51 3,637
CIVIC BANCORP(COM) 3/5/01 16.00 23,763
CLEAN HARBORS INC(COM) 3/1-12/01 2.13 61,200
CNBC BANCORP(COM) 3/2/01 27.35 55,862
CNBC BANCORP(COM) 3/1-14/01 28.00 54,102
COBALT GROUP INC(COM) 3/14/01 2.56 572,332
COBIZ INC(COM) 3/1-14/01 16.88-17.25 1,170,481
COBIZ INC(COM) 3/12/01 17.38 2,100
COBIZ INC(COM) 3/1/-14/01 16.88-17.25 1,112,372
CODORUS VALLEY BANCORP IN(COM) 3/22/01 17.50 17,752
BE FREE INC(COM) Heavey W B VP - 14-1
BERGER HLDGS LTD Kraut Jon M D - 3-1
BERKLEY W R CORP(COM) Shiel James G VP - 48-18
BERKLEY W R C0RP(COM) Lankford H R VP - 48-18
BERKLEY W R C0RP(COM) Pennachio Joseph M VP - 48-18
BERKLEY W R CORP(COM) Siegel Scott A VP - 48-18
BETA OIL & GAS INC(COM) Richardson Joe C D - 12-7
BIO TECHNOLOGY GEN CORP(COM) Wattleton Faye D -3 15-5
BIOJECT MEDICAL TECHNOLOGIES INC Flynn Edward L D - 11-5
BIOMARIN PHARMACEUTICAL (C0M) Denison Grant W D - 22-7
BIOPURE C0RP Wright Andrew W VP - 28-12
BIOSITE DIAGNOSTICS INC(COM) Blickenstaff Kim D P - 73-22
BIOSITE DIAGNOSTICS INC(COM) Valkirs Gunars E VP - 73-22
BIOSITE DIAGNOSTICS INC(COM) Hibberd Christopher R VP - 73-22
BIOSPHERICS INC(COM) Gantt Thomas W D - 9-4
BIOSPHERICS INC(COM) Gantt Thomas W D - 9-4
BITSTREAM INC Chgnon Anna M P - 8-2
BLACK BOX CORP(COM) Young Brian D D - 90-40
BNCCORP INC(COM) Cleveland Gregory K P - 9-5
BOK FINL CORP Nell Steven E O - 25-16
BOK FINL CORP Bradshaw Steven G VP - 25-16
BOREL BK&TR SAN MATEO CA(COM) Allgood Emanuela M O -2 29-18
BOREL BK&TR SAN MATEO CA(COM) Fick Ronald G P -2 29-18
BOSTON BIOMEDICA INC(COM) Manak Mark M VP - 6-1
BOSTON BIOMEDICA INC(COM) Quinlan Kevin W D - 6-1
BROWN TOM INC Butler Kenneth D 2 36-17
BROWN TOM INC Dussing Hilary G VP 2 36-17
BRUKER DALTONICS INC(COM) Baum Hans J OS - 50-10
BUCS FINL CORP(COM) Copeland M R D 8 14-12
BUCS FINL CORP(COM) Ohrt Margaret D 8 14-12
BUCS FINL CORP(COM) Maier Allen CB 8 14-12
BUCS FINL CORP(COM) Summers Dale D 8 14-12
C H ROBINSON WORLDWIDE IN(COM) Hanson Dale S D - 64-24
CACHE INC Goldberg Mark E D - 5-2
CAL DIVE INTL INC(COM) Duell Kenneth E VP -2 61-20
CANNONDALE CORP(COM) Montgomery James S D - 8-4
CANTERBURY PARK HOLDING C(COM) Barenscheer Brian C D 1 11-6
CAPITAL SOUTHWEST CORP(COM) Smith Tim VP -1 68-51
CARDIAC SCIENCE INC Cohen Raymond W P - 10-3
CARDIMA INC(COM) Vegh Gabriel B P - 2-0
CATALYST SEMICONDUCTOR IN(COM) Allan Lionel M D - 12-3
CATALYTICA ENERGY SYS INC(COM) Briscoe Lawrence W D - 21-13
CATO CORP NEW Johnson Ashley A VP -9 20-10
CBES BANCORP INC(COM) Thomas Paul O - 13-9
CENTENNIAL BANCORP (COM) Williams Richard C D - 10-6
CENTURA SOFTWARE CORP(COM) Clark Thomas R D - 6-1
CENTURY BANCORP INC MASS Sloane Marshall M CB -1 19-12
CENTURY BANCSHARES INC(COM) Fabrikant Marvin D - 9-8
CEPHALON INC(COM) Feeney Robert J D - 80-39
CEPHALON INC(COM) Osborn John E VP - 80-39
CEPHALON INC(COM) Witzel Horst D - 80-39
CEPHALON INC(COM) King David R D - 80-39
CHANNELL COMMERCIAL CORP(COM) Cude Richard A D 1 15-5
CHILDRENS PLACE RETAIL ST(COM) Dabah Ezra CB - 35-17
CHILDRENS PLACE RETAIL ST(COM) Balasiano Steven VP - 35-17
CHORUS COMMUNICATIONS GRO(COM) Swanson Harold L D - 35-15
CHRONIMED INC(COM) Bullion John H D - 15-5
CIMA LABS INC(COM) Glamer Terrence W D - 73-13
CIRRUS LOGIC INC(COM) Cheney Keith E VP -3 47-10
CIRRUS LOGIC INC(COM) Petty Matthew R OX - 47-10
CITIZENS BANCSHARES CORP (COM) Boland Thomas E D - 9-4
CITIZENS BANKING CORP(COM) Lazaroff Stephen J D - 29-16
CITIZENS BANKING CORP(COM) Day Joseph P D - 29-16
CITIZENS BANKING CORP(COM) Wolohan James L D - 29-16
CITIZENS BANKING CORP(COM) Shafer Thomas C VP - 29-16
CITIZENS BANKING CORP(COM) Vantifin James M VP - 29-16
CITIZENS FIRST BANCORP IN(COM) Oldford William G VP 12 14-13
CIVIC BANCORP(COM) Carr Charles D D - 17-13
CIVIC BANCORP(COM) Grisham Arnold T VP - 17-13
CIVIC BANCORP(COM) Roach Edward G D - 17-13
CLEAN HARBORS INC(COM) Waxlax Lorne R D - 3-2
CNBC BANCORP(COM) Weiler Alan R D - 33-20
CNBC BANCORP(COM) MCauliffe Thomas D P - 33-20
COBALT GROUP INC(COM) Holt John W P - 12-1
COBIZ INC(COM) Bangert Steven CB - 18-13
COBIZ INC(COM) Ahern Kevin W D - 18-13
COBIZ INC(COM) Ross Howard R D - 18-13
CODORUS VALLEY BANCORP IN(COM) Jones Macgregor S D 1 19-11
COGNIZANT TECHNOLOGY SOLUTIONS C CTSH 2,000 [*]
COLONELS INTL INC(COM) SPRI 700
COLUMBIA BANKING SYSTEM I(COM) COLB 20,000
COMM BANCORP INC(COM) CCBP 300
COMMERCIAL NATIONAL FINAN(COM) CEFC 844
COMMUNITY BANCORP FREEHOL(COM) CBNJ 500
COMMUNITY BANCORP FREEHOL(COM) CBNJ 1,710
COMMUNITY BANCORP INC FAL(COM) CMBC 500
COMMUNITY BANKCORP INC FAL(COM) CMBC 1,000
COMMUNITY BANK NORTHERN V(COM) CBNV 3,000
COMMUNITY BANK NORTHERN V(COM) CBNV 3,500
COMMUNITY BANK NORTHERN V(COM) CBNV 3,000 [*]
COMMUNITY BANKSHARES INC (COM) CBIV 300
COMMUNITY INVESTORS BANCO(COM) CIBI 1,575
COMMUNITY SAVINGS BANKSHA(COM) CMSV 425
CONCORD CAMERA CORP(COM) LENS 861
CONMED CORP(COM) CNMD 4,450
CONNECTICUT BANK OF COMME(COM) CTCB 900
CONNECTICUT WTR SVC INC(COM) CTWS 1,000
CONNECTICUT WTR SVC INC(COM CTWS 268
CONNECTICUT WTR SVC INC(COM) CTWS 300
CONNECTICUT WTR SVC INC(COM) CTWS 397
CONNECTICUT WTR SVC INC(COM) CTWS 514
CONNECTICUT WTR SVC INC(COM) CTWS 750
CONNECTICUT WTR SVC INC(COM) CTWS 1,000
CONSUMERS BANCORP INC(COM) CBKM 3,500
CONSUMERS BANCORP INC(COM) CBKM 120
CORNING NATURAL GAS CORP(COM) CNIG 300
CORVIS CORP(COM) CORV 3,000
COSINE COMMUNICATIONS INC(COM) COSN 4,500
COSINE COMMUNICATIONS INC(COM) COSN 4,500
COST PLUS INC CA(COM) CPWM 3,209 [*]
COUNTRY WORLD CASINOS INC(COM) CWRC 400,000
CRESCENT STATE BANK CARY (COM) CSCB 500
CROSSROADS SYSTEMS INC(COM) CRDS 1,250
CTC COMMUNICATIONS GROUP (COM) CPTL 8,165
CV THERAPEUTICS INC(COM) CVTX 2,000
D & E COMMUNICATIONS(COM) DECC 500
D & E COMMUNICATIONS(COM) DECC 500
DALLAS GOLD & SILVER EXCH(COM) DGSE 2,500
DELTA PETROLEUM CORP DPTR 11,200 [*]
DIAMONDCLUSTER INTERNATIONAL INC DTPI 3,000
DIAMONDCLUSTER INTERNATIONAL INC DTPI 8,750
DIVERSA CORP(COM) DVSA 5,000
DOCUCORP INTERNATIONAL IN(COM) DOCC 3,600
DREYERS GRAND ICE CREAM I(COM) DRYR 1,332
EASYLINK SVCS CORP EASY 6,000
ECB BANCORP INC(COM) ECBE 400
EDAC TECHNOLOGIES CORP(COM) EDAC 3,000
EDEN BIOSCIENCE CORP(COM) EDEN 1,000
EDGE PETE CORP DEL(COM) EPEX 2,000
EDISON SCHOOLS INC EDSN 676
ELECTRO SCIENTIFIC INDUST(COM) ESIO 100
ENDOCARE INC(COM) ENDO 5,000
ENDOCARE INC(COM) ENDO 5,000
ENDOCARE INC(COM) ENDO 5,000
ENERGY CONVERSION DEVICES(COM) ENER 15,000 [*]
ENERGY CONVERSION DEVICES(COM) ENER 7,100 [*]
ENERGYSOUTH INC(COM) ENSI 500
ENGINEERED SUPPORT SYSTEM(COM) EASI 5,000
ENGINEERED SUPPORT SYSTEM(COM) EASI 500
ENGINEERED SUPPORT SYSTEM(COM) EASI 1,875 [*]
ENTRADA SOFTWARE INC(COM) ETSW 4,300
ENZON INC(COM) ENZN 3,000 [*]
EON COMMUNICATIONS CORP(COM) EONC 20,000
ERIE INDTY CO ERIE 900
ERIE INDTY CO ERIE 100
EVERTRUST FINANCIAL GROUP(COM) EVRT 2,800
EXE TECHNOLOGIES INC(COM) EXEE 44,000
EXE TECHNOLOGIES INC(COM) EXEE 42,000
EXELIXIS INC(COM) EXEL 5,000
EXPRESS SCRIPTS INC ESRX 500
F Y I INC(COM) FYII 3,000 [*]
FARNSWORTH BANCORP INC(COM) FNSW 500
FIBERCORE INC(COM) FBCE 3,500
FIBERCORE INC(COM) FBCE 3,500
FIBERCORE INC(COM) FBCE 7,000
FIBERSTARS INC(COM) FBST 5,000 [*]
COGNIZANT TECHNOLOGY SOLUTIONS C 2/27/01 42.00 0
COLONELS INTL INC(COM) 3/19/01 4.00 4,300
COLUMBIA BANKING SYSTEM I(COM) 4/11/01 11.31-11.34 71,123
COMM BANCORP INC(COM) 4/4/01 28.00 13,166
COMMERCIAL NATIONAL FINAN(COM) 3/15/01 9.75 59,139
COMMUNITY BANCORP FREEHOL(COM) 3/21/01 14.50 106,059
COMMUNITY BANCORP FREEHOL(COM) 3/26/01 15.75 73,436
COMMUNITY BANCORP INC FAL(COM) 3/6/01 8.00 23,829
COMMUNITY BANKCORP INC FAL(COM) 3/23/01 7.88 1,000
COMMUNITY BANK NORTHERN V(COM) 3/26/01 7.50 569,309
COMMUNITY BANK NORTHERN V(COM) 3/12-28/01 6.75-8.25 1,131,175
COMMUNITY BANK NORTHERN V(COM) 3/26/01 7.50 569,309
COMMUNITY BANKSHARES INC (COM) 3/31/01 20.50 16,880
COMMUNITY INVESTORS BANCO(COM) 3/1/01 8.31 900
COMMUNITY SAVINGS BANKSHA(COM) 3/19/01 13.81 12,489
CONCORD CAMERA CORP(COM) 3/5-29/01 6.44-7.50 4,863
CONMED CORP(COM) 3/9-13/01 21.50-22.00 4,875
CONNECTICUT BANK OF COMME(COM) 3/23-28/01 4.50 900
CONNECTICUT WTR SVC INC(COM) 3/13-15/01 30.00 2,351
CONNECTICUT WTR SVC INC(COM 3/9/01 30.50 5,825
CONNECTICUT WTR SVC INC(COM) 3/9/01 30.50 4,700
CONNECTICUT WTR SVC INC(COM) 3/1-9/01 29.75-30.38 1,750
CONNECTICUT WTR SVC INC(COM) 3/9/01 30.56 1,000
CONNECTICUT WTR SVC INC(COM) 3/9/01 30.50 1,430
CONNECTICUT WTR SVC INC(COM) 3/15/01 30.50 7,039
CONSUMERS BANCORP INC(COM) 4/2/01 57.50 10,462
CONSUMERS BANCORP INC(COM) 3/28/01 58.00 7,272
CORNING NATURAL GAS CORP(COM) 3/29/01 25.00 16,200
CORVIS CORP(COM) 3/7/01 8.56 8,000
COSINE COMMUNICATIONS INC(COM) 3/29/01 2.06 4,500
COSINE COMMUNICATIONS INC(COM) 3/29/01 2.00-2.06 4,500
COST PLUS INC CA(COM) 3/29/01 23.94 0
COUNTRY WORLD CASINOS INC(COM) 3/31/01 0.03 200,000
CRESCENT STATE BANK CARY (COM) 3/14/01 7.50 40,980
CROSSROADS SYSTEMS INC(COM) 3/23/01 6.00 91,450
CTC COMMUNICATIONS GROUP (COM) 3/1-8/01 8.00-8.02 522,683
CV THERAPEUTICS INC(COM) 3/1/01 35.00 3,000
D & E COMMUNICATIONS(COM) 3/13-14/01 17.00-17.75 399,761
D & E COMMUNICATIONS(COM) 3/15/01 17.00 62,534
DALLAS GOLD & SILVER EXCH(COM) 3/1-2/01 8.50 0
DELTA PETROLEUM CORP 3/2-30/01 4.63-5.00 0
DIAMONDCLUSTER INTERNATIONAL INC 3/13-16/01 11.19-12.50 15,000
DIAMONDCLUSTER INTERNATIONAL INC 3/26/01 11.50 8,750
DIVERSA CORP(COM) 3/15/01 10.75 600,632
DOCUCORP INTERNATIONAL IN(COM) 3/8/01 3.06 1,213,338
DREYERS GRAND ICE CREAM I(COM) 3/12/01 29.88-30.00 1,867
EASYLINK SVCS CORP 3/20/01 1.00 11,100
ECB BANCORP INC(COM) 3/30/01 12.00 5,900
EDAC TECHNOLOGIES CORP(COM) 4/6/01 1.78 3,000
EDEN BIOSCIENCE CORP(COM) 3/2/01 19.38 236,611
EDGE PETE CORP DEL(COM) 3/29/01 6.50-6.53 41,286
EDISON SCHOOLS INC 3/26/01 23.27 1,828
ELECTRO SCIENTIFIC INDUST(COM) 3/22/01 26.81 79,380
ENDOCARE INC(COM) 3/26/01 8.50 5,000
ENDOCARE INC(COM) 3/26/01 8.50 5,000
ENDOCARE INC(COM) 3/26/01 8.50 5,000
ENERGY CONVERSION DEVICES(COM) 3/1-2/01 26.00-26.55 19,984
ENERGY CONVERSION DEVICES(COM) 3/2/01 26.13-26.69 19,984
ENERGYSOUTH INC(COM) 3/30/01 20.88 26,500
ENGINEERED SUPPORT SYSTEM(COM) 3/5-6/01 28.95-29.60 34,510
ENGINEERED SUPPORT SYSTEM(COM) 3/22/01 17.94 57,308
ENGINEERED SUPPORT SYSTEM(COM) 3/13/01 30.70 108,125
ENTRADA SOFTWARE INC(COM) 2/6-13/01 2.02-2.03 3,176,874
ENZON INC(COM) 3/29/01 50.94-51.00 39,242
EON COMMUNICATIONS CORP(COM) 3/9-26/01 1.18-1.31 2,771,568
ERIE INDTY CO 3/7/01 29.06 100
ERIE INDTY CO 3/26/01 27.00 100
EVERTRUST FINANCIAL GROUP(COM) 3/6/01 13.63 43,145
EXE TECHNOLOGIES INC(COM) 3/1-30/01 5.19-9.38 3,881,500
EXE TECHNOLOGIES INC(COM) 3/1-30/01 5.75-9.25 4,760,188
EXELIXIS INC(COM) 3/5/01 10.16 173,190
EXPRESS SCRIPTS INC 3/2/01 89.50 6,680
F Y I INC(COM) 3/6-8/01 35.00-36.19 0
FARNSWORTH BANCORP INC(COM) 4/2/01 11.00 10,429
FIBERCORE INC(COM) 3/26-30/01 2.34-5.28 7,487,739
FIBERCORE INC(COM) 3/26-30/01 5.03-5.34 5,114,527
FIBERCORE INC(COM) 2/1-16/01 5.34-6.75 5,118,027
FIBERSTARS INC(COM) 3/12/01 5.00 3,454
COGNIZANT TECHNOLOGY SOLUTIONS C Narayanan Lakshmi P -
COLONELS INTL INC(COM) Rolak Ronald J D 1
COLUMBIA BANKING SYSTEM I(COM) Weyerhaeuser William T CB -
COMM BANCORP INC(COM) Fitze Judd B D 1
COMMERCIAL NATIONAL FINAN(COM) Ferguson David A D -
COMMUNITY BANCORP FREEHOL(COM) Schoor Howard D -
COMMUNITY BANCORP FREEHOL(COM) Wetstein Lewis D -
COMMUNITY BANCORP INC FAL(COM) Youmans Gary M VP 5
COMMUNITY BANKCORP INC FAL(COM) Dunn Bruce D 5
COMMUNITY BANK NORTHERN V(COM) Easby-Smith William R D 5
COMMUNITY BANK NORTHERN V(COM) Katzen Cyrus D 5
COMMUNITY BANK NORTHERN V(COM) Easby-Smith William R D 5
COMMUNITY BANKSHARES INC (COM) Miller Jack W D -
COMMUNITY INVESTORS BANCO(COM) Buckley Brian R VP -1
COMMUNITY SAVINGS BANKSHA(COM) Sheppard Cindy L VP -
CONCORD CAMERA CORP(COM) Klineman Kent M D 2
CONMED CORP(COM) Shallish Robert D VP -
CONNECTICUT BANK OF COMME(COM) Serfass William D D 2
CONNECTICUT WTR SVC INC(COM) Wilbur Donald B D -5
CONNECTICUT WTR SVC INC(COM Mcqueen James R VP -5
CONNECTICUT WTR SVC INC(COM) Benoit David C O -5
CONNECTICUT WTR SVC INC(COM) Westbrook Maureen P VP -5
CONNECTICUT WTR SVC INC(COM) Bancroft Peter J CP -5
CONNECTICUT WTR SVC INC(COM) ONeill Terrance P VP -5
CONNECTICUT WTR SVC INC(COM) Engle Roger D -5
CONSUMERS BANCORP INC(COM) McClellan Laurie L CB -
CONSUMERS BANCORP INC(COM) Furey John P D -
CORNING NATURAL GAS CORP(COM) Barry Thomas K CB -
CORVIS CORP(COM) Hardiman Joseph R D -1
COSINE COMMUNICATIONS INC(COM) Cerf Vinton G D -
COSINE COMMUNICATIONS INC(COM) Cerf Vinton G D -
COST PLUS INC CA(COM) Soares Judith A VP -
COUNTRY WORLD CASINOS INC(COM) Patrowicz William H D -
CRESCENT STATE BANK CARY (COM) Lucas James A D 2
CROSSROADS SYSTEMS INC(COM) Sakai Reagan Y O -
CTC COMMUNICATIONS GROUP (COM) Milton Steven P P -
CV THERAPEUTICS INC(COM) Greer R S D 2
D & E COMMUNICATIONS(COM) Sweigart Anne B CB 2
D & E COMMUNICATIONS(COM) Lauman Robert M D 2
DALLAS GOLD & SILVER EXCH(COM) Walsh James D -
DELTA PETROLEUM CORP Eckelberger Jerrie F D -
DIAMONDCLUSTER INTERNATIONAL INC Gordon Mark L D -
DIAMONDCLUSTER INTERNATIONAL INC Sviokla John D -
DIVERSA CORP(COM) Johnston Donald D D -
DOCUCORP INTERNATIONAL IN(COM) Andereck Michael D P 1
DREYERS GRAND ICE CREAM I(COM) Porter Jeffrey P O -6
EASYLINK SVCS CORP Duff Stephen M D -
ECB BANCORP INC(COM) Kittrell J B D -
EDAC TECHNOLOGIES CORP(COM) Raffay Stephen J D -
EDEN BIOSCIENCE CORP(COM) Titcomb John W D -
EDGE PETE CORP DEL(COM) Benedict David B D -
EDISON SCHOOLS INC Feild Adam T O -
ELECTRO SCIENTIFIC INDUST(COM) Bolender David F CB 1
ENDOCARE INC(COM) Batles David VP -
ENDOCARE INC(COM) Williams Holly VP -
ENDOCARE INC(COM) Quilty Kevin VP -
ENERGY CONVERSION DEVICES(COM) Ovshinsky Iris M D -
ENERGY CONVERSION DEVICES(COM) Ovshinsky Stanford R P -
ENERGYSOUTH INC(COM) Lyon Gaylord C D 3
ENGINEERED SUPPORT SYSTEM(COM) Lewi Kenneth E D -
ENGINEERED SUPPORT SYSTEM(COM) Mattem David D O -
ENGINEERED SUPPORT SYSTEM(COM) Guilfoil Thomas J D -
ENTRADA SOFTWARE INC(COM) Simpson Terry L D -
ENZON INC(COM) Golde David D -3
EON COMMUNICATIONS CORP(COM) Lee David S CB -
ERIE INDTY CO Nassau Henry N D -
ERIE INDTY CO Garrison Corbin Patricia D -
EVERTRUST FINANCIAL GROUP(COM) Deller Michael R OS -
EXE TECHNOLOGIES INC(COM) Belsky Adam D -
EXE TECHNOLOGIES INC(COM) Baack Lyle A CB -
EXELIXIS INC(COM) Olivier de Vezin Edmund D -
EXPRESS SCRIPTS INC Chen Mabel VP -9
F Y I INC(COM) Lowenstein David VP -1
FARNSWORTH BANCORP INC(COM) Wainwright William H D -
FIBERCORE INC(COM) Aslami Mohd A P -3
FIBERCORE INC(COM) Deluca Charles D -3
FIBERCORE INC(COM) Deluca Charles D -
FIBERSTARS INC(COM) Greenwald Barry OX -
COGNIZANT TECHNOLOGY SOLUTIONS C 63-28
COLONELS INTL INC(COM) 9-3
COLUMBIA BANKING SYSTEM I(COM) 16-10
COMM BANCORP INC(COM) 35-25
COMMERCIAL NATIONAL FINAN(COM) 14-9
COMMUNITY BANCORP FREEHOL(COM) 17-13
COMMUNITY BANCORP FREEHOL(COM) 17-13
COMMUNITY BANCORP INC FAL(COM) 8-5
COMMUNITY BANKCORP INC FAL(COM) 8-5
COMMUNITY BANK NORTHERN V(COM) 25-6
COMMUNITY BANK NORTHERN V(COM) 25-6
COMMUNITY BANK NORTHERN V(COM) 25-6
COMMUNITY BANKSHARES INC (COM) 27-17
COMMUNITY INVESTORS BANCO(COM) 9-8
COMMUNITY SAVINGS BANKSHA(COM) 16-10
CONCORD CAMERA CORP(COM) 34-5
CONMED CORP(COM) 27-12
CONNECTICUT BANK OF COMME(COM) 5-2
CONNECTICUT WTR SVC INC(COM) 34-26
CONNECTICUT WTR SVC INC(COM 34-26
CONNECTICUT WTR SVC INC(COM) 34-26
CONNECTICUT WTR SVC INC(COM) 34-26
CONNECTICUT WTR SVC INC(COM) 34-26
CONNECTICUT WTR SVC INC(COM) 34-26
CONNECTICUT WTR SVC INC(COM) 34-26
CONSUMERS BANCORP INC(COM) 59-52
CONSUMERS BANCORP INC(COM) 59-52
CORNING NATURAL GAS CORP(COM) 26-18
CORVIS CORP(COM) 108-5
COSINE COMMUNICATIONS INC(COM) 58-2
COSINE COMMUNICATIONS INC(COM) 58-2
COST PLUS INC CA(COM) 39-19
COUNTRY WORLD CASINOS INC(COM) n/a
CRESCENT STATE BANK CARY (COM) 9-6
CROSSROADS SYSTEMS INC(COM) 73-4
CTC COMMUNICATIONS GROUP (COM) 40-4
CV THERAPEUTICS INC(COM) 91-23
D & E COMMUNICATIONS(COM) 28-17
D & E COMMUNICATIONS(COM) 28-17
DALLAS GOLD & SILVER EXCH(COM) 10-5
DELTA PETROLEUM CORP 6-3
DIAMONDCLUSTER INTERNATIONAL INC 97-8
DIAMONDCLUSTER INTERNATIONAL INC 97-8
DIVERSA CORP(COM) 46-10
DOCUCORP INTERNATIONAL IN(COM) 5-2
DREYERS GRAND ICE CREAM I(COM) 37-20
EASYLINK SVCS CORP 9-0
ECB BANCORP INC(COM) 14-10
EDAC TECHNOLOGIES CORP(COM) 3-1
EDEN BIOSCIENCE CORP(COM) 41-11
EDGE PETE CORP DEL(COM) 10-2
EDISON SCHOOLS INC 37-16
ELECTRO SCIENTIFIC INDUST(COM) 64-22
ENDOCARE INC(COM) 21-5
ENDOCARE INC(COM) 21-5
ENDOCARE INC(COM) 21-5
ENERGY CONVERSION DEVICES(COM) 41-15
ENERGY CONVERSION DEVICES(COM) 41-15
ENERGYSOUTH INC(COM) 22-18
ENGINEERED SUPPORT SYSTEM(COM) 39-11
ENGINEERED SUPPORT SYSTEM(COM) 39-11
ENGINEERED SUPPORT SYSTEM(COM) 39-11
ENTRADA SOFTWARE INC(COM) 5-1
ENZON INC(COM) 84-26
EON COMMUNICATIONS CORP(COM) 11-1
ERIE INDTY CO 32-24
ERIE INDTY CO 32-24
EVERTRUST FINANCIAL GROUP(COM) 14-10
EXE TECHNOLOGIES INC(COM) 20-4
EXE TECHNOLOGIES INC(COM) 20-4
EXELIXIS INC(COM) 49-8
EXPRESS SCRIPTS INC 105-36
F Y I INC(COM) 42-26
FARNSWORTH BANCORP INC(COM) 11-9
FIBERCORE INC(COM) 9-2
FIBERCORE INC(COM) 9-2
FIBERCORE INC(COM) 9-2
FIBERSTARS INC(COM) 11-4
FIDELITY D&D BANCORP INC(COM) FDBC 97
FIFELITY D&D BANCORP INC(COM) FDBC 150
FIDELITY D&D BANCORP INC(COM) FDBC 400
FIDELITY D&D BANCORP INC(COM) FDBC 400
FIDELITY D&D BANCORP INC(COM) FDBC 400
FIDELITY D&D BANCORP INC(C0M) FDBC 400
FIDELITY D&D BANCORP INC(COM) FDBC 420
FIDELITY D&D BANCORP INC(COM) FDBC 576
FIDELITY D&D BANCORP INC(COM) FDBC 1,600
FILENET CORP(COM) FILE 3,450 [*]
FIRST AVIATION SERVICES I(COM) FAVS 1,391
FIRST AVIATION SERVICES I(COM) FAVS 1,391
FIRST AVIATION SERVICES I(COM) FAVS 1,391
FIRST BANCORP NC(COM) FBNC 623
FIRST BANCORP NC(COM) FBNC 1,000
FIRST BANCORP NC(COM) FBNC 616 [*]
FIRST CITIZENS BANCORPORA(COM) FCBN 24
FIRST CMNTY BANCSHARES IN(COM) FCBC 7,600
FIRST COMMUNITY BANCORP C(COM) FCBP 1,000
FIRST COMMUNITY BANCORP C(COM) FCBP 1,000
FIRST CTZNS BANCSHARES INC N C FCNCA 1,227
FIRST CTZNS BANCSHARES INC N C FCNCA 25,000
FIRST CTZNS BANCSHARES INC N C FCNCA 500
FIRST CTZNS BANCSHARES INC N C FCNCA 190
FIRST NATL BK ANCHORAGE A(COM) FNAN 25
FIRST NATL CMTY BANCORP P(COM) FNCB 1,131
FIRST NATL CMTY BANCORP P(C0M) FNCB 250
FIRST SOUTH BANCORP INC V(COM) FSBK 1,000
FIRST SOUTH BANCORP INC V(COM) FSBK 3,400
FIRST SOUTH BANCORP INC V(COM) FSBK 1,000
FIRST UTD CORP(COM) FUNC 1,050
FLAGSTAR BANCORP INC(COM) FLGS 28,000 [*]
FLAGSTAR BANCORP INC(COM) FLGS 18,000 [*]
FLORIDAFIRST BANCORP INC(COM) FFBK 200
FOAMEX INTERNATIONAL INC(COM) FMXI 1,000
FOOTHILL INDPT BANCORP(COM) FOOT 313
FORECROSS CORP.(COM) FRXX 17,600
FORWARD AIR CORP(C0M) FWRD 665
FOSSIL INC(COM) FOSL 8,550
FOUNTAIN POWERBOAT INDS INC FPWR 7,500
FREEMARKETS INC(COM) FMKT 40,000
FRIEDMANS INC FRDM 3,148
FRONT PORCH DIGITAL INC(COM) EPCN 3,000
FRONTIER FINANCIAL CORP W(COM) FTBK 1,105
FRONTIER FINANCIAL CORP W(COM) FTBK 1,000
FSF FINL CORP(COM) FFHH 1,600
GENENCOR INTERNATIONAL IN(COM) GCOR 6,000
GENERAL BINDING CORP(COM) GBND 2,000
GENESEE & WYO INC GNWR 10,000
GENZYME CORP GENZ 5,000 [*]
G-III APPAREL GROUP LTD(COM) GIII 5,000
GLOBAL INDS LTD(COM) GLBL 1,127
GLOBAL INDS LTD(COM) GLBL 8,000
GLOBAL PMT TECHNOLOGIES I(COM) GPTX 2,000
GMX RES INC(COM) GMXR 500
GMX RES INC(COM) GMXR 2,500
GOAMERICA INC(COM) GOAM 173,000
GOLDEN ENTERPRISES INC(COM) GLDC 5,000
GOLDEN ST VINTNERS INC VINT 8,700 [*]
GOLDEN ST VINTNERS INC VINT 700 [*]
GRANITE ST BANKSHARES INC(COM) GSBI 286
GREEN MTN COFFEE INC(COM) GMCR 500
GROW BIZ INTERNATIONAL IN(COM) GBIZ 2,500
GULFMARK OFFSHORE INC(COM) GMRK 3,100
HADRON INC HDRN 40,000
HARBOR FLA BANCSHARES INC(COM) HARB 200
HARRIS INTERACTIVE INC(COM) HPOL 7,400
HARRIS INTERACTIVE INC(COM) HPOL 15,000
HEALTHAXIS INC(COM) HAXS 3,000
HEALTHWATCH INC HEAL 38,400
HEI INC(COM) HEII 12,400
HEI INC(COM) HEII 3,800
HFB FINANCIAL CORP(COM) HFBA 700
HIGH SPEED ACCESS CORP(COM) HSAC 5,000
HMN FINL INC(COM) HMNF 2,000
HOLLIS-EDEN PHARMACEUTICA(COM) IACQ 3,000
HOLLYWOOD ENTERTAINMENT C(COM) HLYW 3,000
HOME BLDG BANCORP INC(COM) HBBI 500
FIDELITY D&D BANCORP INC(COM) 3/2/01 36.00 14,397
FIFELITY D&D BANCORP INC(COM) 3/2/01 36.00 250
FIDELITY D&D BANCORP INC(COM) 3/2/01 36.00 1,597
FIDELITY D&D BANCORP INC(COM) 3/2/01 36.00 4,090
FIDELITY D&D BANCORP INC(COM) 3/2/01 36.00 84,754
FIDELITY D&D BANCORP INC(C0M) 3/2/01 36.00 17,930
FIDELITY D&D BANCORP INC(COM) 3/2/01 36.00 6,826
FIDELITY D&D BANCORP INC(COM) 3/1-2/01 36.00 34,381
FIDELITY D&D BANCORP INC(COM) 3/2-27/01 36.00-37.25 31,476
FILENET CORP(COM) 3/7-8/01 18.25-18.69 0
FIRST AVIATION SERVICES I(COM) 4/3/01 4.31 20,380
FIRST AVIATION SERVICES I(COM) 4/3/01 4.31 1,391
FIRST AVIATION SERVICES I(COM) 4/3/01 4.31 54,930
FIRST BANCORP NC(COM) 3/20/01 18.88 147,710
FIRST BANCORP NC(COM) 3/7/01 19.38 12,084
FIRST BANCORP NC(COM) 3/12/01 19.50 9,931
FIRST CITIZENS BANCORPORA(COM) 3/13/01 270.00 370
FIRST CMNTY BANCSHARES IN(COM) 3/7-26/01 18.13-18.75 130,635
FIRST COMMUNITY BANCORP C(COM) 2/1/01 17.25 16,525
FIRST COMMUNITY BANCORP C(COM) 2/1/01 17.25 17,525
FIRST CTZNS BANCSHARES INC N C 3/9/01 88.38 967
FIRST CTZNS BANCSHARES INC N C 3/14-29/01 89.81-95.63 1,243,150
FIRST CTZNS BANCSHARES INC N C 3/7/01 88.25 342
FIRST CTZNS BANCSHARES INC N C 3/14-30/01 92.50-96.00 2,543,450
FIRST NATL BK ANCHORAGE A(COM) 2/23/01 1040.00 642
FIRST NATL CMTY BANCORP P(COM) 3/22/01 28.00 194,564
FIRST NATL CMTY BANCORP P(C0M) 3/15/01 29.00 3,348
FIRST SOUTH BANCORP INC V(COM) 4/5/01 24.88 13,292
FIRST SOUTH BANCORP INC V(COM) 4/10/01 25.25 19,852
FIRST SOUTH BANCORP INC V(COM) 4/11/01 26.19 13,697
FIRST UTD CORP(COM) 3/12-4/5/01 13.00-14.25 16,160
FLAGSTAR BANCORP INC(COM) 3/7-30/01 22.75-24.00 0
FLAGSTAR BANCORP INC(COM) 3/5-8/01 23.06-24.06 0
FLORIDAFIRST BANCORP INC(COM) 3/14/01 14.44 406
FOAMEX INTERNATIONAL INC(COM) 3/20/01 5.75 28,100
FOOTHILL INDPT BANCORP(COM) 3/12-14/01 12.88-13.00 43,016
FORECROSS CORP.(COM) 3/7-30/01 0.44-0.66 1,322,304
FORWARD AIR CORP(C0M) 3/1/01 36.94 665
FOSSIL INC(COM) 3/23-26/01 17.25 25,200
FOUNTAIN POWERBOAT INDS INC 3/1-29/01 2.13 2,148,372
FREEMARKETS INC(COM) 3/7-28/01 10.56-17.16 2,721,425
FRIEDMANS INC 3/9-26/01 6.00-6.88 17,500
FRONT PORCH DIGITAL INC(COM) 2/26-3/2/01 3.25-3.65 3,000
FRONTIER FINANCIAL CORP W(COM) 2/26/01 22.97 84,381
FRONTIER FINANCIAL CORP W(COM) 3/13/01 22.94 52,284
FSF FINL CORP(COM) 3/1-5/01 14.95-15.00 48,996
GENENCOR INTERNATIONAL IN(COM) 3/21-22/01 9.00-10.69 11,240
GENERAL BINDING CORP(COM) 3/21/01 9.38 34,855
GENESEE & WYO INC 2/22-3/12/01 22.66-26.65 70,000
GENZYME CORP 3/30/01 90.00-91.07 7,128
G-III APPAREL GROUP LTD(COM) 3/25/01 7.50 10,675
GLOBAL INDS LTD(COM) 3/27/01 15.19 11,000
GLOBAL INDS LTD(COM) 3/19/01 16.00 3,158
GLOBAL PMT TECHNOLOGIES I(COM) 3/2/01 2.13 8,000
GMX RES INC(COM) 3/30/01 5.69 500
GMX RES INC(COM) 3/23/01 4.38 5,000
GOAMERICA INC(COM) 3/2-6/01 4.00-4.06 0
GOLDEN ENTERPRISES INC(COM) 3/19/01 3.75 20,466
GOLDEN ST VINTNERS INC 3/12-13/01 7.75-7.88 10
GOLDEN ST VINTNERS INC 3/15/01 7.50-7.75 10
GRANITE ST BANKSHARES INC(COM) 3/12/01 20.94 8,458
GREEN MTN COFFEE INC(COM) 3/15/01 17.5 4,580
GROW BIZ INTERNATIONAL IN(COM) 3-15-21/01 4.88-5.06 2,500
GULFMARK OFFSHORE INC(COM) 3/14-30/01 32.00-34.50 9,669
HADRON INC 2/23/01 1.00 2,033,122
HARBOR FLA BANCSHARES INC(COM) 3/5/01 16.38 792,119
HARRIS INTERACTIVE INC(COM) 3/5-14/01 3.75-4.00 3,115,260
HARRIS INTERACTIVE INC(COM) 3/7-30/01 3.70-3.75 395,756
HEALTHAXIS INC(COM) 3/9/01 1.38 23,650
HEALTHWATCH INC 3/6-30/01 0.72-1.12 289,298
HEI INC(COM) 3/1-20/01 10.00-12.75 1,279,098
HEI INC(COM) 3/1/01 10.00-10.50 1,279,098
HFB FINANCIAL CORP(COM) 3/8-28/01 12.00 38,572
HIGH SPEED ACCESS CORP(COM) 3/14/01 1.22 5,000
HMN FINL INC(COM) 3/1/01 14.00-14.19 81,945
HOLLIS-EDEN PHARMACEUTICA(COM) 3/29/01 3.84 133,000
HOLLYWOOD ENTERTAINMENT C(COM) 3/2/01 1.59 31,800
HOME BLDG BANCORP INC(COM) 3/23/01 11.75 8,980
FIDELITY D&D BANCORP INC(COM) Barrett Paul A D 9 75-35
FIFELITY D&D BANCORP INC(COM) Glinsky John F D 9 75-35
FIDELITY D&D BANCORP INC(COM) Tressler David D 9 75-35
FIDELITY D&D BANCORP INC(COM) Cali Samuel C CB 9 75-35
FIDELITY D&D BANCORP INC(COM) McDonald Mary E D 9 75-35
FIDELITY D&D BANCORP INC(C0M) Marranca Michael F P 9 75-35
FIDELITY D&D BANCORP INC(COM) Dempsey Patrick J D 9 75-35
FIDELITY D&D BANCORP INC(COM) Mcdonald Michael J D 9 75-35
FIDELITY D&D BANCORP INC(COM) Cali Brian J D 9 75-35
FILENET CORP(COM) Granatino Antoine VP -5 35-11
FIRST AVIATION SERVICES I(COM) Kirk Robert L D - 7-4
FIRST AVIATION SERVICES I(COM) Hill Stanley J D - 7-4
FIRST AVIATION SERVICES I(COM) Ryan Charles B D - 7-4
FIRST BANCORP NC(COM) Burns John F VP - 21-13
FIRST BANCORP NC(COM) Mclaurin Lee C VP - 21-13
FIRST BANCORP NC(COM) Maples Timothy S VP - 21-13
FIRST CITIZENS BANCORPORA(COM) Apple Jim B P - 285-200
FIRST CMNTY BANCSHARES IN(COM) Perkinson Robert E D - 19-14
FIRST COMMUNITY BANCORP C(COM) Powers William T D 1 21-13
FIRST COMMUNITY BANCORP C(COM) Powers William T OS - 21-13
FIRST CTZNS BANCSHARES INC N C Duncan Wayne D OS - 103-56
FIRST CTZNS BANCSHARES INC N C Holding Lewis R CB - 103-56
FIRST CTZNS BANCSHARES INC N C Parker James M OS - 103-56
FIRST CTZNS BANCSHARES INC N C Holding Frank B D - 103-56
FIRST NATL BK ANCHORAGE A(COM) Roth Jason L VP - 1110-845
FIRST NATL CMTY BANCORP P(COM) Denaples Louis A CB - 35-27
FIRST NATL CMTY BANCORP P(C0M) Moses John P D - 35-27
FIRST SOUTH BANCORP INC V(COM) House Walter P VP -2 25-19
FIRST SOUTH BANCORP INC V(COM) Outland William R VP - 27-19
FIRST SOUTH BANCORP INC V(COM) Hawkins Kristie W OT - 27-19
FIRST UTD CORP(COM) Grant William B P - 14-10
FLAGSTAR BANCORP INC(COM) Hammond Mark T P - 27-8
FLAGSTAR BANCORP INC(COM) Hammond Thomas J CB - 27-8
FLORIDAFIRST BANCORP INC(COM) Durrence James L D - 12-7
FOAMEX INTERNATIONAL INC(COM) Johnson John G P - 7-5
FOOTHILL INDPT BANCORP(COM) Miltenberger Donna L D - 13-9
FORECROSS CORP.(COM) Jones Kim O P - 2-0
FORWARD AIR CORP(C0M) Mundy Ray A D - 48-30
FOSSIL INC(COM) Gold Alan J D - 22-11
FOUNTAIN POWERBOAT INDS INC Fountain Reginald M CB - 3-1
FREEMARKETS INC(COM) Meakem Glen T CB - 88-6
FRIEDMANS INC Cay John E D - 8-4
FRONT PORCH DIGITAL INC(COM) Reiczyk Jean D 3 n/a
FRONTIER FINANCIAL CORP W(COM) Lucas William H D - 25-17
FRONTIER FINANCIAL CORP W(COM) Dickson John J VP - 25-17
FSF FINL CORP(COM) Stearns Roger R D - 16-12
GENENCOR INTERNATIONAL IN(COM) Rogers James P D - 35-7
GENERAL BINDING CORP(COM) Reddy Govi C P - 10-5
GENESEE & WYO INC Marshall Charles N P - 32-15
GENZYME CORP Moscicki Richard A VP - 105-42
G-III APPAREL GROUP LTD(COM) Feller Alan D - 9-4
GLOBAL INDS LTD(COM) Buckley Wilmer J VP - 19-10
GLOBAL INDS LTD(COM) Dore James J VP - 19-10
GLOBAL PMT TECHNOLOGIES I(COM) McNeill Thomas O - 8-2
GMX RES INC(COM) Malloy Paul D - 6-4
GMX RES INC(COM) Boismier T J D - 6-4
GOAMERICA INC(COM) Prensky Zachary D - 16-2
GOLDEN ENTERPRISES INC(COM) Jones D P D - 5-3
GOLDEN ST VINTNERS INC Stanley Donald L O - 9-4
GOLDEN ST VINTNERS INC Drobnick Michael VP - 9-4
GRANITE ST BANKSHARES INC(COM) Koontz James L D 11 22-15
GREEN MTN COFFEE INC(COM) Miller Hinda D - 58-13
GROW BIZ INTERNATIONAL IN(COM) Wilson Mark L D - 7-4
GULFMARK OFFSHORE INC(COM) Crowe Marshall A D -1 35-18
HADRON INC Stout Jon M D - 2-1
HARBOR FLA BANCSHARES INC(COM) Brown Michael J P 1 16-10
HARRIS INTERACTIVE INC(COM) Bayer Leonard R VP - 7-2
HARRIS INTERACTIVE INC(COM) Newman Bruce A O - 7-2
HEALTHAXIS INC(COM) Mclane James W P 1 6-1
HEALTHWATCH INC Harrison Paul W CB - 4-1
HEI INC(COM) Fant Anthony J D - 24-5
HEI INC(COM) Fant Anthony J D - 24-5
HFB FINANCIAL CORP(COM) Burchfield Earl D - 14-10
HIGH SPEED ACCESS CORP(COM) Hodges Gregory G O - 10-1
HMN FINL INC(COM) Weise Roger P D - 15-11
HOLLIS-EDEN PHARMACEUTICA(COM) Zizza Salvatora J D 1 n/a
HOLLYWOOD ENTERTAINMENT C(COM) Zebe William P D - 9-1
HOME BLDG BANCORP INC(COM) Graham John B O - 15-10
HUDSON VALLEY HOLDING COR(COM) HUVL 2,700
IBEAM BROADCASTING CORP(COM) IBEM 6,000
IBIS TECHNOLOGY CORP(COM) IBIS 4,000
IBIS TECHNOLOGY CORP(COM) IBIS 3,000 [*]
IDEC PHARMACEUTICALS CORP(COM) IDPH 3,000
ILEX ONCOLOGY INC(COM) ILXO 2,500
IMCLONE SYSTEMS INC(COM) IMCL 2,000
IMCLONE SYSTEMS INC(COM) IMCL 2,500 [*]
IN STORE MEDIA SYSTEMS IN(COM) ISMS 100,000
INDEPENDENT BANK CORP MI(COM) IBCP 2,106 [*]
INDEPENDENT FINANCIAL NET(COM) INFN 9,500
INET TECHNOLOGIES INC(COM) INTI 3,000
INFOUSA INC(COM) IUSA 24,800
INFU-TECH INC(COM) INFU 2,522
INRANGE TECHNOLOGIES CORP INRG 2,000
INTEGRA BANK CORP(COM) IBNK 2,500
INTEGRA LIFESCIENCES HOLDINGS CO IART 1,000
INTEGRATED BUSINESS SYSTE(COM) IBSS 2,200
INTEGRATED CIRCUIT SYSTEMS INC ICST 5,375
INTEGRATED CIRCUIT SYSTEMS INC ICST 6,008
INTEGRATED CIRCUIT SYSTEMS INC ICST 4,896
INTERACTIVE TELESIS INC TSIS 10,000
INTERCHANGE FINANCIAL SVC(COM) IFCJ 2,600
INTERGRAPH CORP(COM) INGR 445
INTERNAP NETWORK SERVICES(COM) INAP 5,000
INTERNET COMMERCE CORP ICCA 2,500
INTERNET COMMERCE CORP ICCA 5,000
INVESTORS REAL ESTATE TRU(SH BENINT) IRETS 1,000
INVESTORS REAL ESTATE TRU(SH BENINT) IRETS 3,000
INVESTORS REAL ESTATE TRU(SH BENINT) IRETS 7,500
INVITROGEN CORP(COM) IVGN 26,447
INVITROGEN CORP(COM) IVGN 9,169 [*]
ION NETWORKS INC(COM) IONN 5,000
I-STAT CORP(COM) STAT 4,056 [*]
JAMES RIVER BANKSHARES IN(COM) JRBK 555
JDA SOFTWARE GROUP INC(COM) JDAS 1,000
JEFFERSONVILLE BANCORP(COM) JFBC 100
JEFFERSONVILLE BANCORP(COM) JFBC 300
JUNO ONLINE SERVICES INC(COM) JWEB 21,772 [*]
K2 DIGITAL INC(COM) KTWO 4,100
KENT FINL SVCS INC KENT 6,100
KENT FINL SVCS INC KENT 6,100
KNIGHT TRANSPORTATION INC(COM) KNGT 300
KNIGHT TRANSPORTATION INC(COM) KNGT 2,000
KNIGHT TRANSPORTATION INC(COM) KNGT 1,000
KRISPY KREME DOUGHNUTS IN(COM) KREM 2,000
KRISPY KREME DOUGHNUTS IN(COM) KREM 3,850
LANDAIR CORP(COM) LAND 7,235
LASER VISION CTRS INC(COM) LVCI 7,038
LASERSIGHT INC(COM) LASE 11,000
LCNB CORP(COM) LCNB 420
LCNB CORP(COM) LCNB 500
LENDINGTREE INC(COM) TREE 1,100
LENDINGTREE INC(COM) TREE 2,000
LENDINGTREE INC(COM) TREE 1,000
LENDINGTREE INC(COM) TREE 1,000
LEVEL 3 COMMUNICATIONS IN(COM) LVLT 44,000
LEVEL 3 COMMUNICATIONS IN(COM) LVLT 22,000
LEXENT INC(COM) LXNT 5,000
LEXENT INC(COM) LXNT 1,000
LEXENT INC(COM) LXNT 2,400
LEXICON GENETICS INC(COM) LEXG 1,000
LEXICON GENETICS INC(COM) LEXG 4,800
LIBERTY BANCORP INC NJ(COM) LIBB 300
LIQUI BOX CORP(COM) LIQB 41,057
LITEWAVE CORP(COM) LTWV 270,000
LML PMT SYS INC(COM) LMLP 500
LOGILITY INC(COM) LGTY 8,222
LOUDCLOUD INC(COM) LDCL 1,000
LOUDCLOUD INC(COM) LDCL 1,000
LOUDCLOUD INC(COM) LDCL 1,000
LOUDEYE TECHNOLOGIES INC(COM) LOUD 5,900
LOUDEYE TECHNOLOGIES INC(COM) LOUD 16,200
LSI INDS INC(COM) LYTS 5,000
MACROVISION CORP(COM) MVSN 5,000 [*]
MAGNA ENTMT CORP MIEC 5,000
MAHASKA INVESTMENT CO(COM) OSKY 655
MAIN STR TR INC(COM) MSTI 960
HUDSON VALLEY HOLDING COR(COM) 3/8/01 38.75
IBEAM BROADCASTING CORP(COM) 3/7/01 1.46
IBIS TECHNOLOGY CORP(COM) 3/21-23/01 21.50-22.06
IBIS TECHNOLOGY CORP(COM) 3/6-23/01 21.00-26.13
IDEC PHARMACEUTICALS CORP(COM) 3/12/01 49.38
ILEX ONCOLOGY INC(COM) 3/1/01 17.25
IMCLONE SYSTEMS INC(COM) 3/13/01 28.63
IMCLONE SYSTEMS INC(COM) 3/28/01 31.63
IN STORE MEDIA SYSTEMS IN(COM) 3/1/01 0.30
INDEPENDENT BANK CORP MI(COM) 3/9/01 20.00
INDEPENDENT FINANCIAL NET(COM) 3/1-13/01 4.50-4.57
INET TECHNOLOGIES INC(COM) 3/8/01 7.06-7.13
INFOUSA INC(COM) 3/1-15/01 4.35-5.29
INFU-TECH INC(COM) 3/29/01 1.39
INRANGE TECHNOLOGIES CORP 2/23/01 12.81
INTEGRA BANK CORP(COM) 3/22-23/01 19.50-20.38
INTEGRA LIFESCIENCES HOLDINGS CO 3/16/01 13.00
INTEGRATED BUSINESS SYSTE(COM) 3/6/01 2.25
INTEGRATED CIRCUIT SYSTEMS INC 3/28-29/01 16.00-16.84
INTEGRATED CIRCUIT SYSTEMS INC 3/28-29/01 16.00-16.84
INTEGRATED CIRCUIT SYSTEMS INC 3/28-29/01 16.00-16.84
INTERACTIVE TELESIS INC 3/3-6/01 0.40-2.25
INTERCHANGE FINANCIAL SVC(COM) 3/23-28/01 15.00-15.31
INTERGRAPH CORP(COM) 3/7/01 9.81
INTERNAP NETWORK SERVICES(COM) 3/14/01 1.81
INTERNET COMMERCE CORP 4/12/01 3.50
INTERNET COMMERCE CORP 4/6/01 2.28
INVESTORS REAL ESTATE TRU(SH BENINT) 3/16/01 8.17
INVESTORS REAL ESTATE TRU(SH BENINT) 3/20/01 8.17
INVESTORS REAL ESTATE TRU(SH BENINT) 3/16/01 8.17
INVITROGEN CORP(COM) 3/5/01 75.39-75-81
INVITROGEN CORP(COM) 3/5/01 75.39-75.81
ION NETWORKS INC(COM) 3/7/01 1.25
I-STAT CORP(COM) 3/21-30/01 18.13-16.81
JAMES RIVER BANKSHARES IN(COM) 3/1-30/01 14.50-23.31
JDA SOFTWARE GROUP INC(COM) 3/2/01 11.31
JEFFERSONVILLE BANCORP(COM) 3/30/01 21.25
JEFFERSONVILLE BANCORP(COM) 4/2/01 21.06
JUNO ONLINE SERVICES INC(COM) 3/2-22/01 1.00-1.56
K2 DIGITAL INC(COM) 3/2-14/01 0.69-0.88
KENT FINL SVCS INC 3/1/01 3.88
KENT FINL SVCS INC 3/1/01 3.88
KNIGHT TRANSPORTATION INC(COM) 3/15/01 19.25
KNIGHT TRANSPORTATION INC(COM) 3/19/01 19.50-19.75
KNIGHT TRANSPORTATION INC(COM) 3/21/01 21.57
KRISPY KREME DOUGHNUTS IN(COM) 3/28/01 37.88-37.94
KRISPY KREME DOUGHNUTS IN(COM) 4/5/01 31.25-32.50
LANDAIR CORP(COM) 3/1-7/01 4.69-4.75
LASER VISION CTRS INC(COM) 3/15/01 3.88
LASERSIGHT INC(COM) 3/15-16/01 2.12-2.34
LCNB CORP(COM) 3/1/01 35.50
LCNB CORP (COM) 3/2/01 36.25
LENDINGTREE INC(COM) 3/22/01 2.25-2.28
LENDINGTREE INC(COM) 3/23-27/01 2.59-2.75
LENDINGTREE INC(COM) 3/26/01 2.78
LENDINGTREE INC(COM) 3/27/01 2.78
LEVEL 3 COMMUNICATIONS IN(COM) 3/1-30/01 15.59-24.97
LEVEL 3 COMMUNICATIONS IN(COM) 3/1-30/01 15.50-25.00
LEXENT INC(COM) 3/1/01 6.56
LEXENT INC(COM) 3/1/01 6.19
LEXENT INC(COM) 3/2/01 7.15
LEXICON GENETICS INC(COM) 3/15/01 9.50
LEXICON GENETICS INC(COM) 3/16/01 8.28
LIBERTY BANCORP INC NJ(COM) 3/27/01 9.25
LIQUI BOX CORP(COM) 3/1-8/01 39.88-40.00
LITEWAVE CORP(COM) 3/1-29/01 0.25-0.38
LML PMT SYS INC(COM) 3/8/01 4.71
LOGILITY INC(COM) 2/1-3/22/01 1.33-2.94
LOUDCLOUD INC(COM) 3/9/01 6.00
LOUDCLOUD INC(COM) 3/9/01 6.00
LOUDCLOUD INC(COM) 3/9/01 6.00
LOUDEYE TECHNOLOGIES INC(COM) 3/8-13/01 1.25-1.31
LOUDEYE TECHNOLOGIES INC(COM) 2/21-3/14/01 1.00-1.47
LSI INDS INC(COM) 3/12/01 20.00
MACROVISION CORP(COM) 3/2/01 41.19
MAGNA ENTMT CORP 3/15-16/01 4.31-4.33
MAHASKA INVESTMENT CO(COM) 3/1/01 9.75
MAIN STR TR INC(COM) 3/6/01 18.13
HUDSON VALLEY HOLDING COR(COM) 159,682 Thompson Craig S
IBEAM BROADCASTING CORP(COM) 365,725 Davis Robert M
IBIS TECHNOLOGY CORP(COM) 18,994 Dolan Robert P
IBIS TECHNOLOGY CORP(COM) 0 McGuinness Donald F.
IDEC PHARMACEUTICALS CORP(COM) 168,470 Woolcott Kenneth J
ILEX ONCOLOGY INC(COM) 5,000 Buchalter Jeffrey H
IMCLONE SYSTEMS INC(COM) 284,400 Kies David M
IMCLONE SYSTEMS INC(COM) 0 Barth Richard
IN STORE MEDIA SYSTEMS IN(COM) 2,905,000 Uhl Donald P
INDEPENDENT BANK CORP MI(COM) 12,317 Graves Peter R
INDEPENDENT FINANCIAL NET(COM) 1,015,618 Lafranchi Ronald C
INET TECHNOLOGIES INC(COM) 3,000 Kleinman Mark
INFOUSA INC(COM) 18,475,708 Gupta Vinod
INFU-TECH INC(COM) 4,522 Rosen Jack M
INRANGE TECHNOLOGIES CORP 2,000 Wright David B
INTEGRA BANK CORP(COM) 660 Crumrine John A
INTEGRA LIFESCIENCES HOLDINGS CO 8,482 McHugh George F
INTEGRATED BUSINESS SYSTE(COM) 52,200 McMaster William S
INTEGRATED CIRCUIT SYSTEMS INC 658,369 Tan Hock E
INTEGRATED CIRCUIT SYSTEMS INC 228,721 Eggebrecht Lewis C
INTEGRATED CIRCUIT SYSTEMS INC 152,481 Lien Justine F
INTERACTIVE TELESIS INC 1,138,000 Mcvey Willard L
INTERCHANGE FINANCIAL SVC(COM) 32,900 Healey James E
INTERGRAPH CORP(COM) 9 Lucas David V
INTERNAP NETWORK SERVICES(COM) 5,800 Scanlon Jack M
INTERNET COMMERCE CORP 118,270 Cassidy Michael G
INTERNET COMMERCE CORP 5,000 Hubbard David
INVESTORS REAL ESTATE TRU(SH BENINT) 177,818 Wentz Thomas A
INVESTORS REAL ESTATE TRU(SH BENINT) 15,500 Stenehjem Stephen L
INVESTORS REAL ESTATE TRU(SH BENINT) 54,002 Decker John F
INVITROGEN CORP(COM) 2,284 Mccarty David E
INVITROGEN CORP(COM) 2,284 Mccarty David E
ION NETWORKS INC(COM) 0 Ritchie William M
I-STAT CORP(COM) 309,071 Moffitt William P
JAMES RIVER BANKSHARES IN(COM) 64,002 Gray Bruce B
JDA SOFTWARE GROUP INC(COM) 2,231 Tidmarsh David
JEFFERSONVILLE BANCORP(COM) 33,290 Roche James F
JEFFERSONVILLE BANCORP(COM) 8,595 Walter Raymond L
JUNO ONLINE SERVICES INC(COM) 5,204 Ardai Charles E
K2 DIGITAL INC(COM) 486,000 Brown Gary W
KENT FINL SVCS INC 928,454 Koether Paul O
KENT FINL SVCS INC 928,454 Koether Paul O
KNIGHT TRANSPORTATION INC(COM) 1,229 Madden G D
KNIGHT TRANSPORTATION INC(COM) 2,809 Kohl Timothy M
KNIGHT TRANSPORTATION INC(COM) 1,736,612 Knight Kevin P
KRISPY KREME DOUGHNUTS IN(COM) 2,000 West Togo D
KRISPY KREME DOUGHNUTS IN(COM) 1,039,090 Mcaleer Joseph A
LANDAIR CORP(COM) 329,352 Roberts Richard H
LASER VISION CTRS INC(COM) 70,438 Lindstrom Richard L
LASERSIGHT INC(COM) 16,000 Oliver Christine
LCNB CORP(COM) 9,333 Wright Bernard H
LCNB CORP(COM) 25,180 Miller James B
LENDINGTREE INC(COM) 2,100 Reddin Thomas
LENDINGTREE INC(COM) 73,641 Hall Keith B
LENDINGTREE INC(COM) 1,400 Campbell Steve
LENDINGTREE INC(COM) 1,950 Cunliffe Eric
LEVEL 3 COMMUNICATIONS IN(COM) 9,894,928 Crowe James Q
LEVEL 3 COMMUNICATIONS IN(COM) 1,510,726 Ohara Kevin J
LEXENT INC(COM) 254,000 Hansen Alf T
LEXENT INC(COM) 2,000 Huson Nancy T
LEXENT INC(COM) 9,159 Christ Charles T
LEXICON GENETICS INC(COM) 1,000 Pigott James R
LEXICON GENETICS INC(COM) 79,047 Gregory Julia P
LIBERTY BANCORP INC NJ(COM) 950 Whelan Leslie C
LIQUI BOX CORP(COM) 0 Mcbee C W
LITEWAVE CORP(COM) 100,000 Lambert Ian
LML PMT SYS INC(COM) 500 Pace Jacqueline
LOGILITY INC(COM) 35,222 Dow Harold A
LOUDCLOUD INC(COM) 1,193,236 Green Michael I
LOUDCLOUD INC(COM) 648,510 Katz Charles J
LOUDCLOUD INC(COM) 3,694,539 Howes Timothy A
LOUDEYE TECHNOLOGIES INC(COM) 481,321 Weld David L
LOUDEYE TECHNOLOGIES INC(COM) 26,250 Liedgren Johann
LSI INDS INC(COM) 552,843 Ready Robert J
MACROVISION CORP(COM) 108,728 Matuszak Richard S
MAGNA ENTMT CORP 15,300 Mcalpine James R
MAHASKA INVESTMENT CO(COM) 1,155 Welter Michael R
MAIN STR TR INC(COM) 39,311 Sloan Tom
HUDSON VALLEY HOLDING COR(COM) D - 46-30
IBEAM BROADCASTING CORP(COM) VP - 28-0
IBIS TECHNOLOGY CORP(COM) VP -1 62-11
IBIS TECHNOLOGY CORP(COM) D -1 62-11
IDEC PHARMACEUTICALS CORP(COM) VP - 225-38
ILEX ONCOLOGY INC(COM) D - 43-12
IMCLONE SYSTEMS INC(COM) D - 122-26
IMCLONE SYSTEMS INC(COM) D - 122-26
IN STORE MEDIA SYSTEMS IN(COM) P - 2-0
INDEPENDENT BANK CORP MI(COM) VP - 21-13
INDEPENDENT FINANCIAL NET(COM) D - 6-4
INET TECHNOLOGIES INC(COM) VP - 65-5
INFOUSA INC(COM) CB - 8-2
INFU-TECH INC(COM) CB - 8-1
INRANGE TECHNOLOGIES CORP D - 60-7
INTEGRA BANK CORP(COM) VP - 27-16
INTEGRA LIFESCIENCES HOLDINGS CO VP - 18-7
INTEGRATED BUSINESS SYSTE(COM) O - 10-2
INTEGRATED CIRCUIT SYSTEMS INC P - 29-10
INTEGRATED CIRCUIT SYSTEMS INC O - 29-10
INTEGRATED CIRCUIT SYSTEMS INC O - 29-10
INTERACTIVE TELESIS INC D - 3-0
INTERCHANGE FINANCIAL SVC(COM) D - 18-12
INTERGRAPH CORP(COM) VP - 11-5
INTERNAP NETWORK SERVICES(COM) VP - 54-1
INTERNET COMMERCE CORP P - 22-2
INTERNET COMMERCE CORP O - 22-2
INVESTORS REAL ESTATE TRU(SH BENINT) VP - 8-7
INVESTORS REAL ESTATE TRU(SH BENINT) T - 8-7
INVESTORS REAL ESTATE TRU(SH BENINT) T - 8
INVITROGEN CORP(COM) D - 86-40
INVITROGEN CORP(COM) D - 86-40
ION NETWORKS INC(COM) D - 14-0
I-STAT CORP(COM) P - 26-12
JAMES RIVER BANKSHARES IN(COM) D 2 23-11
JDA SOFTWARE GROUP INC(COM) VP 1 20-9
JEFFERSONVILLE BANCORP(COM) D - 23-21
JEFFERSONVILLE BANCORP(COM) D - 23-21
JUNO ONLINE SERVICES INC(COM) D - 12-1
K2 DIGITAL INC(COM) D 1 7-0
KENT FINL SVCS INC CB - 5-3
KENT FINL SVCS INC CB - 5-3
KNIGHT TRANSPORTATION INC(COM) D 2 25-14
KNIGHT TRANSPORTATION INC(COM) O 2 25-14
KNIGHT TRANSPORTATION INC(COM) D 2 25-14
KRISPY KREME DOUGHNUTS IN(COM) D -1 105-30
KRISPY KREME DOUGHNUTS IN(COM) D - 105-30
LANDAIR CORP(COM) D - 6-4
LASER VISION CTRS INC(COM) D - 7-1
LASERSIGHT INC(COM) VP - 6-1
LCNB CORP(COM) VP - 45-31
LCNB CORP(COM) D - 45-31
LENDINGTREE INC(COM) O 1 10-2
LENDINGTREE INC(COM) VP - 10-2
LENDINGTREE INC(COM) VP - 10-2
LENDINGTREE INC(COM) OX - 10-2
LEVEL 3 COMMUNICATIONS IN(COM) D - 94-10
LEVEL 3 COMMUNICATIONS IN(COM) P - 94-10
LEXENT INC(COM) P - 35-3
LEXENT INC(COM) VP - 35-3
LEXENT INC(COM) VP - 35-3
LEXICON GENETICS INC(COM) VP 5 47-6
LEXICON GENETICS INC(COM) O 5 47-6
LIBERTY BANCORP INC NJ(COM) O -1 10-6
LIQUI BOX CORP(COM) D -1 53-32
LITEWAVE CORP(COM) P - 1-0
LML PMT SYS INC(COM) D - 21-4
LOGILITY INC(COM) VP - 8-2
LOUDCLOUD INC(COM) P 5 6-4
LOUDCLOUD INC(COM) VP 5 6-4
LOUDCLOUD INC(COM) P 5 6-4
LOUDEYE TECHNOLOGIES INC(COM) VP - 21-1
LOUDEYE TECHNOLOGIES INC(COM) D - 21-1
LSI INDS INC(COM) CB - 23-13
MACROVISION CORP(COM) D - 107-35
MAGNA ENTMT CORP P - 8-3
MAHASKA INVESTMENT CO(COM) D 4 12-7
MAIN STR TR INC(COM) D - 22-16
MANHATTAN ASSOCIATES INC(COM) MANH 70,000 [*]
MARGO CARIBE INC(COM) MRGO 2,100
MARGO CARIBE INC(COM) MRGO 2,100
MATRIX PHARMACEUTICAL INC(COM) MATX 1,000
MATRIX PHARMACEUTICAL INC(COM) MATX 3,000
MATTSON TECHNOLOGY INC(COM) MTSN 4,100
MAXWELL TECHNOLOGIES INC(COM) MXWL 4,800
MCLEODUSA INC MCLD 10,000
MDI ENTMT INC(COM) LTRY 5,900
MEADOW VY CORP(COM) MVCO 3,000
MEDIA SOURCE INC(COM) MESH 2,389
MEDICALOGIC/MEDSCAPE INC(COM) MDLI 141,406
MEGO FINL CORP MEGO 15,583
MEMBERWORKS INC(COM) MBRS 21,250
MERCHANTS & MANUFACTURERS(COM) MMBI 626
MERCHANTS & MANUFACTURERS(COM) MMBI 674
MERCHANTS & MANUFACTURERS(COM) MMBI 714
MERIDIAN BIOSCIENCE INC(COM) VIVO 4,000
METAWAVE COMMUNICATIONS C(COM) MTWV 2,165 [*]
METROPOLITAN FINL CORP OH(COM) METF 500
METROPOLITAN FINL CORP OH(COM) METF 500
MFB CORP(COM) MFBC 2,300 [*]
MFB CORP(COM) MFBC 5,700
MID-WISCONSIN FINL SVCES INC MWFS 500
MILLENNIUM CELL INC(COM) MCEL 1,000
MIM CORP(COM) MIMS 1,000
MIPS TECHNOLOGIES INC MIPS 5,000 [*]
MISSISSIPPI VALLEY BANCSH(COM) MVBI 1,000
MODEM MEDIA INC MMPT 14,190
MODTECH HLDGS INC(COM) MODT 2,100
MOLDFLOW CORP(COM) MFLO 1,562
MOLDFLOW CORP(COM) MFLO 4,000
MONTEREY BAY BANCORP INC(COM) MBBC 600
MONTEREY BAY BANCORP INC(COM) MBBC 3,800
MONTEREY BAY BANCORP INC(COM) MBBC 1,000
MPOWER COMMUNICATIONS COR(COM) MPWR 1,350
MPOWER COMMUNICATIONS COR(COM) MPWR 1,350
MTS SYS CORP(COM) MTSC 500
NAPRO BIOTHERAPEUTICS INC(COM) NPRO 1,067
NASB FINL INC(COM) NASB 2,000
NASH FINCH CO(COM) NAFC 300
NASH FINCH CO(COM) NAFC 1,090
NATIONAL COMMERCE BANCORP(COM) NCBC 12,500 [*]
NATIONAL INSTRUMENTS CORP(COM) NATI 500
NATIONAL INSTRUMENTS CORP(COM) NATI 3,500
NATIONAL MEDICAL HEALTH CARD SYS NMHC 4,000
NAUTICA ENTERPRISES INC(COM) NAUT 6,600
NAVIDEC INC(COM) NVDC 8,000
NEOGEN CORP(COM) NEOG 1,000 [*]
NEOGEN CORP(COM) NEOG 4,800 [*]
NEOGEN CORP(COM) NEOG 400
NEOGEN CORP(COM) NEOG 2,000 [*]
NEOMEDIA TECHNOLOGIES INC(COM) NEOM 6,200
NET2000 COMMUNICATIONS IN(COM) NTKK 6,186
NETCOMMERCE INC(COM NEET 70,000
NETEGRITY INC(COM) NETE 4,000
NETNATION COMMUNICATIONS(COM) NNCI 1,000
NEW CENTY EQUITY HLDGS CO(COM) NCEH 8,700
NEW VISUAL ENTERTAINMENT INC NVEI 3,700
NEXMED INC(COM) NEXM 10,000
NEXMED INC(COM) NEXM 3,000
NORTH VALLEY BANCORP(COM) NOVB 3,314 [*]
NORTHWEST BANCORP INC PA(COM) NWSB 880
NORTHWEST INDIANA BANCORP(COM) NWIN 522
NOVELLUS SYSTEMS INC(COM) NVLS 10,000 [*]
NOVELLUS SYSTEMS INC(COM) NVLS 10,000 [*]
NOVELLUS SYSTEMS INC(COM) NVLS 11,000 [*]
NOVOSTE CORP(COM) NOVT 1,000
NOVOSTE CORP(COM) NOVT 2,000
NTELOS INC(COM) NTLO 200
NTELOS INC(COM) NTLO 1,000
NTELOS INC(COM) NTLO 1,500
NUANCE COMMUNICATIONS(COM) NUAN 7,000
OCEANFIRST FINANCIAL CORP(COM) OCFC 4,500
OCULAR SCIENCES INC(COM) OCLR 10,000
OCULAR SCIENCES INC(COM) OCLR 4,000
OFFSHORE LOGISTICS INC(COM) OLOG 1,524
OFFSHORE LOGISTICS INC(COM) OLOG 1,500
MANHATTAN ASSOCIATES INC(COM) 3/1-15/01 17.43-24.33
MARGO CARIBE INC(COM) 3/7-19/01 2.31-3.38
MARGO CARIBE INC(COM) 3/7-19/01 2.31-3.38
MATRIX PHARMACEUTICAL INC(COM) 3/12/01 8.00
MATRIX PHARMACEUTICAL INC(COM) 3/13/01 8.50
MATTSON TECHNOLOGY INC(COM) 3/2/01 15.25
MAXWELL TECHNOLOGIES INC(COM) 3/2-6/01 19.00-20.13
MCLEODUSA INC 3/13-15/01 12.09-13.33
MDI ENTMT INC(COM) 3/5/01 2.13-2.16
MEADOW VY CORP(COM) 3/8-23/01 2.31-2.50
MEDIA SOURCE INC(COM) 3/12-29/01 5.00-5.88
MEDICALOGIC/MEDSCAPE INC(COM) 3/8/01 1.94
MEGO FINL CORP 3/1-20/01 4.75-4.81
MEMBERWORKS INC(COM) 3/1-29/01 23.19-26.25
MERCHANTS & MANUFACTURERS(COM) 3/26/01 23.15
MERCHANTS & MANUFACTURERS(COM) 3/26/01 22.93
MERCHANTS & MANUFACTURERS(COM) 3/26/01 23.14
MERIDIAN BIOSCIENCE INC(COM) 3/5-13/01 3.00
METAWAVE COMMUNICATIONS C(COM) 3/5-15/01 9.25-12.00
METROPOLITAN FINL CORP OH(COM) 3/8/01 4.25
METROPOLITAN FINL CORP OH(COM) 3/23/01 4.03
MFB CORP(COM) 3/12-27/01 18.69-19.25
MFB CORP(COM) 3/12-27/01 18.69-19.25
MID-WISCONSIN FINL SVCES INC 4/13/01 24.00
MELLENNIUM CELL INC(COM) 3/22/01 7.88
MIM CORP(COM) 4/5/01 2.47
MIPS TECHNOLOGIES INC 3/12/01 25.63
MISSISSIPPI VALLEY BANCSH(COM) 3/22/01 34.44
MODEM MEDIA INC 3/20/01 3.15-3.25
MODTECH HLDGS INC(COM) 3/14/01 10.00
MOLDFLOW CORP(COM) 3/14/01 20.50-20.51
MOLDFLOW CORP(COM) 3/15/01 22.00
MONTEREY BAY BANCORP INC(COM) 3/15/01 10.63
MONTEREY BAY BANCORP INC(COM) 3/14-15/01 10.45-10.50
MONTEREY BAY BANCORP INC(COM) 3/8/01 10.88
MPOWER COMMUNICATIONS COR(COM) 3/8/01 3.89
MPOWER COMMUNICATIONS COR(COM) 3/8/01 3.89
MTS SYS CORP(COM) 3/27/01 7.50
NAPRO BIOTHERAPEUTICS INC(COM) 3/22/01 5.50
NASB FINL INC(COM) 3/12-21/01 11.78-12.00
NASH FINCH CO(COM) 3/22/01 17.38
NASH FINCH CO(COM) 3/9/01 15.69-16.00
NATIONAL COMMERCE BANCORP(COM) 3/29/01 24.25-24.31
NATIONAL INSTRUMENTS CORP(COM) 3/19/01 38.00
NATIONAL INSTRUMENTS CORP(COM) 3/5/01 50.50
NATIONAL MEDICAL HEALTH CARD SYS 3/9/01 2.69
NAUTICA ENTERPRISES INC(COM) 3/8-20/01 19.00-19.25
NAVIDEC INC(COM) 3/20/01 2.59
NEOGEN CORP(COM) 3/5/01 12.25
NEOGEN CORP(COM) 3/1/01 13.50
NEOGEN CORP(COM) 3/7/01 14.00
NEOGEN CORP(COM) 2/28/01 13.13
NEOMEDIA TECHNOLOGIES INC(COM) 3/21-23/01 3.38-3.75
NET2000 COMMUNICATIONS IN(COM) 3/23/01 2.69
NETCOMMERCE INC(COM 3/27/01 0.09
NETEGRITY INC(COM) 3/2/01 40.50
NETNATION COMMUNICATIONS(COM) 3/16/01 2.88
NEW CENTY EQUITY HLDGS CO(COM) 3/30/01 1.50
NEW VISUAL ENTERTAINMENT INC 3/14-26/01 3.44-3.94
NEXMED INC(COM) 3/13-15/01 5.00-6.00
NEXMED INC(COM) 3/21/01 4.48
NORTH VALLEY BANCORP(COM) 3/15/01 12.63
NORTHWEST BANCORP INC PA(COM) 3/14-15/01 9.44-9.50
NORTHWEST INDIANA BANCORP(COM) 3/29/01 20.38-20.50
NOVELLUS SYSTEMS INC(COM) 3/14/01 45.31-45.94
NOVELLUS SYSTEMS INC(COM) 3/9/01 44.31-44.32
NOVELLUS SYSTEMS INC(COM) 3/14/01 45.31
NOVOSTE CORP(COM) 3/21/01 14.13
NOVOSTE CORP(COM) 3/21/01 14.38
NTELOS INC(COM) 3/6/01 17.50
NTELOS INC(COM) 3/6/01 17.87
NTELOS INC(COM) 3/7/01 17.38-17.82
NUANCE COMMUNICATIONS(COM) 2/26-3/16/01 9.75-30.75
OCEANFIRST FINANCIAL CORP(COM) 3/12/01 22.13
OCULAR SCIENCES INC(COM) 3/2/01 16.56
OCULAR SCIENCES INC(COM) 2/28/01 16.50
OFFSHORE LOGISTICS INC(COM) 3/20/01 26.25
OFFSHORE LOGISTICS INC(COM) 3/19/01 24.70
MANHATTAN ASSOCIATES INC(COM) 87,334 Haddrill Richard M P
MARGO CARIBE INC(COM) 1,238,882 Spector Michael J D
MARGO CARIBE INC(COM) 1,238,882 Spector Margaret D D
MATRIX PHARMACEUTICAL INC(COM) 134,100 Casey Michael D D
MATRIX PHARMACEUTICAL INC(COM) 3,000 Pritchard David W O
MATTSON TECHNOLOGY INC(COM) 3,126 Dutton David O
MAXWELL TECHNOLOGIES INC(COM) 68,288 Potashner Kenneth F CB
MCLEODUSA INC 257,987 Rhines Paul D D
MDI ENTMT INC(COM) 240,600 Przysiecki Kenneth M D
MEADOW VY CORP(COM) 77,481 Nelson Kenneth D D
MEDIA SOURCE INC(COM) 162,455 Davis S R CB
MEDICALOGIC/MEDSCAPE INC(COM) 64,543 Harris Martin C D
MEGO FINL CORP 266,993 Cohen Jerome J P
MEMBERWORKS INC(COM) 612,499 Walker Dennis P D
MERCHANTS & MANUFACTURERS(COM) 43,918 Kaminski Conrad C D
MERCHANTS & MANUFACTURERS(COM) 23,419 Bomberg James F P
MERCHANTS & MANUFACTURERS(COM) 16,015 Murry Michael J CB
MERIDIAN BIOSCIENCE INC(COM) 6,194 Kraeutler John A P
METAWAVE COMMUNICATIONS C(COM) 0 Jackson Susan M OX
METROPOLITAN FINL CORP OH(COM) 64,703 Bank Malvin E D
METROPOLITAN FINL CORP OH(COM) 289 Kichler Leonard D OS
MFB CORP(COM) 16,850 Torian Marian K D
MFB CORP(COM) 16,850 Torian Marian K D
MID-WISCONSIN FINL SVCES INC 40,047 Melvin James F CB
MELLENNIUM CELL INC(COM) 1,000 Cornell Curtis C VP
MIM CORP(COM) 22,800 Posner Barry A VP
MIPS TECHNOLOGIES INC 5,898 Lev Lavi F
MISSISSIPPI VALLEY BANCSH(COM) 33,141 Dolenz Carol B OT
MODEM MEDIA INC 24,190 Particelli March C D
MODTECH HLDGS INC(COM) 812,000 Gruber Evan M D
MOLDFLOW CORP(COM) 0 Brooks Roger E D
MOLDFLOW CORP(COM) 322,901 Dulude Marc P
MONTEREY BAY BANCORP INC(COM) 5,509 Banks Edward K D
MONTEREY BAY BANCORP INC(COM) 347,505 Austin Josiah T D
MONTEREY BAY BANCORP INC(COM) 12,00 Holden Carl E P
MPOWER COMMUNICATIONS COR(COM) 4,930,062 Gallagher Maurice J D
MPOWER COMMUNICATIONS COR(COM) 1,432,900 Flynn Timothy P D
MTS SYS CORP(COM) 2,500 Gullotti Russell A D
NAPRO BIOTHERAPEUTICS INC(COM) 74,621 Link Gordon H O
NASB FINL INC(COM) 8,668 Arbanas Frederick V D
NASH FINCH CO(COM) 300 Stein Laura D
NASH FINCH CO(COM) 6,904 Keeney Arthur VP
NATIONAL COMMERCE BANCORP(COM) 481,369 Reed William R O
NATIONAL INSTRUMENTS CORP(COM) 1,013 Daniels R G D
NATIONAL INSTRUMENTS CORP(COM) 11,619,861 Truchard James J P
NATIONAL MEDICAL HEALTH CARD SYS 4,000 Gershen David O
NAUTICA ENTERPRISES INC(COM) 0 McCready Paulette OS
NAVIDEC INC(COM) 48,300 Wager Michael OS
NEOGEN CORP(COM) 200 Maltese Anthony E O
NEOGEN CORP(COM) 8,324 Bradley Edward L SH
NEOGEN CORP(COM) 100 Traynor Gerald S VP
NEOGEN CORP(COM) 42,767 Heller Leonard E D
NEOMEDIA TECHNOLOGIES INC(COM) 59,800 Keil James J D
NET2000 COMMUNICATIONS IN(COM) 721,376 Mendes Mark A O
NETCOMMERCE INC(COM 3,332,931 Lindberg Mark B P
NETEGRITY INC(COM) 25,375 Wagner Ralph B D
NETNATION COMMUNICATIONS(COM) 34,000 Gill Jag S D
NEW CENTY EQUITY HLDGS CO(COM) 8,700 Tusa David P O
NEW VISUAL ENTERTAINMENT INC 20,150 Howell John D
NEXMED INC(COM) 7,000 Ciricillo Robert C O
NEXMED INC(COM) 7,000 Ciricillo Robert C O
NORTH VALLEY BANCORP(COM) 8,202 Plum Margie VP
NORTHWEST BANCORP INC PA(COM) 41,018 Norton Robert G VP
NORTHWEST INDIANA BANCORP(COM) 44,086 Furticella Edward J VP
NOVELLUS SYSTEMS INC(COM) 10,389 Laia Joseph R VP
NOVELLUS SYSTEMS INC(COM) 24,306 Levy Karl B VP
NOVELLUS SYSTEMS INC(COM) 4,958 Royal Kevin S VP
NOVOSTE CORP(COM) 2,500 Cordell Edwin B O
NOVOSTE CORP(COM) 75,039 Johnson Cheryl R VP
NTELOS INC(COM) 2,190 Williamson John B D
NTELOS INC(COM) 1,000 Hamill A W D
NTELOS INC(COM) 6,420 Mitchell John B D
NUANCE COMMUNICATIONS(COM) 7,000 Quigley Philip J D
OCEANFIRST FINANCIAL CORP(COM) 6,516 Walsh John E D
OCULAR SCIENCES INC(COM) 312,000 Jones Brad O
OCULAR SCIENCES INC(COM) 38,000 Hoffman Linda A VP
OFFSHORE LOGISTICS INC(COM) 1,798 Dupuis H E O
OFFSHORE LOGISTICS INC(COM) 2,355 Osborne Neill VP
MANHATTAN ASSOCIATES INC(COM) - 71-11
MARGO CARIBE INC(COM) - 13-2
MARGO CARIBE INC(COM) - 13-2
MATRIX PHARMACEUTICAL INC(COM) - 18-7
MATRIX PHARMACEUTICAL INC(COM) - 18-7
MATTSON TECHNOLOGY INC(COM) - 49-9
MAXWELL TECHNOLOGIES INC(COM) - 22-11
MCLEODUSA INC - 28-6
MDI ENTMT INC(COM) - 9-1
MEADOW VY CORP(COM) - 4-2
MEDIA SOURCE INC(COM) - 7-2
MEDICALOGIC/MEDSCAPE INC(COM) - 13-1
MEGO FINL CORP - 5-4
MEMBERWORKS INC(COM) - 40-19
MERCHANTS & MANUFACTURERS(COM) 16 37-19
MERCHANTS & MANUFACTURERS(COM) 16 37-19
MERCHANTS & MANUFACTURERS(COM) 16 37-19
MERIDIAN BIOSCIENCE INC(COM) 3 8-2
METAWAVE COMMUNICATIONS C(COM) -11 34-2
METROPOLITAN FINL CORP OH(COM) 4 5-2
METROPOLITAN FINL CORP OH(COM) 4 5-2
MFB CORP(COM) - 20-16
MFB CORP(COM) - 20-16
MID-WISCONSIN FINL SVCES INC - 28-20
MELLENNIUM CELL INC(COM) - 24-8
MIM CORP(COM) 1 3-1
MIPS TECHNOLOGIES INC - 60-16
MISSISSIPPI VALLEY BANCSH(COM) -6 35-22
MODEM MEDIA INC - 21-3
MODTECH HLDGS INC(COM) - 12-7
MOLDFLOW CORP(COM) -4 30-14
MOLDFLOW CORP(COM) -4 30-14
MONTEREY BAY BANCORP INC(COM) - 12-8
MONTEREY BAY BANCORP INC(COM) - 12-8
MONTEREY BAY BANCORP INC(COM) - 12-8
MPOWER COMMUNICATIONS COR(COM) - 60-2
MPOWER COMMUNICATIONS COR(COM) - 60-2
MTS SYS CORP(COM) 2 9-6
NAPRO BIOTHERAPEUTICS INC(COM) -4 12-5
NASB FINL INC(COM) - 16-11
NASH FINCH CO(COM) 4 18-7
NASH FINCH CO(COM) - 18-7
NATIONAL COMMERCE BANCORP(COM) - 28-15
NATIONAL INSTRUMENTS CORP(COM) -5 56-27
NATIONAL INSTRUMENTS CORP(COM) -5 56-27
NATIONAL MEDICAL HEALTH CARD SYS 2 3-1
NAUTICA ENTERPRISES INC(COM) - 20-9
NAVIDEC INC(COM) - 14-1
NEOGEN CORP(COM) -1 14-6
NEOGEN CORP(COM) -1 14-6
NEOGEN CORP(COM) - 14-6
NEOGEN CORP(COM) - 14-6
NEOMEDIA TECHNOLOGIES INC(COM) - 10-2
NET2000 COMMUNICATIONS IN(COM) - 19-1
NETCOMMERCE INC(COM - 1-0
NETEGRITY INC(COM) -8 92-17
NETNATION COMMUNICATIONS(COM) -1 9-2
NEW CENTY EQUITY HLDGS CO(COM) - 6-1
NEW VISUAL ENTERTAINMENT INC -1 13-1
NEXMED INC(COM) - 20-4
NEXMED INC(COM) - 20-4
NORTH VALLEY BANCORP(COM) -1 14-10
NORTHWEST BANCORP INC PA(COM) 1 13-6
NORTHWEST INDIANA BANCORP(COM) 5 21-19
NOVELLUS SYSTEMS INC(COM) - 68-26
NOVELLUS SYSTEMS INC(COM) - 68-26
NOVELLUS SYSTEMS INC(COM) - 68-26
NOVOSTE CORP(COM) 3 61-14
NOVOSTE CORP(COM) 3 61-14
NTELOS INC(COM) 3 46-15
NTELOS INC(COM) 3 46-15
NTELOS INC(COM) 3 46-15
NUANCE COMMUNICATIONS(COM) - 175-9
OCEANFIRST FINANCIAL CORP(COM) 2 25-15
OCULAR SCIENCES INC(COM) - 19-11
OCULAR SCIENCES INC(COM) - 19-11
OFFSHORE LOGISTICS INC(COM) - 27-11
OFFSHORE LOGISTICS INC(COM) - 27-11
OHIO W BANC CORP(COM) OVBC 2,000 3/9-16/01
OLD NATL BANCORP IND(COM) OLDB 800 3/30/01
OLD NATL BANCORP IND(COM) OLDB 8 3/2/01
OMNICOMM SYS INC(COM) OMCM 7,170 3/15/01
OMNICOMM SYS INC(COM) OMCM 24,301 3/15/01
OMNICOMM SYS INC(COM) OMCM 57,089 3/15/01
ON ASSIGNMENT INC(COM) ASGN 7,500 [*] 3/8/01
ONLINE RESOURCES & COMMUN(COM) ORCC 1,100 3/1/01
ONTRACK DATA INTL INC(COM) ONDI 1,250 3/14/01
OPTIO SOFTWARE INC(COM) OPTO 4,000 3/16/01
OSI PHARMACEUTICALS INC(COM) OSIP 5,000 [*] 3/23/01
P F CHANGS CHINA BISTRO I(COM) PFCB 6,000 [*] 3/6/01
PACIFIC CONTINENTAL CORP(COM) PCBK 1,100 3/7-9/01
PACIFIC CONTINENTAL CORP(COM) PCBK 6,000 3/16/01
PACIFICARE HEALTH SYSTEMS(COM) PHSY 2,000 3/21/01
PAMRAPO BANCORP INC(COM) PBCI 6,600 3/21/01
PANERA BREAD CO PNRA 12,200 3/7-28/01
PANERA BREAD CO PNRA 165 3/15/01
PANERA BREAD CO PNRA 1,500 3/29/01
PARAGON TRADE BRANDS INC PGTR 2,000 2/23/01
PARLUX FRAGRANCES INC(COM) PARL 38,300 2/1-12/01
PATRIOT NATL BANCORP INC(COM) PNBK 6,500 4/4-5/01
PEAPOD INC(COM) PPOD 2,000 3/28-29/01
PEERLESS MANUFACTURING CO(COM) PMFG 1,000 3/12/01
PEERLESS MANUFACTURING CO(COM) PMFG 1,000 3/12/01
PENFORD CORP(COM) PENX 1,000 3/30/01
PENFORD CORP(COM) PENX 1,000 3/30/01
PEOPLES BANCORP OF NORTH (COM) PEBK 1,500 3/16/01
PERFICIENT INC(COM) PRFT 4,900 2/5-3/30/01
PERFICIENT INC(COM) PRFT 3,000 3/13-30/01
PERFICIENT INC(COM) PRFT 3,285 3/28-30/01
PERFICIENT INC(COM) PRFT 3,000 3/13-30/01
PETSMART INC(COM) PETM 10,000 3/29/01
PHOENIX TECHNOLOGIES LTD(COM) PTEC 19,000 3/1-19/01
PICO HLDGS INC PICO 3,200 3/5/01
PIEDMONT BANK STATESVILLE(COM) PMBS 300 3/30/01
PLATO LEARNING INC(COM) TUTR 300 3/13/01
PMC-SIERRA INC(COM) PMCS 4,000 [*] 3/20/01
POCAHONTAS BANCORP INC(COM) PFSL 14,692 3/8-30/01
POLYMEDICA CORP(COM) PLMD 8,000 [*] 3/13/01
POORE BROTHERS INC(COM) SNAK 20,000 3/28/01
POTOMAC BANCSHARES INC(COM) PTBS 79 3/15/01
POWELL INDUSTRIES INC(COM) POWL 800 [*] 3/23-26/01
POWER-ONE INC(COM) PWER 2,000 3/16/01
POWERTEL INC(COM) PTEL 7,427 [*] 3/6/01
POWERTEL INC(COM) PTEL 5,000 3/5/01
PREMIERWEST BANCORP(COM) PRWT 5,500 3/1-12/01
PRIMA ENERGY CORP PENG 1,000 [*] 4/6/01
PRIMA ENERGY CORP PENG 1,200 4/3/01
PRINCETON NATIONAL BANCOR(COM) PNBC 190 3/30/01
PRIORITY HEALTHCARE CORP PHCC 450 3/1/01
PRODIGY COMMUNICATIONS CORP PRGY 2,000 3/7/01
PRODIGY COMMUNICATIONS CORP PRGY 9,100 3/5/01
PROTEIN DESIGN LABS INC(COM) PDLI 2,042 [*] 3/13/01
PROVIDENT BANCORP INC MON(COM) PBCP 1,000 3/2/01
PROVIDENT FINANCIAL HOLDI(COM) PROV 200 3/2/01
PUBLIX SUPER MARKETS INC(COM) PUSH 2,495 3/20/01
PUBLIX SUPER MARKETS INC(COM) PUSH 3,763 3/19/01
PUBLIX SUPER MARKETS INC(COM) PUSH 500 3/30/01
PYRAMID BREWERIES INC(COM) PMID 9,060 3/7-20/01
QUINTILES TRANSNATIONAL C(COM) QTRN 10,000 3/16/01
QUINTILES TRANSNATIONAL C(COM) QTRN 1,000 3/15/01
RAMSAY YOUTH SERVICES INC RYOU 106,000 4/5/01
RARE HOSPITALITY INTL INC(COM) RARE 750 [*] 3/7/01
RCM TECHNOLOGIES INC RCMT 6,000 3/23/01
RCM TECHNOLOGIES INC RCMT 6,000 3/20-23/01
RECOTON CORP(COM) RCOT 10,000 [*] 3/9-12/01
RECOTON CORP(COM) RCOT 3,000 3/12/01
RECOTON CORP(COM) RCOT 7,500 3/8/01
REDBACK NETWORKS INC(COM) RBAK 10,000 3/1-6/01
REDWOOD EMPIRE BANCORP(COM) REBC 1,000 [*] 3/6/01
REGIS CORP MN(COM) RGIS 5,570 [*] 3/15/01
REPLIGEN CORP(COM) RGEN 10,000 4/11/01
RES-CARE INC(COM) RSCR 29,700 3/8-30/01
RES-CARE INC(COM) RSCR 10,000 3/1/01
RESOURCE AMERICA INC REXI 5,000 3/8/01
RF MONOLITHICS INC(COM) RFMI 4,000 3/20/01
ROSEVILLE COMMUNICATIONS(COM) RVCL 500 3/6/01
OHIO W BANC CORP(COM) 25.00-25.50 41,171
OLD NATL BANCORP IND(COM) 22.70 6,024
OLD NATL BANCORP IND(COM) 2423.00 22,427
OMNICOMM SYS INC(COM) 0.46 928,484
OMNICOMM SYS INC(COM) 0.50 24,301
OMNICOMM SYS INC(COM) 0.46 118,869
ON ASSIGNMENT INC(COM) 24.00 6,532
ONLINE RESOURCES & COMMUN(COM) 2.75 32,800
ONTRACK DATA INTL INC(COM) 7.00 6,000
OPTIO SOFTWARE INC(COM) 0.75 21,000
OSI PHARMACEUTICALS INC(COM) 40.00 3,295
P F CHANGS CHINA BISTRO I(COM) 35.13 0
PACIFIC CONTINENTAL CORP(COM) 11.38-11.50 155,708
PACIFIC CONTINENTAL CORP(COM) 11.00 62,241
PACIFICARE HEALTH SYSTEMS(COM) 21.48-21.54 2,000
PAMRAPO BANCORP INC(COM) 23.25-24.50 23,600
PANERA BREAD CO 23.13-26.50 27,464
PANERA BREAD CO 25.63 165
PANERA BREAD CO 25.25 3,891
PARAGON TRADE BRANDS INC 19.50 12,000
PARLUX FRAGRANCES INC(COM) 2.13-2.25 1,309,998
PATRIOT NATL BANCORP INC(COM) 8.50 608,421
PEAPOD INC(COM) 1.03-1.19 1,379,147
PEERLESS MANUFACTURING CO(COM) 14.25 3,700
PEERLESS MANUFACTURING CO(COM) 14.75 1,000
PENFORD CORP(COM) 8.94-9.00 189,197
PENFORD CORP(COM) 9.00 2,000
PEOPLES BANCORP OF NORTH (COM) 14.50 21,472
PERFICIENT INC(COM) 3.06-6.50 333,935
PERFICIENT INC(COM) 3.15-5.23 N/R
PERFICIENT INC(COM) 3.15-4.00 534,277
PERFICIENT INC(COM) 3.15-5.23 N/R
PETSMART INC(COM) 3.31-3.38 104,568
PHOENIX TECHNOLOGIES LTD(COM) 16.94-17.81 562,632
PICO HLDGS INC 13.00 718,799
PIEDMONT BANK STATESVILLE(COM) 13.00 1,838
PLATO LEARNING INC(COM) 16.75 1,600
PMC-SIERRA INC(COM) 25.2 49,386
POCAHONTAS BANCORP INC(COM) 6.81-7.00 8,451
POLYMEDICA CORP(COM) 39.25 0
POORE BROTHERS INC(COM) 2.70 2,841,482
POTOMAC BANCSHARES INC(COM) 27.00 179
POWELL INDUSTRIES INC(COM) 16.38 3,500
POWER-ONE INC(COM) 15.63 2,000
POWERTEL INC(COM) 62.06 29,697
POWERTEL INC(COM) 60.03 191,191
PREMIERWEST BANCORP(COM) 5.00-5.13 606,030
PRIMA ENERGY CORP 29.31 0
PRIMA ENERGY CORP 26.00 8,100
PRINCETON NATIONAL BANCOR(COM) 14.69 6,658
PRIORITY HEALTHCARE CORP 41.94 0
PRODIGY COMMUNICATIONS CORP 3.47 2,000
PRODIGY COMMUNICATIONS CORP 3.50 65,115
PROTEIN DESIGN LABS INC(COM) 43.00 515
PROVIDENT BANCORP INC MON(COM) 17.25 3,167
PROVIDENT FINANCIAL HOLDI(COM) 20.00 53,454
PUBLIX SUPER MARKETS INC(COM) 48.25 44,388
PUBLIX SUPER MARKETS INC(COM) 48.25 2,166,796
PUBLIX SUPER MARKETS INC(COM) 48.25 219,470
PYRAMID BREWERIES INC(COM) 2.19-2.44 894,516
QUINTILES TRANSNATIONAL C(COM) 16.31-16.45 6,492,424
QUINTILES TRANSNATIONAL C(COM) 16.13 405,500
RAMSAY YOUTH SERVICES INC 1.00 106,000
RARE HOSPITALITY INTL INC(COM) 28.31 16,335
RCM TECHNOLOGIES INC 3.03 18,000
RCM TECHNOLOGIES INC 3.00-3.25 20,000
RECOTON CORP(COM) 15.00 0
RECOTON CORP(COM) 14.33 11,573
RECOTON CORP(COM) 14.00 0
REDBACK NETWORKS INC(COM) 27.31-30.25 2,816,482
REDWOOD EMPIRE BANCORP(COM) 28.00 1,500
REGIS CORP MN(COM) 15.31 0
REPLIGEN CORP(COM) 1.86 153,668
RES-CARE INC(COM) 5.00-5.19 71,700
RES-CARE INC(COM) 6.75-6.88 1,956,636
RESOURCE AMERICA INC 11.00 60,533
RF MONOLITHICS INC(COM) 3.00 19,000
ROSEVILLE COMMUNICATIONS(COM) 40.00 1,000
OHIO W BANC CORP(COM) Bowman Phil A D 2 30-25
OLD NATL BANCORP IND(COM) Goebel Andrew E D - 33-21
OLD NATL BANCORP IND(COM) Clayton Thomas F OX - 33-21
OMNICOMM SYS INC(COM) Smith Randall G D - 5-0
OMNICOMM SYS INC(COM) Van Kesteren Guus D - 5-0
OMNICOMM SYS INC(COM) Ginsberg David D - 5-0
ON ASSIGNMENT INC(COM) Nebens Carrie S OX - 34-16
ONLINE RESOURCES & COMMUN(COM) Crosier Raymond T P 1 12-1
ONTRACK DATA INTL INC(COM) Shober Roger D D - 15-6
OPTIO SOFTWARE INC(COM) Dunn-Rankin David D - 10-0
OSI PHARMACEUTICALS INC(COM) Vannostrand Robert L O - 85-10
P F CHANGS CHINA BISTRO I(COM) Ziska Frank O - 46-28
PACIFIC CONTINENTAL CORP(COM) Riddle J B P - 12-9
PACIFIC CONTINENTAL CORP(COM) Gyde John M VP - 12-9
PACIFICARE HEALTH SYSTEMS(COM) Scott Gregory W O -1 72-10
PAMRAPO BANCORP INC(COM) Odonnell Francis J D - 25-18
PANERA BREAD CO Postle Richard C P - 30-8
PANERA BREAD CO Kuhlenbeck Kathy VP - 30-8
PANERA BREAD CO Rusinko Lawrence A VP - 30-8
PARAGON TRADE BRANDS INC Mcmanus James R D 1 21-6
PARLUX FRAGRANCES INC(COM) Lekach Ilia CB - 4-1
PATRIOT NATL BANCORP INC(COM) DeCaro Angelo P - 10-6
PEAPOD INC(COM) Parkinson Andrew B CB - 4-1
PEERLESS MANUFACTURING CO(COM) Fuller John F VP 2 22-12
PEERLESS MANUFACTURING CO(COM) Cuny Roy VP 2 22-12
PENFORD CORP(COM) Cook Jeffrey T P 2 22-8
PENFORD CORP(COM) Davidson Jackie L VP 2 22-8
PEOPLES BANCORP OF NORTH (COM) Robinson Larry E D 2 16-12
PERFICIENT INC(COM) Lundeen David S D - 19-3
PERFICIENT INC(COM) Simone Eric O - 19-3
PERFICIENT INC(COM) McDonald John T D - 19-3
PERFICIENT INC(COM) Fatigato Sam J D - 19-3
PETSMART INC(COM) Lenhardt David K VP - 5-2
PHOENIX TECHNOLOGIES LTD(COM) Huang George C D - 21-9
PICO HLDGS INC Weil John D D - 14-10
PIEDMONT BANK STATESVILLE(COM) Laws Edwin E O 2 16-11
PLATO LEARNING INC(COM) Stellar Arthur W D 2 25-9
PMC-SIERRA INC(COM) Bindley Glenn K VP - 245-19
POCAHONTAS BANCORP INC(COM) Baltz Ralph P D - 8-5
POLYMEDICA CORP(COM) Trowbridge Warren K OX - 58-17
POORE BROTHERS INC(COM) Pearson Robert C D - 3-2
POTOMAC BANCSHARES INC(COM) Baronner Robert F P - 30-20
POWELL INDUSTRIES INC(COM) Dimlich David J P -1 18-7
POWER-ONE INC(COM) Holliday Randall H O 2 172-12
POWERTEL INC(COM) Jebbia Nicholas J VP - 94-50
POWERTEL INC(COM) Gabbard O G D - 94-50
PREMIERWEST BANCORP(COM) Duke John A D - 6-4
PRIMA ENERGY CORP Carpenter John H VP - 59-26
PRIMA ENERGY CORP Cummings James R D - 59-26
PRINCETON NATIONAL BANCOR(COM) Pietsch Ervin I D - 16-11
PRIORITY HEALTHCARE CORP Luttrell Barbara J VP - 76-24
PRODIGY COMMUNICATIONS CORP McClane Robert S D - 13-2
PRODIGY COMMUNICATIONS CORP Williams Gregory G VP - 13-2
PROTEIN DESIGN LABS INC(COM) Klingbeil Corine K VP - 187-35
PROVIDENT BANCORP INC MON(COM) Hershaft Judith D 2 18-14
PROVIDENT FINANCIAL HOLDI(COM) Blunden Craig G CB 1 22-14
PUBLIX SUPER MARKETS INC(COM) Oconnor Thomas M VP - 56-46
PUBLIX SUPER MARKETS INC(COM) Jenkins Charles H CB - 56-46
PUBLIX SUPER MARKETS INC(COM) Hollis M C VP - 56-46
PYRAMID BREWERIES INC(COM) Stoddard John D - 3-2
QUINTILES TRANSNATIONAL C(COM) Gillings Dennis B CB - 23-13
QUINTILES TRANSNATIONAL C(COM) Douglass Chester W D - 23-13
RAMSAY YOUTH SERVICES INC Lamela Luis E P - 2-0
RARE HOSPITALITY INTL INC(COM) Lee Eugene P - 35-18
RCM TECHNOLOGIES INC Remer Stanton D - 11-3
RCM TECHNOLOGIES INC Miller Kevin D VP - 11-3
RECOTON CORP(COM) Chu Stephen N OS - 16-6
RECOTON CORP(COM) Wish Peter D - 16-6
RECOTON CORP(COM) Wherry Dennis P VP - 16-6
REDBACK NETWORKS INC(COM) Ragavan Vivek P - 179-10
REDWOOD EMPIRE BANCORP(COM) Selwyn Patricia L D - 29-15
REGIS CORP MN(COM) Nelson Gordon VP - 16-11
REPLIGEN CORP(COM) Herlihy Walter C P - 8-1
RES-CARE INC(COM) Lunsford W B D - 12-4
RES-CARE INC(COM) Pettinelli Vincent D D - 12-4
RESOURCE AMERICA INC Kotek Freddie M VP - 12-7
RF MONOLITHICS INC(COM) Bernique Michael R D - 16-2
ROSEVILLE COMMUNICATIONS(COM) Taron Timothy D D 1 43-39
ROSS STORES INC(COM) ROST 1,438
RURAL CELLULAR CORP RCCC 3,400 [*]
RYANS FAMILY STEAK HOUSES(COM) RYAN 3,000
S & T BANCORP INC(COM) STBA 1,723
SALEM COMMUNICATIONS CORP SALM 650
SAUCONY INC SCNYA 2,590
SBA COMMUNICATIONS CORP(COM) SBAC 35,000
SCB COMPUTER TECHNOLOGY I(COM) SCBI 4,000
SCHEIN HENRY INC(COM) HSIC 4,642
SCHEIN HENRY INC(COM) HSIC 2,478 [*]
SCHEIN HENRY INC(COM) HSIC 4,750 [*]
SCOTTISH ANNUITY & LIFE H(ORD) SCOT 500
SCP POOL CORP(COM) POOL 4,000
SCP POOL CORP(COM) POOL 5,000
SEROLOGICALS CORP(COM) SERO 3,850
SERVICE 1ST BK STOCKTON C(COM) SRVF 600
SERVICE 1ST BK STOCKTON C(COM) SRVF 1,000
SIGMA ALDRICH CORP(COM) SIAL 2,520 [*]
SOCKET COMMUNICATIONS INC(COM) SCKT 4,000
SONIC INNOVATIONS INC(COM) SNCI 50,000
SONOMA VALLEY BANCORP(COM) SBNK 2,000
SOUND ADVICE INC(COM) SUND 5,000 [*]
SOUND FEDERAL BANCORP(COM) SFFS 660
SOUTHSIDE BANCSHARES INC(COM) SBSI 4,000 [*]
SOUTHSIDE BANCSHARES INC(COM) SBSI 4,144
SPAN AMER MED SYS INC(COM) SPAN 2,000
SPECTRASITE HLDGS INC(COM) SITE 1,500
SPEEDCOM WIRELESS CORP(COM) SPWC 4,499
SPORTSMANS GUIDE INC SGDE 4,000
SRS LABS INC(COM) SRSL 4,500 [*]
STAMPS COM INC(COM) STMP 1,500
STANDARD MANAGEMENT CORP(COM) SMAN 500
STATE AUTO FINL CORP(COM) STFC 1,000
STATE AUTO FINL CORP(COM) STFC 1,000
STERICYCLE INC(COM) SRCL 13,300 [*]
STERLING FINL CORP(COM) SLFI 500
STEWART & STEVENSON SERVI(COM) SSSS 3,300 [*]
STOCKERYALE INC STKR 3,700
STOCKERYALE INC STKR 200
STRATEGIC SOLUTIONS GROUP INC SSGI 100,000
STRATEGIC SOLUTIONS GROUP INC SSGI 100,000
SUMMIT FINANCIAL CORP(COM) SUMM 9,156
SUN BANCORP INC PA(COM) SUBI 1,000
SUPERIOR CONSULTANT HLDGS(COM) SUPC 3,300
SUPERIOR CONSULTANT HLDGS(COM) SUPC 700
SUPERIOR CONSULTANT HLDGS(COM) SUPC 3,300
SURGILIGHT INC(COM) SRGL 4,000
SUSQUEHANNA BANCSHARES IN(COM) SUSQ 114
SWITCHBOARD INC(COM) SWBD 8,500 [*]
SYMMETRICOM INC(COM) SYMM 2,400
SYNAVANT INC(COM) SNVT 10,000
SYSTEMONE TECHNOLOGIES IN(COM) STEK 4,000
T/R SYSTEMS INC(COM) TRSI 10,000
T/R SYSTEMS INC(COM) TRSI 15,000
TAYLOR DEVICES INC(COM) TAYD 730
TAYLOR DEVICES INC(COM) TAYD 801
TEKNOWLEDGE CORP TEKC 2,400
TESSA COMPLETE HEALTH CAR(COM) TSSA 390,625
TETRA TECH INC(COM) TTEK 4,000 [*]
THQ INC THQI 1,500
THQ INC THQI 46,608
THREE RIVS BANCORP INC(COM) TRBC 500
THREE RIVS BANCORP INC(COM) TRBC 2,000
TIDALWAVE HOLDINGS INC(COM) TDWV 26,000
TIME WARNER TELECOM INC TWTC 6,000 [*]
TOTAL ENTERTAINMENT RESTA(COM) TENT 4,900
TOWER FINANCIAL CORP(COM) TOFC 2,200
TOWNEBANK PORTSMOUTH VA(COM) TOWN 300
TOWNEBANK PORTSMOUTH VA(COM) TOWN 500
TOWNEBANK PORTSMOUTH VA(COM) TOWN 500
TRANSWORLD ENTERTAINMENT(COM) TWMC 4,500
TRENDWEST RESORTS INC(COM) TWRI 9,000
TRIMERIS INC(COM) TRMS 1,000
TRIMERIS INC(COM) TRMS 500
TRIPATH TECHNOLOGY INC(COM) TRPH 2,000 [*]
TUSCARORA INC(COM) TUSC 3,850 [*]
TUSCARORA INC(COM) TUSC 3,850 [*]
TUSCARORA INC(COM) TUSC 3,850 [*]
ROSS STORES INC(COM) 3/16/01 20.10 24,000
RURAL CELLULAR CORP 3/9/01 37.00-37.88 3,125
RYANS FAMILY STEAK HOUSES(COM) 3/19/01 10.81 2,500
S & T BANCORP INC(COM) 3/30/01 23.02 180,306
SALEM COMMUNICATIONS CORP 3/13/01 15.75 2,450
SAUCONY INC 3/23/01 6.88 14,160
SBA COMMUNICATIONS CORP(COM) 3/1-16/01 21.25-35.00 118,307
SCB COMPUTER TECHNOLOGY I(COM) 3/8/01 0.64 126,930
SCHEIN HENRY INC(COM) 3/13-21/01 33.50-34.00 2,500
SCHEIN HENRY INC(COM) 3/13-21/01 33.50-34.00 2,500
SCHEIN HENRY INC(COM) 3/13-21/01 33.50-34.00 0
SCOTTISH ANNUITY & LIFE H(ORD) 3/20/01 14.38 1,610
SCP POOL CORP(COM) 3/5/01 34.75 43,536
SCP POOL CORP(COM) 3/5/01 34.63-34.69 212,624
SEROLOGICALS CORP(COM) 3/6/01 12.94-13.00 8,300
SERVICE 1ST BK STOCKTON C(COM) 3/31/01 9.50 2,100
SERVICE 1ST BK STOCKTON C(COM) 3/31/01 9.50 2,990
SIGMA ALDRICH CORP(COM) 3/9/01 45.75 4,157
SOCKET COMMUNICATIONS INC(COM) 3/30/01 3.13 297,843
SONIC INNOVATIONS INC(COM) 2/1-2/01 7.66-7.69 50,000
SONOMA VALLEY BANCORP(COM) 3/7/01 20.13 32,491
SOUND ADVICE INC(COM) 3/26/01 10.00 0
SOUND FEDERAL BANCORP(COM) 3/12/01 10.00 13,195
SOUTHSIDE BANCSHARES INC(COM) 3/1/01 9.00-9.13 4,647
SOUTHSIDE BANCSHARES INC(COM) 3/13/01 9.38 10,000
SPAN AMER MED SYS INC(COM) 3/8-13/01 5.00 7,888
SPECTRASITE HLDGS INC(COM) 3/15/01 7.38 1,800
SPEEDCOM WIRELESS CORP(COM) 3/26-28/01 3.63-4.50 24,151
SPORTSMANS GUIDE INC 3/29-30/01 0.97 14,000
SRS LABS INC(COM) 3/20-21/01 3.50 694,401
STAMPS COM INC(COM) 2/27/01 2.73-3.03 0
STANDARD MANAGEMENT CORP(COM) 3/5-29/01 4.45-4.76 293,755
STATE AUTO FINL CORP(COM) 3/22/01 14.13 81,169
STATE AUTO FINL CORP(COM) 3/22/01 14.13 2,010
STERICYCLE INC(COM) 3/1/01 39.00 1,000
STERLING FINL CORP(COM) 3/9/01 17.25 464,559
STEWART & STEVENSON SERVI(COM) 3/23-28/01 21.00-21.25 7,742
STOCKERYALE INC 3/4-28/01 10.75-13.50 3,785,395
STOCKERYALE INC 3/29/01 10.00 22,200
STRATEGIC SOLUTIONS GROUP INC 3/27/01 0.50 100,285
STRATEGIC SOLUTIONS GROUP INC 4/19/01 0.50 300,000
SUMMIT FINANCIAL CORP(COM) 3/16-28/01 9.25-9.75 12,676
SUN BANCORP INC PA(COM) 3/20/01 14.70 1,150
SUPERIOR CONSULTANT HLDGS(COM) 3/19-28/01 2.81-3.00 3,326,324
SUPERIOR CONSULTANT HLDGS(COM) 3/19-28/01 2.81-3.00 241,650
SUPERIOR CONSULTANT HLDGS(COM) 3/19-28/01 2.81-3.00 508,800
SURGILIGHT INC(COM) 3/27/01 1.02 4,000
SUSQUEHANNA BANCSHARES IN(COM) 3/15/01 18.06 90,183
SWITCHBOARD INC(COM) 3/5-8/01 5.25-5.78 0
SYMMETRICOM INC(COM) 3/2/01 15.75-15.81 399,684
SYNAVANT INC(COM) 3/2-6/01 4.88-5.75 108,517
SYSTEMONE TECHNOLOGIES IN(COM) 3/1/01 2.00-2.06 1,961,750
T/R SYSTEMS INC(COM) 3/13/01 4.50-4.75 10,000
T/R SYSTEMS INC(COM) 3/27-30/01 3.88-4.75 76,086
TAYLOR DEVICES INC(COM) 3/31/01 3.13 42,275
TAYLOR DEVICES INC(COM) 3/31/01 3.13 36,017
TEKNOLWEDGE CORP 3/6-8/01 2.00 8,400
TESSA COMPLETE HEALTH CAR(COM) 2/9-15/01 0.07-0.08 0
TETRA TECH INC(COM) 3/7/01 23.50 2,245
THQ INC 3/14-30/01 32.97-38.12 15,345
THQ INC 2/23-3/28/01 32.00-34.50 60,147
THREE RIVS BANCORP INC(COM) 3/13/01 8.69 4,588
THREE RIVS BANCORP INC(COM) 3/1/01 8.63 47,680
TIDALWAVE HOLDINGS INC(COM) 3/2-13/01 0.08-0.09 1,395,972
TIME WARNER TELECOM INC 3/7/01 71.16 0
TOTAL ENTERTAINMENT RESTA(COM) 3/6-7/01 2.63 940,540
TOWER FINANCIAL CORP(COM) 3/19-29/01 8.21-8.38 77,700
TOWNEBANK PORTSMOUTH VA(COM) 3/13/01 18.00 20,300
TOWNEBANK PORTSMOUTH VA(COM) 3/14/01 18.00 30,000
TOWNEBANK PORTSMOUTH VA(COM) 3/16/01 18.00 26,500
TRANSWORLD ENTERTAINMENT(COM) 3/28/01 8.56-8.88 5,286
TRENDWEST RESORTS INC(COM) 3/28/01 23.24 25,500
TRIMERIS INC(COM) 3/7-19/01 33.75-44.00 5,170
TRIMERIS INC(COM) 4/2/01 28.63 2,500
TRIPATH TECHNOLOGY INC(COM) 3/2/01 11.75 0
TUSCARORA INC(COM) 3/9/01 21.50 0
TUSCARORA INC(COM) 3/9/01 21.50 0
TUSCARORA INC(COM) 3/9/01 21.50 0
ROSS STORES INC(COM) Wilson Michael VP -5 24-13
RURAL CELLULAR CORP Gilbert Jeffrey S D - 81-24
RYANS FAMILY STEAK HOUSES(COM) Jamison John C VP - 11-7
S & T BANCORP INC(COM) Toretti Christine J D -2 24-17
SALEM COMMUNICATIONS CORP Evans David A D - 18-8
SAUCONY INC Rogers Arthur E P -1 13-6
SBA COMMUNICATIONS CORP(COM) Simkin Michael N OX - 57-13
SCB COMPUTER TECHNOLOGY I(COM) Ellis Gary L O - 1-0
SCHEIN HENRY INC(COM) David Leonard A D -9 37-14
SCHEIN HENRY INC(COM) David Leonard A D -9 37-14
SCHEIN HENRY INC(COM) Racioppi Michael D -9 37-14
SCOTTISH ANNUITY & LIFE H(ORD) Scofield Oscar O - 17-7
SCP POOL CORP(COM) Polizzotto Richard P VP - 38-19
SCP POOL CORP(COM) Sexton Wilson B CB - 38-19
SEROLOGICALS CORP(COM) Dodd David A P -1 18-4
SERVICE 1ST BK STOCKTON C(COM) Carman Patrick J VP 2 10-8
SERVICE 1ST BK STOCKTON C(COM) Brooks John O D 2 10-8
SIGMA ALDRICH CORP(COM) Kelley Rodney VP - 50-26
SOCKET COMMUNICATIONS INC(COM) Gifford Michael L D - 18-2
SONIC INNOVATIONS INC(COM) Ryan Kevin D - 22-4
SONOMA VALLEY BANCORP(COM) Weise Harry D - 23-16
SOUND ADVICE INC(COM) Leeds Herbert A D - 11-5
SOUND FEDERAL BANCORP(COM) Lanza Joseph A D - 11-8
SOUTHSIDE BANCSHARES INC(COM) Gibson Lee R VP - 20-7
SOUTHSIDE BANCSHARES INC(COM) Powell Paul W OS - 20-7
SPAN AMER MED SYS INC(COM) Ackley Robert E VP - 6-3
SPECTRASITE HLDGS INC(COM) Carey Dale A P 1 29-3
SPEEDCOM WIRELESS CORP(COM) Roos R C D - 14-1
SPORTSMANS GUIDE INC Binkley Gregory R P - 5-0
SRS LABS INC(COM) Sedmak Stephen V D -1 17-2
STAMPS COM INC(COM) Smith Loren E D -2 16-2
STANDARD MANAGEMENT CORP(COM) Knieser Martial R D 3 5-3
STATE AUTO FINL CORP(COM) Moone Robert H P - 18-9
STATE AUTO FINL CORP(COM) Blackburn Mark A VP - 18-9
STERICYCLE INC(COM) Dammeyer Rodney F D - 48-20
STERLING FINL CORP(COM) Argudo S A D - 21-14
STEWART & STEVENSON SERVI(COM) Andrews Thomas M VP -1 27-12
STOCKERYALE INC Blodgett Mark W D - 72-10
STOCKERYALE INC Blodgett Lawrence W D - 72-10
STRATEGIC SOLUTIONS GROUP INC Cadigan John J CB - 0
STRATEGIC SOLUTIONS GROUP INC Wagner Ernest A P - 0
SUMMIT FINANCIAL CORP(COM) Mcintyre Allen H D - 11-9
SUN BANCORP INC PA(COM) Logue George E D 5 17-13
SUPERIOR CONSULTANT HLDGS(COM) Helppie Richard D D - 16-1
SUPERIOR CONSULTANT HLDGS(COM) Huntzinger George S P - 16-1
SUPERIOR CONSULTANT HLDGS(COM) Aprahamian Ronald V CB - 16-1
SURGILIGHT INC(COM) Siu Rachel O 3 11-1
SUSQUEHANNA BANCSHARES IN(COM) Freeman Owen O D - 19-13
SWITCHBOARD INC(COM) Canon James M VP - 13-3
SYMMETRICOM INC(COM) Rasdal William D SH - 25-9
SYNAVANT INC(COM) Yetter Wayne P D - 10-3
SYSTEMONE TECHNOLOGIES IN(COM) Mansur Pierre G CB - 6-1
T/R SYSTEMS INC(COM) Mcgarity Jon W D - 17-4
T/R SYSTEMS INC(COM) Barry Michael W VP - 17-4
TAYLOR DEVICES INC(COM) Taylor Douglas P P - 4-3
TAYLOR DEVICES INC(COM) Hill Richard G D - 4-3
TEKNOLWEDGE CORP Druffel Lawrence E D 1 9-2
TESSA COMPLETE HEALTH CAR(COM) Flippin Robert P - 1-0
TETRA TECH INC(COM) Lemmon Richard A VP - 37-17
THQ INC Walsh Timothy OX -6 39-9
THQ INC Whims James L D - 40-9
THREE RIVS BANCORP INC(COM) Farrell J T D 2 10-7
THREE RIVS BANCORP INC(COM) Dunkle Terry K CB 2 10-7
TIDALWAVE HOLDINGS INC(COM) Kline Leon P - 0
TIME WARNER TELECOM INC Blount John T VP - 78-29
TOTAL ENTERTAINMENT RESTA(COM) Hartnett Stephen P D 2 3-1
TOWER FINANCIAL CORP(COM) Hartman Craig S D - 9-7
TOWNEBANK PORTSMOUTH VA(COM) Lewis William A D 4 21-16
TOWNEBANK PORTSMOUTH VA(COM) Baynor Edward L D 4 21-16
TOWNEBANK PORTSMOUTH VA(COM) Broyles Thomas C D 4 21-16
TRANSWORLD ENTERTAINMENT(COM) Kaufman Issac D - 13-7
TRENDWEST RESORTS INC(COM) Demorest Harry L D - 37-16
TRIMERIS INC(COM) Crout J R D - 79-26
TRIMERIS INC(COM) Cook Gary D - 79-26
TRIPATH TECHNOLOGY INC(COM) Soucy Alan VP -5 32-5
TUSCARORA INC(COM) Reed Harold F D -5 22-12
TUSCARORA INC(COM) Farkas Abe D -5 22-12
TUSCARORA INC(COM) Kampmeinert Robert W D -5 22-12
TUSCARORA INC(COM) TUSC 3,850 [*]
TUSCARORA INC(COM) TUSC 3,850 [*]
TUSCARORA INC(COM) TUSC 3,850 [*]
TUSCARORA INC(COM) TUSC 7,059
U S LABORATORIES INC(COM) USLB 69,500
U S LABORATORIES INC(COM) USLB 41,100
UFP TECHNOLOGIES INC(COM) UFPT 3,400
ULTRALIFE BATTERIES INC(COM) ULBI 5,000
ULTRALIFE BATTERIES INC(COM) ULBI 8,600
UMPQUA HLDGS CORP(COM) UMPQ 1,282
UMPQUA HLDGS CORP(COM) UMPQ 1,397
UMPQUA HLDGS CORP(COM) UMPQ 1,406
UMPQUA HLDGS CORP(COM) UMPQ 1,442
UMPQUA HLDGS CORP(COM) UMPQ 1,221
UNION BANKSHARES CORP(COM) UBSH 1,000
UNIONBANCORP INC(COM) UBCD 1,200
UNITED COMMUNITY FINANCIA(COM) UCFC 2,623
UNITED FINL CORP(COM) UBMT 375
UNITED NATIONAL BANCORP N(COM) UNBJ 5,115 [*]
UNITED NATIONAL BANCORP N(COM) UNBJ 3,273
UNIVERSAL ACCESS INC(COM) UAXS 60,000
UNIVERSAL ACCESS INC(COM) UAXS 60,000
UNIVERSAL FOREST PRODUCTS(COM) UFPI 5,000
UNIVERSAL FOREST PRODUCTS(COM) UFPI 4,300
UROLOGIX INC(COM) ULGX 6,190 [*]
UROPLASTY INC(COM) UROP 2,000
US SEARCH COM INC(COM) SRCH 10,000
VAIL BANKS INC(COM) VAIL 4,200
VAIL BANKS INC(COM) VAIL 2,000
VAIL BANKS INC(COM) VAIL 2,000
VALUEVISION INTERNATIONAL INC WTV 2,500
VALUEVISION INTERNATIONAL INC WTV 7,500
VERISIGN INC(COM) VRSN 500
VERISIGN INC(COM) VRSN 2,000 [*]
VERISIGN INC(COM) VRSN 3,000 [*]
VERISIGN INC(COM) VRSN 3,000 [*]
VICINITY CORP(COM) VCNT 15,000
VIRAGE LOGIC CORP(COM) VIRL 811
VOICESTREAM WIRELESS CORP(COM) VSTR 3,500 [*]
VSE CORP(COM) VSEC 2,000
VSE CORP(COM) VSEC 800
W HLDG CO INC(COM) WBPR 200
W HLDG CO INC(COM) WBPR 3,000
WAKEFOREST BANCSHARES IN(COM) WBKE 1,000
WAKEFOREST BANCSHARES IN(COM) WAKE 500
WAKEFOREST BANCSHARES IN(COM) WAKE 250
WASHINGTON BANKING COMPAN(COM) WBCO 1,138
WAYNE BANCORP INC OH(COM) WNNB 200
WEBEX INC(COM) WEBX 5,000 [*]
WESTAMERICA BANCORP(COM) WABC 2,843
WESTSTAR FINL SVCS CORP(COM) WFSC 3,750
WGNB CORP WGNB 942
WHITE ELECTRONIC DESIGNS (COM) WEDC 6,500
WILLIAMS CLAYTON ENERGY I(COM) CWEI 200
WINTER SPORTS INC(COM) WSKI 13,130
WIT SOUNDVIEW GROUP INC(COM) WITC 86,000
WIT SOUNDVIEW GROUP INC(COM) WITC 7,500
WITNESS SYSTEMS INC(COM) WITS 5,000
WITNESS SYSTEMS INC(COM) WITS 500
WOMEN FIRST HEALTHCARE IN(COM) WFHC 2,000
WORLD ACCEPTANCE CORP(COM) WRLD 2,000 [*]
WORLDGATE COMMUNICATIONS(COM) WGAT 2,300
WORLDPORT COMMUNICATIONS(COM) WRDP 1,000
XM SATELLITE RADIO HOLDINGS INC XMSR 2,000
X-RITE INC(COM) XRIT 327
X-RITE INC(COM) XRIT 623
ZEBRA TECHNOLOGIES CORP ZBRA 3,648
ZOLTEK COS(COM) ZOLT 2,000
ZOLTEK COS(COM) ZOLT 15,000 [*]
TUSCARORA INC(COM) 3/9/01 21.50 0
TUSCARORA INC(COM) 3/9/01 21.50 0
TUSCARORA INC(COM) 3/9/01 21.50 0
TUSCARORA INC(COM) 3/9/01 21.50 0
U S LABORATORIES INC(COM) 3/15-30/01 5.00-8.88 250,987
U S LABORATORIES INC(COM) 3/19-22/01 7.69-8.69 1,712,682
UFP TECHNOLOGIES INC(COM) 3/19/01 1.75 27,632
ULTRALIFE BATTERIES INC(COM) 3/16/01 5.88 5,000
ULTRALIFE BATTERIES INC(COM) 3/13/01 6.16 72,900
UMPQUA HLDGS CORP(COM) 3/12/01 9.70 31,783
UMPQUA HLDGS CORP(COM) 3/12/01 8.00-9.70 3,436
UMPQUA HLDGS CORP(COM) 3/12/01 9.70 551,454
UMPQUA HLDGS CORP(COM) 3/12/01 9.70 147,548
UMPQUA HLDGS CORP(COM) 3/12/01 9.70 7,262
UNION BANKSHARES CORP(COM) 3/12/01 12.50 13,515
UNIONBANCORP INC(COM) 3/13/01 13.50 19,429
UNITED COMMUNITY FINANCIA(COM) 3/14/01 6.81 20,552
UNITED FINL CORP(COM) 3/9/01 16.13 25,250
UNITED NATIONAL BANCORP N(COM) 2/20-3/13/01 19.44-19.50 2,735
UNITED NATIONAL BANCORP N(COM) 2/20-3/13/01 19.44-19.50 2,735
UNIVERSAL ACCESS INC(COM) 3/1-27/01 6.00-7.56 3,571,033
UNIVERSAL ACCESS INC(COM) 3/1-27/01 6.00-7.56 4,544,000
UNIVERSAL FOREST PRODUCTS(COM) 3/7/01 15.00 198,986
UNIVERSAL FOREST PRODUCTS(COM) 3/6-7/01 14.75 95,000
UROLOGIX INC(COM) 3/6/01 18.33 4,500
UROPLASTY INC(COM) 3/9/01 1.75-1.83 5,000
US SEARCH COM INC(COM) 3/9-15/01 0.41-0.72 20,000
VAIL BANKS INC(COM) 3/13-19/01 10.44-10.94 10,566
VAIL BANKS INC(COM) 3/8/01 10.13 29,798
VAIL BANKS INC(COM) 3/8/01 10.13 29,798
VALUEVISION INTERNATIONAL INC 3/9/01 11.69 2,500
VALUEVISION INTERNATIONAL INC 3/13-21/01 11.38 7,500
VERISIGN INC(COM) 3/1/01 51.38-51.44 20,584
VERISIGN INC(COM) 3/1/01 51.38-51.44 20,584
VERISIGN INC(COM) 3/1/01 50.03 93,341
VERISIGN INC(COM) 3/1/01 50.67 92,019
VICINITY CORP(COM) 3/1-7/01 2.13-2.38 30,000
VIRAGE LOGIC CORP(COM) 3/30/01 10.15 135,811
VOICESTREAM WIRELESS CORP(COM) 3/5/01 96.38 38,985
VSE CORP(COM) 3/12-23/01 6.00-6.88 2,000
VSE CORP(COM) 3/26/01 7.50-7.88 800
W HLDG CO INC(COM) 3/12/01 11.50 12,022
W HLDG CO INC(COM) 3/12-14/01 10.50-11.00 43,600
WAKEFOREST BANCSHARES IN(COM) 4/4/01 13.00 1,000
WAKEFOREST BANCSHARES IN(COM) 4/4/01 13.00 1,500
WAKEFOREST BANCSHARES IN(COM) 4/4/01 13.00 550
WASHINGTON BANKING COMPAN(COM) 3/15/01 7.91 16,481
WAYNE BANCORP INC OH(COM) 3/30/01 20.13 11,592
WEBEX INC(COM) 3/14/01 9.85 1,500
WESTAMERICA BANCORP(COM) 3/31/01 36.97 19,379
WESTSTAR FINL SVCS CORP(COM) 3/5/01 8.00 5,749
WGNB CORP 3/15-21/01 23.00 84,786
WHITE ELECTRONIC DESIGNS (COM) 3/8-20/01 6.25-7.19 1,328,366
WILLIAMS CLAYTON ENERGY I(COM) 3/15/01 17.90 400
WINTER SPORTS INC(COM) 2/15-27/01 20.13-21.00 102,000
WIT SOUNDVIEW GROUP INC(COM) 3/6-13/01 1.98-2.55 1,902,000
WIT SOUNDVIEW GROUP INC(COM) 2/8/01 5.00 32,500
WITNESS SYSTEMS INC(COM) 2/1-12/01 14.50-16.00 61,700
WITNESS SYSTEMS INC(COM) 3/1/01 11.00 101,220
WOMEN FIRST HEALTHCARE IN(COM) 3/7/01 3.00 170,000
WORLD ACCEPTANCE CORP(COM) 3/6/01 5.81 0
WORLDGATE COMMUNICATIONS(COM) 3/1-30/01 3.69-6.31 0
WORLDPORT COMMUNICATIONS(COM) 3/12/01 2.28 1,200
XM SATELLITE RADIO HOLDINGS INC 3/1/01 9.31-9.68 2,000
X-RITE INC(COM) 3/30/01 8.34 39,960
X-RITE INC(COM) 3/30/01 8.34 41,224
ZEBRA TECHNOLOGIES CORP 3/23/01 40.00 14,359
ZOLTEK COS(COM) 3/7/01 5.00 19,000
ZOLTEK COS(COM) 3/5-7/01 5.00-5.19 0
TUSCARORA INC(COM) Woolaway Thomas P D -5 22-12
TUSCARORA INC(COM) Cohen David I D - 22-12
TUSCARORA INC(COM) Leininger Jeffrey L D - 22-12
TUSCARORA INC(COM) Cohen David I D - 22-12
U S LABORATORIES INC(COM) Elzweig Gary H D - 14-4
U S LABORATORIES INC(COM) Wright Dickerson P - 14-4
UFP TECHNOLOGIES INC(COM) Leasavoy Richard VP - 3-1
ULTRALIFE BATTERIES INC(COM) Kavazanjian John D P - 13-5
ULTRALIFE BATTERIES INC(COM) Lieberman Arthur M CB - 13-5
UMPQUA HLDGS CORP(COM) Dunkin John O D - 10-8
UMPQUA HLDGS CORP(COM) Donovan Michael D - 10-8
UMPQUA HLDGS CORP(COM) Herbert Lynn H D - 10-8
UMPQUA HLDGS CORP(COM) Ford Allyn C D - 10-8
UMPQUA HLDGS CORP(COM) Frohnmayer David D - 10-8
UNION BANKSHARES CORP(COM) Beale G W P - 19-9
UNIONBANCORP INC(COM) Trainor John A D 2 15-10
UNITED COMMUNITY FINANCIA(COM) Atkinson Eugenia C D - 7-6
UNITED FINL CORP(COM) Feurt Steve L D - 18-13
UNITED NATIONAL BANCORP N(COM) Nunn Charles E VP - 21-15
UNITED NATIONAL BANCORP N(COM) Nunn Charles E VP - 21-15
UNIVERSAL ACCESS INC(COM) Pommer Robert J OX - 39-5
UNIVERSAL ACCESS INC(COM) Shutt Patrick CB - 39-5
UNIVERSAL FOREST PRODUCTS(COM) Coleman Robert D VP - 16-11
UNIVERSAL FOREST PRODUCTS(COM) Wright Gary A OX - 16-11
UROLOGIX INC(COM) Utz David C D - 24-4
UROPLASTY INC(COM) Koole Arie J O 5 3-1
US SEARCH COM INC(COM) Cohen Brent N D - 4-0
VAIL BANKS INC(COM) Williston Peter G O -1 13-9
VAIL BANKS INC(COM) Flaum James G D -1 13-9
VAIL BANKS INC(COM) Godec Dan E D -1 13-9
VALUEVISION INTERNATIONAL INC Barnes Richard O - 32-11
VALUEVISION INTERNATIONAL INC Hanson Kevin C VP - 32-11
VERISIGN INC(COM) Pereira Anil H VP -7 208-28
VERISIGN INC(COM) Pereira Anil H VP -7 208-28
VERISIGN INC(COM) Evan Dana L O -7 208-28
VERISIGN INC(COM) Gallivan Quentin P OX -7 208-28
VICINITY CORP(COM) Austin Maury O - 27-1
VIRAGE LOGIC CORP(COM) Pekarsky James R O - 19-9
VOICESTREAM WIRELESS CORP(COM) Dotson Robert P VP -7 153-83
VSE CORP(COM) Kendall Clifford M D - 8-5
VSE CORP(COM) Todd James M P - 8-5
W HLDG CO INC(COM) Hernandez Ricardo VP - 13-8
W HLDG CO INC(COM) RosasCollazo Angel L D - 13-8
WAKEFOREST BANCSHARES IN(COM) Faulkner Billy B O - 14-12
WAKEFOREST BANCSHARES IN(COM) White Robert C VP - 14-12
WAKEFOREST BANCSHARES IN(COM) Privette Rodney M D - 14-12
WASHINGTON BANKING COMPAN(COM) Cann Michael D P - 9-7
WAYNE BANCORP INC OH(COM) Kitchen Stephen E VP - 22-14
WEBEX INC(COM) Das Somshanker D - 55-6
WESTAMERICA BANCORP(COM) Lenz Thomas S VP - 44-24
WESTSTAR FINL SVCS CORP(COM) Hart Darryl J D 10 9-5
WGNB CORP Duncan Richard A D - 24-17
WHITE ELECTRONIC DESIGNS (COM) White Edward A D - 17-3
WILLIAMS CLAYTON ENERGY I(COM) Smith Jordan R D - 45-15
WINTER SPORTS INC(COM) Broussard Jerome T D - 21-8
WIT SOUNDVIEW GROUP INC(COM) Loehr Mark O - 14-2
WIT SOUNDVIEW GROUP INC(COM) Schimel Elizabeth VP - 14-2
WITNESS SYSTEMS INC(COM) Ford Jeffrey S VP - 28-6
WITNESS SYSTEMS INC(COM) Livemoche Alain OX - 28-6
WOMEN FIRST HEALTHCARE IN(COM) Rubin Richard L D 2 4-1
WORLD ACCEPTANCE CORP(COM) Gardner Charles F OX - 7-5
WORLDGATE COMMUNICATIONS(COM) Gort Randall J VP -2 29-3
WORLDPORT COMMUNICATIONS(COM) Stoeckel Emily H D 1 7-2
XM SATELLITE RADIO HOLDINGS INC Segal Randy S D 3 45-4
X-RITE INC(COM) Kluting Duane F O 1 13-5
X-RITE INC(COM) Cook Richard E P 1 13-5
ZEBRA TECHNOLOGIES CORP Skinner Donald K D - 57-34
ZOLTEK COS(COM) Betts James W D 1 9-2
ZOLTEK COS(COM) Greenwell Daniel D O - 9-2
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