Financial Services Industry
Industry: Email Alert RSS Feed144 Filings
First Call/Thomson Financial Insiders' Chronicle, July 30, 2001
144 FILINGS
The form 144 must be filed by holders of restricted securities (also
known as letter stock) to provide notice of their intent to sell stock.
Pertaining to the table below; SHARES INDICATED: The number of
shares filed to be sold. SALE DATE: The approximate date of the sale.
(Note: The number of shares indicated to be sold, on a particular
date, does not necessarily mean that the actual sale has occurred or
will occur, in full or in part.) MONTH TOTALS: The # Insiders column
depicts the total number of insiders that filed intentions to sell
shares in the calendar month of their indicated sale, and the # Shares
column shows the total number of shares those persons filed to sell.
TITLE: An abbreviations legend can be found at the beginning of the
preceding Insider Trades section.
SHARES
COMPANY INDICATED $ VALUE SALE DATE
Ade Corp Mass 10,000 168,500 7/13/01
Ade Corp Mass 5,000 82,850 7/11/01
Adobe Sys Inc 32,000 1,321,600 7/13/01
Adobe Sys Inc 12,910 558,358 7/9/01
Alliance Gaming Corp 8,844 317,957 7/19/01
American Diversified Group Inc 500,000 25,000 6/27/01
American Eagle Outfitters In 9,000 365,000 7/16/01
American Eagle Outfitters In 150,000 5,932,500 7/13/01
American Healthways Inc 4,000 139,160 7/11/01
American Woodmark Corp 5,000 192,500 7/2/01
American Woodmark Corp 3,000 120,000 7/9/01
Ameristar Casinos Inc 3,500 60,375 7/12/01
Ameristar Casinos Inc 5,000 88,150 7/9/01
Barnes & Noble Inc 100,000 4,000,000 7/16/01
Barnes & Noble Inc 10,000 400,000 7/11/01
Bear Stearns Companies Inc 900 51,075 6/28/01
Bear Stearns Companies Inc 19,549 117,372 7/5/01
Best Buy Co 7,500 498,375 7/10/01
Best Buy Co 10,000 680,000 7/12/01
Biomet Inc 3,000 135,600 7/12/01
Biomet Inc 75,000 3,450,000 7/13/01
Borders Group Inc 15,000 339,750 7/16/01
Clements Golden Phoenix Ente 12,500 9,000 6/26/01
Cutter& Buck Inc 14,000 76,300 7/11/01
Dean Foods Co 2,094 83,000 7/11/01
Dean Foods Co 2,000 40,540 7/9/01
Dean Foods Co 1,024 40,000 7/9-12/01
Dean Foods Co 3,000 121,080 7/9-12/01
Dean Foods Co 425 17,114 7/9/01
Diversa Corp 9,500 175,750 7/9/01
Dynacq International Inc 1,000 18,450 7/10/01
Family Dir Stores Inc 30,000 847,500 7/16/01
Family Dir Stores Inc 15,000 423,750 7/16/01
Fedders Corp 15,000 67,500 7/3/01
Fedders Corp 20,000 90,000 7/20/01
Financial Federal Corp 82,517 2,161,945 7/16/01
Gart Sports Co 3,000 57,000 7/17/01
Hotjobs Com Ltd 386 4,400 7/17/01
Iasiaworks Inc 44,443 8,900 7/3/01
Ibeam Broadcasting Corp 200,000 70,000 7/12/01
ldt Corp 120,000 1,344,000 7/12-17/01
Igo Corp 60,000 40,200 7/12/01
Igo Corp 21,678 14,307 7/12/01
Inter Parfums Inc 5,000 70,000 7/17/01
Inter Parfums Inc 15,000 210,750 7/16/01
Investors Finl Services Corp 10,000 795,698 7/13/01
Investors Finl Services Corp 15,000 1,150,000 7/18/01
Liberate Technologies 150,000 1,500,000 7/5/01
Liberate Technologies 10,000 100,000 7/14/01
Liberate Technologies 150,000 1,500,000 7/3/01
Lions Gate Entmt Corp 12,800 34,615 6/25/01
M & T Bk Corp 20,439 1,604,236 7/16/01
M & T Bk Corp 17,800 1,397,122 7/17/01
M & T Bk Corp 201,065 15,781,591 7/16/01
Manugistics Group Inc 5,000 123,250 7/12/01
Martek Biosciences Corp 10,000 25,000 6/22/01
Mbna Corp 67,000 2,365,100 7/17/01
Mbna Corp 95,025 3,373,387 7/16/01
Med-Design Corp 10,000 330,000 7/10/01
Med-Design Corp 50,000 1,650,000 7/10/01
Med-Design Corp 33,000 1,089,000 7/10/01
Med-Design Corp 86,000 2,838,000 7/10/01
Mindarrow Sys Inc 6,523 9,654 7/24/01
Modern Media Inc 30,000 150,000 7/3/01
Multimedia Games Inc 8,000 160,000 7/17/01
Net2phone 45,000 225,000 7/10/01
Orlando Predators Entertainment Inc 14,786 45,836 7/15/01
Plato Learning Inc 26,000 780,000 6/27/01
Plato Learning Inc 1,166 34,980 6/29/01
Pmc-Sierra Inc 70 2,200 7/13/01
Province Healthcare Co 15,000 465,000 6/29/01
Resources Connection Inc 20,000 528,000 7/10/01
Resources Connection Inc 20,000 507,800 7/11/01
Resources Connection Inc 15,000 421,200 7/9/01
Resources Connection Inc 15,000 377,650 7/11-17/01
Resources Connection Inc 36,000 1,016,730 7/9/01
Rf Microdevices Inc 3,000 79,920 7/2/01
Rite Aid Corp 14,989 132,503 7/12/01
Smucker J M Co 1,637 41,989 7/9/01
Symantec Corp 12,218 508,390 7/9/01
Universal American Finl Corp 151,000 950,000 7/11/01
Urs Corp 5,400 140,400 7/12/01
Vastera Inc 11,000 150,900 7/12/01
Vertical Computer Sys Inc 600,000 22,200 7/25/01
COMPANY BROKER
Ade Corp Mass Bt Alex Brown/Deutsche Bank
Ade Corp Mass Bt Alex Brown/Deutsche Bank
Adobe Sys Inc Bt Alex Brown/Deutsche Bank
Adobe Sys Inc Bt Alex Brown/Deutsche Bank
Alliance Gaming Corp Tucker Anthony Incorporated
American Diversified Group Inc Salomon Brothers/Smith Barney
American Eagle Outfitters In Painewebber Incorporated
American Eagle Outfitters In Cibc World Markets Corp
American Healthways Inc Morgan Keegan & Company
American Woodmark Corp Legg Mason Wood Walker Inc
American Woodmark Corp Painewebber Incorporated
Ameristar Casinos Inc Prudential Securities Incorporated
Ameristar Casinos Inc Smith Barney Inc
Barnes & Noble Inc Salomon Brothers/Smith Barney
Barnes & Noble Inc Salomon Brothers/Smith Barney
Bear Stearns Companies Inc Bear Stearns & Co Inc
Bear Stearns Companies Inc Bear Stearns & Co Inc
Best Buy Co Salomon Brothers/Smith Barney
Best Buy Co Salomon Brothers/Smith Barney
Biomet Inc Natcity investments Inc
Biomet Inc Natcity Investments Inc
Borders Group Inc Bny Esi & Co
Clements Golden Phoenix Ente Morgan Stanley Dean Witter & Co
Cutter& Buck Inc Salomon Brothers/Smith Barney
Dean Foods Co Morgan Stanley & Co Incorporated
Dean Foods Co Schwab (Charles) & Co Inc
Dean Foods Co Morgan Stanley & Co Incorporated
Dean Foods Co Schwab (Charies) & Co Inc
Dean Foods Co Schwab (Charles) & Co Inc
Diversa Corp Bear Stearns & Co Inc
Dynacq International Inc Merrill Lynch Pierce Fenner & Smith
Family Dir Stores Inc Bancamerica Securities Inc
Family Dir Stores Inc Salomon Brothers/Smith Barney
Fedders Corp Bear Stearns & Co Inc
Fedders Corp Salomon Brothers/Smith Barney
Financial Federal Corp US Bancorp/ Piper Jaffray
Gart Sports Co Wells Fargo Investment Llc
Hotjobs Com Ltd Bt Alex Brown/Deutsche Bank
Iasiaworks Inc Round Hill Securities Inc
Ibeam Broadcasting Corp Morgan Stanley & Co Incorporated
ldt Corp Unknown
Igo Corp Schwab (Charles) & Co Inc
Igo Corp Schwab (Charles) & Co Inc
Inter Parfums Inc Merrill Lynch Pierce Fenner & Smith
Inter Parfums Inc Merrill Lynch Pierce Fenner & Smith
Investors Finl Services Corp Fidelity Brokerage Services Inc
Investors Finl Services Corp Morgan Stanley Dean Witter & Co
Liberate Technologies Morgan Stanley & Co Incorporated
Liberate Technologies Goldman Sachs & Co
Liberate Technologies Morgan Stanley Dean Witter & Co
Lions Gate Entmt Corp First Union Securities Inc
M & T Bk Corp M & T Securities Inc
M & T Bk Corp M & T Securities Inc
M & T Bk Corp M & T Securities Inc
Manugistics Group Inc Bt Alex Brown/Deutsche Bank
Martek Biosciences Corp Janney Montgomery Scott Inc
Mbna Corp Bear Stearns & Co Inc
Mbna Corp First Clearing Corp
Med-Design Corp Bancamerica Securities Inc
Med-Design Corp Bancamerica Securities Inc
Med-Design Corp Bancamerica Securities Inc
Med-Design Corp Bancamerica Securities Inc
Mindarrow Sys Inc Edwards (A G) & Sons Inc
Modern Media Inc Morgan Stanley & Co Incorporated
Multimedia Games Inc Unknown
Net2phone Goldman Sachs & Co
Orlando Predators Entertainment Inc Prudential Securities Incorporated
Plato Learning Inc Miller Johnson Steichen & Kinnard
Plato Learning Inc Miller Johnson Steichen & Kinnard
Pmc-Sierra Inc Merrill Lynch Pierce Fenner & Smith
Province Healthcare Co Merrill Lynch Pierce Fenner & Smith
Resources Connection Inc Bancamerica Securities Inc
Resources Connection Inc Merrill Lynch Pierce Fenner & Smith
Resources Connection Inc Merrill Lynch Pierce Fenner & Smith
Resources Connection Inc Credit Suisse First Boston
Corporation
Resources Connection Inc Merrill Lynch Pierce Fenner & Smith
Rf Microdevices Inc J P Morgan Secs Inc
Rite Aid Corp MenilI Lynch Pierce Fenner & Smith
Smucker J M Co MenilI Lynch Pierce Fenner & Smith
Symantec Corp Schwab (Charles) & Co Inc
Universal American Finl Corp Sandler O'Neill & Partners L P
Urs Corp Edwards (A G) & Sons Inc
Vastera Inc Bt Alex Brown/Deutsche Bank
Vertical Computer Sys Inc J Alexander Secs Inc
COMPANY SELLER TITLE
Ade Corp Mass Abbe Robert C P
Ade Corp Mass Koliopoulos Chris P
Adobe Sys Inc Eschbach Joseph E VP
Adobe Sys Inc Pouliot Colleen M GC
Alliance Gaming Corp Miodunskl Robert L P
American Diversified Group Inc Jimenez Tom O
American Eagle Outfitters In Diamond Jon P D
American Eagle Outfitters In Schottenstein Jay L CB
American Healthways Inc Neel C W D
American Woodmark Corp Blount David L VP
American Woodmark Corp Brandt William F CB
Ameristar Casinos Inc Hodges Larry A D
Ameristar Casinos Inc Steinbauer Thomas M D
Barnes & Noble Inc Miller Irene R D
Barnes & Noble Inc Monaco Margaret T O
Bear Stearns Companies Inc Edlow Kenneth L O
Bear Stearns Companies Inc Schwartz Alan D D
Best Buy Co Gordon Marc D VP
Best Buy Co Morrish David J VP
Biomet Inc England Garry L OX
Biomet Inc Noblitt Niles L CB
Borders Group Inc Staffieri Ronald S OX
Clements Golden Phoenix Ente Gannon Kevin B UT
Cutter& Buck Inc Marks Martin J P
Dean Foods Co Greisinger James R VP
Dean Foods Co Parr Douglas A VP
Dean Foods Co Purcell Dennis J VP
Dean Foods Co Purcell Dennis J VP
Dean Foods Co Rietz Gary O
Diversa Corp Carroll Daniel T D
Dynacq International Inc Bossett A J D
Family Dir Stores Inc Mahoney George R D
Family Dir Stores Inc Sowers Charles M VP
Fedders Corp Brennan William J D
Fedders Corp Muscarnera Simone A D
Financial Federal Corp Palitz Bernard G D
Gart Sports Co Wildenberg Thomas O
Hotjobs Com Ltd Bethea Charles G UT
Iasiaworks Inc Holub David S VP
Ibeam Broadcasting Corp Strehlow David R VP
ldt Corp Brecher Hal D
Igo Corp Bauer Robert W O
Igo Corp Dejong Tom VP
Inter Parfums Inc Elbilia Bruce VP
Inter Parfums Inc Hamerling Wayne C VP
Investors Finl Services Corp Flynn David F VP
Investors Finl Services Corp Keenan Karen C O
Liberate Technologies Kertzman Mitchell E P
Liberate Technologies Limp David A O
Liberate Technologies Roux David J CB
Lions Gate Entmt Corp Winikoff Cami VP
M & T Bk Corp Campbell Cart L VC
M & T Bk Corp Hickey Brian E VP
M & T Bk Corp Hoffman James L VP
Manugistics Group Inc Jeter James J OX
Martek Biosciences Corp Fisher Thomas C VP
Mbna Corp Cawley Charles M P
Mbna Corp Davies Ronald W VP
Med-Design Corp Bongiovanni Joseph N D
Med-Design Corp Ellis Lawrence O
Med-Design Corp Simpson Michael W D
Med-Design Corp White Gilbert M D
Mindarrow Sys Inc Grundy Mark S
Modern Media Inc Oconnell Gerald M CB
Multimedia Games Inc Keane Martin A D
Net2phone sobel Clifford D
Orlando Predators Entertainment Inc Meris William G D
Plato Learning Inc Ahem George T VP
Plato Learning Inc Schuster Steven R VP
Pmc-Sierra Inc Moore David J AF
Province Healthcare Co Gore Richard D D
Resources Connection Inc Bower John D VP
Resources Connection Inc Ferguson Karen M D
Resources Connection Inc Giusto Stephen J D
Resources Connection Inc Longnecker Brent M VP
Resources Connection Inc Murray Donald B P
Rf Microdevices Inc Moore Elizabeth A AF
Rite Aid Corp Tsai Gerald D
Smucker J M Co Jirsa Richard G VP
Symantec Corp Siebert Dana E OX
Universal American Finl Corp Niroo David M O
Urs Corp Kilgannon Susan B UT
Vastera Inc Ferrer Mark J P
Vertical Computer Sys Inc Wade Richard S OD
MONTH TOTALS
COMPANY # SELLERS # SHARES
Ade Corp Mass 2 20,000
Ade Corp Mass 2 20,000
Adobe Sys Inc 4 184,560
Adobe Sys Inc 4 184,560
Alliance Gaming Corp 3 128,844
American Diversified Group Inc 3 2,000,000
American Eagle Outfitters In 5 1,109,000
American Eagle Outfitters In 5 1,109,000
American Healthways Inc 2 5,689
American Woodmark Corp 4 13,000
American Woodmark Corp 4 13,000
Ameristar Casinos Inc 3 48,500
Ameristar Casinos Inc 3 48,500
Barnes & Noble Inc 2 110,000
Barnes & Noble Inc 2 110,000
Bear Stearns Companies Inc 4 58,845
Bear Stearns Companies Inc 2 23,193
Best Buy Co 4 43,875
Best Buy Co 4 43,875
Biomet Inc 4 177,000
Biomet Inc 4 177,000
Borders Group Inc 2 31,606
Clements Golden Phoenix Ente 3 54,200
Cutter& Buck Inc 2 17,468
Dean Foods Co 9 21,770
Dean Foods Co 9 21,770
Dean Foods Co 9 21,770
Dean Foods Co 9 21,770
Dean Foods Co 9 21,770
Diversa Corp 2 13,104
Dynacq International Inc 3 25,750
Family Dir Stores Inc 3 75,000
Family Dir Stores Inc 3 75,000
Fedders Corp 4 43,000
Fedders Corp 4 43,000
Financial Federal Corp 4 442,023
Gart Sports Co 4 89,425
Hotjobs Com Ltd 8 102,164
Iasiaworks Inc 2 527,973
Ibeam Broadcasting Corp 11 9,288,754
ldt Corp 3 175,000
Igo Corp 2 81,678
Igo Corp 2 81,678
Inter Parfums Inc 2 20,000
Inter Parfums Inc 2 20,000
Investors Finl Services Corp 2 25,000
Investors Finl Services Corp 2 25,000
Liberate Technologies 4 320,000
Liberate Technologies 4 320,000
Liberate Technologies 4 320,000
Lions Gate Entmt Corp 2 32,800
M & T Bk Corp 3 460,808
M & T Bk Corp 3 460,808
M & T Bk Corp 3 460,808
Manugistics Group Inc 5 202,600
Martek Biosciences Corp 3 41,000
Mbna Corp 2 162,025
Mbna Corp 2 162,025
Med-Design Corp 4 179,000
Med-Design Corp 4 179,000
Med-Design Corp 4 179,000
Med-Design Corp 4 179,000
Mindarrow Sys Inc 2 107,816
Modern Media Inc 3 130,864
Multimedia Games Inc 2 33,000
Net2phone 4 775,500
Orlando Predators Entertainment Inc 5 106,793
Plato Learning Inc 9 515,453
Plato Learning Inc 9 515,453
Pmc-Sierra Inc 3 1,464
Province Healthcare Co 3 27,418
Resources Connection Inc 7 148,900
Resources Connection Inc 7 148,900
Resources Connection Inc 7 148,900
Resources Connection Inc 7 148,900
Resources Connection Inc 7 148,900
Rf Microdevices Inc 4 1,025,200
Rite Aid Corp 6 1,380,303
Smucker J M Co 3 4,274
Symantec Corp 4 14,295
Universal American Finl Corp 4 152,862
Urs Corp 3 42,400
Vastera Inc 8 59,444
Vertical Computer Sys Inc 6 2,072,122
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