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First Call/Thomson Financial Insiders' Chronicle, Oct 25, 1999
NASDAQ
COMPANY BUY SELL DATE PRICE
ZWEIG TOTAL RETURN FUND I(COM) 500 10/8/99 7.63
1-800 CONTACTS INC.(COM) 7,766 9/13/99 25.75-26.06
3COM CORP.(COM) 24,000 [*] 9/30/99 28.88
4 KIDS ENTERTAINMENT INC.(COM) 9,000 [*] 9/20/99 35.95
4 KIDS ENTERTAINMENT INC.(COM) 70,000 [*] 9/20/99 35.31
4 KIDS ENTERTAINMENT INC.(COM) 40,000 [*] 9/20/99 35.95
4 KIDS ENTERTAINMENT INC.(COM) 66,000 [*] 9/16/99 36.33
4 KIDS ENTERTAINMENT INC.(COM) 40,000 [*] 9/9/99 31.50-32.57
ABLE TELECOM HOLDING CORP(COM) 64,430 8/18-9/27/99 8.66-9.25
ACCREDO HEALTH INC(COM) 5,570 9/29-30/99 30.00-31.00
ACCREDO HEALTH INC(COM) 19,560 9/1/99 34.25
ACCREDO HEALTH INC(COM) 570 9/29/99 30.00
ACCREDO HEALTH INC(COM) 570 9/29/99 30.00
ACTIVISION INC.(COM) 22,296 [*] 9/12/99 15.75-15.88
ACTIVISION INC.(COM) 35,000 9/12/99 15.75-15.88
ACTUATE CORP(COM) 32,787 9/15/99 30.50
ACTUATE CORP(COM) 32,787 9/15/99 30.50
ACXIOM CORP(COM) 7,000 9/22/99 16.52
ADC TELETOMMUNICATIONS IN(COM) 2,000 8/26/99 36.38
ADOBE SYSTEMS INC.(COM) 7,030 [*] 9/20/99 106.88
ADVANCE PARADIGM INC.(COM) 5,000 [*] 9/13-14/99 60.00
ADVANCE PARADIGM INC.(COM) 5,000 [*] 9/14/99 59.88
ADVANCE PARADIGM INC.(COM) 4,284 9/14/99 59.75
ADVANCED DIGITAL INFORMAT(COM) 5,000 9/1/99 33.00
ADVANCED DIGITAL INFORMAT(COM) 15,000 9/3/99 30.33
ADVANTAGE MARKETING SYSTEMS INC. 15,064 9/21-30/99 3.63-6.68
AEHR TEST SYSTEMS(COM) 4,000 9/30/99 5.06
AFFINITY TECHNOLOGY GROUP(COM) 275,000 8/11-31/99 0.75-0.94
AFTERMARKET TECHNOLOGY CO(COM) 4,600 9/1-30/99 9.25-10.00
AFTERMARKET TECHNOLOGY CO(COM) 4,600 9/1-30/99 9.25-10.00
AFTERMARKET TECHNOLOGY CO(COM) 4,600 9/1-30/99 9.25-10.00
AG CHEM EQUIPMENT CO., IN(COM) 4,000 9/16-24/99 9.63-9.88
AIRGATE PCS INC(COM) 400 9/27/99 17.00
ALAMANCE NATIONAL BANK GR(COM) 2,400 9/20/99 10.75
ALEXION PHARMACEUTICALS I(COM) 2,000 9/30/99 16.00
ALLIANCE RESOURCE PARTNER(UTSLP) 21,600 9/10-13/99 14.88-15.13
ALLIED HEALTHCARE PRODUCT(COM) 21,500 9/17-29/99 2.56-2.69
ALPHA INDUSTRIES INC.(COM) 70,300 [*] 9/14-15/99 51.75-54.50
ALPHA INDUSTRIES INC.(COM) 10,000 9/3/99 57.09
ALPHA TECHNOLOGIES GROUP (COM) 2,500 9/30/99 3.94
AMARILLO BIOSCIENCES INC.(COM) 3,000 9/30/99 0.90
AMERICAN BINGO & GAMING C(COM) 10,000 9/3-15/99 1.03-1.12
COMPANY HOLDING INSIDER TITLE
ZWEIG TOTAL RETURN FUND I(COM) 2,964 LAZAR JEFFREY P DO
1-800 CONTACTS INC.(COM) 197,600 YACKTMAN STEPHEN A D
3COM CORP.(COM) 0 CAMPBELL GORDON A D
4 KIDS ENTERTAINMENT INC.(COM) 0 GARRITY JOSEPH P VP
4 KIDS ENTERTAINMENT INC.(COM) 0 HIRSCH SHELDON OS
4 KIDS ENTERTAINMENT INC.(COM) 1,122,000 KAHN ALFRED R D
4 KIDS ENTERTAINMENT INC.(COM) 0 KENNEY THOMAS J OS
4 KIDS ENTERTAINMENT INC.(COM) 0 GROSSFELD NORMAN OS
ABLE TELECOM HOLDING CORP(COM) 470,800 GAINES FRAZIER L OX
ACCREDO HEALTH INC(COM) 144,184 CARSON RUSSELL L AF
ACCREDO HEALTH INC(COM) 30,000 GROW JOHN R P
ACCREDO HEALTH INC(COM) 2,003,430 ANDERSON BRUCE K SH
ACCREDO HEALTH INC(COM) 2,043,940 WELSH PATRICK J D
ACTIVISION INC.(COM) 67,493 PLAGA BARRY J VP
ACTIVISION INC.(COM) 67,493 PLAGA BARRY J VP
ACTUATE CORP(COM) 349,713 CITTADINI PETER VP
ACTUATE CORP(COM) 1,127,213 NIERENBERG NICOLAS P
ACXIOM CORP(COM) 3,234,051 MORGAN CHARLES D CB
ADC TELETOMMUNICATIONS IN(COM) 2,000 SOBTI ARAN VP
ADOBE SYSTEMS INC.(COM) 12,000 COVERT HAROLD L VP
ADVANCE PARADIGM INC.(COM) 0 FILIPEK JOSEPH J VP
ADVANCE PARADIGM INC.(COM) 8,500 SATTLER JOHN H VP
ADVANCE PARADIGM INC.(COM) 109,738 HALBERT JON S VP
ADVANCED DIGITAL INFORMAT(COM) 55,000 WALKER WALTER F D
ADVANCED DIGITAL INFORMAT(COM) 73,000 BAYLEY CHRISTOPHER T D
ADVANTAGE MARKETING SYSTEMS INC. 361,105 HAIL JOHN W D
AEHR TEST SYSTEMS(COM) 3,782 LARSON GARY L VP
AFFINITY TECHNOLOGY GROUP(COM) 138,400 WILSON PETER R D
AFTERMARKET TECHNOLOGY CO(COM) 9,875,912 ROEDER RICHARD K D
AFTERMARKET TECHNOLOGY CO(COM) 9,931,476 CROWELL RICHARD R D
AFTERMARKET TECHNOLOGY CO(COM) 10,101,154 PARSKY GERALD L D
AG CHEM EQUIPMENT CO., IN(COM) 43,100 JETLAND MARY M D
AIRGATE PCS INC(COM) 86,931 SPENCER SHELLEY L O
ALAMANCE NATIONAL BANK GR(COM) 15,591 LAMM JAMES D D
ALEXION PHARMACEUTICALS I(COM) 287,188 HOWE TIMOTHY F D
ALLIANCE RESOURCE PARTNER(UTSLP) 26,600 GREENWOOD MICHAEL L VP
ALLIED HEALTHCARE PRODUCT(COM) 1,333,100 WEIL JOHN D D
ALPHA INDUSTRIES INC.(COM) 59,175 LEONARD THOMAS C O
ALPHA INDUSTRIES INC.(COM) 33,000 TOPOL SIDNEY D
ALPHA TECHNOLOGIES GROUP (COM) 1,032,094 BUTLER LARRY G CB
AMARILLO BIOSCIENCES INC.(COM) 13,500 CHEN STEPHEN T D
AMERICAN BINGO & GAMING C(COM) 310,000 MINCH JEFFREY L D
12 MO.
INSIDER PRICE
COMPANY RANKING RANGE
ZWEIG TOTAL RETURN FUND I(COM) 1 9
1-800 CONTACTS INC.(COM) -3 29-7
3COM CORP.(COM) 1 49-20
4 KIDS ENTERTAINMENT INC.(COM) -7 73-7
4 KIDS ENTERTAINMENT INC.(COM) -7 73-7
4 KIDS ENTERTAINMENT INC.(COM) -7 73-7
4 KIDS ENTERTAINMENT INC.(COM) -7 73-7
4 KIDS ENTERTAINMENT INC.(COM) -7 73-7
ABLE TELECOM HOLDING CORP(COM) -1 7-5
ACCREDO HEALTH INC(COM) -2 36-19
ACCREDO HEALTH INC(COM) -2 36-19
ACCREDO HEALTH INC(COM) -2 36-19
ACCREDO HEALTH INC(COM) -2 36-19
ACTIVISION INC.(COM) -2 13-10
ACTIVISION INC.(COM) -2 13-10
ACTUATE CORP(COM) -2 37-8
ACTUATE CORP(COM) -2 37-8
ACXIOM CORP(COM) -1 31-16
ADC TELETOMMUNICATIONS IN(COM) - 52-21
ADOBE SYSTEMS INC.(COM) -1 126-36
ADVANCE PARADIGM INC.(COM) -3 69-28
ADVANCE PARADIGM INC.(COM) -3 69-28
ADVANCE PARADIGM INC.(COM) -3 69-28
ADVANCED DIGITAL INFORMAT(COM) 3 48-10
ADVANCED DIGITAL INFORMAT(COM) 3 48-10
ADVANTAGE MARKETING SYSTEMS INC. 2 2
AEHR TEST SYSTEMS(COM) 1 7-4
AFFINITY TECHNOLOGY GROUP(COM) -1 4-0
AFTERMARKET TECHNOLOGY CO(COM) 5 12-5
AFTERMARKET TECHNOLOGY CO(COM) 5 12-5
AFTERMARKET TECHNOLOGY CO(COM) 5 12-5
AG CHEM EQUIPMENT CO., IN(COM) 2 16-9
AIRGATE PCS INC(COM) 2 42-24
ALAMANCE NATIONAL BANK GR(COM) 1 11-9
ALEXION PHARMACEUTICALS I(COM) -1 16-7
ALLIANCE RESOURCE PARTNER(UTSLP) 2 19-13
ALLIED HEALTHCARE PRODUCT(COM) 4 3-1
ALPHA INDUSTRIES INC.(COM) -2 58-14
ALPHA INDUSTRIES INC.(COM) -2 58-14
ALPHA TECHNOLOGIES GROUP (COM) 3 6-1
AMARILLO BIOSCIENCES INC.(COM) 1 3-1
AMERICAN BINGO & GAMING C(COM) 1 3-1
AMERICAN DENTAL TECHNOLOG(COM) 16,000 9/3-14/99
AMERICAN EAGLE OUTFITTERS(COM) 3,234 9/15/99
AMERICAN ENERGY GROUP LTD(COM) 131,125 8/27-9/28/99
AMERICAN NATIONAL BANKSHA(COM) 1,000 9/3/99
AMERICAN NATIONAL BANKSHA(COM) 200 9/7/99
AMERICAN PHYSICIANS SVC G(COM) 23,000 9/28-30/99
AMERICAN PHYSICIANS SVC G(COM) 4,000 9/24-30/99
AMERICAN PHYSICIANS SVC G(COM) 7,000 [*] 9/23-29/99
AMERICAN XTAL TECHNOLOGY (COM) 16,900 9/14-15/99
AMERICAN XTAL TECHNOLOGY (COM) 50,000 9/1/99
AMERICAN XTAL TECHNOLOGY (COM) 46,329 9/1/99
AMERITRADE HOLDING CORP. 191,564 9/1/99
AMERUS LIFE HOLDINGS INC. 1,000 9/30/99
AMGEN INC.(COM) 45,000 9/16-17/99
AMGEN INC.(COM) 5,000 [*] 9/15/99
AMGEN INC.(COM) 4,084 [*] 9/15/99
AMTRAN INC.(COM) 69,100 9/2-15/99
ANAREN MICROWAVE INC.(COM) 3,000 9/16/99
ANDERSONS INC.(COM) 1,000 9/13/99
ANESTA CORP.(COM) 5,495 [*] 9/1/99
ANICOM INC.(COM) 6,900 9/1/99
ANTHONY & SYLVAN POOLS CO(COM) 152,092 9/7/99
APOGEE ENTERPRISES INC.(COM) 1,000 9/23/99
APOLLO GROUP INC. 1,000 9/1-13/99
APPLIED ANALYTICAL INDUST(COM) 2,200 9/7/99
APPLIED BIOMETRICS INC.(COM) 2,500 9/29/99
APPLIED BIOMETRICS INC.(COM) 5,000 9/29/99
APPLIED BIOMETRICS INC.(COM) 2,500 9/29/99
APPLIED BIOMETRICS INC.(COM) 3,000 9/29/99
APPLIED BIOMETRICS INC.(COM) 1,000 9/29/99
APPLIED BIOMETRICS INC.(COM) 5,000 9/29/99
APPLIED BIOMETRICS INC.(COM) 5,000 9/29/99
APPLIED MATERIALS INC.(COM) 24,000 [*] 9/7/99
APPLIED MATERIALS INC.(COM) 30,000 [*] 9/3/99
APPLIED MATERIALS INC.(COM) 44,000 [*] 9/3/99
APPLIED MATERIALS INC.(COM) 28,106 9/2-29/99
APPLIED MATERIALS INC.(COM) 4,000 9/13/99
APPLIED MATERIALS INC.(COM) 96 9/7/99
APPLIED MATERIALS INC.(COM) 54,000 [*] 9/7/99
APPLIED MATERIALS INC.(COM) 110,000 [*] 9/2-29/99
AREA BANCSHARES CORP.(COM) 11,119 9/1-22/99
AREA BANCSHARES CORP.(COM) 300,000 9/1-22/99
AREA BANCSHARES CORP.(COM) 27,500 9/30-10/1/99
ARNOLD INDUSTRIES INC.(COM) 2,000 9/28/99
ASHFORD COM INC(COM) 9,970 9/22/99
ASHFORD COM INC(COM) 4,965 9/22/99
ASHFORD COM INC(COM) 9,970 9/22/99
ASHFORD COM INC(COM) 9,970 9/22/99
ASHFORD COM INC(COM) 6,470 9/22/99
ASHFORD COM INC(COM) 3,970 9/22/99
ASHFORD COM INC(COM) 8,470 9/22/99
ASPECT DEVELOPMENT INC.(COM) 15,000 [*] 9/3/99
ASSOCIATED BANC-CORP.(COM) 2,000 [*] 8/4/99
ASYST TECHNOLOGIES INC.(COM) 10,000 [*] 9/14/99
ASYST TECHNOLOGIES INC.(COM) 16,000 [*] 9/1-17/99
ASYST TECHNOLOGIES INC.(COM) 3,899 9/1-17/99
AT HOME CORP.(COM) 13,000 9/23/99
AT HOME CORP.(COM) 30,000 9/3/99
AT HOME CORP.(COM) 25,000 9/3/99
AURORA BIOSCIENCES CORP. 71,999 [*] 9/2-15/99
AURORA BIOSCIENCES CORP. 58,514 9/2-15/99
AVANT IMMUNOTHERAPEUTICS (COM) 50,000 9/22/99
AVERY COMMUNICATIONS INC.(COM) 5,000 9/29/99
AVERY COMMUNICATIONS INC.(COM) 8,000 9/22-24/99
BALLISTIC RECOVERY SYSTEM(COM) 23,200 9/24-30/99
BALLISTIC RECOVERY SYSTEM(COM) 10,000 9/21/99
BALLISTIC RECOVERY SYSTEM(COM) 12,200 9/21-30/99
BALLISTIC RECOVERY SYSTEM(COM) 3,000 9/12-24/99
BAMBOO COM INC(COM) 22,400 9/10/99
BAMBOO COM INC(COM) 112,000 9/10/99
BAMBOO COM INC(COM) 56,000 9/10/99
BANC STOCK GROUP INC. 1,000 10/7/99
BANC STOCK GROUP INC. 2,500 10/7/99
BANK WEST FINANCIAL CORP.(COM) 700 10/4/99
BANKFIRST CORP(COM) 12,500 9/7/99
BANKFIRST CORP(COM) 1,000 9/9/99
BANKFIRST CORP(COM) 6,400 9/14-21/99
BANKUNITED FINANCIAL CORP. 17,500 9/8-13/99
BEA SYSTEMS INC.(COM) 200,000 9/30/99
BEA SYSTEMS INC.(COM) 100 8/26/99
BEA SYSTEMS INC.(COM) 5,000 9/20/99
BEA SYSTEMS INC.(COM) 6,875 [*] 9/10-17/99
BEL FUSE INC. 5,000 9/21-23/99
BEST SOFTWARE INC.(COM) 10,000 8/2-9/10/99
AMERICAN DENTAL TECHNOLOG(COM) 2.51-2.88 96,050 VICKERS JOHN E D
AMERICAN EAGLE OUTFITTERS(COM) 45.50-45.75 30,066 THOMPSON DAVID W D
AMERICAN ENERGY GROUP LTD(COM) 1.59-2.13 180,010 SIMMONS BRADLEY J DO
AMERICAN NATIONAL BANKSHA(COM) 17.00 13,061 DAVENPORT BEN J D
AMERICAN NATIONAL BANKSHA(COM) 15.25 13,274 MAJORS CHARLES H P
AMERICAN PHYSICIANS SVC G(COM) 4.75 23,000 MYER ROBERT L D
AMERICAN PHYSICIANS SVC G(COM) 4.75-4.94 56,000 HAYES WILLIAM H VP
AMERICAN PHYSICIANS SVC G(COM) 4.81 0 SOLIMINE THOMAS R O
AMERICAN XTAL TECHNOLOGY (COM) 22.75-23.38 228,100 ZHANG DAVIS VP
AMERICAN XTAL TECHNOLOGY (COM) 23.00 529,465 YOUNG THEODORE S VP
AMERICAN XTAL TECHNOLOGY (COM) 25.50-32.00 1,937,271 YOUNG MORRIS S CB
AMERITRADE HOLDING CORP. 20.25 52,361,096 RICKETTS J J CB
AMERUS LIFE HOLDINGS INC. 21.50 14,800 GAFFNEY THOMAS F D
AMGEN INC.(COM) 79.25-82.88 452,899 BINDER GORDON M CB
AMGEN INC.(COM) 83.19 100,902 FENTON DENNIS M VP
AMGEN INC.(COM) 82.94 7,146 MORSTYN GEORGE VP
AMTRAN INC.(COM) 20.25-20.75 8,319,600 MIKELSONS J G CB
ANAREN MICROWAVE INC.(COM) 29.63 301,084 GERST CARL W D
ANDERSONS INC.(COM) 9.56 4,000 NICHOLS DAVID L D
ANESTA CORP.(COM) 10.75 21,774 KING THOMAS B P
ANICOM INC.(COM) 6.00 106,400 STERN LEE B D
ANTHONY & SYLVAN POOLS CO(COM) 7.00 460,381 WALDIN THOMAS B D
APOGEE ENTERPRISES INC.(COM) 7.03 92,403 HUFFER RUSSELL CB
APOLLO GROUP INC. 21.75-21.94 1,000 NORTON JOHN R SH
APPLIED ANALYTICAL INDUST(COM) 7.36 7,300 HALEY EUGENE T O
APPLIED BIOMETRICS INC.(COM) 3.00 2,500 WEISS ANDREW M VP
APPLIED BIOMETRICS INC.(COM) 3.00 42,500 NICOLOFF DEMETRE M D
APPLIED BIOMETRICS INC.(COM) 3.00 2,500 BALTZELL JOSHUA J O
APPLIED BIOMETRICS INC.(COM) 3.00 3,600 WEDAN STEVEN R O
APPLIED BIOMETRICS INC.(COM) 3.00 1,000 MEYER CAMILLE M O
APPLIED BIOMETRICS INC.(COM) 3.00 5,000 GREEN JEFFREY W D
APPLIED BIOMETRICS INC.(COM) 3.00 5,000 DANN NORMAN D
APPLIED MATERIALS INC.(COM) 78.50 0 LOW PAUL D
APPLIED MATERIALS INC.(COM) 76.51 27,038 BRONSON JOSEPH R VP
APPLIED MATERIALS INC.(COM) 77.09 477,070 WANG DAVID N VP
APPLIED MATERIALS INC.(COM) 75.00-80.56 491,505 MAYDAN DAN P
APPLIED MATERIALS INC.(COM) 79.38 66,300 ARMACOST MICHAEL H D
APPLIED MATERIALS INC.(COM) 77.96-78.31 633,993 SOMEKH SASSON R VP
APPLIED MATERIALS INC.(COM) 77.96-78.31 633,993 SOMEKH SASSON R VP
APPLIED MATERIALS INC.(COM) 75.00-80.56 491,505 MAYDAN DAN P
AREA BANCSHARES CORP.(COM) 24.50-24.94 30,306 RHODES ALLAN R D
AREA BANCSHARES CORP.(COM) 25.00-26.76 4,004,209 GATTON CAROL M CB
AREA BANCSHARES CORP.(COM) 28.02-28.41 164,236 BOONE SAMUEL A D
ARNOLD INDUSTRIES INC.(COM) 13.50 6,000 WARDEN JOHN L D
ASHFORD COM INC(COM) 13.00 10,862,178 DUNLEVIE BRUCE W SH
ASHFORD COM INC(COM) 13.00 10,862,178 GURLEY J W SH
ASHFORD COM INC(COM) 13.00 10,862,178 BEIRNE DAVID M SH
ASHFORD COM INC(COM) 13.00 10,872,148 KAGLE ROBERT C AF
ASHFORD COM INC(COM) 13.00 10,868,648 RACHLEFF ANDREW S SH
ASHFORD COM INC(COM) 13.00 10,862,178 HARVEY KEVIN R D
ASHFORD COM INC(COM) 13.00 10,870,648 SPURLOCK STEVEN M SH
ASPECT DEVELOPMENT INC.(COM) 16.28 57,736 PALMER CRAIG VP
ASSOCIATED BANC-CORP.(COM) 38.50 3,811 MCCARTHY GEORGE J OX
ASYST TECHNOLOGIES INC.(COM) 31.50-33.00 2,027 MCCUTCHEON DOUGLAS J VP
ASYST TECHNOLOGIES INC.(COM) 30.31-34.00 6,302 BONORA ANTHONY C AF
ASYST TECHNOLOGIES INC.(COM) 30.31-34.00 6,302 BONORA ANTHONY C AF
AT HOME CORP.(COM) 38.31 214,508 PINE DAVID G VP
AT HOME CORP.(COM) 37.06 287,960 BAGSHAW DAVID P VP
AT HOME CORP.(COM) 37.06 255,084 GROSSER ADAM VP
AURORA BIOSCIENCES CORP. 11.00-16.63 35,722 KINSELLA KEVIN J D
AURORA BIOSCIENCES CORP. 11.00-16.63 35,722 KINSELLA KEVIN J D
AVANT IMMUNOTHERAPEUTICS (COM) 1.92 50,000 SEARS PETER A D
AVERY COMMUNICATIONS INC.(COM) 0.88 1,388,338 BROWN STEPHEN L D
AVERY COMMUNICATIONS INC.(COM) 0.94-1.13 8,000 NIELSEN MARK J P
BALLISTIC RECOVERY SYSTEM(COM) 2.25-2.31 2,013,168 BRANDT DARREL D D
BALLISTIC RECOVERY SYSTEM(COM) 2.31-2.50 634,221 POPOV BORIS D
BALLISTIC RECOVERY SYSTEM(COM) 2.25-2.38 100,833 THOMAS MARK B O
BALLISTIC RECOVERY SYSTEM(COM) 2.25 206,826 JOHNSON DANIEL P VP
BAMBOO COM INC(COM) 7.00 404,600 LASZLO ANDREW P VP
BAMBOO COM INC(COM) 7.00 0 MCCURDY KEVIN B D
BAMBOO COM INC(COM) 7.00 163,445 FIELD HOWARD VP
BANC STOCK GROUP INC. 3.25 96,568 MATHIAS JAMES G D
BANC STOCK GROUP INC. 3.00-3.44 42,500 BERES LARRY A D
BANK WEST FINANCIAL CORP.(COM) 8.75 5,700 RILEY WALLACE D
BANKFIRST CORP(COM) 9.00 4,367,347 CLAYTON JAMES L CB
BANKFIRST CORP(COM) 9.25 11,470 LAWSON FRED R P
BANKFIRST CORP(COM) 9.00-9.50 15,320 ALLEN C D O
BANKUNITED FINANCIAL CORP. 8.50-8.75 22,117 SHULMAN BARRY D
BEA SYSTEMS INC.(COM) 34.69 2,305,825 COLEMAN WILLIAM T D
BEA SYSTEMS INC.(COM) 23.56 210,016 BARTZ CAROL D
BEA SYSTEMS INC.(COM) 30.00 59,344 STANLEY DEBORAH J P
BEA SYSTEMS INC.(COM) 25.56-29.06 18,668 GREEN MATTHEW S OX
BEL FUSE INC. 32.50-32.75 112,537 BERNSTEIN DANIEL P
BEST SOFTWARE INC.(COM) 16.25-22.68 694,198 DEFIEUX RICHARD J SH
AMERICAN DENTAL TECHNOLOG(COM) -1 4
AMERICAN EAGLE OUTFITTERS(COM) -1 88-33
AMERICAN ENERGY GROUP LTD(COM) -1 5-1
AMERICAN NATIONAL BANKSHA(COM) 2 42-15
AMERICAN NATIONAL BANKSHA(COM) 2 42-15
AMERICAN PHYSICIANS SVC G(COM) -1 5-2
AMERICAN PHYSICIANS SVC G(COM) -1 5-2
AMERICAN PHYSICIANS SVC G(COM) -1 5-2
AMERICAN XTAL TECHNOLOGY (COM) -4 35-7
AMERICAN XTAL TECHNOLOGY (COM) -4 35-7
AMERICAN XTAL TECHNOLOGY (COM) -4 35-7
AMERITRADE HOLDING CORP. -2 173-15
AMERUS LIFE HOLDINGS INC. 1 N/A
AMGEN INC.(COM) 1 129-52
AMGEN INC.(COM) 1 129-52
AMGEN INC.(COM) 1 129-52
AMTRAN INC.(COM) -2 28-19
ANAREN MICROWAVE INC.(COM) -3 32-13
ANDERSONS INC.(COM) 1 14-9
ANESTA CORP.(COM) 2 28-8
ANICOM INC.(COM) 2 11-4
ANTHONY & SYLVAN POOLS CO(COM) 5 8-6
APOGEE ENTERPRISES INC.(COM) 2 14-7
APOLLO GROUP INC. - 34-19
APPLIED ANALYTICAL INDUST(COM) 4 27-5
APPLIED BIOMETRICS INC.(COM) 9 9-4
APPLIED BIOMETRICS INC.(COM) 9 9-4
APPLIED BIOMETRICS INC.(COM) 9 9-4
APPLIED BIOMETRICS INC.(COM) 9 9-4
APPLIED BIOMETRICS INC.(COM) 9 9-4
APPLIED BIOMETRICS INC.(COM) 9 9-4
APPLIED BIOMETRICS INC.(COM) 9 9-4
APPLIED MATERIALS INC.(COM) -5 87-32
APPLIED MATERIALS INC.(COM) -5 87-32
APPLIED MATERIALS INC.(COM) -5 87-32
APPLIED MATERIALS INC.(COM) -5 87-32
APPLIED MATERIALS INC.(COM) -5 87-32
APPLIED MATERIALS INC.(COM) -5 87-32
APPLIED MATERIALS INC.(COM) -5 87-32
APPLIED MATERIALS INC.(COM) -5 87-32
AREA BANCSHARES CORP.(COM) -3 29-23
AREA BANCSHARES CORP.(COM) -3 29-23
AREA BANCSHARES CORP.(COM) -3 29-23
ARNOLD INDUSTRIES INC.(COM) 1 17-12
ASHFORD COM INC(COM) 7 13-9
ASHFORD COM INC(COM) 7 13-9
ASHFORD COM INC(COM) 7 13-9
ASHFORD COM INC(COM) 7 13-9
ASHFORD COM INC(COM) 7 13-9
ASHFORD COM INC(COM) 7 13-9
ASHFORD COM INC(COM) 7 13-9
ASPECT DEVELOPMENT INC.(COM) 8 44-7
ASSOCIATED BANC-CORP.(COM) -1 43-30
ASYST TECHNOLOGIES INC.(COM) -3 34-10
ASYST TECHNOLOGIES INC.(COM) -3 34-10
ASYST TECHNOLOGIES INC.(COM) -3 34-10
AT HOME CORP.(COM) -8 N/A
AT HOME CORP.(COM) -8 N/A
AT HOME CORP.(COM) -8 N/A
AURORA BIOSCIENCES CORP. -1 16-4
AURORA BIOSCIENCES CORP. -1 16-4
AVANT IMMUNOTHERAPEUTICS (COM) 1 3-1
AVERY COMMUNICATIONS INC.(COM) 3 2-1
AVERY COMMUNICATIONS INC.(COM) 3 2-1
BALLISTIC RECOVERY SYSTEM(COM) -4 3-0
BALLISTIC RECOVERY SYSTEM(COM) -4 3-0
BALLISTIC RECOVERY SYSTEM(COM) -4 3-0
BALLISTIC RECOVERY SYSTEM(COM) -4 3-0
BAMBOO COM INC(COM) 1 25-15
BAMBOO COM INC(COM) 1 25-15
BAMBOO COM INC(COM) 1 25-15
BANC STOCK GROUP INC. 6 7-3
BANC STOCK GROUP INC. 6 7-3
BANK WEST FINANCIAL CORP.(COM) 1 11-8
BANKFIRST CORP(COM) 2 16-9
BANKFIRST CORP(COM) 2 16-9
BANKFIRST CORP(COM) 2 16-9
BANKUNITED FINANCIAL CORP. 3 11-6
BEA SYSTEMS INC.(COM) -2 39-10
BEA SYSTEMS INC.(COM) -2 39-10
BEA SYSTEMS INC.(COM) -2 39-10
BEA SYSTEMS INC.(COM) -2 39-10
BEL FUSE INC. - 39-23
BEST SOFTWARE INC.(COM) -3 28-9
BILLING CONCEPTS CORP(COM) 50,000 9/3-7/99 4.62-4.88
BIO IMAGING TECHNOLOGIES (COM) 5,000 9/16/99 0.41
BIO LOGIC SYS CORP(COM) 5,000 9/24/99 7.50
BIOMET INC.(COM) 18,000 9/27/99 26.88
BIOMET INC.(COM) 20,000 9/20/99 29.19
BISYS GROUP INC., THE(COM) 3,000 9/9/99 45.00-45.13
BLUE RHINO CORP(COM) 13,559 9/7/99 7.38
BLUESTONE SOFTWARE INC(COM) 750 9/24/99 15.00
BOGEN COMMUNICATIONS INTE(COM) 5,000 9/7/99 6.13
BOGEN COMMUNICATIONS INTE(COM) 3,000 9/13-21/99 5.81-6.00
BORON LEPORE & ASSOCIATES(COM) 70,000 9/24-29/99 5.94-6.00
BRIGHT HORIZONS FAMILY SO(COM) 7,500 9/24/99 14.58
BRIGHT HORIZONS FAMILY SO(COM) 5,197 9/1-16/99 17.13-17.50
BRIGHT HORIZONS FAMILY SO(COM) 13,000 [*] 9/1-16/99 17.13-17.50
BRIGHTSTAR INFORMATION TE(COM) 2,000 9/29/99 3.25
BROADBASE SOFTWARE INC(COM) 3,071 9/27/99 14.00
BROADBASE SOFTWARE INC(COM) 1,530 9/27/99 14.00
BROCADE COMMUNICATIONS SY(COM) 33,000 9/22-23/99 225.13-226.33
BROCADE COMMUNICATIONS SY(COM) 50,000 9/22-30/99 210.27-226.33
BROCADE COMMUNICATIONS SY(COM) 60,200 9/22-24/99 216.45-226.33
BROCADE COMMUNICATIONS SY(COM) 4,075 9/22-27/99 210.27-226.33
BROCADE COMMUNICATIONS SY(COM) 95,000 9/22-30/99 210.27-226.33
BROCADE COMMUNICATIONS SY(COM) 12,000 9/23-30/99 210.27-225.13
BROCADE COMMUNICATIONS SY(COM) 2,000 9/22-23/99 225.13-226.33
BROCADE COMMUNICATIONS SY(COM) 30,000 9/22-30/99 210.27-226.33
BURR BROWN CORP(COM) 61,956 9/1-3/99 39.38-41.50
BURR BROWN CORP(COM) 8,000 9/14/99 39.63
BURR BROWN CORP(COM) 50,000 9/3-10/99 39.88-43.19
C H ROBINSON WORLDWIDE IN(COM) 2,000 9/15/99 34.00
C H ROBINSON WORLDWIDE IN(COM) 2,500 9/16/99 33.44
C-COR NET CORP(COM) 1,000 8/25/99 25.25-25.31
C2 INC(COM) 1,776 9/21-27/99 5.68-5.87
C2 INC(COM) 2,000 9/22/99 6.13
CADMUS COMMUNICATIONS COR(COM) 40,000 8/20-23/99 11.47-11.63
CALIFORNIA ENGELS MINING (COM) 85,000 9/30/99 0.31
CALPROP CORP.(COM) 28,353 9/14-22/99 2.00-2.06
CALPROP CORP.(COM) 5,000 9/15/99 2.00
CANADA SOUTHERN PETROLEUM(LTVTG) 10,000 9/17-21/99 8.00-8.13
CANAL CAPITAL CORP.(PFD) 1,800 9/2-13/99 3.44-3.75
CANTEL INDUSTRIES INC.(COM) 3,000 9/2-7/99 5.25
CAPITAL BANK CORP(COM) 800 9/22/99 9.06-9.56
CAPITOL BANCORP LTD.(COM) 7,269 9/28/99 16.75
CAPITOL BANCORP LTD.(COM) 800 9/29/99 12.25
CAPITOL BANCORP LTD.(COM) 1,000 9/27/99 13.00
CAREER EDUCATION CORP.(COM) 2,900 [*] 9/22/99 26.00
CARREKER-ANTINORI INC(COM) 5,000 9/24-25/99 5.56-5.68
CARREKER-ANTINORI INC(COM) 6,040 9/29/99 5.78
CARREKER-ANTINORI INC(COM) 17,500 9/29/99 5.59-6.03
CARREKER-ANTINORI INC(COM) 10,000 9/21/99 5.91
CATO CORP 3,000 9/30/99 15.00
CBRL GROUP INC(COM) 2,000 9/10/99 13.81
CBRL GROUP INC(COM) 50,000 9/10/99 14.10
CEC PROPERTIES INC.(COM) 65,000 9/3/99 0.31
CELLEGY PHARMACEUTICALS I(COM) 21,000 9/21-22/99 8.63-8.88
CENTENNIAL BANCORP(COM) 500 9/14/99 12.00
CENTURY COMMUNICATIONS CORP. 84,900 8/13-9/23/99 44.00-49.00
CERUS CORP.(COM) 15,000 9/13-30/99 21.21-26.63
CHECKFREE HOLDINGS CORP.(COM) 7,500 [*] 9/2/99 30.05
CHECKFREE HOLDINGS CORP.(COM) 5,000 [*] 9/1/99 29.75
CHECKFREE HOLDINGS CORP.(COM) 2,600 [*] 9/13/99 40.00
CHECKFREE HOLDINGS CORP.(COM) 3,127 9/10/99 37.63-37.88
CHILDRENS PL RETAIL STORE(COM) 2,500 9/29/99 26.19
CHILDRENS PL RETAIL STORE(COM) 10,000 9/28/99 27.00
CHIREX INC.(COM) 2,000 9/23/99 29.63
CHURCHILL DOWNS INC.(COM) 11,400 [*] 9/29-30/99 23.13-23.63
CHURCHILL DOWNS INC.(COM) 4,000 9/29-30/99 23.13-23.63
CIENA CORP.(COM) 7,500 [*] 9/7/99 37.00
CINCINNATI FINANCIAL CORP(COM) 110 9/17/99 40.63
CITY HOLDING CO.(COM) 500 9/15/99 23.00
CMGI INC(COM) 10,500 [*] 9/30/99 102.25-104.00
CMGI INC(COM) 3,200 [*] 9/30/99 103.00-104.00
CNB FLA BANCSHARES INC(COM) 5,000 8/10/99 10.00
CNB HOLDINGS INC (GA)(COM) 2,500 9/7-12/99 8.00-8.50
CNS INC.(COM) 9,800 9/13/99 4.00
COGNEX CORP.(COM) 40,000 [*] 9/8-13/99 32.03-33.13
COLORADO MEDTECH INC.(COM) 25,000 9/2-13/99 17.00-17.88
COLORADO MEDTECH INC.(COM) 22,933 9/1-14/99 17.13-18.44
COLORADO MEDTECH INC.(COM) 57,067 [*] 9/1-14/99 17.13-18.44
COLUMBIA BANCORP (OR)(COM) 1,200 9/14/99 7.25
COLUMBUS MCKINNON CORP N (COM) 500 9/1/99 17.75
COLUMBUS MCKINNON CORP.(COM) 300 9/8/99 18.00
COMMERCIAL BANCSHARES INC(COM) 1,000 9/20/99 30.38
COMMERCIAL BANCSHARES INC(COM) 1,000 9/20/99 30.38
COMMUNITY BANCORP FREEHOL(COM) 3,816 9/8-29/99 15.25-15.50
BILLING CONCEPTS CORP(COM) 416,738 HOLMES PARRIS H CB 1 17-4
BIO IMAGING TECHNOLOGIES (COM) 103,500 WEINSTEIN MARK L P 2 1-0
BIO LOGIC SYS CORP(COM) 6,750 KUPFERBERG IRVING D -1 8-3
BIOMET INC.(COM) 2,677,034 NOBLITT NILES L CB 2 45-25
BIOMET INC.(COM) 389,757 NIEMIER CHARLES E OS 2 45-25
BISYS GROUP INC., THE(COM) 3,144 MOHR CHARLES J P 9 60-42
BLUE RHINO CORP(COM) 341,897 DEVICK STEVEN D D 7 25-6
BLUESTONE SOFTWARE INC(COM) 750 HIKE S C VP 2 37-18
BOGEN COMMUNICATIONS INTE(COM) 83,962 FLEISCHER MICHAEL P P 2 9-5
BOGEN COMMUNICATIONS INTE(COM) 79,795 GUSS JONATHAN D 2 9-5
BORON LEPORE & ASSOCIATES(COM) 293,332 STALEY JOHN D 1 40-5
BRIGHT HORIZONS FAMILY SO(COM) 148,904 DUNCAN EDWARD T D 1 28-13
BRIGHT HORIZONS FAMILY SO(COM) 27,500 HOGREFE MICHAEL E O 1 28-13
BRIGHT HORIZONS FAMILY SO(COM) 27,500 HOGREFE MICHAEL E O 1 28-13
BRIGHTSTAR INFORMATION TE(COM) 13,500 ROWLEY DONALD W D 1 11-3
BROADBASE SOFTWARE INC(COM) 3,447,813 DUNLEVIE BRUCE W SH 3 37-16
BROADBASE SOFTWARE INC(COM) 3,447,813 GURLEY J W SH 3 37-16
BROCADE COMMUNICATIONS SY(COM) 297,000 BYRD MICHAEL J O -9 257-45
BROCADE COMMUNICATIONS SY(COM) 763,000 BONDERSON PAUL R VP -9 257-45
BROCADE COMMUNICATIONS SY(COM) 5,624,476 NEIMAN SETH D -9 257-45
BROCADE COMMUNICATIONS SY(COM) 66,125 ZORZY JEAN VP -9 257-45
BROCADE COMMUNICATIONS SY(COM) 1,410,110 REYES GREGORY L OP -9 257-45
BROCADE COMMUNICATIONS SY(COM) 164,000 RINKLE VICTOR VP -9 257-45
BROCADE COMMUNICATIONS SY(COM) 171,100 SMITH CHARLES VP -9 257-45
BROCADE COMMUNICATIONS SY(COM) 540,550 MALAVALLI KUMAR VP -9 257-45
BURR BROWN CORP(COM) 135,000 MADAVI SYRUS P CB -3 43-18
BURR BROWN CORP(COM) 115,598 ANDEREGG JOHN S D -3 43-18
BURR BROWN CORP(COM) 11,089,954 BROWN THOMAS R AF -3 43-18
C H ROBINSON WORLDWIDE IN(COM) 58,204 REMPLE MICHAEL T VP -3 37-21
C H ROBINSON WORLDWIDE IN(COM) 260,106 MULVEHILL JOSEPH J VP -3 37-21
C-COR NET CORP(COM) 2,354 HANELLY WILLIAM T VP 2 46-13
C2 INC(COM) 147,206 DONOVAN WILLIAM T CB 4 7-5
C2 INC(COM) 505,086 SOLVANG OYVIND VP 4 7-5
CADMUS COMMUNICATIONS COR(COM) 191,053 STETTINIUS WALLACE D 3 19-9
CALIFORNIA ENGELS MINING (COM) 271,192 LAMB NORMAN A P 1 1-0
CALPROP CORP.(COM) 0 ZACCAGLIN VICTOR CB 2 2
CALPROP CORP.(COM) 5,000 DUVALL MARK T D 2 2
CANADA SOUTHERN PETROLEUM(LTVTG) 20,000 HEATH BENJAMIN W D - 10-4
CANAL CAPITAL CORP.(PFD) 1,321,699 EDELMAN ASHER B CB - 4-2
CANTEL INDUSTRIES INC.(COM) 1,404,923 DIKER CHARLES M CB 1 8-5
CAPITAL BANK CORP(COM) 0 ATKINS CHARLES F D 4 12-9
CAPITOL BANCORP LTD.(COM) 21,467 CARR ROBERT C D 3 26-11
CAPITOL BANCORP LTD.(COM) 1,526 THOMAS BRUCE VP 3 26-11
CAPITOL BANCORP LTD.(COM) 11,509 GENOVA H N D 3 26-11
CAREER EDUCATION CORP.(COM) 30,517 KLETTKE WILLIAM A VP -1 38-21
CARREKER-ANTINORI INC(COM) 120,199 LEE RICHARD R D 4 10-4
CARREKER-ANTINORI INC(COM) 14,540 MUKERJI SUBHASH O 4 10-4
CARREKER-ANTINORI INC(COM) 4,326,432 CARREKER JOHN D D 4 10-4
CARREKER-ANTINORI INC(COM) 10,000 CARREKER BRENTON E SH 4 10-4
CATO CORP 77,423 CATO THOMAS E D -1 15-8
CBRL GROUP INC(COM) 9,253 HILTON ROBERT C D 2 28-13
CBRL GROUP INC(COM) 510,000 EVINS DAN W CB 2 28-13
CEC PROPERTIES INC.(COM) 374,000 FELD SANFORD I D 2 1-0
CELLEGY PHARMACEUTICALS I(COM) 27,200 KLAR TOBI B D 2 9-3
CENTENNIAL BANCORP(COM) 86,321 CARLSON DENNIS M VP -1 19-10
CENTURY COMMUNICATIONS CORP. 23,351,749 TOW FRANK VP -5 60-20
CERUS CORP.(COM) 306,788 ISAACS STEPHEN T P -1 31-15
CHECKFREE HOLDINGS CORP.(COM) 937 DOUGLASS JAMES S VP -6 61-13
CHECKFREE HOLDINGS CORP.(COM) 9,000 QUINN EUGENE F D -6 61-13
CHECKFREE HOLDINGS CORP.(COM) 652 LUOMA GARY A VP -6 61-13
CHECKFREE HOLDINGS CORP.(COM) 776 POLASHOCK FRANCIS X VP -6 61-13
CHILDRENS PL RETAIL STORE(COM) 89,905 FINKELSTEIN ROBERT VP 4 53-10
CHILDRENS PL RETAIL STORE(COM) 50,160 DEMARTINO EDWARD VP 4 53-10
CHIREX INC.(COM) 2,000 ZANDER W D D - 36-14
CHURCHILL DOWNS INC.(COM) 6,720 CARRICO DAVID E VP 1 40-22
CHURCHILL DOWNS INC.(COM) 6,720 CARRICO DAVID E VP 1 40-22
CIENA CORP.(COM) 20,500 CUMMINGS MARK R VP -7 43-12
CINCINNATI FINANCIAL CORP(COM) 6,624 JOHNSON WILLIAM R D 3 42-31
CITY HOLDING CO.(COM) 55,614 DAY STEVEN J P 1 36-18
CMGI INC(COM) 20,752 HAJDUCKY ANDREW J O -1 302-52
CMGI INC(COM) 16,000 HAWRYSZ HANS VP -1 302-52
CNB FLA BANCSHARES INC(COM) 174,842 STREICHER WILLIAM J D 2 10-9
CNB HOLDINGS INC (GA)(COM) 33,900 PADGET HEBER N D 2 10-7
CNS INC.(COM) 49,600 MORFITT MARTHA A P 2 5-3
COGNEX CORP.(COM) 3,929 ALIAS PATRICK A VP -3 35-15
COLORADO MEDTECH INC.(COM) 375,999 LEFFINGWELL DEAN A D -1 24-7
COLORADO MEDTECH INC.(COM) 468,966 ATANASOFF JOHN V P -1 24-7
COLORADO MEDTECH INC.(COM) 468,966 ATANASOFF JOHN V P -1 24-7
COLUMBIA BANCORP (OR)(COM) 239,108 BAILEH ROBERT L D 2 9-6
COLUMBUS MCKINNON CORP N (COM) 1,500 FLEMING RICHARD H D 1 29-16
COLUMBUS MCKINNON CORP.(COM) 14,876 DEMLER LOIS H O 2 N/A
COMMERCIAL BANCSHARES INC(COM) 14,922 SMITH DOUGLAS C D - 33-30
COMMERCIAL BANCSHARES INC(COM) 1,100 RUSE WILLIAM E D - 33-30
COMMUNITY BANCORP FREEHOL(COM) 81,826 SCHOOR HOWARD D 5 19-14
COMMUNITY BANCORP FREEHOL(COM) 1,500 9/10/99 15.50
COMMUNITY BANCORP FREEHOL(COM) 2,000 9/22/99 15.25
COMMUNITY BANCORP INC FAL(COM) 3,000 9/1-5/99 8.00
COMPASS BANCSHARES INC.(COM) 3,800 9/2/99 26.50
COMPOST AMERICA HOLDING C(COM) 25,000 9/14/99 0.19
COMPUTER NETWORK TECHN CO(COM) 5,540 9/3/99 15.75
COMVERSE TECHNOLOGY INC.(COM) 169 9/2/99 85.75
COMVERSE TECHNOLOGY INC.(COM) 192 9/8/99 92.63
CONCORD CAMERA CORP.(COM) 126,250 9/20/99 7.50
CONCORD COMMUNICATIONS IN(COM) 10,000 9/2-7/99 40.08-41.56
CONCORD COMMUNICATIONS IN(COM) 10,000 9/8/99 41.50
CONCORD COMMUNICATIONS IN(COM) 1,500 9/8/99 41.81
CONCORD COMMUNICATIONS IN(COM) 6,500 9/1-2/99 40.13
CONCORD EFS INC.(COM) 7,492 9/21-22/99 35.06-35.75
CONCORD EFS INC.(COM) 285,000 9/17/99 35.38
CONSUMER PORTFOLIO SERVIC(COM) 5,000 9/1/99 1.09
CONSUMER PORTFOLIO SERVIC(COM) 133,200 9/7-15/99 0.97-1.14
CONTROL CHIEF HOLDINGS IN(COM) 5,156 10/14/99 3.39
COPART INC.(COM) 11,400 9/24-28/99 19.81-20.94
COPART INC.(COM) 2,500 10/1/99 14.31-16.50
CORPORATE EXPRESS INC.(COM) 200,000 9/7/99 8.88-8.94
CORRECTIONAL SERVICES COR(COM) 5,000 2,500 [*] 9/24/99 4.13
CORVEL CORP.(COM) 1,801 9/10-16/99 21.50-22.00
COST-U-LESS INC(COM) 205,000 9/1/99 5.00-5.07
COSTILLA ENERGY INC.(COM) 9/1-30/99 0.06-0.10
COULTER PHARMACEUTICAL IN(COM) 5,000 9/22-28/99 15.75-17.13
COVOL TECH INC.(COM) 6,000 9/24-30/99 3.00-3.13
CREDENCE SYSTEMS CORP.(COM) 5,001 [*] 9/14/99 46.49
CREE RESEARCH INC.(COM) 15,000 9/2/99 37.06-37.56
CREE RESEARCH INC.(COM) 17,500 [*] 9/1/99 36.75-37.13
CREE RESEARCH INC.(COM) 9,000 9/1-2/99 35.63-37.25
CREE RESEARCH INC.(COM) 70,000 [*] 9/3/99 37.94
CREE RESEARCH INC.(COM) 25,000 [*] 9/2/99 37.06-37.56
CURATIVE HEALTH SERVICES (COM) 5,000 9/1-8/99 5.40-5.65
CUTTER & BUCK INC.(COM) 2,000 9/20/99 13.79
CUTTER & BUCK INC.(COM) 7,800 9/14/99 14.94
DATA BROADCASTING CORP (COM) 5,000 9/13/99 8.57
DATATEC SYSTEMS INC.(COM) 75,000 9/28/99 2.50
DETREX CORP.(COM) 500 9/30/99 4.56
DIGITAL MICROWAVE CORP.(COM) 1,800 [*] 9/8/99 14.00
DIGITAL MICROWAVE CORP.(COM) 12,000 [*] 9/15-16/99 15.25-15.88
DIGITAL MICROWAVE CORP.(COM) 1,872 9/15-16/99 15.25-15.88
DIGITAL RECORDERS INC.(COM) 2,500 9/13-21/99 2.00
DREXLER TECHNOLOGY CORP.(COM) 3,000 [*] 9/9-10/99 8.08-8.50
DSET CORP.(COM) 6,124 [*] 9/7-30/99 11.94-14.31
DSET CORP.(COM) 16,250 9/7-30/99 11.94-14.31
E.PIPHANY INC(COM) 1,250 9/22/99 16.00
E.PIPHANY INC(COM) 10,000 9/22/99 16.00
E.PIPHANY INC(COM) 2,500 9/22/99 16.00
E.PIPHANY INC(COM) 3,000 9/22/99 16.00
EARTHWEB INC(COM) 3,106 9/15/99 11.54
EARTHWEB INC(COM) 5,000 9/15/99 3.08
EARTHWEB INC(COM) 5,000 9/15/99 36.88
EARTHWEB INC(COM) 4,424 9/15/99 37.00
EDGAR ONLINE INC(COM) 40,000 9/13/99 10.44
EDGAR ONLINE INC(COM) 40,000 9/13/99 10.44
EDWARDS J D & CO(COM) 5,000,000 9/30/99 20.79
EGAIN COMMUNICATIONS CORP(COM) 25,000 9/23/99 12.00
ELCOTEL INC.(COM) 5,000 9/30/99 1.38
ELDER BEERMAN STORES CORP(COM) 4,000 5,500 [*] 9/7/99 7.00-7.03
EMULEX CORP.(COM) 3,000 [*] 9/8/99 85.25/86.00
EMULEX CORP.(COM) 40,000 [*] 9/7/99 85.00-85.38
EMULEX CORP.(COM) 78,100 9/8/99 85.25-86.00
EN POINTE TECHNOLOGIES IN(COM) 78,200 9/3-15/99 9.44-12.00
EN POINTE TECHNOLOGIES IN(COM) 9/1-9/99 9.50-11.50
ENERGYSOUTH INC.(COM) 550 9/2/99 20.38
EP MEDSYSTEMS INC.(COM) 50,000 18,500 [*] 9/1/99 2.75
EPIX MEDICAL INC.(COM) 40,100 [*] 9/1-13/99 5.31-5.69
ESOFT INC(COM) 7,000 9/15-20/99 4.02-4.28
ESOFT INC(COM) 3,000 [*] 9/15-20/99 4.02.4.28
ESS TECHNOLOGY INC.(COM) 8/31/99 12.50
EURONET SERVICES INC.(COM) 922 8/16/99 3.03
EURONET SERVICES INC.(COM) 932 8/16/99 3.03
EURONET SERVICES INC.(COM) 1,029 8/16/99 3.03
EURONET SERVICES INC.(COM) 1,127 8/16/99 3.03
EXABYTE CORP.(COM) 2,000 10/14/99 4.59-4.69
EXABYTE CORP.(COM) 1,000 10/14/99 4.69
EXABYTE CORP.(COM) 2,000 10/19/99 4.69
EXABYTE CORP.(COM) 5,000 10/14/99 4.68
EXCELSIOR-HENDERSON MOTOR(COM) 10,000 9/8-16/99 2.13-2.67
EXCO RESOURCES INC. 45,000 9/14/99 7.44
EXIGENT INTL INC.(COM) 9,730 9/17/99 3.94-4.00
EXIGENT INTL INC.(COM) 1,000 9/17/99 4.00
EXIGENT INTL INC.(COM) 1,400 [*] 9/21-22/99 3.94-4.00
COMMUNITY BANCORP FREEHOL(COM) 36,004 SILVERMAN ARNOLD D 5 19-14
COMMUNITY BANCORP FREEHOL(COM) 43,782 KRAMER ELI D 5 19-14
COMMUNITY BANCORP INC FAL(COM) 47,994 HISCOCK ROY B D 1 9-7
COMPASS BANCSHARES INC.(COM) 15,701 FERGUSON D S VP - 39-24
COMPOST AMERICA HOLDING C(COM) 5,000 DILEO PASQUALE J D -1 N/A
COMPUTER NETWORK TECHN CO(COM) 416 GANIO NICK V OX -1 28-5
COMVERSE TECHNOLOGY INC.(COM) 303 DANZIGER ITZHAK D -2 101-40
COMVERSE TECHNOLOGY INC.(COM) 10,976 KREINBERG DAVID B O -2 101-40
CONCORD CAMERA CORP.(COM) 0 KLINEMAN KENT M D -1 11-4
CONCORD COMMUNICATIONS IN(COM) 17,209 PHILIPS DANIEL D OX -2 68-35
CONCORD COMMUNICATIONS IN(COM) 13,000 CONKLIN KEVIN J VP -2 68-35
CONCORD COMMUNICATIONS IN(COM) 14,250 KAMRA DEEPAK D -2 68-35
CONCORD COMMUNICATIONS IN(COM) 209,458 BLAESER JOHN A P -2 68-35
CONCORD EFS INC.(COM) 675 LUCADO WILLIAM E VP -1 29-26
CONCORD EFS INC.(COM) 10,594,064 KIPHART RICHARD P D -1 29-26
CONSUMER PORTFOLIO SERVIC(COM) 5,000 POOLE JOHN G D - 5-1
CONSUMER PORTFOLIO SERVIC(COM) 0 SIMMS ROBERT A D - 5-1
CONTROL CHIEF HOLDINGS IN(COM) 0 NELSON ARVID R D -1 6-4
COPART INC.(COM) 5,413,962 JOHNSON WILLIS J D - 32-16
COPART INC.(COM) 4,114 HILTY WAYNE R O - 32-16
CORPORATE EXPRESS INC.(COM) 1,605,514 RYSAVY JIRKA D -1 12-4
CORRECTIONAL SERVICES COR(COM) 131,851 COTLER IRA M VP 2 14-4
CORVEL CORP.(COM) 0 SILVERMAN LOUIS E O -1 41-20
COST-U-LESS INC(COM) 0 YOUNGBERG ALLAN C VP 1 8-4
COSTILLA ENERGY INC.(COM) 623,460 LIEDTKE CADELL S CB -2 8-0
COULTER PHARMACEUTICAL IN(COM) 1,804,825 ORONSKY ARNOLD L D 2 34-13
COVOL TECH INC.(COM) 91,382 BROWN STEVEN VP -1 8-3
CREDENCE SYSTEMS CORP.(COM) 0 WOLFE DENNIS P O - 50-14
CREE RESEARCH INC.(COM) 445,000 PALMOUR JOHN W D -4 80-23
CREE RESEARCH INC.(COM) 400 SWOBODA CHARLES M P -4 80-23
CREE RESEARCH INC.(COM) 14,000 DYKES JAMES E D -4 80-23
CREE RESEARCH INC.(COM) 347,400 HUNTER FRED N P -4 80-23
CREE RESEARCH INC.(COM) 445,000 PALMOUR JOHN W D -4 80-23
CURATIVE HEALTH SERVICES (COM) 6,000 STUESSER LAWRENCE J D 1 34-4
CUTTER & BUCK INC.(COM) 83,197 CONLEY FRANCES M D 3 37-12
CUTTER & BUCK INC.(COM) 23,461 MOUNGER LARRY C D 3 37-12
DATA BROADCASTING CORP (COM) 5,000 KAPLAN JAMES A D 1 38-4
DATATEC SYSTEMS INC.(COM) 3,018,036 CAREY CHRISTOPHER J P -1 5-2
DETREX CORP.(COM) 5,500 KING WILLIAM C CB 1 7-5
DIGITAL MICROWAVE CORP.(COM) 0 SMOOKLER SAMUEL P -3 18-4
DIGITAL MICROWAVE CORP.(COM) 400 BRANDT JOHN O -3 18-4
DIGITAL MICROWAVE CORP.(COM) 400 BRANDT JOHN O -3 18-4
DIGITAL RECORDERS INC.(COM) 132,117 TURNEY DAVID L P 2 2-1
DREXLER TECHNOLOGY CORP.(COM) 20,392 HAUSMAN ARTHUR H D 1 13-7
DSET CORP.(COM) 10,993 SHEU VINCENT J VP 1 19-9
DSET CORP.(COM) 10,993 SHEU VINCENT J VP 1 19-9
E.PIPHANY INC(COM) 2,175,820 WEGBREIT ELIOT L D 4 74-38
E.PIPHANY INC(COM) 10,000 HAZEN PAUL M D 4 74-38
E.PIPHANY INC(COM) 2,500 RODWICK PAUL A VP 4 74-38
E.PIPHANY INC(COM) 3,000 FERNANDEZ PHILLIP M VP 4 74-38
EARTHWEB INC(COM) 0 ANDERSON SCOTT H VP 1 78-26
EARTHWEB INC(COM) 29,111 GOLLAN WILLIAM F VP 1 78-26
EARTHWEB INC(COM) 29,111 GOLLAN WILLIAM F VP 1 78-26
EARTHWEB INC(COM) 0 ANDERSON SCOTT H VP 1 78-26
EDGAR ONLINE INC(COM) 3,156,000 STRAUSBERG MARC CB -2 19-6
EDGAR ONLINE INC(COM) 3,156,000 STRAUSBERG SUSAN D -2 19-6
EDWARDS J D & CO(COM) 7,035,249 MCVANEY C E D -7 37-11
EGAIN COMMUNICATIONS CORP(COM) 4,041,590 WOLFSON MARK A D 1 25-18
ELCOTEL INC.(COM) 6,100 MOORE CHARLES H D 2 6-1
ELDER BEERMAN STORES CORP(COM) 117,868 MERSHAD FREDERICK J CB 1 15-5
EMULEX CORP.(COM) 40,052 ROCKENBACH MICHAEL J VP 1 137-23
EMULEX CORP.(COM) 7,000 QUAGLIARA RONALD P VP - 23-17
EMULEX CORP.(COM) 552 GOON ROBERT H D - 23-17
EN POINTE TECHNOLOGIES IN(COM) 807,396 AHMED ZUBAIR D -8 15-3
EN POINTE TECHNOLOGIES IN(COM) 525,452 DIN NAUREEN D -8 15-3
ENERGYSOUTH INC.(COM) 25,699 LYON GAYLORD C D 1 23-19
EP MEDSYSTEMS INC.(COM) 100,000 MORTARA DAVID W D 1 4-2
EPIX MEDICAL INC.(COM) 0 CROOKE STANLEY T D 1 11-5
ESOFT INC(COM) 281,710 LOUTZENHEISER THOMAS B VP 1 7-3
ESOFT INC(COM) 281,710 LOUTZENHEISER THOMAS B VP 1 7-3
ESS TECHNOLOGY INC.(COM) 0 MOK PETER T D -1 16-3
EURONET SERVICES INC.(COM) 922 NEWMAN JEFFREY B VP 4 4-2
EURONET SERVICES INC.(COM) 40,932 STEVENS DAN VP 4 4-2
EURONET SERVICES INC.(COM) 1,029 FICARRA TONY VP 4 4-2
EURONET SERVICES INC.(COM) 1,127 FERGUSON RON VP 4 4-2
EXABYTE CORP.(COM) 7,914 SMITH STEPHEN F VP 4 8-3
EXABYTE CORP.(COM) 3,800 BENECKEN MANFRED VP 4 8-3
EXABYTE CORP.(COM) 2,000 AL-NASSER FAROUK VP 4 8-3
EXABYTE CORP.(COM) 95,965 MARRINER WILLIAM L P 4 8-3
EXCELSIOR-HENDERSON MOTOR(COM) 10,000 ADAMS TERRANCE L O - 11-2
EXCO RESOURCES INC. 159,929 ELLIS EARL E D 1 8-7
EXIGENT INTL INC.(COM) 16,122 DAILY JACK D OX -3 6-3
EXIGENT INTL INC.(COM) 243,390 RIORDAN DON F D -3 6-3
EXIGENT INTL INC.(COM) 1,123 DAWLEY STUART P VP -3 6-3
EXODUS COMMUNICATIONS INC(COM) 41,000 9/3/99 73.63
EXODUS COMMUNICATIONS INC(COM) 5,000 [*] 9/1/99 80.00
EXPEDITORS INTL. OF WASHI(COM) 50,000 9/8-10/99 32.75-35.44
EXTREME NETWORKS INC(COM) 4,604 9/1-2/99 58.36-60.75
EXTREME NETWORKS INC(COM) 21,577 9/2-3/99 61.83-65.60
EXTREME NETWORKS INC(COM) 60,000 [*] 9/1-2/99 57.76-61.13
EXTREME NETWORKS INC(COM) 14,611 9/1-2/99 60.75-61.14
EXTREME NETWORKS INC(COM) 6,018 9/1-2/99 60.75-61.12
EXTREME NETWORKS INC(COM) 10,000 [*] 9/1-2/99 60.75-61.14
EXTREME NETWORKS INC(COM) 4,000 9/3/99 64.19
EXTREME NETWORKS INC(COM) 8,768 9/1-2/99 57.76-61.13
EXTREME NETWORKS INC(COM) 10,000 [*] 9/1-2/99 60.75-61.12
EXTREME NETWORKS INC(COM) 245,589 9/1-3/99 61.07-63.60
EXTREME NETWORKS INC(COM) 10,000 [*] 9/2-3/99 61.83-65.60
FACTORY 2 U INC(COM) 5,000 9/7/99 27.44
FARMERS CAPITAL BANK CORP(COM) 750 8/31/99 35.75
FATBRAIN COM INC(COM) 5,000 [*] 9/13/99 15.06
FATBRAIN COM INC(COM) 1,375 [*] 9/13-30/99 14.38-18.00
FATBRAIN COM INC(COM) 1,375 9/13-30/99 14.38-18.00
FBR CAPITAL CORP.(COM) 24,000 9/22/99 0.25
FBR CAPITAL CORP.(COM) 12,000 9/22/99 0.25
FBR CAPITAL CORP.(COM) 12,000 9/22/99 0.25
FBR CAPITAL CORP.(COM) 19,200 9/22/99 0.25
FBR CAPITAL CORP.(COM) 42,000 9/22/99 0.25
FBR CAPITAL CORP.(COM) 34,800 9/22/99 0.25
FENTURA BANCORP INC.(COM) 40 9/1/99 55.00
FENTURA BANCORP INC.(COM) 40 9/1/99 55.00
FENTURA BANCORP INC.(COM) 68 9/1/99 55.00
FIDELITY HOLDINGS INC.(COM) 675 9/29/99 15.63
FIDELITY HOLDINGS INC.(COM) 67,200 9/1-30/99 15.38-19.78
FIELDPOINT PETROLEUM CORP(COM) 30,000 9/24/99 0.75
FIELDPOINT PETROLEUM CORP(COM) 30,000 9/3/99 0.60-1.06
FIELDPOINT PETROLEUM CORP(COM) 17,500 9/10-17/99 1.46-1.66
FILENET CORP.(COM) 20,000 9/3/99 10.88
FINANCIAL INDUSTRIES CORP(COM) 1,000 9/24/99 12.50
FIRST ALBANY COS.(COM) 13,500 9/8-30/99 18.93-19.75
FIRST BANCORP.(COM) 200 9/24/99 17.50
FIRST BUSEY CORP. 5,000 9/30/99 26.00
FIRST CASH INC.(COM) 10,000 9/10-16/99 10.18-10.63
FIRST CASH INC.(COM) 15,000 9/8-22/99 10.25-10.44
FIRST CITIZENS BANCSHARES INC. ( 431 9/15-17/99 79.00
FIRST COMMUNITY CORP.(COM) 7,365 9/30/99 19.00
FIRST COMMUNITY CORP.(COM) 15,222 9/30/99 19.00
FIRST DEFIANCE FINL CORP.(COM) 3,000 9/14/99 11.94
FIRST FINANCIAL CORP. (IN(COM) 4,500 9/15/99 35.75
FIRST SENTINEL BANCORP IN(COM) 25,000 9/7/99 9.00
FIRST SIERRA FINANCIAL IN(COM) 8,000 9/24-28/99 10.35-10.64
FIRSTMERIT CORP.(COM) 8,500 9/1/99 26.50-26.53
FISCHER IMAGING CORP.(COM) 20,000 9/29-30/99 1.00
FLAMEMASTER CORP.(COM) 2,100 9/2-29/99 5.22-5.50
FOOTHILL INDEPENDENT BANC(COM) 1,000 9/8/99 12.88
FORECROSS CORP.(COM) 42,000 9/1-30/99 0.26-0.47
FORECROSS CORP.(COM) 42,000 9/1-30/99 0.26-0.47
FOSSIL INC.(COM) 14,100 9/1-7/99 32.00
FOSTER L B CO 1,000 10/1/99 4.88
FOUNTAIN POWERBOAT INDS I(COM) 5,000 9/30/99 2.38-2.50
FPIC INSURANCE GROUP INC.(COM) 2,000 9/29/99 16.38
FPIC INSURANCE GROUP INC.(COM) 1,000 9/28/99 16.50
FPIC INSURANCE GROUP INC.(COM) 3,000 9/24-29/99 15.00-16.00
FPIC INSURANCE GROUP INC.(COM) 2,000 9/3-29/99 15.00-15.06
FRIEDMANS INC 15,000 9/22-30/99 8.94-9.06
FRIEDMANS INC 5,000 9/24/99 9.05
FRIEDMANS INC 2,000 9/22/99 9.00
FRITZ COS.(COM) 1,000 9/30/99 10.38
FTD COM INC 55,000 10/4/99 8.00
FTD COM INC 265,000 10/4/99 8.00
FTD COM INC 55,000 10/4/99 8.00
G & K SERVICES INC. 20,000 8/26-9/1/99 34.01-41.97
G & K SERVICES INC. 300 9/1/99 41.50
GADZOOKS INC.(COM) 11,000 9/7/99 6.88-7.00
GAMETECH INTERNATIONAL IN(COM) 22,000 9/3-28/99 4.00-5.13
GARDEN COM INC(COM) 15,000 9/15/99 12.00
GARDEN COM INC(COM) 500 9/15/99 12.00
GARDEN COM INC(COM) 500 9/15/99 12.00
GARDEN COM INC(COM) 10,000 9/15/99 12.00
GARDEN COM INC(COM) 1,920 [*] 9/15/99 12.00
GARDEN COM INC(COM) 8,080 9/15/99 12.00
GARDEN COM INC(COM) 30,000 9/15/99 12.00
GARDEN COM INC(COM) 30,000 9/15/99 12.00
GENERAL CREDIT CORP.(COM) 20,000 9/20-21/99 0.31-0.38
GENZYME CORP.(COM) 17,000 [*] 9/1-10/99 60.00-60.81
GERON CORP.(COM) 5,000 [*] 9/16/99 10.75-10.81
GETTY IMAGES INC.(COM) 5,000 [*] 9/30/99 25.06
GLACIER BANCORP INC.(COM) 6,475 9/21-23/99 18.06
EXODUS COMMUNICATIONS INC(COM) 199,305 STOLTZ RICHARD S O -8
EXODUS COMMUNICATIONS INC(COM) 303,774 DUBOVOY MARK D -8
EXPEDITORS INTL. OF WASHI(COM) 150,000 MEISENBACH JOHN W D -2
EXTREME NETWORKS INC(COM) 345,964 ROMEO PAUL P VP -10
EXTREME NETWORKS INC(COM) 1,374,801 HADDOCK STEPHEN R VP -10
EXTREME NETWORKS INC(COM) 510,750 SILVERGLIDE HARRY R VP -10
EXTREME NETWORKS INC(COM) 2,231,250 STITT GORDON L P -10
EXTREME NETWORKS INC(COM) 1,363,251 SCHNEIDER HERB VP -10
EXTREME NETWORKS INC(COM) 2,231,250 STITT GORDON L P -10
EXTREME NETWORKS INC(COM) 5,306,149 FENTON NOEL J SH -10
EXTREME NETWORKS INC(COM) 8,417 PRODAN GEORGE VP -10
EXTREME NETWORKS INC(COM) 1,363,251 SCHNEIDER HERB VP -10
EXTREME NETWORKS INC(COM) 5,368,650 WOLKEN PETER D -10
EXTREME NETWORKS INC(COM) 1,374,801 HADDOCK STEPHEN R VP -10
FACTORY 2 U INC(COM) 282,662 SEARLES MICHAEL D 1
FARMERS CAPITAL BANK CORP(COM) 0 SOWER FRANK W D 2
FATBRAIN COM INC(COM) 0 CAPOVILLA DENNIS F VP -2
FATBRAIN COM INC(COM) 0 CUMBIE SEAN M VP -2
FATBRAIN COM INC(COM) 0 CUMBIE SEAN M VP -2
FBR CAPITAL CORP.(COM) 149,862 LAMBERT LISE D 6
FBR CAPITAL CORP.(COM) 122,136 SHUMWAY PHILIP R DO 6
FBR CAPITAL CORP.(COM) 12,000 SMITH GRAIG O 6
FBR CAPITAL CORP.(COM) 757,221 SADEGH BAHAN D 6
FBR CAPITAL CORP.(COM) 2,039,884 BELFER TODD D 6
FBR CAPITAL CORP.(COM) 268,071 WOLF MICHAEL A D 6
FENTURA BANCORP INC.(COM) 3,205 PIECZYNSKI GLEN J D 3
FENTURA BANCORP INC.(COM) 6,227 PETTY BRIAN P D 3
FENTURA BANCORP INC.(COM) 21,578 VANGELDER RUSSELL H D 3
FIDELITY HOLDINGS INC.(COM) 5,301 WALLICK JAMES D 2
FIDELITY HOLDINGS INC.(COM) 3,983,641 COHEN DORON P 2
FIELDPOINT PETROLEUM CORP(COM) 289,777 MANOGUE ROBERT A D -2
FIELDPOINT PETROLEUM CORP(COM) 2,441,625 REAVES RAY D P -2
FIELDPOINT PETROLEUM CORP(COM) 289,777 MANOGUE ROBERT A D -2
FILENET CORP.(COM) 20,000 GRANATINO ANTOINE VP 1
FINANCIAL INDUSTRIES CORP(COM) 1,494,216 MITTE ROY F D 1
FIRST ALBANY COS.(COM) 210,208 MCNAMEE III D D -1
FIRST BANCORP.(COM) 5,744 BURNS DAVID L D 2
FIRST BUSEY CORP. 174,238 HENDREN KENNETH M D -2
FIRST CASH INC.(COM) 148,712 WILLIAMSON STEPHEN S VP -2
FIRST CASH INC.(COM) 188,972 BARRON ALAN OX -2
FIRST CITIZENS BANCSHARES INC. ( 2,418,565 HOLDING FRANK B D -2
FIRST COMMUNITY CORP.(COM) 159,195 CAMPBELL JOHN L P -1
FIRST COMMUNITY CORP.(COM) 193,275 CAMPBELL MELISSA L D -1
FIRST DEFIANCE FINL CORP.(COM) 8,500 GAZAREK MARK VP 2
FIRST FINANCIAL CORP. (IN(COM) 11,880 NIEMEYER WILLIAM A D 2
FIRST SENTINEL BANCORP IN(COM) 557,326 TIMPSON WALTER K D -2
FIRST SIERRA FINANCIAL IN(COM) 38,000 METCALFE NORMAN J D 1
FIRSTMERIT CORP.(COM) 42,996 MACSO JOHN R VP 1
FISCHER IMAGING CORP.(COM) 1,171,341 NIELDS MORGAN W CB 1
FLAMEMASTER CORP.(COM) 658,450 MAZIN JOSEPH P 3
FOOTHILL INDEPENDENT BANC(COM) 23,807 MILTENBERGER DONNA L VP 1
FORECROSS CORP.(COM) 1,612,244 CASTELLO BERNADETTE C D -2
FORECROSS CORP.(COM) 1,606,644 JONES KIM O P -2
FOSSIL INC.(COM) 424,252 SHROFF JAL S D -1
FOSTER L B CO 3,334 CIPICCHIO ANTHONY G VP 1
FOUNTAIN POWERBOAT INDS I(COM) 5,000 ROMERSA ANTHONY J VP 1
FPIC INSURANCE GROUP INC.(COM) 27,366 BARATTA ROBERT O D 8
FPIC INSURANCE GROUP INC.(COM) 3,300 WHITE JAMES G D 8
FPIC INSURANCE GROUP INC.(COM) 10,700 ACOSTARUA GASTON J D 8
FPIC INSURANCE GROUP INC.(COM) 4,191 MOYA FRANK M D 8
FRIEDMANS INC 16,491 STINN BRADLEY J O 6
FRIEDMANS INC 301,569 BRINKLEY STERLING B D 6
FRIEDMANS INC 27,662 CAY JOHN E D 6
FRITZ COS.(COM) 11,012 NAPIER GRAHAM R VP 1
FTD COM INC 55,000 HO VERONICA K D 3
FTD COM INC 265,000 PERRY RICHARD C D 3
FTD COM INC 55,000 SILBERBERG GARY D 3
G & K SERVICES INC. 19,282 ALLBRIGHT BRUCE G D 2
G & K SERVICES INC. 1,600 WRIGHT JEFFREY L O 2
GADZOOKS INC.(COM) 24,500 KOTCH WILLIAM S OX 2
GAMETECH INTERNATIONAL IN(COM) 628,000 HELD GARY R VP -1
GARDEN COM INC(COM) 280,730 ONEIL JAMES N D -3
GARDEN COM INC(COM) 2,100 CLARK BRADLEY J VP -3
GARDEN COM INC(COM) 500 SCHAFFNER DION M VP -3
GARDEN COM INC(COM) 206,279 MARTIN ANDREW R O -3
GARDEN COM INC(COM) 0 JIMERSON DOUGLAS A VP -3
GARDEN COM INC(COM) 0 JIMERSON DOUGLAS A VP -3
GARDEN COM INC(COM) 560,224 SHARPES CLIFFORD A D -3
GARDEN COM INC(COM) 560,221 SHARP LISA W D -3
GENERAL CREDIT CORP.(COM) 394,000 ZELLERMAIER IRWIN O 1
GENZYME CORP.(COM) 23,001 SMITH ALAN E VP 1
GERON CORP.(COM) 0 STEIN ROBERT B D -2
GETTY IMAGES INC.(COM) 0 REDMAN HEATHER B VP -1
GLACIER BANCORP INC.(COM) 166,423 SLITER EVERIT A D -1
EXODUS COMMUNICATIONS INC(COM) 189-24
EXODUS COMMUNICATIONS INC(COM) 189-24
EXPEDITORS INTL. OF WASHI(COM) 67-26
EXTREME NETWORKS INC(COM) 91-38
EXTREME NETWORKS INC(COM) 91-38
EXTREME NETWORKS INC(COM) 91-38
EXTREME NETWORKS INC(COM) 91-38
EXTREME NETWORKS INC(COM) 91-38
EXTREME NETWORKS INC(COM) 91-38
EXTREME NETWORKS INC(COM) 91-38
EXTREME NETWORKS INC(COM) 91-38
EXTREME NETWORKS INC(COM) 91-38
EXTREME NETWORKS INC(COM) 91-38
EXTREME NETWORKS INC(COM) 91-38
FACTORY 2 U INC(COM) 34-2
FARMERS CAPITAL BANK CORP(COM) 39-32
FATBRAIN COM INC(COM) 28-12
FATBRAIN COM INC(COM) 28-12
FATBRAIN COM INC(COM) 28-12
FBR CAPITAL CORP.(COM) 1-0
FBR CAPITAL CORP.(COM) 1-0
FBR CAPITAL CORP.(COM) 1-0
FBR CAPITAL CORP.(COM) 1-0
FBR CAPITAL CORP.(COM) 1-0
FBR CAPITAL CORP.(COM) 1-0
FENTURA BANCORP INC.(COM) 56-45
FENTURA BANCORP INC.(COM) 56-45
FENTURA BANCORP INC.(COM) 56-45
FIDELITY HOLDINGS INC.(COM) 25-3
FIDELITY HOLDINGS INC.(COM) 25-3
FIELDPOINT PETROLEUM CORP(COM) 2-1
FIELDPOINT PETROLEUM CORP(COM) 2-1
FIELDPOINT PETROLEUM CORP(COM) 2-1
FILENET CORP.(COM) 15-6
FINANCIAL INDUSTRIES CORP(COM) 19-9
FIRST ALBANY COS.(COM) 21-9
FIRST BANCORP.(COM) 33-16
FIRST BUSEY CORP. 26-18
FIRST CASH INC.(COM) 14-9
FIRST CASH INC.(COM) 14-9
FIRST CITIZENS BANCSHARES INC. ( 94-75
FIRST COMMUNITY CORP.(COM) 20-16
FIRST COMMUNITY CORP.(COM) 20-16
FIRST DEFIANCE FINL CORP.(COM) 15-10
FIRST FINANCIAL CORP. (IN(COM) 52-35
FIRST SENTINEL BANCORP IN(COM) 9-7
FIRST SIERRA FINANCIAL IN(COM) 29-7
FIRSTMERIT CORP.(COM) 29-24
FISCHER IMAGING CORP.(COM) 3-1
FLAMEMASTER CORP.(COM) 7-3
FOOTHILL INDEPENDENT BANC(COM) 16-11
FORECROSS CORP.(COM) 2-0
FORECROSS CORP.(COM) 2-0
FOSSIL INC.(COM) 54-18
FOSTER L B CO 7-4
FOUNTAIN POWERBOAT INDS I(COM) 7-2
FPIC INSURANCE GROUP INC.(COM) 51-14
FPIC INSURANCE GROUP INC.(COM) 51-14
FPIC INSURANCE GROUP INC.(COM) 51-14
FPIC INSURANCE GROUP INC.(COM) 51-14
FRIEDMANS INC 13-6
FRIEDMANS INC 13-6
FRIEDMANS INC 13-6
FRITZ COS.(COM) 12-7
FTD COM INC 9-6
FTD COM INC 9-6
FTD COM INC 9-6
G & K SERVICES INC. 55-38
G & K SERVICES INC. 55-38
GADZOOKS INC.(COM) 16-6
GAMETECH INTERNATIONAL IN(COM) 6-2
GARDEN COM INC(COM) 21-9
GARDEN COM INC(COM) 21-9
GARDEN COM INC(COM) 21-9
GARDEN COM INC(COM) 21-9
GARDEN COM INC(COM) 21-9
GARDEN COM INC(COM) 21-9
GARDEN COM INC(COM) 21-9
GARDEN COM INC(COM) 21-9
GENERAL CREDIT CORP.(COM) 1-0
GENZYME CORP.(COM) 8-4
GERON CORP.(COM) 17-6
GETTY IMAGES INC.(COM) 30-11
GLACIER BANCORP INC.(COM) 20-19
GLOBAL PAYMENT TECHNOLOGI(COM) 19,325 [*] 9/9-27/99
GLOBAL PAYMENT TECHNOLOGI(COM) 15,000 9/17-22/99
GLOBAL TECHNOLOGIES LTD 2,600 9/30/99
GLOBAL TECHNOLOGIES LTD 40,600 9/1-9/99
GLOBECOMM SYSTEMS INC.(COM) 2,000 9/10/99
GLOBECOMM SYSTEMS INC.(COM) 11,000 9/10/99
GREAT AMERICAN BANCORP IN(COM) 375 9/24/99
GREAT LAKES AVIATION LTD.(COM) 20,000 9/2-14/99
GREAT PLAINS SOFTWARE INC(COM) 45,000 9/3/99
GREAT PLAINS SOFTWARE INC(COM) 1,250 [*] 9/22/99
GREEN MOUNTAIN COFFEE INC(COM) 12,500 8/23-9/28/99
GS FINANCIAL CORP. 2,000 9/9/99
HARRIS FINANCIAL INC.(COM) 1,000 9/23/99
HAUSER INC.(COM) 3,000 9/30/99
HAWAIIAN NATURAL WATER CO(COM) 100,000 9/29/99
HAWTHORNE FINANCIAL CORP.(COM) 722 9/27/99
HEADHUNTER NET INC(COM) 450,000 9/7/99
HELEN OF TROY CORP.(COM) 5,000 9/16/99
HELP AT HOME INC.(COM) 3,900 9/9/99
HERITAGE FINL CORP WASH(COM) 1,000 9/3/99
HERITAGE FINL CORP WASH(COM) 2,000 9/8/99
HERTZ TECHNOLOGY GROUP IN(COM) 60,000 9/7/99
HOME FEDERAL BANCORP (IN)(COM) 2,000 9/2/99
HOMECOM COMMUNICATIONS INC. 17,850 9/9-15/99
HOMECOM COMMUNICATIONS INC. 40,050 9/9-15/99
HOMEGOLD FINANCIAL INC(COM) 2,000 9/1/99
HOMEGOLD FINANCIAL INC(COM) 9,900 9/8/99
HORIZON BANCORP (IN)(COM) 500 9/9/99
HORIZON BANCORP INC (WV)(COM) 50 9/14/99
HUMBOLDT BANCORP.(COM) 20,168 9/2-28/99
HUMBOLDT BANCORP.(COM) 10,000 9/28/99
HURCO COS.(COM) 1,000 9/29/99
IDEXX LABORATORIES INC.(COM) 5,000 9/20/99
IFR SYSTEMS INC.(COM) 3,000 9/13/99
IFR SYSTEMS INC.(COM) 5,000 9/22-27/99
IGEN INTL INC.(COM) 6,800 9/14-15/99
IMAGE GUIDED TECHNOLOGIES(COM) 150,000 9/22/99
IMALL INC.(COM) 10,000 [*] 9/27/99
IMALL INC.(COM) 10,000 9/29/99
INCARA PHARMACEUTICALS CO(COM) 50,000 9/1-2/99
INDEPENDENT COMMUNITY BAN(COM) 400 9/30/99
INFONAUTICS CORP 37,500 [*] 9/30/99
INFORMATION ARCHITECTS CO(COM) 1,200 9/14/99
INFORMATION ARCHITECTS CO(COM) 2,000 10/1/99
INNODATA CORP.(COM) 8,500 9/1-27/99
INNODATA CORP.(COM) 4,800 [*] 9/7/99
INSIGNIA SOLUTIONS PLC.(ORD) 29,998 9/14/99
INTEGRAL SYSTEMS INC.(COM) 3,000 9/1/99
INTEGRAL SYSTEMS INC.(COM) 2,000 9/9-30/99
INTEGRAL SYSTEMS INC.(COM) 6,000 9/3-30/99
INTEGRAL SYSTEMS INC.(COM) 1,000 9/15-30/99
INTEGRAL SYSTEMS INC.(COM) 12,000 9/22-10/1/99
INTEGRAL SYSTEMS INC.(COM) 2,000 9/30/99
INTEGRAL SYSTEMS INC.(COM) 3,000 9/3/99
INTEGRAL VISION INC(COM) 2,000 9/30/99
INTEGRATED DEVICE TECHNOL(COM) 10,000 [*] 9/9/99
INTEGRATED MEASUREMENT SY(COM) 2,500 [*] 9/1/99
INTEGRATED MEASUREMENT SY(COM) 5,000 9/8-14/99
INTELLICORP INC.(COM) 5,000 9/14/99
INTERACTIVE INTELLIGENCE (COM) 500 9/23/99
INTERACTIVE INTELLIGENCE (COM) 1,500 9/23/99
INTERFACE INC. 349,818 8/3/99
INTERLEAF INC.(COM) 13,333 9/3/99
ITXC CORP(COM) 4,000 9/28/99
JAKKS PACIFIC INC.(COM) 16,750 8/2-31/99
JAKKS PACIFIC INC.(COM) 3,750 9/1/99
JASON INC.(COM) 10,000 [*] 9/2-7/99
KANA COMMUNICATIONS INC(COM) 600 9/27/99
KANA COMMUNICATIONS INC(COM) 4,850 9/27/99
KANA COMMUNICATIONS INC(COM) 600 9/27/99
KANA COMMUNICATIONS INC(COM) 6,165 9/22/99
KANA COMMUNICATIONS INC(COM) 600 9/27/99
KANA COMMUNICATIONS INC(COM) 600 9/27/99
KANA COMMUNICATIONS INC(COM) 600 9/27/99
KANA COMMUNICATIONS INC(COM) 1,600 9/27/99
KANA COMMUNICATIONS INC(COM) 600 9/27/99
KANA COMMUNICATIONS INC(COM) 600 9/27/99
KENTUCKY INVESTORS INC(COM) 1,350 9/21/99
KEYNOTE SYSTEMS INC(COM) 125,000 9/29/99
KEYSTONE AUTOMOTIVE INDUS(COM) 10,000 9/29-30/99
KEYSTONE FINANCIAL INC.(COM) 2,000 9/10/99
KING PHARMACEUTICALS INC.(COM) 10,500 9/3/99
KING PHARMACEUTICALS INC.(COM) 23,100 9/1-17/99
KING PHARMACEUTICALS INC.(COM) 5,000 9/15/99
GLOBAL PAYMENT TECHNOLOGI(COM) 8.56-9.00 4,0000 NADER ROBERT W VP
GLOBAL PAYMENT TECHNOLOGI(COM) 9.00 65,000 SEIDENBERG EDWARD P
GLOBAL TECHNOLOGIES LTD 3.25 5,000 PORAT M M D
GLOBAL TECHNOLOGIES LTD 3.63-4.04 196,066 GROSS IRWIN L D
GLOBECOMM SYSTEMS INC.(COM) 9.50 1,525 YABLONSKI STEPHEN O
GLOBECOMM SYSTEMS INC.(COM) 9.69-9.88 94,452 WOODRING DONALD G F
GREAT AMERICAN BANCORP IN(COM) 14.00 17,470 WALLER MELINDA K VP
GREAT LAKES AVIATION LTD.(COM) 2.75-3.00 5,333,900 VOSS DOUGLAS G P
GREAT PLAINS SOFTWARE INC(COM) 47.25 1,625,352 BURGUM DOUGLAS J CB
GREAT PLAINS SOFTWARE INC(COM) 53.00 0 TIBBETTS JOSEPH S D
GREEN MOUNTAIN COFFEE INC(COM) 7.00-9.50 15,100 MCBRIDE KEVIN G VP
GS FINANCIAL CORP. 10.63 10,760 BARTELS GLENN R O
HARRIS FINANCIAL INC.(COM) 9.56 9,498 ROEBUCK ROBERT R D
HAUSER INC.(COM) 3.56-3.69 12,264 COLEMAN WILLIAM E D
HAWAIIAN NATURAL WATER CO(COM) 1.00 829,264 BENDER MARCUS D
HAWTHORNE FINANCIAL CORP.(COM) 14.75 875 HARDIN DAVID L VP
HEADHUNTER NET INC(COM) 9.30 1,800,000 BARE WARREN L D
HELEN OF TROY CORP.(COM) 10.38 5,739 MCINTYRE GARDNER H P
HELP AT HOME INC.(COM) 1.59-1.75 966,400 GOLDSTEIN LOUIS DO
HERITAGE FINL CORP WASH(COM) 8.19 1,100 CAMERON EDWARD D VP
HERITAGE FINL CORP WASH(COM) 8.13 7,000 PATJENS GREGORY VP
HERTZ TECHNOLOGY GROUP IN(COM) 1.48 532,500 HERTZ MARILYN D
HOME FEDERAL BANCORP (IN)(COM) 25.88 6,961 BEATTY JOHN T D
HOMECOM COMMUNICATIONS INC. 3.07-3.43 141,467 ELLSWORTH JAMES W D
HOMECOM COMMUNICATIONS INC. 3.07-3.43 690,590 DELITY DANIEL A D
HOMEGOLD FINANCIAL INC(COM) 1.19 1,014,384 STERLING JOHN M CB
HOMEGOLD FINANCIAL INC(COM) 1.25 40,000 KEEGAN MARK S VP
HORIZON BANCORP (IN)(COM) 45.00 1,822 ARNDT RUSSELL L D
HORIZON BANCORP INC (WV)(COM) 43.00 250 AVERITT GEORGE R D
HUMBOLDT BANCORP.(COM) 13.00-15.63 37,231 MASON THEODORE S P
HUMBOLDT BANCORP.(COM) 14.50 40,351 RENNER NICHAEL D
HURCO COS.(COM) 4.06 1,000 BLAKE RICHARD OX
IDEXX LABORATORIES INC.(COM) 17.00 111,000 KINNEY E R D
IFR SYSTEMS INC.(COM) 4.00-4.13 1,500 GROSE JOHN D
IFR SYSTEMS INC.(COM) 3.50-3.63 5,300 GRAF DONALD L D
IGEN INTL INC.(COM) 28.00-29.75 51,100 CONNELLY ROBERT VP
IMAGE GUIDED TECHNOLOGIES(COM) 0.27 150,000 RAY PAUL L P
IMALL INC.(COM) 16.75 113,574 WINDLEY PHILLIP J O
IMALL INC.(COM) 18.93 3,625 BLUE HAROLD D
INCARA PHARMACEUTICALS CO(COM) 0.90-1.05 206,502 DUNCAN CLAYTON I P
INDEPENDENT COMMUNITY BAN(COM) 26.00 4,250 DEACON F E OS
INFONAUTICS CORP 5.42 117,004 KOPELMAN JOSHUA M VP
INFORMATION ARCHITECTS CO(COM) 2.50 2,000 RFACANIELLO MICHAEL L VP
INFORMATION ARCHITECTS CO(COM) 2.00 2,300 THOMAS J W O
INNODATA CORP.(COM) 8.00-11.33 659,144 HERTZ BARRY CB
INNODATA CORP.(COM) 11.65 1,578 STERN STANLEY D
INSIGNIA SOLUTIONS PLC.(ORD) 5.73 0 WORKMAN RON L VP
INTEGRAL SYSTEMS INC.(COM) 24.75 66,000 CHRCHEDI STEVEN A VP
INTEGRAL SYSTEMS INC.(COM) 26.50-28.00 10,400 PARFITT ELAINE M VP
INTEGRAL SYSTEMS INC.(COM) 25.99-28.22 318,505 CHAMBERLAIN STEVEN R D
INTEGRAL SYSTEMS INC.(COM) 27.72 189,376 KOWAL STEVEN K VP
INTEGRAL SYSTEMS INC.(COM) 25.75-28.48 150,600 GOUGH THOMAS L P
INTEGRAL SYSTEMS INC.(COM) 27.73 232,940 SADLER ROBERT P D
INTEGRAL SYSTEMS INC.(COM) 25.25 0 LAITI DOMINIC A D
INTEGRAL VISION INC(COM) 1.25 8,000 CURRENT RICHARD R D
INTEGRATED DEVICE TECHNOL(COM) 21.19 855,242 CAREY DAVID J CB
INTEGRATED MEASUREMENT SY(COM) 14.00 0 ALLISON MARK O
INTEGRATED MEASUREMENT SY(COM) 13.50-14.00 1,763 BARIL WILFRED B VP
INTELLICORP INC.(COM) 1.44 14,000 GZAJA KENNETH A O
INTERACTIVE INTELLIGENCE (COM) 13.00 500 CULLINANE MICHAEL P D
INTERACTIVE INTELLIGENCE (COM) 13.00 24,000 COMPTON ROBERT A D
INTERFACE INC. 9.09 0 EITEL CHARLES R P
INTERLEAF INC.(COM) 7.50 68,477 ELLERTSON JAIME W P
ITXC CORP(COM) 12.00 70,668 WEISS FREDERICK G OS
JAKKS PACIFIC INC.(COM) 2.00-9.75 1,000 BENNETT JOEL M O
JAKKS PACIFIC INC.(COM) 30.17 1,000 BENNETT JOEL M O
JASON INC.(COM) 7.75-7.88 28,365 TALBERT WILLIAM H VP
KANA COMMUNICATIONS INC(COM) 15.00 314,366 WOLFE MICHAEL R VP
KANA COMMUNICATIONS INC(COM) 15.00 204,850 CAVANAGH IAN VP
KANA COMMUNICATIONS INC(COM) 15.00 830,231 GRETSCH GREGORY C VP
KANA COMMUNICATIONS INC(COM) 15.00 4,318,290 BEIRNE DAVID D
KANA COMMUNICATIONS INC(COM) 15.00 793,719 ANSANELLI JOSEPH G VP
KANA COMMUNICATIONS INC(COM) 15.00 933,933 MCCLOSKEY MICHAEL J D
KANA COMMUNICATIONS INC(COM) 15.00 207,266 PHELPS WILLIAM R VP
KANA COMMUNICATIONS INC(COM) 15.00 407,303 HOLLAND PAUL R VP
KANA COMMUNICATIONS INC(COM) 15.00 157,266 MCCARTHY JOSEPH D VP
KANA COMMUNICATIONS INC(COM) 15.00 2,376,600 GAINEY MARK S CB
KENTUCKY INVESTORS INC(COM) 21.00 349,485 WATERFIELD HARRY L CB
KEYNOTE SYSTEMS INC(COM) 13.02 2,542,232 GUPTA UMANG CB
KEYSTONE AUTOMOTIVE INDUS(COM) 11.00-11.25 281,692 HOGARTY CHARLES J P
KEYSTONE FINANCIAL INC.(COM) 26.00 66,837 FIELD GERALD E D
KING PHARMACEUTICALS INC.(COM) 32.25 15,326 MCCOY JOHN P VP
KING PHARMACEUTICALS INC.(COM) 32.75-35.32 105,378 BOURNE ERNEST C AF
KING PHARMACEUTICALS INC.(COM) 39.63 20,760 TEBEAU GREGORY J VP
GLOBAL PAYMENT TECHNOLOGI(COM) -2 16-7
GLOBAL PAYMENT TECHNOLOGI(COM) -2 16-7
GLOBAL TECHNOLOGIES LTD 2 5-1
GLOBAL TECHNOLOGIES LTD 2 5-1
GLOBECOMM SYSTEMS INC.(COM) -2 15-4
GLOBECOMM SYSTEMS INC.(COM) -2 15-4
GREAT AMERICAN BANCORP IN(COM) - N/A
GREAT LAKES AVIATION LTD.(COM) 1 4-2
GREAT PLAINS SOFTWARE INC(COM) -1 58-27
GREAT PLAINS SOFTWARE INC(COM) -1 58-27
GREEN MOUNTAIN COFFEE INC(COM) - 10-5
GS FINANCIAL CORP. 2 14-10
HARRIS FINANCIAL INC.(COM) 3 17-9
HAUSER INC.(COM) 2 8-2
HAWAIIAN NATURAL WATER CO(COM) 1 4-0
HAWTHORNE FINANCIAL CORP.(COM) -1 17-11
HEADHUNTER NET INC(COM) 6 19-10
HELEN OF TROY CORP.(COM) -3 20-8
HELP AT HOME INC.(COM) 1 3-1
HERITAGE FINL CORP WASH(COM) 3 12-7
HERITAGE FINL CORP WASH(COM) 3 12-7
HERTZ TECHNOLOGY GROUP IN(COM) -1 N/A
HOME FEDERAL BANCORP (IN)(COM) - 30-21
HOMECOM COMMUNICATIONS INC. -2 8-2
HOMECOM COMMUNICATIONS INC. -2 8-2
HOMEGOLD FINANCIAL INC(COM) - 2-0
HOMEGOLD FINANCIAL INC(COM) - 2-0
HORIZON BANCORP (IN)(COM) 2 50-40
HORIZON BANCORP INC (WV)(COM) 1 40-33
HUMBOLDT BANCORP.(COM) - N/A
HUMBOLDT BANCORP.(COM) - N/A
HURCO COS.(COM) 1 7-3
IDEXX LABORATORIES INC.(COM) 1 28-15
IFR SYSTEMS INC.(COM) 1 7-3
IFR SYSTEMS INC.(COM) 1 7-3
IGEN INTL INC.(COM) 1 35-21
IMAGE GUIDED TECHNOLOGIES(COM) 2 1-0
IMALL INC.(COM) -2 29-7
IMALL INC.(COM) -2 29-7
INCARA PHARMACEUTICALS CO(COM) 1 14-1
INDEPENDENT COMMUNITY BAN(COM) -1 29-22
INFONAUTICS CORP - 8-1
INFORMATION ARCHITECTS CO(COM) 2 12-1
INFORMATION ARCHITECTS CO(COM) 2 12-1
INNODATA CORP.(COM) -1 8-5
INNODATA CORP.(COM) -1 8-5
INSIGNIA SOLUTIONS PLC.(ORD) - N/A
INTEGRAL SYSTEMS INC.(COM) -9 29-13
INTEGRAL SYSTEMS INC.(COM) -9 29-13
INTEGRAL SYSTEMS INC.(COM) -9 29-13
INTEGRAL SYSTEMS INC.(COM) -9 29-13
INTEGRAL SYSTEMS INC.(COM) -9 29-13
INTEGRAL SYSTEMS INC.(COM) -9 29-13
INTEGRAL SYSTEMS INC.(COM) -9 29-13
INTEGRAL VISION INC(COM) 1 3-1
INTEGRATED DEVICE TECHNOL(COM) -4 24-5
INTEGRATED MEASUREMENT SY(COM) -2 15-6
INTEGRATED MEASUREMENT SY(COM) -2 15-6
INTELLICORP INC.(COM) 1 2-1
INTERACTIVE INTELLIGENCE (COM) 6 27-20
INTERACTIVE INTELLIGENCE (COM) 6 27-20
INTERFACE INC. -1 N/A
INTERLEAF INC.(COM) 1 26-1
ITXC CORP(COM) 3 36-27
JAKKS PACIFIC INC.(COM) -1 43-9
JAKKS PACIFIC INC.(COM) -1 43-9
JASON INC.(COM) -1 9-6
KANA COMMUNICATIONS INC(COM) 10 75-47
KANA COMMUNICATIONS INC(COM) 10 75-47
KANA COMMUNICATIONS INC(COM) 10 75-47
KANA COMMUNICATIONS INC(COM) 10 75-47
KANA COMMUNICATIONS INC(COM) 10 75-47
KANA COMMUNICATIONS INC(COM) 10 75-47
KANA COMMUNICATIONS INC(COM) 10 75-47
KANA COMMUNICATIONS INC(COM) 10 75-47
KANA COMMUNICATIONS INC(COM) 10 75-47
KANA COMMUNICATIONS INC(COM) 10 75-47
KENTUCKY INVESTORS INC(COM) -1 26-18
KEYNOTE SYSTEMS INC(COM) -1 42-25
KEYSTONE AUTOMOTIVE INDUS(COM) 1 22-9
KEYSTONE FINANCIAL INC.(COM) -1 37-23
KING PHARMACEUTICALS INC.(COM) -7 40-14
KING PHARMACEUTICALS INC.(COM) -7 40-14
KING PHARMACEUTICALS INC.(COM) -7 40-14
KING PHARMACEUTICALS INC.(COM) 100,000 9/8-10/99 33.46-35.75
KLA-TENCOR CORP.(COM) 40,000 [*] 9/8/99 71.00-71.88
KLA-TENCOR CORP.(COM) 10,000 [*] 9/7-8/99 71.21-71.38
KLA-TENCOR CORP.(COM) 32,458 [*] 9/7/99 70.50-71.27
KLA-TENCOR CORP.(COM) 14,000 [*] 9/1-7/99 65.00-70.96
KLA-TENCOR CORP.(COM) 10,000 [*] 9/7/99 71.00
KLA-TENCOR CORP.(COM) 15,000 [*] 9/9/99 71.50
LA JOLLA PHARMACEUTICAL C(COM) 14,135 9/17/99 0.50
LAKELAND INDUSTRIES INC.(COM) 1,000 10/13/99 3.25
LAM RESEARCH CORP.(COM) 131,500 [*] 9/1-7/99 57.95-63.03
LAM RESEARCH CORP.(COM) 6,600 [*] 9/3/99 59.50
LASER-PAC MEDIA CORP.(COM) 8,500 9/3-10/99 7.25-7.50
LATTICE SEMICONDUCTOR COR(COM) 30,000 [*] 9/1/99 31.50
LATTICE SEMICONDUCTOR COR(COM) 25,000 [*] 9/1/99 31.50
LEVES 3 COMMUNICATIONS IN(COM) 84,000 9/1-30/99 52.72-64.91
LIGAND PHARMACEUTICALS IN(COM) 9,500 9/3/99 7.75
LIGHTBRIDGE INC.(COM) 4,000 9/9/99 15.63
LIGHTBRIDGE INC.(COM) 6,000 9/13/99 15.00
LINCOLN SNACKS CO.(COM) 48,000 9/2-14/99 2.00
LINCOLN SNACKS CO.(COM) 48,000 9/2-14/99 2.00
LSB INDUSTRIES INC.(COM) 65,000 9/3-7/99 1.25-1.39
LYCOS INC.(COM) 12,000 [*] 9/13-27/99 44.25-48.00
LYCOS INC.(COM) 24,000 [*] 9/21/99 48.00
LYCOS INC.(COM) 22,500 [*] 9/29/99 51.25-51.31
LYCOS INC.(COM) 100,000 [*] 9/9-10/99 43.73-44.60
LYCOS INC.(COM) 30,000 [*] 9/23-29/99 45.51-51.00
MAF BANCORP INC.(COM) 5,000 9/8/99 21.00
MAIN STREET & MAIN INC.(COM) 100,000 9/17/99 3.25
MARISA CHRISTINA INC.(COM) 2,000 9/10-20/99 1.13-1.50
MAVERICK TUBE CORP.(COM) 8,000 9/9/99 21.19
MAXIM INTEGRATED PRODUCTS(COM) 12,000 [*] 9/10/99 72.50
MAXIM INTEGRATED PRODUCTS(COM) 15,000 [*] 9/1/99 60.32
MAXIM INTEGRATED PRODUCTS(COM) 30,000 [*] 9/3-9/99 70.00-71.44
MAXIM INTEGRATED PRODUCTS(COM) 20,000 9/2-3/99 69.19-70.94
MAXIM INTEGRATED PRODUCTS(COM) 10,000 [*] 9/7/99 71.44
MAXIM INTEGRATED PRODUCTS(COM) 100,000 [*] 9/8/99 71.72
MAXIM INTEGRATED PRODUCTS(COM) 15,000 [*] 9/3/99 70.50
MAXIM INTEGRATED PRODUCTS(COM) 4,700 [*] 9/3/99 72.00
MEDICAL MANAGER CORP.(COM) 3,000 9/30/99 45.50
MEDIX RESOURCES INC(COM) 20,000 9/17/99 0.50
MEDQUIST INC.(COM) 40,000 9/3/99 37.25
MEDSCAPE INC(COM) 1,350 9/27/99 8.00
MEDSCAPE INC(COM) 125,000 9/27/99 8.00
MEDSCAPE INC(COM) 75,000 9/30/99 8.00
MEDSCAPE INC(COM) 2,160 9/30/99 8.00
MEDSCAPE INC(COM) 1,000 9/27/99 8.00
MEDSCAPE INC(COM) 2,380 9/30/99 8.00
MEDSCAPE INC(COM) 6,300 9/30/99 8.00
MEDSCAPE INC(COM) 75,000 9/30/99 8.00
MEDSCAPE INC(COM) 3,400 9/27/99 8.00
MENTOR CORP.(COM) 7,500 9/2/99 23.80
MERCHANTS & MANUFACTURERS(COM) 65 9/15/99 42.00
MERCHANTS & MANUFACTURERS(COM) 66 9/15/99 42.00
MERCHANTS BANCORP INC.(COM) 1,000 9/1/99 32.38
METRO TEL CORP.(COM) 5,500 9/23/99 2.13
METROMEDIA FIBER NETWORK INC. 150,000 [*] 8/17-9/13/99 26.81-31.07
MGC COMMUNICATIONS INC.(COM) 23,700 9/29/99 16.64
MICHALES STORES INC(COM) 85,500 [*] 9/7-30/99 26.95-30.13
MICHALES STORES INC(COM) 42,200 [*] 9/7-30/99 29.00-30.13
MINIMED INC.(COM) 205,000 [*] 9/28/99 98.88
MINIMED INC.(COM) 10,000 [*] 9/10-29/99 98.28-104.63
MINIMED INC.(COM) 5,000 [*] 9/30/99 98.38
MINIMED INC.(COM) 4,000 [*] 9/22/99 98.06
MINIMED INC.(COM) 25,000 9/17-27/99 97.63-100.29
MINIMED INC.(COM) 5,000 [*] 9/10/99 99.28
MINIMED INC.(COM) 10,000 [*] 9/10-15/99 99.28-99.78
MINIMED INC.(COM) 5,000 [*] 9/17/99 97.65
MINIMED INC.(COM) 1,000 [*] 9/10/99 98.90
MISONIX INC.(COM) 5,000 9/2/99 5.00
MK GOLD CO.(COM) 50,000 9/9/99 0.82-0.88
MOTHERS WORK INC.(COM) 1,000 9/29/99 8.70
MP3 COM INC(COM) 9,000 9/3/99 33.34
MTI TECHNOLOGY CORP.(COM) 20,000 [*] 8/16/99 18.08
NANOGEN INC.(COM) 15,000 9/1-2/99 6.88-7.06
NANOGEN INC.(COM) 2,000 8/31/999 6.69-6.75
NASB FINANCIAL INC(COM) 5,100 8/17-9/30/99 11.00-14.00
NATIONAL CITY BANCSHARES (COM) 500 9/13/99 25.50
NATIONAL CITY BANCSHARES (COM) 380 9/7/99 26.28
NATIONAL RECORD MART INC.(COM) 2,000 9/22/99 3.19-3.31
NATIONAL RECORD MART INC.(COM) 5,130 9/3-30/99 3.06-3.50
NATIONAL SECURITY GROUP I(COM) 5,000 9/27-30/99 12.38-12.50
NETIVATION COM INC(COM) 1,000 9/21/99 4.75
NETWORK CONNECTION INC.(COM) 66,667 9/6/99 1.28
NETZERO INC(COM) 1,850 9/23/99 16.00
KING PHARMACEUTICALS INC.(COM) 1,842,186 GREGORY JOSEPH R D -7 40-14
KLA-TENCOR CORP.(COM) 5,531 SCHNITZER ARTHUR P VP -12 75-31
KLA-TENCOR CORP.(COM) 4,564 BOEHLKE ROBERT J VP -12 75-31
KLA-TENCOR CORP.(COM) 2,058 RICHARDSON NEIL OX -12 75-31
KLA-TENCOR CORP.(COM) 2,058 WALLACE RICHARD Q O -12 75-31
KLA-TENCOR CORP.(COM) 1,007 DICKERSON GARY E VP -12 75-31
KLA-TENCOR CORP.(COM) 1,481,702 LEVY KENNETH CB -12 75-31
LA JOLLA PHARMACEUTICAL C(COM) 0 ERWIN WOOD C VP -1 5-0
LAKELAND INDUSTRIES INC.(COM) 251,977 RYAN CHRISTOPHER J VP 1 8-3
LAM RESEARCH CORP.(COM) 15,603 EMERICK ROGER D D -4 74-14
LAM RESEARCH CORP.(COM) 15,260 TU HSUI S OX -4 74-14
LASER-PAC MEDIA CORP.(COM) 0 ZIMMERMAN RONALD D -1 11-1
LATTICE SEMICONDUCTOR COR(COM) 680,624 TSUI CYRUS Y P -6 69-28
LATTICE SEMICONDUCTOR COR(COM) 25,394 SL0SS RODNEY F VP -6 69-28
LEVES 3 COMMUNICATIONS IN(COM) 10,327,725 CREOWE JAMES Q P -4 93-30
LIGAND PHARMACEUTICALS IN(COM) 258,501 ROBINSON DAVID P 3 12-10
LIGHTBRIDGE INC.(COM) 4,300 BLACKWELL DOUGLAS E VP -4 25-4
LIGHTBRIDGE INC.(COM) 104,200 BROWN WILLAM G VP -4 25-4
LINCOLN SNACKS CO.(COM) 4,929,754 HARTONG HENDRIK J D 2 2-1
LINCOLN SNACKS CO.(COM) 4,929,754 GRAY JOHN T D 2 2-1
LSB INDUSTRIES INC.(COM) 2,534,177 GOLSEN JACK E CB 2 4-1
LYCOS INC.(COM) 1,384 GUKFOILE THOMAS E VP -5 137-33
LYCOS INC.(COM) 0 PETERSON DAVID G VP -5 137-33
LYCOS INC.(COM) 809 CROWN JEFFREY VP -5 137-33
LYCOS INC.(COM) 5,751 DAVIS ROBERT J P -5 137-33
LYCOS INC.(COM) 2,147 SIMMER MARK G VP -5 137-33
MAF BANCORP INC.(COM) 34,226 JANSSEN MICHAL J VP 3 27-19
MAIN STREET & MAIN INC.(COM) 1,945,600 ANTIOCO JOHN F CB 1 4-3
MARISA CHRISTINA INC.(COM) 1,063,717 LERNER MICHAEL H CB 3 2-1
MAVERICK TUBE CORP.(COM) 524,000 MACULAY WILLIAM E D -1 22-5
MAXIM INTEGRATED PRODUCTS(COM) 1,018 ULLAL VIJAYKUMAR VP -9 74-33
MAXIM INTEGRATED PRODUCTS(COM) 3,336 SCHEER ROBERT F VP -9 74-33
MAXIM INTEGRATED PRODUCTS(COM) 196,154 DOLUCA TUNC SH -9 74-33
MAXIM INTEGRATED PRODUCTS(COM) 50,000 BERGMAN JAMES R D -9 74-33
MAXIM INTEGRATED PRODUCTS(COM) 18,220 HAGOPIAN B K D -9 74-33
MAXIM INTEGRATED PRODUCTS(COM) 200,000 BOYACIGILLER ZIYA G VP -9 74-33
MAXIM INTEGRATED PRODUCTS(COM) 7,494 RIGG CHARLES G VP -9 74-33
MAXIM INTEGRATED PRODUCTS(COM) 750,897 GIFFORD JOHN F P -9 74-33
MEDICAL MANAGER CORP.(COM) 5,211,389 BYGOD MARTIAN J CB 1 69-20
MEDIX RESOURCES INC(COM) 164,575 STAHL DOUGLAS D -1 1-0
MEDQUIST INC.(COM) 1,208,733 COHEN DAVID A O -11 46-27
MEDSCAPE INC(COM) 1,350 WALSH MEG P 9 14-10
MEDSCAPE INC(COM) 2,547,736 PATRICOF ALAN J D 9 14-10
MEDSCAPE INC(COM) 4,445,631 THORNE OAKLEIGH D 9 14-10
MEDSCAPE INC(COM) 116,874 DYSON ESTHER D 9 14-10
MEDSCAPE INC(COM) 1,000 KALIN STEVEN R O 9 14-10
MEDSCAPE INC(COM) 2,380 BOULDING MARK E O 9 14-10
MEDSCAPE INC(COM) 6,300 LUNDBERG GEORGE D O 9 14-10
MEDSCAPE INC(COM) 4,341,212 VONSCHROETER CARLO D 9 14-10
MEDSCAPE INC(COM) 3,400 BUTLEIN MARC D 9 14-10
MENTOR CORP.(COM) 589,066 CONWAY CHRISTOPHER J CB -2 29-13
MERCHANTS & MANUFACTURERS(COM) 18,246 WINTERS KEITH C D 14 44-37
MERCHANTS & MANUFACTURERS(COM) 20,141 BARTELS J M D 14 44-37
MERCHANTS BANCORP INC.(COM) 20,779 CHEATHAM J D VP -1 33-25
METRO TEL CORP.(COM) 2,389,447 STEINER WILLIAM K D 1 3-1
METROMEDIA FIBER NETWORK INC. 50,000 GALLUCCIO VINCENT A VP -1 19-22
MGC COMMUNICATIONS INC.(COM) 3,261,808 GALLAGHER MAURICE J D 1 47-5
MICHALES STORES INC(COM) 30,955 ROULEAU MICHAEL OP -3 33-16
MICHALES STORES INC(COM) 3,253 HIEMENZ DUANE VP -3 33-16
MINIMED INC.(COM) 8,265,302 MANN ALFRED E CB -13 114-51
MINIMED INC.(COM) 3,460 KENTOR ERIC S VP -13 114-51
MINIMED INC.(COM) 3,496 MACCALLUM DAVID H D -13 114-51
MINIMED INC.(COM) 0 BOWMAN STEPHEN A VP -13 114-51
MINIMED INC.(COM) 6,750 CHERNOF DAVID D -13 114-51
MINIMED INC.(COM) 1,196 SAYER KEVIN R VP -13 114-51
MINIMED INC.(COM) 1,540 GREGG TERRANCE P -13 114-51
MINIMED INC.(COM) 4,000 TESTMAN THOMAS R D -13 114-51
MINIMED INC.(COM) 535 MORLEY DAVID R VP -13 114-51
MISONIX INC.(COM) 51,450 MCMANUS MICHAEL A P 1 7-3
MK GOLD CO.(COM) 52,100 MISCOLL JAMES P D 1 1-0
MOTHERS WORK INC.(COM) 8,000 OCHS DONALD W VP - 16-8
MP3 COM INC(COM) 1,525,873 SPIEGEL THOMAS VP 2 63-27
MTI TECHNOLOGY CORP.(COM) 0 RAIMONDI THOMAS P VP -10 28-3
NANOGEN INC.(COM) 435,450 NOVA TINA S P - 10-4
NANOGEN INC.(COM) 1,269,348 BIRNDORF HOWARD C CB - 10-4
NASB FINANCIAL INC(COM) 1,000 THOMAS PAUL VP 1 93-10
NATIONAL CITY BANCSHARES (COM) 26,733 EMGE SUSANNE R D 4 41-24
NATIONAL CITY BANCSHARES (COM) 16,935 KEIL ROBERT A P 4 41-24
NATIONAL RECORD MART INC.(COM) 72,265 ZACHARIAS SAMUEL S D 1 17-3
NATIONAL RECORD MART INC.(COM) 1,266,808 TEITELBAUM WILLIAM A P 1 17-3
NATIONAL SECURITY GROUP I(COM) 89,086 CLARK FRED D D 1 15-10
NETIVATION COM INC(COM) 978,150 PAQUIN GARY S D 2 12-5
NETWORK CONNECTION INC.(COM) 66,667 GROSS IRWIN L CB 1 4-1
NETZERO INC(COM) 10,901,256 ANDERSON JAMES C D 3 32-20
NETZERO INC(COM) 1,850 9/23/99 16.00
NEW WORLD COFFEE & BAGELS(COM) 20,000 9/1/99 1.75-1.94
NEXTLINK COMMUNICATIONS INC. 53,016 9/30/99 50.25
NORTH AMERICAN SCIENTIFIC(COM) 53,750 9/2-30/99 8.81-9.13
NORTHERN STATES FINANCIAL(COM) 5,000 9/16/99 23.38
NOVELL INC.(COM) 2,000 9/2/99 22.63
NSD BANCORP INC.(COM) 10,814 9/24-30/99 19.50-20.00
NSD BANCORP INC.(COM) 500 9/30/99 19.75
NURESCELL INC(COM) 500,000 9/1/99 0.80
OFFSHORE LOGISTICS INC.(COM) 2,000 9/17/99 11.00
OHIO VALLEY BANC CORP.(COM) 500 9/20/99 32.50
OHIO VALLEY BANC CORP.(COM) 1,000 9/15/99 33.00
OMNI NUTRACEUTICALS INC(COM) 281,645 9/20/99 2.38
OMNI NUTRACEUTICALS INC(COM) 275,000 9/20/99 2.38
OPEN MARKET INC.(COM) 915 9/8/99 12.00
OPEN MARKET INC.(COM) 123,875 9/9-13/99 12.19-13.84
OPEN PLAN SYSTEMS INC.(COM) 10,000 9/15/99 2.50
OPEN PLAN SYSTEMS INC.(COM) 100,000 9/15/99 2.50
OPEN PLAN SYSTEMS INC.(COM) 75,000 9/15/99 2.50
OPEN PLAN SYSTEMS INC.(COM) 4,000 9/15/99 2.50
OPEN PLAN SYSTEMS INC.(COM) 50,000 9/15/99 2.50
OPEN PLAN SYSTEMS INC.(COM) 50,000 9/15/99 2.50
OPEN PLAN SYSTEMS INC.(COM) 4,000 9/15/99 2.50
OPTICAL COATING LABORATOR(COM) 5,000 [*] 9/8/99 77.00
OPTICAL COATING LABORATOR(COM) 5,000 [*] 9/20/99 84.92
OPTICAL COATING LABORATOR(COM) 15,000 [*] 9/30/99 92.00
OPTICAL COATING LABORATOR(COM) 10,000 [*] 9/22/99 90.00
OPTICAL COATING LABORATOR(COM) 5,000 9/8-27/99 82.38-92.38
ORACLE CORP.(COM) 25,000 [*] 9/23-29/99 44.56-45.69
ORACLE CORP.(COM) 20,000 [*] 9/21/99 45.06
ORACLE CORP.(COM) 125,535 [*] 9/22-23/99 44.94-45.76
ORRSTOWN FINL SVCS INC(COM) 604 9/10/99 36.50
ORTEL CORP.(COM) 2,000 9/20/99 16.00
ORTHODONTIX INC.(COM) 5,100 9/2-29/99 0.75-1.13
OSI PHARMACEUTICALS INC(COM) 15,000 [*] 9/15/99 6.25
OSICOM TECHNOLOGIES INC.(COM) 1,374 [*] 9/22/99 10.13
OWOSSO CORP.(COM) 2,000 9/13-17/99 4.95-4.97
OWOSSO CORP.(COM) 2,000 9/30/99 3.88-3.93
OXFORO MEDICAL INTL INC.(COM) 28,000 9/29/99 1.23
P F CHANGS CHINA BISTRO I(COM) 11,000 [*] 9/2/99 21.25
P F CHANGS CHINA BISTRO I(COM) 5,172 9/1/99 21.19
PACFIC BANK(COM) 200 9/30/99 25.00
PACIFIC CAPITAL BANCORP(COM) 4,028 9/15/99 30.15
PAGING NETWORK INC.(COM) 10,000 9/1/99 3.09-3.63
PARADYNE NETWORKS INC(COM) 3,860,372 9/28/99 31.00
PAREXEL INTERNATIONAL COR(COM) 10,000 9/8/99 10.12
PARIS BUSINESS FORMS INC(COM) 44,210 9/24/99 1.86
PARLEX CORP.(COM) 2,000 9/14/99 17.25
PENNSYLVANIA COMM BANCORP(COM) 140 9/2/99 26.00
PEOPLES BANCORP OF NORTH (COM) 1,500 9/28/99 18.00
PETSMART INC.(COM) 1,000 9/3/99 4.25
PETSMART INC.(COM) 3,000 9/8/99 4.22
PETSMART INC.(COM) 4,600 9/3/99 4.25-4.28
PETSMART INC.(COM) 20,000 9/3/99 4.31
PETSMART INC.(COM) 1,900 9/10/99 4.63
PETSMART INC.(COM) 1,000 9/7/99 4.38
PETSMART INC.(COM) 2,000 9/23/99 4.00
PETSMART INC.(COM) 5,000 9/3/99 4.38
PHILADELPHIA CONSOLIDATED(COM) 10,000 9/9/99 14.13
PIZZA INN INC.(COM) 10,800 [*] 9/1-22/99 3.13-3.56
PLANET HOLLYWOOD INTL INC. 200,000 9/3-7/99 0.49-0.54
PONTOTOC PRODUCTION INC.(COM) 25,000 9/5-24/99 3.88-8.13
PONTOTOC PRODUCTION INC.(COM) 25,000 9/1-20/99 7.03-7.98
PONTOTOC PRODUCTION INC.(COM) 30,000 9/7-23/99 3.88-8.18
POPULAR INC.(COM) 1,818 9/9/99 26.94-27.00
POPULAR INC.(COM) 2,269 9/9-16/99 26.38-27.00
PORTAL SOFTWARE INC(COM) 7,500 [*] 9/28/99 38.00
POWER-ONE INC(COM) 102,200 9/20/99 23.88
POWER-ONE INC(COM) 72,500 9/20/99 23.88
POWER-ONE INC(COM) 133,900 9/20/99 23.88
POWER-ONE INC(COM) 132,200 9/20/99 23.88
POWER-ONE INC(COM) 459,200 9/20/99 23.88
POWERWAVE TECHNOLOGIES IN(COM) 8,038 9/8/99 9.74
PRECISION STANDARD INC.(COM) 1,000,000 9/7/99 10.00
PRICE T ROWE & ASSOC INC(COM) 27,000 [*] 9/8/99 30.18
PRICELINE COM INC(COM) 5,000 9/24-27/99 0.80
PRIMA ENERGY CORP.(COM) 2,500 [*] 9/23/99 23.25
PRICETON NATIONAL BANCOR(COM) 618 9/30-10/1/99 12.00-13.13
PRICETON NATIONAL BANCOR(COM) 565 9/30/99 13.13
PRICETON NATIONAL BANCOR(COM) 241 9/30/99 13.13
PRICETON NATIONAL BANCOR(COM) 500 10/1/99 11.50
PRICETON NATIONAL BANCOR(COM) 422 9/30-10/4/99 12.38-13.13
PRODIGY COMMUNICATIONS CO(COM) 5,000 [*] 9/10-13/99 17.00-17.31
PROJECT SOFTWARE & DEVELO(COM) 5,000 [*] 9/9/99 44.81
NETZERO INC(COM) 10,901,256 KOONTZ PAUL G D 3 32-20
NEW WORLD COFFEE & BAGELS(COM) 40,212 BARKET KEIH F D 1 2-1
NEXTLINK COMMUNICATIONS INC. 27,402 LOICHLE JANCIE E VP -1 112-23
NORTH AMERICAN SCIENTIFIC(COM) 325,000 CUTRER L M P -1 12-5
NORTHERN STATES FINANCIAL(COM) 85,000 GAPLES HARRY S D 1 30-21
NOVELL INC.(COM) 2,000 RANEY DENNIS R O -1 31-14
NSD BANCORP INC.(COM) 147,385 BAIERL WILLIAM R D 3 29-18
NSD BANCORP INC.(COM) 10,189 LENZER CHARLES S D 3 29-18
NURESCELL INC(COM) 7,148,000 JOSEPH ADRIAN A D -1 5-1
OFFSHORE LOGISTICS INC.(COM) 12,000 CRANE LOUIS F D 1 18-9
OHIO VALLEY BANC CORP.(COM) 55,593 EASTMAN ROBERT H D 3 44-30
OHIO VALLEY BANC CORP.(COM) 28,672 BOWMAN PHIL A D 3 44-30
OMNI NUTRACEUTICALS INC(COM) 15,468,355 IRWIN KLEE D -2 8-2
OMNI NUTRACEUTICALS INC(COM) 5,589,653 DUNCAN R L CB -2 8-2
OPEN MARKET INC.(COM) 19,181 POPE GREGORY OX -3 21-6
OPEN MARKET INC.(COM) 0 SOMMER REGINA O O -3 21-6
OPEN PLAN SYSTEMS INC.(COM) 27,500 MIZELL ROBERT F D 7 3-2
OPEN PLAN SYSTEMS INC.(COM) 294,218 MARKEL ANTHONY F D 7 3-2
OPEN PLAN SYSTEMS INC.(COM) 169,376 PERRY TROY A D 7 3-2
OPEN PLAN SYSTEMS INC.(COM) 210,000 CRABTREE WILLIAM F O 7 3-2
OPEN PLAN SYSTEMS INC.(COM) 257,000 SETTLE W S D 7 3-2
OPEN PLAN SYSTEMS INC.(COM) 259,000 HOBEY JOHN L D 7 3-2
OPEN PLAN SYSTEMS INC.(COM) 152,545 MUGFORD EDWIN W D 7 3-2
OPTICAL COATING LABORATOR(COM) 12,500 ABBE CHARLES J AF -6 99-16
OPTICAL COATING LABORATOR(COM) 4,768 ZILS JOSEPH C VP -6 99-16
OPTICAL COATING LABORATOR(COM) 10,331 YAMAMOTO GLENN K VP -6 99-16
OPTICAL COATING LABORATOR(COM) 502 KASPER MICHAEL A VP -6 99-16
OPTICAL COATING LABORATOR(COM) 7,106 MCCULLOUGH JOHN D -6 99-16
ORACLE CORP.(COM) 13,275 LUCAS DONALD L D 1 61-21
ORACLE CORP.(COM) 53,138 BAKER RANDY VP 1 61-21
ORACLE CORP.(COM) 112,061 BLOOM GARY VP 1 61-21
ORRSTOWN FINL SVCS INC(COM) 3,114 TUCKEY DENVER D 1 37-35
ORTEL CORP.(COM) 419,775 YARIV AMNON D -1 25-6
ORTHODONTIX INC.(COM) 375,000 HALPRYN GLENN L D 1 3-0
OSI PHARMACEUTICALS INC(COM) 0 GEE EDWIN A D -1 7-2
OSICOM TECHNOLOGIES INC.(COM) 91,534 PETERSON CORNELIUS P OX 4 27-6
OWOSSO CORP.(COM) 14,395 HOLIDAY HARRY I VP 2 6-4
OWOSSO CORP.(COM) 524,460 REESE JOHN R D 2 6-4
OXFORO MEDICAL INTL INC.(COM) 62,000 BRIMMER KENNETH D 4 4-1
P F CHANGS CHINA BISTRO I(COM) 0 CAREY GREGORY C O -4 31-17
P F CHANGS CHINA BISTRO I(COM) 0 WELBORN MICHAEL D -4 31-17
PACFIC BANK(COM) 1,068 STREETS FRAN A D 1 42-35
PACIFIC CAPITAL BANCORP(COM) 48,811 GUNTERMANN ANTHONY O 1 50-21
PAGING NETWORK INC.(COM) 0 WILLIAMS RUTH VP -1 7-1
PARADYNE NETWORKS INC(COM) 12,578,246 BONDERMAN DAVID G D -3 56-26
PAREXEL INTERNATIONAL COR(COM) 91,986 HERRMANN WERNER M D 2 39-8
PARIS BUSINESS FORMS INC(COM) 1,080,988 TOSCANI DOMINIC P D 1 3-2
PARLEX CORP.(COM) 8,000 CALVETTI ALFRED R VP -1 19-9
PENNSYLVANIA COMM BANCORP(COM) 16,128 SROUJI SAMIR J D 6 31-23
PEOPLES BANCORP OF NORTH (COM) 30,321 ELMORE JOHN H D 1 32-18
PETSMART INC.(COM) 1,575 WALSH JAMES T VP 8 11-3
PETSMART INC.(COM) 3,000 LOCHRIDGE RICHARD D 8 11-3
PETSMART INC.(COM) 4,600 MURPHY PHILIP B VP 8 11-3
PETSMART INC.(COM) 20,000 MORAN ROBERT F P 8 11-3
PETSMART INC.(COM) 1,900 COX CAROL M VP 8 11-3
PETSMART INC.(COM) 1,000 BANKS KENNETH A O 8 11-3
PETSMART INC.(COM) 2,000 LEONARDI ANTHONY J P 8 11-3
PETSMART INC.(COM) 5,000 TROY TIMOTHY N VP 8 11-3
PHILADELPHIA CONSOLIDATED(COM) 18,000 MORRIS MICHAEL J D 1 25-13
PIZZA INN INC.(COM) 9,207 SORIA ROBERT L VP - 5-3
PLANET HOLLYWOOD INTL INC. 2,011 AVALLONE THOMAS VP -1 4-0
PONTOTOC PRODUCTION INC.(COM) 702,451 ROBSON JAMES D -3 9-3
PONTOTOC PRODUCTION INC.(COM) 690,297 ROBSON JAMES R P -3 9-3
PONTOTOC PRODUCTION INC.(COM) 689,951 ROBSON TODD VP -3 9-3
POPULAR INC.(COM) 1,310,987 VIZCARRONDO JULIO E D 7 38-26
POPULAR INC.(COM) 1,080,946 CARRION RICHARD L CB 7 38-26
PORTAL SOFTWARE INC(COM) 1 SURTEES ANNETTE D VP -6 58-28
POWER-ONE INC(COM) 306,484 SCHNOOP EDDIE K VP -5 32-6
POWER-ONE INC(COM) 217,438 GODFREY BRAD W VP -5 32-6
POWER-ONE INC(COM) 401,611 HAGE DAVID J VP -5 32-6
POWER-ONE INC(COM) 396,575 ROARK DENNIS R VP -5 32-6
POWER-ONE INC(COM) 1,375,879 GOLDMAN STEVEN J P -5 32-6
POWERWAVE TECHNOLOGIES IN(COM) 851,689 CORDERO ALFONSO G D -4 64-10
PRECISION STANDARD INC.(COM) 1,032,158 GOLD MATTHEW L CB -1 5-4
PRICE T ROWE & ASSOC INC(COM) 555,321 ROGERS BRIAN C D 3 41-27
PRICELINE COM INC(COM) 48,006,912 WALKER JAY S D -8 162-56
PRIMA ENERGY CORP.(COM) 19,876 IRLANDO SANDRA J VP - 26-13
PRICETON NATIONAL BANCOR(COM) 13,141 MILLER JAMES B VP 9 18-12
PRICETON NATIONAL BANCOR(COM) 8,046 WESNER CRAIG O D 9 18-12
PRICETON NATIONAL BANCOR(COM) 5,769 PIETSCH ERVIN I D 9 18-12
PRICETON NATIONAL BANCOR(COM) 16,199 SORCIC TONY J P 9 18-12
PRICETON NATIONAL BANCOR(COM) 11,701 HUTCHINSON HAROLD C D 9 18-12
PRODIGY COMMUNICATIONS CO(COM) 12,500 HENKEL DAVID R O - 49-15
PROJECT SOFTWARE & DEVELO(COM) 8,000 STANZLER ALAN L D -2 62-16
PROJECT SOFTWARE & DEVELO(COM) 3,000 [*] 9/9/99
PROJECT SOFTWARE & DEVELO(COM) 2,250 [*] 9/7/99
PROVIDENT BANCORP INC MON(COM) 1,000 9/17/99
PUBLIX SUPER MARKETS INC.(COM) 4,000 9/8/99
PUROFLOW INC.(COM) 47,500 9/28/99
PVF CAPITAL CORP.(COM) 4,800 9/8-17/99
QUALITY SYSTEMS INC.(COM) 5,000 9/13-17/99
QUINTILES TRANSNATIONAL C(COM) 10,000 9/21/99
QUINTILES TRANSNATIONAL C(COM) 1,000 9/20/99
QUINTILES TRANSNATIONAL C(COM) 12,500 9/20/99
QUINTILES TRANSNATIONAL C(COM) 1,000 9/21/99
QUINTILES TRANSNATIONAL C(COM) 45,000 9/3/99
QUINTILES TRANSNATIONAL C(COM) 3,000 9/29-30/99
QUINTILES TRANSNATIONAL C(COM) 8,000 9/21/99
QUINTILES TRANSNATIONAL C(COM) 1,000 9/20/99
QUORUM HEALTH GROUP INC.(COM) 1,990,000 9/1-15/99
QUOTESMITH COM INC(COM) 5,000 8/3/99
QUOTESMITH COM INC(COM) 2,000 8/3/99
QUOTESMITH COM INC(COM) 5,000 8/3/99
QUOTESMITH COM INC(COM) 4,000 8/3-9/29/99
QUOTESMITH COM INC(COM) 2,000 8/3/99
QUOTESMITH COM INC(COM) 5,000 8/3/99
QUOTESMITH COM INC(COM) 1,500 8/3/99
RAVENSWOOD WINERY INC(COM) 39,900 9/1-19/99
RECOTON CORP.(COM) 53,100 9/17-29/99
REDBACK NETWORKS INC(COM) 75,000 9/3/99
REDBACK NETWORKS INC(COM) 12,500 [*] 9/1/99
REDBACK NETWORKS INC(COM) 37,500 9/1/99
REDBACK NETWORKS INC(COM) 30,000 9/3/99
REGIS CORP. (MN)(COM) 92,500 9/13-30/99
REMINGTON OIL & GAS CORP(COM) 8,500 9/21-24/99
RMI NET INC(COM) 5,000 9/20/99
RMI NET INC(COM) 6,500 8/3-9/9/99
ROSS STORES INC.(COM) 40,000 9/7/99
ROSS STORES INC.(COM) 30,000 9/7-8/99
ROWECOM INC(COM) 15,000 9/21/99
RURAL / METRO CORP(COM) 20,442 9/1/99
RURAL / METRO CORP(COM) 137,500 9/3/99
RVM INDUSTRIES INC. 3,827 8/4-30/99
SAPIENT CORP.(COM) 10,000 9/13/99
SAPIENT CORP.(COM) 4,000 9/13/99
SAVANNAH BANCORP INC.(COM) 100 8/10/99
SBE INC.(COM) 5,000 9/24/99
SCHOLASTIC CORP.(COM) 25,000 [*] 9/21-30/99
SCHOLASTIC CORP.(COM) 1,000 [*] 9/30/99
SEATTLE FILM WORKS INC.(COM) 11,600 9/10/99
SEIBELS BRUCE GROUP INC.(COM) 2,075 9/7/99
SEMTECH CORP.(COM) 20,000 9/1-3/99
SEMTECH CORP.(COM) 17,400 [*] 9/17-22/99
SEMTECH CORP.(COM) 11,000 [*] 9/28-29/99
SEMTECH CORP.(COM) 10,000 [*] 9/3-13/99
SEMTECH CORP.(COM) 9,000 9/1/99
SEPRACOR INC.(COM) 185,000 9/3-15/99
SHARED TECHNOLOGIES CELLU(COM) 46,200 9/30/99
SMC CORP.(COM) 50,000 9/2-30/99
SMC CORP.(COM) 12,700 9/9-10/1/99
SOCRATES TECHNOLOGIES COR(COM) 10,000 9/21-24/99
SOFTWARE SPECTRUM INC.(COM) 850 [*] 9/10/99
SOFTWARE SPECTRUM INC.(COM) 890 [*] 9/7/99
SONOSITE INC(COM) 3,000 9/3/99
SOURCE INFORMATION MANAGE(COM) 5,000 8/6/99
SOURCE INFORMATION MANAGE(COM) 1,545 9/10-16/99
SOUTHSIDE BANCSHARES INC.(COM) 1,248 9/30/99
SPACELABS MEDICAL INC.(COM) 9,000 10/12-15/99
SPAR GROUP INC(COM) 11,400 9/2-9/99
SPAR GROUP INC(COM) 8,000 9/7-8/99
SPATIALIGHT INC.(COM) 95,000 9/7-30/99
SPATIALIGHT INC.(COM) 95,000 8/27-9/22/99
SPEIZMAN INDUSTRIES INC.(COM) 1,000 9/14/99
STAAR SURGICAL CO.(COM) 60,000 9/2/99
STARBUCKS CORP.(COM) 150,000 9/21/99
STERLING BANCSHARES INC.(COM) 9,000 9/16-28/99
STERLING FINANCIAL CORP.(COM) 8,700 9/8-29/99
STOCKER & YALE INC.(COM) 10,500 9/3-24/99
STOCKWALK COM GROUP INC(COM) 1,000 9/27/99
SUBURBAN BANCSHARES INC.(COM) 4,400 9/30-10/1/99
SUPER VISION INTERNATIONAL INC. 1,200 9/15/99
SYLVAN INC.(COM) 6,000 9/2/99
SYNAPTIC PHARMACEUTICAL C(COM) 5,000 9/16/99
SYNBIOTICS CORP.(COM) 5,000 9/13/99
TALBOT BANCSHARES INC.(COM) 51 9/30/99
TALK COM INC(COM) 45,328 9/9/99
TECH DATA CORP.(COM) 1,000 9/8/99
TECHNOLOGY FLAVORS & FRAG(COM) 1,500 9/3-10/99
PROJECT SOFTWARE & DEVELO(COM) 45.00 0 YOUNG JOHN W
PROJECT SOFTWARE & DEVELO(COM) 44.44 0 WILLIAMS TED D
PROVIDENT BANCORP INC MON(COM) 12.13 49,601 HELMER WILLIAM F
PUBLIX SUPER MARKETS INC.(COM) 46.50 623,826 CRENSHAW WILLIAM E
PUROFLOW INC.(COM) 0.81 1,463,500 LICHTENSTEIN WARREN G
PVF CAPITAL CORP.(COM) 13.50 20,627 NEIDUS STUART D
QUALITY SYSTEMS INC.(COM) 6.94-7.19 13,200 MEYER FRANK C
QUINTILES TRANSNATIONAL C(COM) 20.19 114,077 REYNDERS LUDO J
QUINTILES TRANSNATIONAL C(COM) 19.75 1,000 WELDON VIRGINIA V
QUINTILES TRANSNATIONAL C(COM) 19.50 46,100 PAPPAS ARTHUR M
QUINTILES TRANSNATIONAL C(COM) 20.04 2,226 LEWIN LAWRENCE S
QUINTILES TRANSNATIONAL C(COM) 37.88 426,100 DOUGLASS CHESTER W
QUINTILES TRANSNATIONAL C(COM) 18.88-19.13 3,000 BRYSON VAUGHN D
QUINTILES TRANSNATIONAL C(COM) 20.25 8,000 BROWN ERNEST G
QUINTILES TRANSNATIONAL C(COM) 19.50 26,483 COSTA SANTOS J
QUORUM HEALTH GROUP INC.(COM) 8.04-8.88 8,599,068 CARSON RUSSELL L
QUOTESMITH COM INC(COM) 11.00 13,333 SHANNON TIMOTHY F
QUOTESMITH COM INC(COM) 11.00 2,000 DENTON JEREMIAH A
QUOTESMITH COM INC(COM) 11.00 5,000 GRETSCH RICHARD
QUOTESMITH COM INC(COM) 7.25-10.00 4,000 CHRISTENSEN BURKE A
QUOTESMITH COM INC(COM) 11.00 4,000 RUEBEN BRUCE J
QUOTESMITH COM INC(COM) 11.00 5,000 MCCARTNEY JOHN
QUOTESMITH COM INC(COM) 11.00 2,161,500 THOMS WILLIAM V
RAVENSWOOD WINERY INC(COM) 10.50-10.86 1,358,770 PETERSON JOEL E
RECOTON CORP.(COM) 7.00-7.50 6,010 CHU STEPHEN N
REDBACK NETWORKS INC(COM) 12.99 1,407,960 BARSEMA DENNIS L
REDBACK NETWORKS INC(COM) 105.04 129,000 DARBY GEOFFREY C
REDBACK NETWORKS INC(COM) 105.04 129,000 DARBY GEOFFREY C
REDBACK NETWORKS INC(COM) 111.48 517,500 KRUEP RANDALL J
REGIS CORP. (MN)(COM) 18.00-19.75 5,789,002 KUNIN MYRON D
REMINGTON OIL & GAS CORP(COM) 5.75-5.81 42,207 BOX DON D
RMI NET INC(COM) 7.38-7.50 15,000 SILVERBERG LEWIS H
RMI NET INC(COM) 9.00-10.38 29,900 MARA MICHAEL
ROSS STORES INC.(COM) 40.98 492,008 BALMUTH MICHAEL
ROSS STORES INC.(COM) 40.56-41.00 130,000 WILMORE MELVIN A
ROWECOM INC(COM) 28.63 42,583 MAEDER PAUL A
RURAL / METRO CORP(COM) 7.88 57,675 BOLIN JAMES H
RURAL / METRO CORP(COM) 8.00 493,523 RAMSEY ROBERT E
RVM INDUSTRIES INC. 4.50-5.00 1,594,512 POLLOCK JACOB
SAPIENT CORP.(COM) 93.03 269,229 DESAI SHEEROY
SAPIENT CORP.(COM) 91.63-91.75 41,240 VARADY DESMOND
SAVANNAH BANCORP INC.(COM) 21.13 51,191 DAVIS ARCHIE H
SBE INC.(COM) 4.39 12,656 COKER MICHAEL R
SCHOLASTIC CORP.(COM) 48.00-50.00 0 FEIWEL JEAN
SCHOLASTIC CORP.(COM) 50.00 0 BURTON JOHN C
SEATTLE FILM WORKS INC.(COM) 3.25-3.50 344,091 LASS MICHAEL F
SEIBELS BRUCE GROUP INC.(COM) 3.00 0 MARTER KENNETH W
SEMTECH CORP.(COM) 70.06-71.82 88,000 BREGAR RAYMOND E
SEMTECH CORP.(COM) 42.00-42.06 74,448 PLUMMER WYLIE
SEMTECH CORP.(COM) 38.13-39.31 12,000 VANCE JACK O
SEMTECH CORP.(COM) 71.50-78.38 0 ZAMBELLI JEAN C
SEMTECH CORP.(COM) 71.50-71.95 10,000 ORBUCH ALLEN H
SEPRACOR INC.(COM) 76.13-80.18 20,597 BARLOW DAVID S
SHARED TECHNOLOGIES CELLU(COM) 8.63-9.70 90,391 GRILLO VICTOR N
SMC CORP.(COM) 4.00-4.69 3,100,000 PERLOT MATHEW M
SMC CORP.(COM) 3.75-4.75 36,600 JACQUE MICHAEL R
SOCRATES TECHNOLOGIES COR(COM) 0.53 10,000 PRINS RICHARD
SOFTWARE SPECTRUM INC.(COM) 14.88 105,427 TINDLE FRANK
SOFTWARE SPECTRUM INC.(COM) 16.88 1,110 BAIRD MELLON C
SONOSITE INC(COM) 25.75 25,000 SARTI DENNIS A
SOURCE INFORMATION MANAGE(COM) 12.75 174,971 KATZMAN ARON S
SOURCE INFORMATION MANAGE(COM) 14.75-15.25 12,411 MINIX RANDALL S
SOUTHSIDE BANCSHARES INC.(COM) 22.50 16,491 EDMONSON ROBBIE N
SPACELABS MEDICAL INC.(COM) 13.50-14.38 133,300 LOMBARDI CARL A
SPAR GROUP INC(COM) 4.75-5.81 0 BROWN ROBERT G
SPAR GROUP INC(COM) 4.94-5.81 0 BARTELS WILLIAM H
SPATIALIGHT INC.(COM) 2.62-2.82 0 HAMMETT FRED R
SPATIALIGHT INC.(COM) 0.75 0 HAMMETT FRED R
SPEIZMAN INDUSTRIES INC.(COM) 5.25 47,864 SPEIZMAN MARK A
STAAR SURGICAL CO.(COM) 14.23 17,500 FEINGOLD VALDIMIR
STARBUCKS CORP.(COM) 20.94-21.13 3,794,946 SCHULTZ HOWARD D
STERLING BANCSHARES INC.(COM) 11.25-11.50 20,819 HARROP G B
STERLING FINANCIAL CORP.(COM) 31.38-31.75 48,491 HIGH CALVIN G
STOCKER & YALE INC.(COM) 1.63-1.75 1,441,955 BLODGETT MARK W
STOCKWALK COM GROUP INC(COM) 9.25 1,000 VOSBURGH ROBERT J
SUBURBAN BANCSHARES INC.(COM) 2.50-2.63 251,400 PALUMBO VINCENT D
SUPER VISION INTERNATIONAL INC. 4.31 2,200 KINGSTONE BRETT M
SYLVAN INC.(COM) 10.00 18,000 JURGENSMEYER VIRGIL H
SYNAPTIC PHARMACEUTICAL C(COM) 5.25 93,265 FLEMING JONATHAN J
SYNBIOTICS CORP.(COM) 2.75 15,000 PHILLIPS DONALD E
TALBOT BANCSHARES INC.(COM) 57.50 17,809 VERMILYE W M
TALK COM INC(COM) 10.75 74,241 MARKS ARTHUR J
TECH DATA CORP.(COM) 23.47 14,000 ADAIR CHARLES E
TECHNOLOGY FLAVORS & FRAG(COM) 1.25-1.44 2,179,509 ROSNER PHILIP
PROJECT SOFTWARE & DEVELO(COM) VP -2 62-16
PROJECT SOFTWARE & DEVELO(COM) VP -2 62-16
PROVIDENT BANCORP INC MON(COM) D 1 13-10
PUBLIX SUPER MARKETS INC.(COM) P -4 58-41
PUROFLOW INC.(COM) D 1 1
PVF CAPITAL CORP.(COM) D 1 15-11
QUALITY SYSTEMS INC.(COM) D 1 8-4
QUINTILES TRANSNATIONAL C(COM) D 7 56-16
QUINTILES TRANSNATIONAL C(COM) D 7 56-16
QUINTILES TRANSNATIONAL C(COM) D 7 56-16
QUINTILES TRANSNATIONAL C(COM) OX 7 56-16
QUINTILES TRANSNATIONAL C(COM) D 7 56-16
QUINTILES TRANSNATIONAL C(COM) D 7 56-16
QUINTILES TRANSNATIONAL C(COM) D 7 56-16
QUINTILES TRANSNATIONAL C(COM) P 7 56-16
QUORUM HEALTH GROUP INC.(COM) D 2 18-6
QUOTESMITH COM INC(COM) D 7 13-7
QUOTESMITH COM INC(COM) D 7 13-7
QUOTESMITH COM INC(COM) D 7 13-7
QUOTESMITH COM INC(COM) VP 7 13-7
QUOTESMITH COM INC(COM) D 7 13-7
QUOTESMITH COM INC(COM) D 7 13-7
QUOTESMITH COM INC(COM) VP 7 13-7
RAVENSWOOD WINERY INC(COM) P -1 11
RECOTON CORP.(COM) D -1 24-6
REDBACK NETWORKS INC(COM) P -6 220-68
REDBACK NETWORKS INC(COM) VP -6 220-68
REDBACK NETWORKS INC(COM) VP -6 220-68
REDBACK NETWORKS INC(COM) OX -6 220-68
REGIS CORP. (MN)(COM) CB -2 41-17
REMINGTON OIL & GAS CORP(COM) VP 1 6-3
RMI NET INC(COM) D - 26-7
RMI NET INC(COM) VP - 26-7
ROSS STORES INC.(COM) D -2 52-19
ROSS STORES INC.(COM) P -2 52-19
ROWECOM INC(COM) SH -1 49-14
RURAL / METRO CORP(COM) D -1 12-6
RURAL / METRO CORP(COM) VP -1 12-6
RVM INDUSTRIES INC. CB 1 6-4
SAPIENT CORP.(COM) VP -2 103-40
SAPIENT CORP.(COM) VP -2 103-40
SAVANNAH BANCORP INC.(COM) P 2 26-20
SBE INC.(COM) VP 1 9-4
SCHOLASTIC CORP.(COM) VP -5 59-37
SCHOLASTIC CORP.(COM) D -5 59-37
SEATTLE FILM WORKS INC.(COM) VP 3 6-2
SEIBELS BRUCE GROUP INC.(COM) VP 2 4
SEMTECH CORP.(COM) VP -1 80-20
SEMTECH CORP.(COM) VP -1 80-20
SEMTECH CORP.(COM) D -1 80-20
SEMTECH CORP.(COM) VP -1 80-20
SEMTECH CORP.(COM) D -1 80-20
SEPRACOR INC.(COM) VP - 139-60
SHARED TECHNOLOGIES CELLU(COM) D -2 13-4
SMC CORP.(COM) D 1 7-4
SMC CORP.(COM) P 1 7-4
SOCRATES TECHNOLOGIES COR(COM) D 1 4-1
SOFTWARE SPECTRUM INC.(COM) D - 19-11
SOFTWARE SPECTRUM INC.(COM) D - 19-11
SONOSITE INC(COM) D 3 30-6
SOURCE INFORMATION MANAGE(COM) D 2 17-6
SOURCE INFORMATION MANAGE(COM) D 2 17-6
SOUTHSIDE BANCSHARES INC.(COM) D -3 24-17
SPACELABS MEDICAL INC.(COM) CB 3 23-13
SPAR GROUP INC(COM) CB 3 6-2
SPAR GROUP INC(COM) D 3 6-2
SPATIALIGHT INC.(COM) P - 5-1
SPATIALIGHT INC.(COM) P - 5-1
SPEIZMAN INDUSTRIES INC.(COM) VP 1 6-3
STAAR SURGICAL CO.(COM) VP - 16-7
STARBUCKS CORP.(COM) CB 3 61-20
STERLING BANCSHARES INC.(COM) D 1 16-10
STERLING FINANCIAL CORP.(COM) D 1 45-31
STOCKER & YALE INC.(COM) CB 1 2-1
STOCKWALK COM GROUP INC(COM) VP 1 18-1
SUBURBAN BANCSHARES INC.(COM) D 1 3-2
SUPER VISION INTERNATIONAL INC. CB 1 6-3
SYLVAN INC.(COM) D 1 16-10
SYNAPTIC PHARMACEUTICAL C(COM) D -1 19-4
SYNBIOTICS CORP.(COM) D 2 5-2
TALBOT BANCSHARES INC.(COM) P 5 58-53
TALK COM INC(COM) D 1 20-7
TECH DATA CORP.(COM) D 2 46-15
TECHNOLOGY FLAVORS & FRAG(COM) P 1 N/A
TEGAL CORP.(COM) 10,000 9/1-2/99 4.00
TEGAL CORP.(COM) 14,000 9/3/99 4.19
TELEMATE NET SOFTWARE INC(COM) 90,000 9/29/99 14.00
TELEMATE NET SOFTWARE INC(COM) 40,000 9/29/99 14.00
TEMTEX INDUSTRIES INC.(COM) 10,000 9/28/99 2.13
TETRA TECH INC.(COM) 2,200 9/2/99 15.00
THRUSTMASTER INC.(COM) 3,5l9 9/13/99 17.63-17.69
TICKETMASTER ONLINE-CITYSEARCH I 6,134 [*] 9/29/99 24.87
TIVO INC(COM) 13,700 9/29/99 16.00
TRO LEARNING INC.(COM) 5,000 10/5/99 6.25
TST / IMPRESO INC(COM) 3,200 9/10-28/99 3.25-3.85
TWIN FACES EAST ENTERTAIN(COM) 40,000 8/19/99 1.26
TWIN FACES EAST ENTERTAIN(COM) 19,000 9/1/99 1.02
U S CONCRETE INC(COM) 10,000 10/15/99 6.25
U S CONCRETE INC(COM) 10,000 10/15/99 6.25
ULTRALIFE BATTERIES INC.(COM) 2,500 9/30/99 4.00
UMB FINANCIAL CORP.(COM) 923 9/3/99 42.50
UMPQUA HLDGS CORP(COM) 1,236 9/7/99 9.50
UMPQUA HLDGS CORP(COM) 236 9/7/99 9.50
UMPQUA HLDGS CORP(COM) 5,552 9/7/99 9.44-9.50
UMPQUA HLDGS CORP(COM) 236 9/7/99 9.50
UMPQUA HLDGS CORP(COM) 1,236 9/7/99 9.50
UMPQUA HLDGS CORP(COM) 236 9/7/99 9.50
UMPQUA HLDGS CORP(COM) 1,736 9/7-12/99 8.72-9.50
UMPQUA HLDGS CORP(COM) 236 9/7/99 9.50
UNICO AMERICAN CORP.(COM) 11,000 9/1-20/99 8.38-9.19
UNIFY CORP.(COM) 160,000 [*] 9/8/99 16.00
UNIFY CORP.(COM) 1,774 [*] 9/20/99 24.32
UNIFY CORP.(COM) 5,725 9/9/99 21.94
UNITED FINL CORP.(COM) 1,155 9/30/99 18.00-18.28
UNITED SYSTEMS TECHNOLOGY(COM) 50,000 9/27/99 0.10
UNIVERSAL FOREST PRODUCTS(COM) 200 9/15/99 15.88
URBAN OUTFITTERS INC.(COM) 2,000 9/22/99 19.63
URBAN OUTFITTERS INC.(COM) 300 9/23/99 19.63
URBAN OUTFITTERS INC.(COM) 5,000 9/7/99 30.88
URSUS TELECOM CORP.(COM) 10,000 9/9/99 17.13
URSUS TELECOM CORP.(COM) 60,700 9/14-27/99 17.07-20.75
USABANCSHARES COM INC 50,000 10/5/99 6.75
USABANCSHARES COM INC 75,000 10/5/99 6.75
V3 SEMICONDUCTOR INC(COM) 15,000 [*] 9/17-21/99 11.75-12.00
VALLEY FINANCIAL CORP. (V(COM) 500 9/16/99 17.00
VARI-L INC(COM) 5,000 [*] 9/14/99 10.38
VARI-L INC(COM) 3,500 [*] 9/17/99 11.00
VARI-L INC(COM) 15,000 [*] 9/9-10/99 9.63-9.75
VENTIV HEALTH INC(COM) 1,000 9/28/99 8.00
VERAMARK TECHNOLOGIES INC(COM) 10,000 9/10-13/99 10.75-11.00
VERITAS SOFTWARE CORP.(COM) 10,000 [*] 9/1/99 60.00-60.06
VERITAS SOFTWARE CORP.(COM) 160,000 9/1-2/99 60.24-61.24
VERITAS SOFTWARE CORP.(COM) 40,000 [*] 9/13/99 68.14
VERITAS SOFTWARE CORP.(COM) 37,500 [*] 9/1/99 60.00-60.09
VERITAS SOFTWARE CORP.(COM) 371,282 9/13-15/99 58.70-68.31
VERITAS SOFTWARE CORP.(COM) 67,500 9/1/99 60.00-60.09
VERITAS SOFTWARE CORP.(COM) 30,000 [*] 9/1/99 61.48
VERITAS SOFTWARE CORP.(COM) 15,000 9/2-3/99 62.53-65.00
VERITAS SOFTWARE CORP.(COM) 22,000 9/1-7/99 60.00-64.44
VERMILION BANCORP INC.(COM) 500 9/27/99 10.00
VERTEX PHARMACEUTICALS IN(COM) 4,000 [*] 9/28/99 31.00
VERTEX PHARMACEUTICALS IN(COM) 1,251 9/9/99 32.00
VERTEX PHARMACEUTICALS IN(COM) 2,250 [*] 9/2/99 30.00
VIB CORP(COM) 7,892 9/17/99 8.40
VIRTUAL TECHNOLOGY CORP.(COM) 200,000 10/6/99 1.75
VISION TWENTY ONE INC.(COM) 99,500 9/13-20/99 5.08
VISKASE COS INC(COM) 8,000 9/9/99 3.25
WALL DATA INC.(COM) 2,000 9/22/99 5.63
WALL DATA INC.(COM) 3,000 9/30/99 5.44
WALL DATA INC.(COM) 3,000 9/22/99 5.63
WALL DATA INC.(COM) 5,000 9/28/99 5.31-5.44
WASHINGTON TRUST BANCORP (COM) 1,000 8/20/99 16.25
WASHINGTON TRUST BANCORP (COM) 3,400 9/8-9/99 15.25-15.38
WAVE SYSTEMS CORP. 10,000 9/14/99 9.50
WEBTRENDS CORP(COM) 7,366 [*] 9/10/99 35.88
WESTELL TECHNOLGIES INC. 20,000 9/1/99 7.26
WESTERN WIRELESS CORP. 800 9/24/99 45.06
WESTWOOD CORP.(COM) 7,500 9/14/99 0.63
WILSON BANK HOLDING CO.(COM) 400 9/3/99 40.75
WILSON BANK HOLDING CO.(COM) 305 9/3/99 40.75
WORLD OF SCIENCE LTD.(COM) 322,000 9/30-10/1/99 0.88-1.00
WORLD OF SCIENCE LTD.(COM) 4,000 10/1/99 0.88
WORLD OF SCIENCE LTD.(COM) 5,000 10/1/99 0.88
WSFS FINANCIAL CORP.(COM) 300 8/31/99 14.63
XETEL CORP.(COM) 15,000 9/13/99 1.33
ZEBRA TECHNOLOGIES CORP. 100,000 9/17/99 47.75
ZOLL MEDICAL CORP.(COM) 85,400 9/9-10/99 24.28-28.28
TEGAL CORP.(COM) 59,728 CURTIS DAVID VP -2
TEGAL CORP.(COM) 632 DEORNELLAS STEPHEN P OX -2
TELEMATE NET SOFTWARE INC(COM) 66,045 MAURO RICHARD L P -2
TELEMATE NET SOFTWARE INC(COM) 82,685 NEWTON L M VP -2
TEMTEX INDUSTRIES INC.(COM) 1,074,540 UPFIELD JAMES E CB 1
TETRA TECH INC.(COM) 32,685 CHARLES FAUST R VP -1
THRUSTMASTER INC.(COM) 380 BRIGHTMAN G E VP -1
TICKETMASTER ONLINE-CITYSEARCH I 0 MARRIOTT DANIEL C VP -
TIVO INC(COM) 4,230,904 YANG GEOFFREY Y D 1
TRO LEARNING INC.(COM) 7,482 LEPAGE DAVID H VP -l
TST / IMPRESO INC(COM) 2,370,350 SOROKWASZ MARSHALL D P 1
TWIN FACES EAST ENTERTAIN(COM) 1,285,000 SMOLANOFF MICHAEL P 1
TWIN FACES EAST ENTERTAIN(COM) 1,285,000 SMOLANOFF MICHAEL P 1
U S CONCRETE INC(COM) 401,090 FOSTER VINCENT D D 3
U S CONCRETE INC(COM) 35,000 COLSON JOHN R D 2
ULTRALIFE BATTERIES INC.(COM) 13,000 OBRIEN ROGER D O 2
UMB FINANCIAL CORP.(COM) 26,242 GENOVESE PETER J D -
UMPQUA HLDGS CORP(COM) 33,958 HUMMEL NEIL D D 8
UMPQUA HLDGS CORP(COM) 31,709 BALL HAROLD L D 8
UMPQUA HLDGS CORP(COM) 120,405 FORD ALLYN C D 8
UMPQUA HLDGS CORP(COM) 1,139 CHAMBERS SCOTT D D 8
UMPQUA HLDGS CORP(COM) 5,829 DOAN RONALD O D 8
UMPQUA HLDGS CORP(COM) 6,122 PHELPS FRANCES J D 8
UMPQUA HLDGS CORP(COM) 521,878 HERBERT LYNN K D 8
UMPQUA HLDGS CORP(COM) 4,925 FROHNMAYER DAVID D 8
UNICO AMERICAN CORP.(COM) 2,279,969 CHELDIN ERWIN P 1
UNIFY CORP.(COM) 509,929 MIKAILLI REZA P -1
UNIFY CORP.(COM) 0 JACKSON JEREMY OX -1
UNIFY CORP.(COM) 18,555 KOPP WALTER VP -1
UNITED FINL CORP.(COM) 27,925 FEURT STEVE L D 3
UNITED SYSTEMS TECHNOLOGY(COM) 1,550,000 MCGEE RANDALL L O -1
UNIVERSAL FOREST PRODUCTS(COM) 15,117 NICKELS ELIZABETH A O 3
URBAN OUTFITTERS INC.(COM) 8,000 CHERKEN HARRY S D -2
URBAN OUTFITTERS INC.(COM) 300 BULL KENNETH O -2
URBAN OUTFITTERS INC.(COM) 109,996 CLEELAND KENNETH K D -2
URSUS TELECOM CORP.(COM) 4,100,000 GIUSSANIL LUCA M D -4
URSUS TELECOM CORP.(COM) 424,300 CHASKIN JEFFREY R P -4
USABANCSHARES COM INC 156,396 LAUGHLIN GEORGE D 2
USABANCSHARES COM INC 217,784 TEPPER KENNETH L P 2
V3 SEMICONDUCTOR INC(COM) 0 WILKINSON JAMES E D -2
VALLEY FINANCIAL CORP. (V(COM) 25,481 HEARP EDDIE F D 1
VARI-L INC(COM) 0 BAILEY DEREK L VP -3
VARI-L INC(COM) 0 WILMOT DANIEL J VP -3
VARI-L INC(COM) 5,000 CLARK JON L VP -3
VENTIV HEALTH INC(COM) 315,961 BROSHY ERAN D 1
VERAMARK TECHNOLOGIES INC(COM) 19,472 MOONEY JOHN E D -
VERITAS SOFTWARE CORP.(COM) 9,000 BROOKS STEVEN D -12
VERITAS SOFTWARE CORP.(COM) 400,000 SQUIRE GEOFFREY W D -12
VERITAS SOFTWARE CORP.(COM) 6,349 VANDENBOSCH FREDERICK VP -12
VERITAS SOFTWARE CORP.(COM) 956,200 LESLIE MARK P -12
VERITAS SOFTWARE CORP.(COM) 1,545,275 JANEWAY WILLIAM H D -12
VERITAS SOFTWARE CORP.(COM) 956,200 LESLIE MARK P -12
VERITAS SOFTWARE CORP.(COM) 0 CUNNINGHAM TERRENCE R P -12
VERITAS SOFTWARE CORP.(COM) 77,606 LONCHAR KENNETH E VP -12
VERITAS SOFTWARE CORP.(COM) 88,166 RIZZI JOSEPH D D -12
VERMILION BANCORP INC.(COM) 3,000 STAL TERRY L CP 1
VERTEX PHARMACEUTICALS IN(COM) 0 BRIMBLECOMBE ROGER W D -3
VERTEX PHARMACEUTICALS IN(COM) 0 BUCHANAN IAIN VP -3
VERTEX PHARMACEUTICALS IN(COM) 648 VANHOUTE HANS O -3
VIB CORP(COM) 10,119 BRITTAIN JACK O -2
VIRTUAL TECHNOLOGY CORP.(COM) 1,670,598 ISRAEL KENNETH CB -
VISION TWENTY ONE INC.(COM) 605,893 LINDSTROM RICHARD L D 1
VISKASE COS INC(COM) 1,668,844 GUSTAFSON F E CB 1
WALL DATA INC.(COM) 22,000 FOX RICHARD P O 4
WALL DATA INC.(COM) 3,000 STEIGER BETTIE A D 4
WALL DATA INC.(COM) 3,000 VITALE KEVIN B O 4
WALL DATA INC.(COM) 5,000 FRANKENBERG ROBERT J D 4
WASHINGTON TRUST BANCORP (COM) 10,827 WARREN JOHN C CB 2
WASHINGTON TRUST BANCORP (COM) 6,082 BENNETT GARY P D 2
WAVE SYSTEMS CORP. 0 SPRAGUE PETER J CB 1
WEBTRENDS CORP(COM) 19,000 RICHARDSON JAMES T VP -3
WESTELL TECHNOLGIES INC. 85,644 NELSON J W OX -1
WESTERN WIRELESS CORP. 800 OTOOLE TERENCE M D -
WESTWOOD CORP.(COM) 318,356 MINSHALL RICHARD E D 1
WILSON BANK HOLDING CO.(COM) 26,804 TRICE JOHN R D 1
WILSON BANK HOLDING CO.(COM) 28,453 BELL CHARLES D 1
WORLD OF SCIENCE LTD.(COM) 1,467,140 KLAUCKE FRED H P 3
WORLD OF SCIENCE LTD.(COM) 18,500 LUCHI CHRISTINE M VP 3
WORLD OF SCIENCE LTD.(COM) 20,000 CALLAHAN CHARLES A VP 3
WSFS FINANCIAL CORP.(COM) 6,300 HOLLOWELL DAVID E D 2
XETEL CORP.(COM) 528,842 HART JULIAN C DO 1
ZEBRA TECHNOLOGIES CORP. 80,000 CLESS GERHARD VP -3
ZOLL MEDICAL CORP.(COM) 0 STUTZ ROLF S CB -
TEGAL CORP.(COM) 5-2
TEGAL CORP.(COM) 5-2
TELEMATE NET SOFTWARE INC(COM) 15-14
TELEMATE NET SOFTWARE INC(COM) 15-14
TEMTEX INDUSTRIES INC.(COM) 4-3
TETRA TECH INC.(COM) 27-14
THRUSTMASTER INC.(COM) 26-3
TICKETMASTER ONLINE-CITYSEARCH I 81-19
TIVO INC(COM) 51-30
TRO LEARNING INC.(COM) 10-6
TST / IMPRESO INC(COM) 6-2
TWIN FACES EAST ENTERTAIN(COM) 2-1
TWIN FACES EAST ENTERTAIN(COM) 2-1
U S CONCRETE INC(COM) 11-6
U S CONCRETE INC(COM) N/A
ULTRALIFE BATTERIES INC.(COM) 8-4
UMB FINANCIAL CORP.(COM) 49-39
UMPQUA HLDGS CORP(COM) 12-8
UMPQUA HLDGS CORP(COM) 12-8
UMPQUA HLDGS CORP(COM) 12-8
UMPQUA HLDGS CORP(COM) 12-8
UMPQUA HLDGS CORP(COM) 12-8
UMPQUA HLDGS CORP(COM) 12-8
UMPQUA HLDGS CORP(COM) 12-8
UMPQUA HLDGS CORP(COM) 12-8
UNICO AMERICAN CORP.(COM) 14-8
UNIFY CORP.(COM) 26-3
UNIFY CORP.(COM) 26-3
UNIFY CORP.(COM) 26-3
UNITED FINL CORP.(COM) 25-19
UNITED SYSTEMS TECHNOLOGY(COM) 0
UNIVERSAL FOREST PRODUCTS(COM) 23-13
URBAN OUTFITTERS INC.(COM) 30-12
URBAN OUTFITTERS INC.(COM) 30-12
URBAN OUTFITTERS INC.(COM) 30-12
URSUS TELECOM CORP.(COM) 20-3
URSUS TELECOM CORP.(COM) 20-3
USABANCSHARES COM INC 16-5
USABANCSHARES COM INC 16-5
V3 SEMICONDUCTOR INC(COM) 13-4
VALLEY FINANCIAL CORP. (V(COM) 19-15
VARI-L INC(COM) 14-6
VARI-L INC(COM) 14-6
VARI-L INC(COM) 14-6
VENTIV HEALTH INC(COM) 10-8
VERAMARK TECHNOLOGIES INC(COM) 14-4
VERITAS SOFTWARE CORP.(COM) 106-42
VERITAS SOFTWARE CORP.(COM) 106-42
VERITAS SOFTWARE CORP.(COM) 106-42
VERITAS SOFTWARE CORP.(COM) 106-42
VERITAS SOFTWARE CORP.(COM) 106-42
VERITAS SOFTWARE CORP.(COM) 106-42
VERITAS SOFTWARE CORP.(COM) 106-42
VERITAS SOFTWARE CORP.(COM) 106-42
VERITAS SOFTWARE CORP.(COM) 106-42
VERMILION BANCORP INC.(COM) 13-9
VERTEX PHARMACEUTICALS IN(COM) 34-20
VERTEX PHARMACEUTICALS IN(COM) 34-20
VERTEX PHARMACEUTICALS IN(COM) 34-20
VIB CORP(COM) 14-8
VIRTUAL TECHNOLOGY CORP.(COM) 9-1
VISION TWENTY ONE INC.(COM) 10-3
VISKASE COS INC(COM) 5-2
WALL DATA INC.(COM) 24-5
WALL DATA INC.(COM) 24-5
WALL DATA INC.(COM) 24-5
WALL DATA INC.(COM) 24-5
WASHINGTON TRUST BANCORP (COM) 23-15
WASHINGTON TRUST BANCORP (COM) 23-15
WAVE SYSTEMS CORP. N/A
WEBTRENDS CORP(COM) 77-24
WESTELL TECHNOLGIES INC. 10-4
WESTERN WIRELESS CORP. 51-18
WESTWOOD CORP.(COM) 1
WILSON BANK HOLDING CO.(COM) N/A
WILSON BANK HOLDING CO.(COM) N/A
WORLD OF SCIENCE LTD.(COM) 4-1
WORLD OF SCIENCE LTD.(COM) 4-1
WORLD OF SCIENCE LTD.(COM) 4-1
WSFS FINANCIAL CORP.(COM) 18-14
XETEL CORP.(COM) 3-1
ZEBRA TECHNOLOGIES CORP. 50-23
ZOLL MEDICAL CORP.(COM) 32-7
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