Financial Services Industry
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First Call/Thomson Financial Insiders' Chronicle, Oct 22, 2001
NASDAQ
COMPANY TICKER BUY SELL DATE
1ST ST BANCORP INC(COM) FSBC 6,500 9/10-25/01
3-DIMENSIONAL
PHARMACEUTI(COM) DDDP 36,200 9/4-6/01
A C MOORE ARTS &
CRAFTS I(COM) ACMR 1,700 9/21-24/01
ABGENIX INC(COM) ABGX 7,000 8/6/01
ACT TELECONFERENCING
INC(COM) ACTT 8,800 9/13/01
ACTEL CORP(COM) ACTL 4,624 [*] 9/4-10/01
ACTIVE POWER INC(COM) ACPW 22,000 9/10-28/01
ACTIVE POWER INC(COM) ACPW 5,000 9/4-10/01
ACXIOM CORP(COM) ACXM 775 9/21/01
ACXIOM CORP(COM) ACXM 1,000 9/24/01
ACXIOM CORP(COM) ACXM 5,000 9/18/01
ACXIOM CORP(COM) ACXM 5,000 9/21/01
ADELPHIA BUSINESS
SOLUTIONS ABIZ 3,000 9/4/01
ADELPHIA BUSINESS
SOLUTIONS ABIZ 10,000 9/6/01
ADMIRALTY BANCORP INC AAAB 3,000 9/6-20/01
ADMIRALTY BANCORP INC AAAB 11,200 8/31-9/25/01
ADOBE SYS INC(COM) ADBE 100,000 9/25/01
ADOLOR CORP(COM) ADLR 1,500 9/4/01
ADOLOR CORP(COM) ADLR 500 [*] 9/4/01
ADOLOR CORP(COM) ADLR 1,500 9/4/01
ADOLOR CORP(COM) ADLR 8,000 9/4-28/01
ADVANCED ENERGY
INDUSTRIE(COM) AEIS 100,000 9/21/01
ADVANCED FIBRE
COMMUNICAT(COM) AFCI 6,000 [*] 9/17/01
ADVANCED LTG
TECHNOLOGIES(COM) ADLT 37,000 9/25-28/01
ADVANCED NUTRACEUTICALS
INC ANII 8,700 8/9-9/27/01
AEGIS COMMUNICATIONS
GROU(COM) AGIS 11,100 9/17-24/01
AFC ENTERPRISES INC(COM) AFCE 40,000 9/4-10/01
AFC ENTERPRISES INC(COM) AFCE 26,500 [*] 9/5-10/01
AFC ENTERPRISES INC(COM) AFCE 9,000 [*] 9/6-10/01
AFC ENTERPRISES INC(COM) AFCE 7,500 [*] 9/5-10/01
AGILE SOFTWARE CORP(COM) AGIL 1,500 [*] 9/4-24/01
AGILE SOFTWARE CORP(COM) AGIL 80,000 9/4-24/01
AGILE SOFTWARE CORP(COM) AGIL 30,000 [*] 9/28/01
ALASKA COMMUNICATIONS
SYS(COM) ALSK 500 9/25-26/01
ALKERMES INC(COM) ALKS 2,500 [*] 9/4/01
ALKERMES INC(COM) ALKS 4,000 [*] 9/4-28/01
ALKERMES INC(COM) ALKS 7,812 [*] 9/4/01
ALKERMES INC(COM) ALKS 7,500 [*] 9/4/01
ALLEGIANCE TELECOM
INC(COM) ALGX 10,000 9/27/01
ALLEGIANT BANCORP
INC(COM) ALLE 743 9/28/01
ALLEGIANT BANCORP
INC(COM) ALLE 675 9/28/01
ALLEGIANT BANCORP
INC(COM) ALLE 701 9/28/01
ALLEGIANT BANCORP
INC(COM) ALLE 696 9/28/01
ALLEGIANT BANCORP
INC(COM) ALLE 3,870 9/28/01
ALLEGIANT BANCORP
INC(COM) ALLE 544 9/28/01
ALLEGIANT BANCORP
INC(COM) ALLE 554 9/28/01
ALLEGIANT BANCORP
INC(COM) ALLE 706 9/28/01
ALLIANCE FINANCIAL
CORP(COM) ALNC 250 9/4/01
ALLIANCE GAMING CORP ALLY 9,760 [*] 9/10/01
ALLOY INC(COM) ALOY 52,500 8/30-9/7/01
ALLOY INC(COM) ALOY 52,500 8/30-9/7/01
ALLOY INC(COM) ALOY 52,500 8/30-9/7/01
ALPHANET SOLUTIONS
INC(COM) ALPH 5,000 9/20/01
AMERICA ONLINE LATIN
AMERICA INC AOLA 1,200 9/4/01
AMERICAN HOME MORTGAGE
HO(COM) AHMH 15,610 9/19/01
AMERICAN HOME MORTGAGE
HO(COM) AHMH 52,501 9/4-28/01
AMERICAN PHYSICIANS
CAPIT(COM) ACAP 3,000 9/17-19/01
AMERICAN PHYSICIANS
SVC G(COM) AMPH 1,300 9/26-28/01
AMGEN INC(COM) AMGN 17,100 9/7/01
AMGEN INC(COM) AMGN 16,420 9/21/01
AMGEN INC(COM) AMGN 40,000 [*] 9/21/01
AMYLIN PHARMACEUTICALS
IN(COM) AMLN 166,498 9/21/01
AP PHARMA INC(COM) APPA 10,000 9/5-6/01
APA OPTICS INC(COM) APAT 1,000 9/25/01
APAC CUSTOMER
SERVICES(COM) APAC 1,000 9/7/01
APPLEBEES INTERNATIONAL
I(COM) APPB 120,000 9/4-5/01
APPLEBEES INTERNATIONAL
I(COM) APPB 9,000 9/4-5/01
APPLEBEES INTERNATIONAL
I(COM) APPB 11,264 [*] 9/4-5/01
APPLEBEES INTERNATIONAL
I(COM) APPB 12,120 [*] 9/4/01
APPLEBEES INTERNATIONAL
I(COM) APPB 12,651 [*] 9/4/01
APPLEBEES INTERNATIONAL
I(COM) APPB 1,567 [*] 9/6/01
APPLIED MATERIALS
INC(COM) AMAT 1,000 9/26/01
COMPANY PRICE HOLDING INSIDER
1ST ST BANCORP INC(COM) 19.50 60,649 Mcgill James C
3-DIMENSIONAL
PHARMACEUTI(COM) 7.81-8.94 5,301,520 Cavanaugh James H
A C MOORE ARTS &
CRAFTS I(COM) 12.78-13.07 2,000 Fine Lawrence
ABGENIX INC(COM) 28.90 146,217 Behrens Mary K
ACT TELECONFERENCING
INC(COM) 7.50 35,740 Bach Ronald J
ACTEL CORP(COM) 22.00-22.45 26,238 Perret Henry L
ACTIVE POWER INC(COM) 3.56-5.40 4,823,601 Pinkerton Joseph F
ACTIVE POWER INC(COM) 5.23-6.10 32,806 Ott William E
ACXIOM CORP(COM) 7.90 56,454 Bloom Robert S
ACXIOM CORP(COM) 8.58 38,247 Williams Paul M
ACXIOM CORP(COM) 10.54 7,246 Carroll Richard B
ACXIOM CORP(COM) 8.37 10,514 Hodges L L
ADELPHIA BUSINESS
SOLUTIONS 1.69 7,000 Metros Pete J
ADELPHIA BUSINESS
SOLUTIONS 1.86 20,000 Gray James L
ADMIRALTY BANCORP INC 18.35-19.00 142,136 Zoffinger George R
ADMIRALTY BANCORP INC 19.00 45,073 Veccia Joseph
ADOBE SYS INC(COM) 25.00-25.10 2,850,285 Wamock John E
ADOLOR CORP(COM) 18.09 49,800 Garver Deanne E
ADOLOR CORP(COM) 17.90 9,064 Harver Linda Y
ADOLOR CORP(COM) 18.09 37,322 Melincoff Gwen A
ADOLOR CORP(COM) 11.09-18.00 692,879 Farrar John J
ADVANCED ENERGY
INDUSTRIE(COM) 17.90 10,857,782 Schatz Douglas S
ADVANCED FIBRE
COMMUNICAT(COM) 16.63 123,300 Schofield John A
ADVANCED LTG
TECHNOLOGIES(COM) 1.43-1.66 133,217 Fisi Louis S
ADVANCED NUTRACEUTICALS
INC 1.00-1.45 163,371 Pusey Gregory S
AEGIS COMMUNICATIONS
GROU(COM) 0.02-0.27 111,100 Birk John R
AFC ENTERPRISES INC(COM) 22.00-23.04 411,103 Holbrook Dick R
AFC ENTERPRISES INC(COM) 21.94-22.74 23,134 Moddelmog Hala
AFC ENTERPRISES INC(COM) 21.94-22.74 90,760 Wilkins Gerald J
AFC ENTERPRISES INC(COM) 21.94-22.74 5,334 Luther Jon
AGILE SOFTWARE CORP(COM) 7.44-10.15 49,501 Shanahan Thomas A
AGILE SOFTWARE CORP(COM) 7.44-10.15 49,501 Shanahan Thomas A
AGILE SOFTWARE CORP(COM) 8.95 1,994 Coulter David K
ALASKA COMMUNICATIONS
SYS(COM) 7.03-7.20 500 Rogers Brian
ALKERMES INC(COM) 25.88 103,800 Landine Michael J
ALKERMES INC(COM) 20.01-25.88 14,417 Frates James M
ALKERMES INC(COM) 25.88 207,016 Pops Richard
ALKERMES INC(COM) 25.88 86,648 Breyer Robert A
ALLEGIANCE TELECOM
INC(COM) 4.00 10,000 Hundt Reed E
ALLEGIANT BANCORP
INC(COM) 11.95 792,541 Wool Marvin S
ALLEGIANT BANCORP
INC(COM) 11.95 51,197 Leland Curtis B
ALLEGIANT BANCORP
INC(COM) 11.95 166,221 Wielansky Lee S
ALLEGIANT BANCORP
INC(COM) 11.95 27,112 Weiss John L
ALLEGIANT BANCORP
INC(COM) 11.95 832,628 Felman Leon A
ALLEGIANT BANCORP
INC(COM) 11.95 10,949 Wallace Robert E
ALLEGIANT BANCORP
INC(COM) 11.95 19,549 Chambers Robert L
ALLEGIANT BANCORP
INC(COM) 11.95 334,251 Farrell Kevin R
ALLIANCE FINANCIAL
CORP(COM) 19.25 12,978 ADAMS MARY P
ALLIANCE GAMING CORP 19.30-19.57 9,140 Andre Jacques
ALLOY INC(COM) 15.75-16.03 1,338,600 Gradess Samuel A
ALLOY INC(COM) 15.75-16.03 1,361,100 Diamond Matthew C
ALLOY INC(COM) 15.75-16.03 1,361,100 Johnson James K
ALPHANET SOLUTIONS
INC(COM) 1.41 1,967,300 Gang Stan
AMERICA ONLINE LATIN
AMERICA INC 4.09 2,350 Luers William H
AMERICAN HOME MORTGAGE
HO(COM) 15.75 430,412 Johnston John A
AMERICAN HOME MORTGAGE
HO(COM) 14.10-17.39 71,881,590 Strauss Michael
AMERICAN PHYSICIANS
CAPIT(COM) 20.51-20.75 19,600 Baumann Billy B
AMERICAN PHYSICIANS
SVC G(COM) 2.30 393,100 Shifrin Kenneth S
AMGEN INC(COM) 63.55-64.00 124,143 Lazarus Steven
AMGEN INC(COM) 56.35 164,688 Fenton Dennis M
AMGEN INC(COM) 55.85 15,663 Morstyn George
AMYLIN PHARMACEUTICALS
IN(COM) 5.25-5.41 48,235 Bradbury Daniel
AP PHARMA INC(COM) 1.90-1.95 30,000 Goddard Paul
APA OPTICS INC(COM) 2.65-2.85 1,000 Vonwald Gregory J
APAC CUSTOMER
SERVICES(COM) 2.40 10,889 Galarce Carlos E
APPLEBEES INTERNATIONAL
I(COM) 31.95-32.80 1,626,078 Sack Burton M
APPLEBEES INTERNATIONAL
I(COM) 32.05-32.75 53,223 Shadid George D
APPLEBEES INTERNATIONAL
I(COM) 32.05-32.75 53,223 Shadid George D
APPLEBEES INTERNATIONAL
I(COM) 32.03 33,431 Lumpkin Steven K
APPLEBEES INTERNATIONAL
I(COM) 32.00 37,144 Steinkamp Robert T
APPLEBEES INTERNATIONAL
I(COM) 32.16 9,472 Peterson Mark A
APPLIED MATERIALS
INC(COM) 29.22 2,000 Miller Steven
12 MO.
INSIDER PRICE
COMPANY TITLE RANKING RANGE
1ST ST BANCORP INC(COM) P 1 22-17
3-DIMENSIONAL
PHARMACEUTI(COM) D 4 26-6
A C MOORE ARTS &
CRAFTS I(COM) P 2 19-6
ABGENIX INC(COM) D 2 93-17
ACT TELECONFERENCING
INC(COM) D 4 9-4
ACTEL CORP(COM) O -2 37-16
ACTIVE POWER INC(COM) P -2 47-4
ACTIVE POWER INC(COM) O -2 47-4
ACXIOM CORP(COM) OT 4 44-8
ACXIOM CORP(COM) O 4 44-8
ACXIOM CORP(COM) O 4 44-8
ACXIOM CORP(COM) O 4 44-8
ADELPHIA BUSINESS
SOLUTIONS CB 2 10-1
ADELPHIA BUSINESS
SOLUTIONS D 2 10-1
ADMIRALTY BANCORP INC D 1 23-8
ADMIRALTY BANCORP INC D 1 23-8
ADOBE SYS INC(COM) CB -1 141-23
ADOLOR CORP(COM) O -2 29-11
ADOLOR CORP(COM) O -2 29-11
ADOLOR CORP(COM) O -2 29-11
ADOLOR CORP(COM) P -2 29-11
ADVANCED ENERGY
INDUSTRIE(COM) O -1 42-16
ADVANCED FIBRE
COMMUNICAT(COM) P -2 36-12
ADVANCED LTG
TECHNOLOGIES(COM) D -2 13-1
ADVANCED NUTRACEUTICALS
INC CB 1 3-0
AEGIS COMMUNICATIONS
GROU(COM) CB 1 1-0
AFC ENTERPRISES INC(COM) OD -5 25-16
AFC ENTERPRISES INC(COM) O -5 25-16
AFC ENTERPRISES INC(COM) OD -5 25-16
AFC ENTERPRISES INC(COM) O -5 25-16
AGILE SOFTWARE CORP(COM) F -3 84-8
AGILE SOFTWARE CORP(COM) F -3 84-8
AGILE SOFTWARE CORP(COM) O -3 84-8
ALASKA COMMUNICATIONS
SYS(COM) D 1 9-4
ALKERMES INC(COM) O -4 43-18
ALKERMES INC(COM) O -4 43-18
ALKERMES INC(COM) O -4 43-18
ALKERMES INC(COM) P -4 43-18
ALLEGIANCE TELECOM
INC(COM) D 1 40-3
ALLEGIANT BANCORP
INC(COM) CB 8 15-8
ALLEGIANT BANCORP
INC(COM) D 8 15-8
ALLEGIANT BANCORP
INC(COM) D 8 15-8
ALLEGIANT BANCORP
INC(COM) D 8 15-8
ALLEGIANT BANCORP
INC(COM) D 8 15-8
ALLEGIANT BANCORP
INC(COM) D 8 15-8
ALLEGIANT BANCORP
INC(COM) D 8 15-8
ALLEGIANT BANCORP
INC(COM) OD 8 15-8
ALLIANCE FINANCIAL
CORP(COM) D -1 21-17
ALLIANCE GAMING CORP D -2 40-5
ALLOY INC(COM) OD -5 17-7
ALLOY INC(COM) O -5 17-7
ALLOY INC(COM) P -5 17-7
ALPHANET SOLUTIONS
INC(COM) CB 1 4-1
AMERICA ONLINE LATIN
AMERICA INC D 2 9-3
AMERICAN HOME MORTGAGE
HO(COM) D -2 21-4
AMERICAN HOME MORTGAGE
HO(COM) CB -2 21-4
AMERICAN PHYSICIANS
CAPIT(COM) D 1 24-14
AMERICAN PHYSICIANS
SVC G(COM) O 1 4-1
AMGEN INC(COM) D -5 74-52
AMGEN INC(COM) O -5 74-52
AMGEN INC(COM) O -5 74-52
AMYLIN PHARMACEUTICALS
IN(COM) O -1 15-5
AP PHARMA INC(COM) CB 1 3-2
APA OPTICS INC(COM) D 1 16-2
APAC CUSTOMER
SERVICES(COM) O 1 6-2
APPLEBEES INTERNATIONAL
I(COM) D -7 45-24
APPLEBEES INTERNATIONAL
I(COM) O -7 45-24
APPLEBEES INTERNATIONAL
I(COM) O -7 45-24
APPLEBEES INTERNATIONAL
I(COM) O -7 45-24
APPLEBEES INTERNATIONAL
I(COM) VP -7 45-24
APPLEBEES INTERNATIONAL
I(COM) VP -7 45-24
APPLIED MATERIALS
INC(COM) D 1 59-28
ARIBA INC(COM) ARBA 60,050
ASK JEEVES INC(COM) ASKJ 80,200
ATLANTIC AMERICAN CORP(COM) AAME 63,900
ATLANTIC AMERICAN CORP(COM) AAME 73,900
ATLANTIC AMERICAN CORP(COM) AAME 3,400
ATLANTIC COAST AIRLINES H(COM) ACAI 4,000
ATLANTIC COAST AIRLINES H(COM) ACAI 3,000
ATP OIL & GAS CORP(COM) ATPG 5,000
ATP OIL & GAS CORP(COM) ATPG 11,500
ATP OIL & GAS CORP(COM) ATPG 2,000
AVANEX CORP(COM) AVNX 10,000
AVENUE A INC(COM) AVEA 7,000
AVIDYN INC(COM) ADYN 41,000
AVIDYN INC(COM) ADYN 41,000
AVIRON(COM) AVIR 100
BANC CORP(COM) TBNC 2,000
BANK PLUS CORP(COM) BPLS 41,000
BANK SOUTH CAROLINA CORP(COM) BKSC 1,600
BANKNORTH GROUP INC(COM) BKNG 20,250 [*]
BARRA INC(COM) BARZ 10,000 [*]
BARRA INC(COM) BARZ 10,000
BARRETT BUSINESS SERVICES(COM) BBSI 50,000
BE AEROSPACE INC(COM) BEAV 4,000
BEA SYS INC(COM) BEAS 5,000
BED BATH & BEYOND INC(COM) BBBY 781
BETA OIL & GAS INC(COM) BETA 8,000
BINDVIEW DEVELOPMENT CORP(COM) BVEW 10,000
BIO-REFERENCE LABORATORIES INC BRLI 20,000
BIO-REFERENCE LABORATORIES INC BRLI 6,000
BIOGEN INC(COM) BGEN 130,000
BIOJECT MEDICAL TECHNOLOGIES INC BJCT 17,061
BIOMET INC(COM) BMET 75,000
BIOMET INC(COM) BMET 7,400
BIORELIANCE CORP(COM) BREL 4,479
BIRNER DENTAL MGMT SERVICES INC BDMS 7,100
BLACKHAWK BANCORP INC(COM) BKHB 800
BLACKHAWK BANCORP INC(COM) BKHB 2,500
BOE FINL SVCS VA INC(COM) BSXT 300
BOSTON ACOUSTICS INC(COM) BOSA 49,000
BOSTON BIOMEDICA INC(COM) BBII 11,800
BOSTON LIFE SCIENCES INC BLSI 10,000
BOSTON LIFE SCIENCES INC BLSI 10,000
BRIGHT HORIZONS FAMILY SO(COM) BFAM 5,000
C T I GROUP HLDGS INC(COM) CTIG 110,000
CACHEFLOW INC(COM) CFLO 226,000
CACHEFLOW INC(COM) CFLO 5,000
CACI INTERNATIONAL INC CACI 7,500 [*]
CACI INTERNATIONAL INC CACI 14,500 [*]
CACI INTERNATIONAL INC CACI 12,200 [*]
CACI INTERNATIONAL INC CACI 55,000 [*]
CACI INTERNATIONAL INC CACI 100,000
CADMUS COMMUNICATIONS COR(COM) CDMS 2,807
CADMUS COMMUNICATIONS COR(COM) CDMS 600
CAMINOSOFT CORP(COM) CMSF 110,500
CAMINOSOFT CORP(COM) CMSF 30,000
CANTERBURY PARK HOLDING C(COM) TRAK 7,000
CARDIAC SCIENCE INC DFIB 5,000,000
CARDIMA INC(COM) CRDM 10,000
CARDIODYNAMICS INTERNATIO(COM) CDIC 536,500
CARREKER CORP(COM) CANI 5,000
CARRIZO OIL & GAS INC(COM) CRZO 4,900
CASELLA WASTE SYSTEMS INC CWST 20,000 [*]
CATALYST INTERNATIONAL IN(COM) CLYS 3,000
CATALYTICA ENERGY SYS INC(COM) CESI 2,500
CATHAY BANCORP INC(COM) CATY 2,200
CECIL BANCORP INC(COM) CECB 200
CENTURY BANCSHARES INC(COM) CTRY 14,340
CERNER CORP(COM) CERN 1,174
CHAMPION INDUSTRIES INC W(COM) CHMP 12,300
CHARLOTTE RUSSE HOLDING I(COM) CHIC 25,100
CHECKFREE CORP NEW(COM) CKFR 4,000
CHEMUNG FINL CORP(COM) CHMG 500
CHIPPAC INC CHPC 6,000
CHIPPAC INC CHPC 4,164
ARIBA INC(COM) 9/4-5/01 1.99-2.30
ASK JEEVES INC(COM) 9/19-20/01 0.88-0.95
ATLANTIC AMERICAN CORP(COM) 9/4-27/01 1.15-1.50
ATLANTIC AMERICAN CORP(COM) 9/4-27/01 1.15-1.50
ATLANTIC AMERICAN CORP(COM) 9/18/01 1.25
ATLANTIC COAST AIRLINES H(COM) 9/17-20/01 10.43-15.96
ATLANTIC COAST AIRLINES H(COM) 9/17/01 13.92
ATP OIL & GAS CORP(COM) 9/28/01 6.96-7.00
ATP OIL & GAS CORP(COM) 9/4-28/01 6.75-9.99
ATP OIL & GAS CORP(COM) 9/17/01 10.00
AVANEX CORP(COM) 9/6/01 4.33
AVENUE A INC(COM) 9/28/01 0.84-0.90
AVIDYN INC(COM) 9/19/01 4.76
AVIDYN INC(COM) 9/19/01 4.76
AVIRON(COM) 9/25/01 22.52
BANC CORP(COM) 9/17-18/01 6.50-6.70
BANK PLUS CORP(COM) 9/24-10/5/01 6.82-6.84
BANK SOUTH CAROLINA CORP(COM) 8/8/01 13.25
BANKNORTH GROUP INC(COM) 8/3/01 23.30-23.31
BARRA INC(COM) 9/19/01 44.10-44.65
BARRA INC(COM) 9/19/01 44.10-44.65
BARRETT BUSINESS SERVICES(COM) 9/21/01 4.00
BE AEROSPACE INC(COM) 9/19/01 5.23
BEA SYS INC(COM) 9/26/01 10.12
BED BATH & BEYOND INC(COM) 9/24/01 23.31-23.34
BETA OIL & GAS INC(COM) 9/6-7/01 6.17-6.30
BINDVIEW DEVELOPMENT CORP(COM) 9/28/01 0.94
BIO-REFERENCE LABORATORIES INC 9/20-26/01 3.10-3.20
BIO-REFERENCE LABORATORIES INC 9/21/01 3.10-3.15
BIOGEN INC(COM) 9/20/01 56.25
BIOJECT MEDICAL TECHNOLOGIES INC 9/5-19/01 12.10-12.66
BIOMET INC(COM) 9/27/01 29.13
BIOMET INC(COM) 9/24/01 27.14
BIORELIANCE CORP(COM) 9/17/01 12.50
BIRNER DENTAL MGMT SERVICES INC 9/17/01 2.75
BLACKHAWK BANCORP INC(COM) 9/17/01 9.50
BLACKHAWK BANCORP INC(COM) 9/25/01 10.10
BOE FINL SVCS VA INC(COM) 9/27/01 16.00
BOSTON ACOUSTICS INC(COM) 9/19/01 9.30
BOSTON BIOMEDICA INC(COM) 8/7-9/25/01 2.00-2.84
BOSTON LIFE SCIENCES INC 9/24-25/01 2.00
BOSTON LIFE SCIENCES INC 9/24/01 1.95
BRIGHT HORIZONS FAMILY SO(COM) 9/4-28/01 28.00
C T I GROUP HLDGS INC(COM) 9/20/01 0.66
CACHEFLOW INC(COM) 9/27/01 1.44
CACHEFLOW INC(COM) 9/27/01 1.15
CACI INTERNATIONAL INC 9/28/01 55.68
CACI INTERNATIONAL INC 9/28/01 56.00
CACI INTERNATIONAL INC 9/24-28/01 53.00-55.68
CACI INTERNATIONAL INC 10/8/01 51.65
CACI INTERNATIONAL INC 9/24-27/01 54.43-56.43
CADMUS COMMUNICATIONS COR(COM) 9/25/01 5.30
CADMUS COMMUNICATIONS COR(COM) 9/27/01 8.00
CAMINOSOFT CORP(COM) 8/31-9/25/01 1.25-1.92
CAMINOSOFT CORP(COM) 9/17/01 1.10
CANTERBURY PARK HOLDING C(COM) 9/21/01 6.00-6.25
CARDIAC SCIENCE INC 9/13-24/01 2.00
CARDIMA INC(COM) 9/4/01 2.06
CARDIODYNAMICS INTERNATIO(COM) 9/3-27/01 4.33-5.40
CARREKER CORP(COM) 9/26/01 7.30
CARRIZO OIL & GAS INC(COM) 9/20/01 5.03-5.25
CASELLA WASTE SYSTEMS INC 9/17/01 12.64
CATALYST INTERNATIONAL IN(COM) 9/21/01 1.82-2.07
CATALYTICA ENERGY SYS INC(COM) 9/21/01 5.70
CATHAY BANCORP INC(COM) 9/19/01 50.75-52.50
CECIL BANCORP INC(COM) 9/13/01 17.00
CENTURY BANCSHARES INC(COM) 9/24/01 14.25
CERNER CORP(COM) 9/10/01 50.26
CHAMPION INDUSTRIES INC W(COM) 9/21/01 2.03
CHARLOTTE RUSSE HOLDING I(COM) 9/21/01 10.60-11.00
CHECKFREE CORP NEW(COM) 9/28/01 16.50
CHEMUNG FINL CORP(COM) 9/26/01 28.50
CHIPPAC INC 9/21/01 3.02
CHIPPAC INC 9/4/01 6.08
ARIBA INC(COM) 16,621,164 Krach Keith J CB
ASK JEEVES INC(COM) 2,000,663 Gruener Garrett D
ATLANTIC AMERICAN CORP(COM) 12,458,512 Robinson J M CB
ATLANTIC AMERICAN CORP(COM) 12,951,020 Robinson Harriett J H
ATLANTIC AMERICAN CORP(COM) 198,642 West Mark C D
ATLANTIC COAST AIRLINES H(COM) 26,800 Buchanan Robert E D
ATLANTIC COAST AIRLINES H(COM) 5,600 Surratt Richard J O
ATP OIL & GAS CORP(COM) 20,000 Wendlandt Walter D
ATP OIL & GAS CORP(COM) 1,143,238 Overbey Carol E VP
ATP OIL & GAS CORP(COM) 8,000 Tschirhart John E VP
AVANEX CORP(COM) 140,097 Florence Anthony A O
AVENUE A INC(COM) 22,000 Vernon Michael O
AVIDYN INC(COM) 99,000 Burke Frank M D
AVIDYN INC(COM) 99,000 Burke Frank M D
AVIRON(COM) 100 Fenton Dennis M D
BANC CORP(COM) 619,902 Taylor James A OD
BANK PLUS CORP(COM) 676,612 Smith Gordon V D
BANK SOUTH CAROLINA CORP(COM) 8,561 Maybank Louise J D
BANKNORTH GROUP INC(COM) 10,054 Greene Andrew W O
BARRA INC(COM) 114,500 Lekander Claes O
BARRA INC(COM) 114,500 Lekander Claes O
BARRETT BUSINESS SERVICES(COM) 2,074,957 Sherertz William W P
BE AEROSPACE INC(COM) 4,000 Schofield Jonathan M D
BEA SYS INC(COM) 502,464 Bartz Carol A D
BED BATH & BEYOND INC(COM) 4,524 Kaplan Robert S D
BETA OIL & GAS INC(COM) 835,000 Richardson Joe C D
BINDVIEW DEVELOPMENT CORP(COM) 410,000 Pierce Edward L O
BIO-REFERENCE LABORATORIES INC 1,597,200 Topfer Morton L DO
BIO-REFERENCE LABORATORIES INC 64,667 Roglieri John L D
BIOGEN INC(COM) 231,570 Buirkle Harold W D
BIOJECT MEDICAL TECHNOLOGIES INC 382,993 Flynn Edward L D
BIOMET INC(COM) 4,994,113 Noblitt Niles L CB
BIOMET INC(COM) 7,400 Qualey Marilyn T D
BIORELIANCE CORP(COM) 74,445 Hamilton Victoria D
BIRNER DENTAL MGMT SERVICES INC 86,069 Bathgate Steven M D
BLACKHAWK BANCORP INC(COM) 2,000 Mott Merritt J D
BLACKHAWK BANCORP INC(COM) 166,700 Hendricks Kenneth A D
BOE FINL SVCS VA INC(COM) 10,639 Hutchinson Robert F D
BOSTON ACOUSTICS INC(COM) 111,761 Mooney Lisa M D
BOSTON BIOMEDICA INC(COM) 13,000 Garrett Patricia E O
BOSTON LIFE SCIENCES INC 22,500 Palmer Christopher D
BOSTON LIFE SCIENCES INC 10,000 Bjer Dr Colin B D
BRIGHT HORIZONS FAMILY SO(COM) 220,151 Lurie Robert D D
C T I GROUP HLDGS INC(COM) 110,000 Bartkiw Stephen J D
CACHEFLOW INC(COM) 1,952,388 Nesmith Brian M P
CACHEFLOW INC(COM) 76,388 Robin Alan L O
CACI INTERNATIONAL INC 0 Elefante Jeffrey P O
CACI INTERNATIONAL INC 25,000 Bradford Gregory R O
CACI INTERNATIONAL INC 1,000 Waechter Stephen L O
CACI INTERNATIONAL INC 1,500 Johnson L K O
CACI INTERNATIONAL INC 400,000 London J P CB
CADMUS COMMUNICATIONS COR(COM) 5,782 Ward Joseph J O
CADMUS COMMUNICATIONS COR(COM) 10,200 Garrett Garland W D
CAMINOSOFT CORP(COM) 3,385,000 Robert Pearson D
CAMINOSOFT CORP(COM) 55,000 Spector Stephen D
CANTERBURY PARK HOLDING C(COM) 266,897 Barenscheer Brian C D
CARDIAC SCIENCE INC 6,930,467 Dovey Brian H DO
CARDIMA INC(COM) 38,611 Wheeler William K P
CARDIODYNAMICS INTERNATIO(COM) 8,888,658 Paulson John M T
CARREKER CORP(COM) 10,000 Erwin James R D
CARRIZO OIL & GAS INC(COM) 1,098,321 Wojtek Frank A O
CASELLA WASTE SYSTEMS INC 0 Holmes Michael O
CATALYST INTERNATIONAL IN(COM) 3,000 Treleaven James B P
CATALYTICA ENERGY SYS INC(COM) 58,726 Mario Ernest D
CATHAY BANCORP INC(COM) 178,186 Tang Anthony M O
CECIL BANCORP INC(COM) 20,403 Halsey Mary B P
CENTURY BANCSHARES INC(COM) 91,591 Mckee William S D
CERNER CORP(COM) 888 Flanigan Richard J O
CHAMPION INDUSTRIES INC W(COM) 72,300 Scaggs Neal W D
CHARLOTTE RUSSE HOLDING I(COM) 12,808,298 Karp Allan W D
CHECKFREE CORP NEW(COM) 5,813 Ostis Harley O
CHEMUNG FINL CORP(COM) 11,340 Updegraff Jan P P
CHIPPAC INC 301,989 Krakauer Robert O
CHIPPAC INC 3,100 Potter Michael O
ARIBA INC(COM) -1 137-2
ASK JEEVES INC(COM) 4 18-1
ATLANTIC AMERICAN CORP(COM) 3 3-1
ATLANTIC AMERICAN CORP(COM) 3 3-1
ATLANTIC AMERICAN CORP(COM) 3 3-1
ATLANTIC COAST AIRLINES H(COM) -4 47-10
ATLANTIC COAST AIRLINES H(COM) -4 47-10
ATP OIL & GAS CORP(COM) 1 14-6
ATP OIL & GAS CORP(COM) 1 14-6
ATP OIL & GAS CORP(COM) 1 14-6
AVANEX CORP(COM) -7 119-3
AVENUE A INC(COM) 1 5-1
AVIDYN INC(COM) - 9-3
AVIDYN INC(COM) - 9-3
AVIRON(COM) 1 70-20
BANC CORP(COM) 1 7-5
BANK PLUS CORP(COM) - 7-3
BANK SOUTH CAROLINA CORP(COM) 1 14-12
BANKNORTH GROUP INC(COM) -1 24-16
BARRA INC(COM) -5 70-36
BARRA INC(COM) -5 70-36
BARRETT BUSINESS SERVICES(COM) -1 5-3
BE AEROSPACE INC(COM) 8 25-4
BEA SYS INC(COM) 1 86-9
BED BATH & BEYOND INC(COM) - 33-20
BETA OIL & GAS INC(COM) 1 9-5
BINDVIEW DEVELOPMENT CORP(COM) 2 12-1
BIO-REFERENCE LABORATORIES INC 2 6-1
BIO-REFERENCE LABORATORIES INC 2 6-1
BIOGEN INC(COM) -3 75-49
BIOJECT MEDICAL TECHNOLOGIES INC 3 15-5
BIOMET INC(COM) -3 50-25
BIOMET INC(COM) -3 50-25
BIORELIANCE CORP(COM) - 22-10
BIRNER DENTAL MGMT SERVICES INC 2 3-0
BLACKHAWK BANCORP INC(COM) 3 11-8
BLACKHAWK BANCORP INC(COM) 3 11-8
BOE FINL SVCS VA INC(COM) 1 18-11
BOSTON ACOUSTICS INC(COM) -1 16-9
BOSTON BIOMEDICA INC(COM) -1 4-1
BOSTON LIFE SCIENCES INC 2 7-2
BOSTON LIFE SCIENCES INC 2 7-2
BRIGHT HORIZONS FAMILY SO(COM) -4 31-20
C T I GROUP HLDGS INC(COM) 1 2-1
CACHEFLOW INC(COM) 3 145-1
CACHEFLOW INC(COM) 3 145-1
CACI INTERNATIONAL INC -5 60-19
CACI INTERNATIONAL INC -5 60-19
CACI INTERNATIONAL INC -5 60-19
CACI INTERNATIONAL INC -5 60-19
CACI INTERNATIONAL INC -5 60-19
CADMUS COMMUNICATIONS COR(COM) 4 12-6
CADMUS COMMUNICATIONS COR(COM) 4 12-6
CAMINOSOFT CORP(COM) 4 4-1
CAMINOSOFT CORP(COM) 4 4-1
CANTERBURY PARK HOLDING C(COM) 1 9-6
CARDIAC SCIENCE INC 2 8-2
CARDIMA INC(COM) -1 2-0
CARDIODYNAMICS INTERNATIO(COM) -4 7-3
CARREKER CORP(COM) 2 40-6
CARRIZO OIL & GAS INC(COM) -1 11-4
CASELLA WASTE SYSTEMS INC -1 14-4
CATALYST INTERNATIONAL IN(COM) 1 8-2
CATALYTICA ENERGY SYS INC(COM) - 22-6
CATHAY BANCORP INC(COM) -1 64-45
CECIL BANCORP INC(COM) 1 20-17
CENTURY BANCSHARES INC(COM) -3 16-6
CERNER CORP(COM) -4 62-30
CHAMPION INDUSTRIES INC W(COM) 2 4-2
CHARLOTTE RUSSE HOLDING I(COM) 1 39-11
CHECKFREE CORP NEW(COM) 2 61-16
CHEMUNG FINL CORP(COM) 1 29-19
CHIPPAC INC - 12-2
CHIPPAC INC - 12-2
CHIPPAC INC CHPC 1,000
CHIRON CORP(COM) CHIR 75,000 [*]
CHROMAVISION MEDICAL SYST(COM) CVSN 3,000
CIENA CORP(COM) CIEN 2,000
CIENA CORP(COM) CIEN 23,400
CINTAS CORP (COM) CTAS 7,940
CIRRUS LOGIC INC(COM) CRUS 5,000
CITIZENS FIRST BANCORP IN(COM) CTZN 1,541
CITIZENS FIRST BANCORP IN(COM) CTZN 2,318
CITY HLDG CO(COM) CHCO 240
CIVIC BANCORP(COM) CIVC 2,000
CNB FLORIDA BANCSHARES IN(COM) CNBB 10,000
CNB FLORIDA BANCSHARES IN(COM) CNBB 2,500
CNB FLORIDA BANCSHARES IN(COM) CNBB 12,500
CNBC BANCORP(COM) CNBD 5,820
CNBC BANCORP(COM) CNBD 10,450
CNBC BANCORP(COM) CNBD 200
CNBC BANCORP(COM) CNBD 1,800
CNET NETWORKSINC(COM) CNET 8,500
CNET NETWORKSINC(COM) CNET 25,000
COASTAL BKG CO INC(COM) CBCO 1,909
COBRA ELECTRONICS CORP(COM) COBR 74,000 [*]
COHESION TECHNOLOGIES INC(COM) CSON 20,000
COLUMBIA BKG SYS INC(COM) COLB 7,711
COMM BANCORP INC(COM) CCBP 4,000
COMMODORE MINERALS INC(COM) CERL 7,000,000
COMMUNITY BANCORP FREEHOL(COM) CBNJ 1,900
COMMUNITY BANCORP FREEHOL(COM) CBNJ 600
COMMUNITY FIRST BANCORPOR(COM) CFOK 1,800
COMMUNITY FIRST BANKSHARE(COM) CFBX 11,060 [*]
COMMUNITY INVESTORS BANCO(COM) CIBI 450
COMPASS KNOWLEDGE HOLDING(COM) CKNO 8,500
COMPUTER ACCESS TECHNOLOG(COM) CATZ 11,200
COMPUTER ACCESS TECHNOLOG(COM) CATZ 16,800
COMPUWARE CORP(COM) CPWR 10,000
CONNECTICUT BANCSHARES IN(COM) SBMC 1,500
CONNECTICUT WTR SVC INC(COM) CTWS 1,627
CONNECTICUT WTR SVC INC(COM) CTWS 100
CONNECTICUT WTR SVC INC(COM) CTWS 1,500
COPPER VALLEY MINERALS LT(COM) CVMN 1,200,000
COR THERAPEUTICS INC(COM) CORR 5,000
CORILLIAN CORP(COM) CORI 100,000
CORVIS CORP(COM) CORV 5,000
COUNTY BK CORP(COM) CYBK 200
CREDENCE SYSTEMS CORP(COM) CMOS 4,000
CROSSROADS SYSTEMS INC(COM) CRDS 75,100
CUBIST PHARMACEUTICALS IN(COM) CBST 3,500 [*]
CUBIST PHARMACEUTICALS IN(COM) CBST 13,000
CUBIST PHARMACEUTICALS IN(COM) CBST 8,000
CUBIST PHARMACEUTICALS IN(COM) CBST 5,000
CURATIVE HEALTH SERVICES (COM) CURE 1,000
CUTTER & BUCK INC(COM) CBUK 5,000
CV THERAPEUTICS INC(COM) CVTX 7,500 [*]
CV THERAPEUTICS INC(COM) CVTX 5,000 [*]
CYGNUS INC(COM) CYGN 2,000
CYGNUS INC(COM) CYGN 3,000 [*]
CYGNUS INC(COM) CYGN 2,000
CYGNUS INC(COM) CYGN 4,000 [*]
CYGNUS INC(COM) CYGN 5,000 [*]
CYTOCLONAL PHARMACEUTICS(COM) CYPH 1,000
D & K HEALTHCARE RESOURCE(COM) DKWD 6,100 [*]
D & K HEALTHCARE RESOURCE(COM) DKWD 1,800
DAC TECHNOLOGIES GROUP IN(COM) DAAT 2,000
DAG MEDIA INC(COM) DAGM 5,000
DAISYTEK INTERNATIONAL CO(COM) DZTK 3,000
DALEEN TECHNOLOGIES INC(COM) DALN 8,300
DATAWATCH CORP DWCH 2,900
DECISION LINK INC(COM) DLNK 300,000
DENDRITE INTERNATIONAL IN(COM) DRTE 5,000 [*]
DESIGNS INC(COM) DESI 1,000
DIGENE CORP(COM) DIGE 12,500 [*]
DIGENE CORP(COM) DIGE 12,500 [*]
DIGIMARC CORP(COM) DMRC 3,000 [*]
DIGIMARC CORP(COM) DMRC 9,000
CHIPPAC INC 9/21/01 2.90 3,100
CHIRON CORP(COM) 9/4/01 47.95 222,392
CHROMAVISION MEDICAL SYST(COM) 9/7/01 3.25-3.30 20,000
CIENA CORP(COM) 9/19-28/01 10.15-11.10 2,200
CIENA CORP(COM) 9/4-20/01 10.95-16.82 4,893,800
CINTAS CORP (COM) 9/28/01 40.30 145,463
CIRRUS LOGIC INC(COM) 9/19-20/01 7.80-8.22 5,549
CITIZENS FIRST BANCORP IN(COM) 9/10/01 14.65 85,432
CITIZENS FIRST BANCORP IN(COM) 9/10-19/01 14.60-14.65 22,368
CITY HLDG CO(COM) 8/17/01 11.00 24,549
CIVIC BANCORP(COM) 9/10/01 15.00 1,361,096
CNB FLORIDA BANCSHARES IN(COM) 9/5-10/01 10.00-10.50 70,000
CNB FLORIDA BANCSHARES IN(COM) 9/10/01 10.00 3,500
CNB FLORIDA BANCSHARES IN(COM) 9/10/01 10.00 1,054,991
CNBC BANCORP(COM) 9/20-25/01 20.50-20.56 78,627
CNBC BANCORP(COM) 9/21/01 20.85 31,898
CNBC BANCORP(COM) 9/11/01 20.50 82,253
CNBC BANCORP(COM) 9/25/01 20.55 6,531
CNET NETWORKSINC(COM) 10/3/01 3.32 21,965
CNET NETWORKSINC(COM) 9/21/01 4.00 10,042,768
COASTAL BKG CO INC(COM) 9/21/01 6.30 3,091
COBRA ELECTRONICS CORP(COM) 10/9/01 5.17-6.56 1,000
COHESION TECHNOLOGIES INC(COM) 9/24/01 3.00 20,000
COLUMBIA BKG SYS INC(COM) 9/18/01 14.00 14,845
COMM BANCORP INC(COM) 9/13/01 30.00 185,935
COMMODORE MINERALS INC(COM) 9/28/01 0.05 N/R
COMMUNITY BANCORP FREEHOL(COM) 9/4-26/01 14.75-17.50 113,524
COMMUNITY BANCORP FREEHOL(COM) 9/21/01 14.75 62,115
COMMUNITY FIRST BANCORPOR(COM) 9/5/01 19.00 70,690
COMMUNITY FIRST BANKSHARE(COM) 9/6/01 23.50-24.70 201,773
COMMUNITY INVESTORS BANCO(COM) 9/10/01 11.25 12,102
COMPASS KNOWLEDGE HOLDING(COM) 9/12-13/01 N/A 3,381,587
COMPUTER ACCESS TECHNOLOG(COM) 9/4-28/01 5.00-5.15 5,379,282
COMPUTER ACCESS TECHNOLOG(COM) 9/4-28/01 5.00-5.15 3,864,762
COMPUWARE CORP(COM) 9/27/01 7.88-8.88 13,000
CONNECTICUT BANCSHARES IN(COM) 9/18-21/01 20.25-23.02 2,000
CONNECTICUT WTR SVC INC(COM) 9/19/01 27.00 5,529
CONNECTICUT WTR SVC INC(COM) 9/25/01 27.09 700
CONNECTICUT WTR SVC INC(COM) 9/19/01 27.56 12,058
COPPER VALLEY MINERALS LT(COM) 9/26/01 0.27 N/R
COR THERAPEUTICS INC(COM) 9/4/01 28.88 33,174
CORILLIAN CORP(COM) 8/17-21/01 2.81-3.11 1,518,510
CORVIS CORP(COM) 9/25/01 1.85 13,000
COUNTY BK CORP(COM) 9/27/01 42.00 20,187
CREDENCE SYSTEMS CORP(COM) 9/20-21/01 11.70-12.55 9,130
CROSSROADS SYSTEMS INC(COM) 9/24-28/01 3.08-3.29 3,667,500
CUBIST PHARMACEUTICALS IN(COM) 9/4-10/01 40.15-43.55 32,184
CUBIST PHARMACEUTICALS IN(COM) 9/6/01 42.10-42.51 48,874
CUBIST PHARMACEUTICALS IN(COM) 9/4/01 42.88 90,284
CUBIST PHARMACEUTICALS IN(COM) 9/4/01 41.21 99,763
CURATIVE HEALTH SERVICES (COM) 9/25/01 8.00 1,000
CUTTER & BUCK INC(COM) 928-10/2/01 3.39-3.65 97,197
CV THERAPEUTICS INC(COM) 9/6/01 48.89 2,500
CV THERAPEUTICS INC(COM) 9/25/01 39.20 96,905
CYGNUS INC(COM) 9/4/01 8.45-8.56 40,691
CYGNUS INC(COM) 9/10/01 8.30 15,000
CYGNUS INC(COM) 9/4/01 8.50-8.53 24,425
CYGNUS INC(COM) 9/4/01 8.50-8.53 24,425
CYGNUS INC(COM) 9/4/01 8.50 79,233
CYTOCLONAL PHARMACEUTICS(COM) 9/21/01 2.85 1,000
D & K HEALTHCARE RESOURCE(COM) 9/5/01 44.00-44.51 N/R
D & K HEALTHCARE RESOURCE(COM) 9/5/01 44.00-44.51 2,000
DAC TECHNOLOGIES GROUP IN(COM) 9/17-26/01 1.40-1.45 394,856
DAG MEDIA INC(COM) 9/21/01 1.05 1,419,095
DAISYTEK INTERNATIONAL CO(COM) 10/1-5/01 11.80-12.36 22,511
DALEEN TECHNOLOGIES INC(COM) 9/26/01 0.48 92,673
DATAWATCH CORP 9/5-7/01 1.38-1.65 2,900
DECISION LINK INC(COM) 9/7/01 0.10 59,193,464
DENDRITE INTERNATIONAL IN(COM) 9/5/01 12.16 756
DESIGNS INC(COM) 9/21/04 2.05 38,121
DIGENE CORP(COM) 9/4/01 31.00 4,743,212
DIGENE CORP(COM) 9/4/01 31.00 4,411,739
DIGIMARC CORP(COM) 9/28-27/01 11.00-14.15 55,150
DIGIMARC CORP(COM) 9/28-27/01 11.00-14.15 55,150
CHIPPAC INC Potter Michael O - 12-2
CHIRON CORP(COM) Penhoet Edward E D -3 55-37
CHROMAVISION MEDICAL SYST(COM) Testman Thomas R D 1 7-2
CIENA CORP(COM) Dillon John R D -2 150-10
CIENA CORP(COM) Nettles Patrick H CB -2 150-10
CINTAS CORP (COM) Klekamp Donald P D - 54-34
CIRRUS LOGIC INC(COM) Gray Gerald R OX 1 47-6
CITIZENS FIRST BANCORP IN(COM) Campbell Marshall J P 2 17-13
CITIZENS FIRST BANCORP IN(COM) Kelleman Christopher A D 2 17-13
CITY HLDG CO(COM) Rogers Robert T D 2 13-5
CIVIC BANCORP(COM) Carr Donald C D 1 17-13
CNB FLORIDA BANCSHARES IN(COM) Frankland G T O 3 14-7
CNB FLORIDA BANCSHARES IN(COM) Skinner Halcyon E D 3 14-7
CNB FLORIDA BANCSHARES IN(COM) Pritchett Marvin H DO 3 14-7
CNBC BANCORP(COM) Rinker Kent K MC -1 31-16
CNBC BANCORP(COM) Gummer George A D -1 31-16
CNBC BANCORP(COM) MCauliffe Thomas D O -1 31-16
CNBC BANCORP(COM) Romelfanger John A OD -1 31-16
CNET NETWORKSINC(COM) Rosensweig Daniel L P 2 33-3
CNET NETWORKSINC(COM) Bonnie Shelby W CB 2 33-3
COASTAL BKG CO INC(COM) Lovering Charlie T O 1 9-6
COBRA ELECTRONICS CORP(COM) Mirabelli Anthony A O 2 10-5
COHESION TECHNOLOGIES INC(COM) Mavity William G D 1 9-3
COLUMBIA BKG SYS INC(COM) Schminkey Gary R O -1 16-10
COMM BANCORP INC(COM) Moore Joseph P UT -1 32-25
COMMODORE MINERALS INC(COM) Hand Grayson W D -1 4-0
COMMUNITY BANCORP FREEHOL(COM) Schoor Howard D 2 18-13
COMMUNITY BANCORP FREEHOL(COM) Kramer Eli D 2 18-13
COMMUNITY FIRST BANCORPOR(COM) Winchester Charles L D - 15-5
COMMUNITY FIRST BANKSHARE(COM) Mengedoth Donald R CB 1 26-15
COMMUNITY INVESTORS BANCO(COM) Buckley Brian R VP -2 13-8
COMPASS KNOWLEDGE HOLDING(COM) Devine Daniel J P 2 2-0
COMPUTER ACCESS TECHNOLOG(COM) Wilnai Dan CB - 16-4
COMPUTER ACCESS TECHNOLOG(COM) Tzamotzky Peretz VP - 16-4
COMPUWARE CORP(COM) White Tommi A 0 1 14-6
CONNECTICUT BANCSHARES IN(COM) Moynihan Timothy J D 1 27-17
CONNECTICUT WTR SVC INC(COM) Benoit David 0 1 40-26
CONNECTICUT WTR SVC INC(COM) Thibdaue Lisa J 0 1 40-26
CONNECTICUT WTR SVC INC(COM) Engle Roger D 1 40-26
COPPER VALLEY MINERALS LT(COM) Barley J S P -1 0
COR THERAPEUTICS INC(COM) Coughlin Shaun R D -1 57-19
CORILLIAN CORP(COM) Barrett Robert D 2 16-1
CORVIS CORP(COM) Hardiman Joseph R D 5 71-1
COUNTY BK CORP(COM) Harrington James F D 3 47-32
CREDENCE SYSTEMS CORP(COM) Siddall Graham J O 2 30-11
CROSSROADS SYSTEMS INC(COM) Smith Brian R DO 2 11-2
CUBIST PHARMACEUTICALS IN(COM) Shea Thomas A O -6 50-15
CUBIST PHARMACEUTICALS IN(COM) Oleson Frederick B VP -6 50-15
CUBIST PHARMACEUTICALS IN(COM) Rocklage Scott M CB -6 50-15
CUBIST PHARMACEUTICALS IN(COM) Tally Francis P O -6 50-15
CURATIVE HEALTH SERVICES (COM) Blackford Gary O 1 1-5
CUTTER & BUCK INC(COM) Conley Frances M D 1 12-3
CV THERAPEUTICS INC(COM) McNeil Barbara J D -2 91-23
CV THERAPEUTICS INC(COM) Lange Louis G CB -2 91-23
CYGNUS INC(COM) Ackeman Neil R O -4 10-4
CYGNUS INC(COM) McClung Barbara O -4 10-4
CYGNUS INC(COM) Carlson Craig O -4 10-4
CYGNUS INC(COM) Carlson Craig O -4 10-4
CYGNUS INC(COM) Hodgman John C CB -4 10-4
CYTOCLONAL PHARMACEUTICS(COM) Gillell Joan H VP 1 10-3
D & K HEALTHCARE RESOURCE(COM) Landry Brian G VP -4 51-12
D & K HEALTHCARE RESOURCE(COM) Landry Brian G VP -4 51-12
DAC TECHNOLOGIES GROUP IN(COM) Pledger James R O 1 2-0
DAG MEDIA INC(COM) Ran Assaf H 1 3-1
DAISYTEK INTERNATIONAL CO(COM) Powell James R O 1 17-5
DALEEN TECHNOLOGIES INC(COM) Getsy Stephen J D -1 11-0
DATAWATCH CORP Hagger Robert P 2 2-0
DECISION LINK INC(COM) Lagergren Peter J CT -1 0
DENDRITE INTERNATIONAL IN(COM) Cieplik Mark H O -3 27-7
DESIGNS INC(COM) Choper Jesse D 2 6-2
DIGENE CORP(COM) Jones Evan L CB -3 45-13
DIGENE CORP(COM) Fleischman Charles M P -3 45-13
DIGIMARC CORP(COM) Davis Bruce L O -3 27-9
DIGIMARC CORP(COM) Davis Bruce L O -3 27-9
DIGIMARC CORP(COM) DMRC 12,000 9/18-27/01
DIGITAS INC(COM) DTAS 1,000 9/17/01
DIGITAS INC(COM) DTAS 5,000 9/24/01
DIGITAS INC(COM) DTAS 5,000 9/19/01
DIRECT FOCUS INC(COM) DFXI 42,200 9/17-21/01
DIRECT FOCUS INC(COM) DFXI 500 9/21/01
DISCOVERY PARTNERS INTL I
(COM) DPII 1,250 9/6-20/01
DISCOVERY PARTNERS INTL I
(COM) DPII 2,721 9/4-18/01
DIVERSA CORP(COM) DVSA 5,555 9/20/01
DNB FINL CORP(COM) DNBF 1,516 9/11/01
DNB FINL CORP(COM) DNBF 2,897 9/11/01
DNB FINL CORP(COM) DNBF 2,928 9/11/01
DNB FINL CORP(COM) DNBF 5,237 9/11/01
DNB FINL CORP(COM) DNBF 3,027 9/11/01
DNB FINL CORP(COM) DNBF 677 9/11/01
DNB FINL CORP(COM) DNBF 2,452 9/11/01
DNB FINL CORP(COM) DNBF 5,237 9/11/01
DNB FINL CORP(COM) DNBF 5,237 9/11/01
DNB FINL CORP(COM) DNBF 1,295 9/11/01
DOCENT INC(COM) DCNT 19,000 9/4-25/01
DOCENT INC(COM) DCNT 30,000 9/4-7/01
DOLLAR TREE STORES INC
(COM) DLTR 150,000 9/21/01
DOUBLECLICK INC(COM) DCLK 45,000 9/7-28/01
DOUBLECLICK INC(COM) DCLK 4,000 9/18/01
DOUBLECLICK INC(COM) DCLK 10,000 9/24/01
DSI TOYS INC(COM) DSIT 15,000 9/17-24/01
DXP ENTERPRISES INC DXPE 5,100 9/17-28/01
DYAX CORP(COM_ DYAX 3,000 8/9/01
E-REX INC(COM) EREX 141,457 8/6-9/21/01
EARTHLINK INC(COM) ELNK 163,000 9/4-28/01
ECHOSTAR COMMUNICATIONS
CORP DISH 10,200 9/30/01
ECOLLEGE COM(COM) ECLG 8,334 [*] 9/5-10/01
ECOLLEGE COM(COM) ECLG 5,000 9/5-10/01
EDAC TECHNOLOGIES CORP
(COM) EDAC 5,664 8/8-9/21/01
EDISON SCHOOLS INC EDSN 10,000 [*] 9/5-20/01
ELDER BEERMAN STORES
CORP(COM) EBSC 30,655 9/17/01
EMB CORPORATION EMBI 5,000,000 9/12/01
EMCORE CORP(COM) EMKR 5,000 9/26-28/01
EMMIS COMMUNICATIONS
CORP EMMS 112,200 9/27-28/01
EMPIRE ENERGY CORP EECI 20,000 9/19-10/4/01
ENGINEERED SUPPORT
SYSTEM(COM) EASI 50,000 9/21/01
ENGINEERED SUPPORT
SYSTEM(COM) EASI 273,600 [*] 9/20/01
ENGINEERED SUPPORT
SYSTEM(COM) EASI 52,637 [*] 9/18-25/01
ENGINEERED SUPPORT
SYSTEM(COM) EASI 28,750 [*] 9/17/21/01
ENGINEERED SUPPORT
SYSTEM(COM) EASI 10.000 [*] 9/17/01
ENGINEERED SUPPORT
SYSTEM(COM) EASI 50,000 [*] 9/20-24/01
EON COMMUNICATIONS
CORP(COM) EONC 57,910 9/5-28/01
EON COMMUNICATIONS
CORP(COM) EONC 65,000 9/3-18/01
EQUITEX INC EQTX 3,500 9/4-24/01
EQUITY OIL CO(COM) EQTY 4,000 9/14/01
ERIE INDEMNITY CO ERIE 500 9/17-28/01
EXACT SCIENCES CORP
(COM) EXAS 27,336 9/4-24/01
EXCO RESOURCES INC EXCO 6,000 9/4/01
EXELIXIS INC(COM) EXEL 10,000 9/4/01
EXPEDIA INC(COM) EXPE 267,739 [*] 9/17/01
EXPEDITORS INTERNATIONAL
(COM) EXPD 100,000 9/7/01
EXTENSITY INC(COM) EXTN 1,000 9/8/01
FAIRCHILD INTERNATIONAL
CORP FRCD 14,000 [*] 8/27-9/18/01
FAIRCHILD INTERNATIONAL
CORP FRCD 30,000 8/27-9/18/01
FARMERS NATIONAL BANC
COR(COM) FMNB 500 8/23-9/6/01
FAST COMMUNICATIONS
C(COM) FSCX 23,000 9/19-20/01
FIBERNET TELECOM GROUP
IN(COM) FTGX 43,200 9/26/01
FIDELITY NATIONAL
INFORMA(COM) FNIS 42,600 9/19-28/01
FIFTH THIRD BANCORP
(COM) FITB 6,000 9/10/01
FIFTH THIRD BANCORP
(COM) FITB 74 9/17/01
FINGER LAKES BANCORP
INC(COM) FLBC 600 9/24-27/01
FINISAR(COM) FNSR 10,000 9/27/01
FINISAR(COM) FNSR 100,000 9/27/01
FINISAR(COM) FNSR 2,000 9/28/01
FINISAR(COM) FNSR 10,000 9/28/01
FINISAR(COM) FNSR 25,000 9/28/01
FINLAY ENTERPRISES INC FNLY 2,500 9/5/01
FIRST BANCORP NC(COM) FBNC 300 9/27/01
FIRST BANCORP NC(COM) FBNC 125 9/17/01
DIGIMARC CORP(COM) 11.00-14.15 471,480
DIGITAS INC(COM) 2.69 1,000
DIGITAS INC(COM) 1.56 7,000
DIGITAS INC(COM) 1.51 45,000
DIRECT FOCUS INC(COM) 17.80-20.40 1,390,126
DIRECT FOCUS INC(COM) 17.42 500
DISCOVERY PARTNERS INTL I
(COM) 3.60-4.80 170,058
DISCOVERY PARTNERS INTL I
(COM) 3.78-5.01 146,265
DIVERSA CORP(COM) 9.04-9.05 151,928
DNB FINL CORP(COM) 8.49 2,193
DNB FINL CORP(COM) 8.49 2,897
DNB FINL CORP(COM) 19.00 6,172
DNB FINL CORP(COM) 8.49-12.98 6,172
DNB FINL CORP(COM) 19.00 8,427
DNB FINL CORP(COM) 19.00 2,193
DNB FINL CORP(COM) 19.00 10,357
DNB FINL CORP(COM) 8.49-10.77 10,357
DNB FINL CORP(COM) 8.49-12.98 8,427
DNB FINL CORP(COM) 19.00 2,897
DOCENT INC(COM) 2.42-5.00 364,000
DOCENT INC(COM) 3.66-4.85 956,248
DOLLAR TREE STORES INC
(COM) 18.46 1,061,246
DOUBLECLICK INC(COM) 5.75-7.30 7,686,744
DOUBLECLICK INC(COM) 6.84 23,410
DOUBLECLICK INC(COM) 6.20 307,785
DSI TOYS INC(COM) 1.03-1.10 4,831,823
EXP ENTERPRISES INC 1.01-1.05 15,100
DYAX CORP(COM_ 12.11 5,200
E-REXINC(COM) 0.04-0.14 2,506,118
EARTHLINK INC(COM) 13.31-14.93 3,752,753
ECHOSTAR COMMUNICATIONS
CORP 1.00 424,766
ECOLLEGE COM(COM) 4.10 73,667
ECOLLEGE COM(COM) 4.10 73,667
EDAC TECHNOLOGIES CORP
(COM) 1.35-1.65 35,912
EDISON SCHOOLS INC 14.41-17.62 329.516
ELDER BEERMAN STORES
CORP(COM) 3.90 162,673
EMB CORPORATION 0.12 5,000,000
EMCORE CORP(COM) 9.00-10.50 46,139
EMMIS COMMUNICATIONS
CORP 12.76-14.29 91,816
EMPIRE ENERGY CORP 0.25 175,000
ENGINEERED SUPPORT
SYSTEM(COM) 43.20 45,767
ENGINEERED SUPPORT
SYSTEM(COM) 40.27 278,445
ENGINEERED SUPPORT
SYSTEM(COM) 45.20-48.32 29,994
ENGINEERED SUPPORT
SYSTEM(COM) 38.18-48.53 58,932
ENGINEERED SUPPORT
SYSTEM(COM) 42.15 31,271
ENGINEERED SUPPORT
SYSTEM(COM) 42.23-51.19 57,308
EON COMMUNICATIONS
CORP(COM) 0.71-0.88 17,954,398
EON COMMUNICATIONS
CORP(COM) 0.87-0.88 146,000
EQUITEX INC 4.30-5.03 22,000
EQUITY OIL CO(COM) 2.55 153,000
ERIE INDEMNITY CO 36.39-39.55 500
EXACT SCIENCES CORP
(COM) 7.80-10.00 185,514
EXCO RESOURCES INC 15.40-15.55 20,234
EXELIXIS INC(COM) 16.50 3,426,630
EXPEDIA INC(COM) 37.25 3,533,313
EXPEDITORS INTERNATIONAL
(COM) 54.01 0
EXTENSITY INC(COM) 3.90 1,000
FAIRCHILD INTERNATIONAL
CORP 0.33-051 346,000
FAIRCHILD INTERNATIONAL
CORP 0.33-0.51 346,000
FARMERS NATIONAL BANC
COR(COM) 10.00-10.45 39,282
FAST COMMUNICATIONS
C(COM) 0.40-0.41 1,758,510
FIBERNET TELECOM GROUP
IN(COM) 0.22 43,200
FIDELITY NATIONAL
INFORMA(COM) 5.28-6.80 42,600
FIFTH THIRD BANCORP
(COM) 54.88 144,256
FIFTH THIRD BANCORP
(COM) 54.04 12,097
FINGER LAKES BANCORP
INC(COM) 9.65 9,653
FINISAR(COM) 3.75 90,000
FINISAR(COM) 3.71-3.72 6,924,670
FINISAR(COM) 4.13 577,312
FINISAR(COM) 3.80 542,082
FINISAR(COM) 4.55 25,000
FINLAY ENTERPRISES INC 11.41 541,562
FIRST BANCORP NC(COM) 22.76 48,233
FIRST BANCORP NC(COM) 22.75 30,708
DIGIMARC CORP(COM) Rhoads Geoffrey CT -3 27-9
DIGITAS INC(COM) Kenny David CB 3 18-1
DIGITAS INC(COM) Cote Jeffrey J O 3 18-1
DIGITAS INC(COM) Ward Michael P 3 18-1
DIRECT FOCUS INC(COM) Little Paul F D - 49-17
DIRECT FOCUS INC(COM) Hull Frederick T D - 49-17
DISCOVERY PARTNERS INTL I
(COM) Lillig John O -2 18-3
DISCOVERY PARTNERS INTL I
(COM) Fitzpatrick Jack O -2 18-3
DIVERSA CORP(COM) Cloherty Patricia M D 3 29-8
DNB FINL CORP(COM) Dankanich Ronald K O 6 20-14
DNB FINL CORP(COM) Knott Eileen M O 8 20-14
DNB FINL CORP(COM) Stauffer Joseph O 6 20-14
DNB FINL CORP(COM) Stauffer Joseph O 6 20-14
DNB FINL CORP(COM) Moroney Bruce E O 6 20-14
DNB FINL CORP(COM) Dankanich Ronald K O 6 20-14
DNB FINL CORP(COM) Thorne Henry F P 6 20-14
DNB FINL CORP(COM) Thorme Henry F P 6 20-14
DNB FINL CORP(COM) Moroney Bruce E O 6 20-14
DNB FINL CORP(COM) Knott Eileen M O 6 20-14
DOCENT INC(COM) Ellett David CB -4 26-2
DOCENT INC(COM) Mandelkern DAvid CT -4 26-2
DOLLAR TREE STORES INC
(COM) Perry J D OD -2 43-16
DOUBLECLICK INC(COM) Oconnor Kevin J D 2 21-5
DOUBLECLICK INC(COM) Peppers Donald D 2 21-5
DOUBLECLICK INC(COM) Ryan Kevin J O 2 21-5
DSI TOYS INC(COM) Martin E T CB 2 3-1
EXP ENTERPRISES INC Mcconnell Hugh H O 1 2-1
DYAX CORP(COM_ Mclachlan David J D 1 45-6
E-REXINC(COM) Dilley Carl OD -1 1-0
EARTHLINK INC(COM) Dayton Sky D CB -2 19-5
ECHOSTAR COMMUNICATIONS
CORP Kelly Michael O - 47-20
ECOLLEGE COM(COM) Schneider Charles P F -1 8-2
ECOLLEGE COM(COM) Schneider Charles P F -1 8-2
EDAC TECHNOLOGIES CORP
(COM) Dandurand Richard A CB 1 3-1
EDISON SCHOOLS INC Schmidt Benno C CB -1 37-12
ELDER BEERMAN STORES
CORP(COM) Mershad Frederick J CB -1 4-3
EMB CORPORATION Shipley James E P 1 1-0
EMCORE CORP(COM) Werthan Tom OD -1 54-8
EMMIS COMMUNICATIONS
CORP Cummings Richard F O -1 38-13
EMPIRE ENERGY CORP Dixon John R D 1 2-0
ENGINEERED SUPPORT
SYSTEM(COM) Shanahan Michael F D -2 54-18
ENGINEERED SUPPORT
SYSTEM(COM) Shanahan Michael F CB -2 54-18
ENGINEERED SUPPORT
SYSTEM(COM) Landmann Steven J VP -2 54-18
ENGINEERED SUPPORT
SYSTEM(COM) Davis Ronald W O -2 54-18
ENGINEERED SUPPORT
SYSTEM(COM) Gerhardt Gary C O -2 54-18
ENGINEERED SUPPORT
SYSTEM(COM) Mattern David D DO -2 54-18
EON COMMUNICATIONS
CORP(COM) Lee David DO 2 3-1
EON COMMUNICATIONS
CORP(COM) Lambert Lanny N O 2 3_1
EQUITEX INC Olson Thomas B O - 7-4
EQUITY OIL CO(COM) Brandrup Douglas W CB -1 4-2
ERIE INDEMNITY CO Katz Samuel P D -1 41-24
EXACT SCIENCES CORP
(COM) Shuber Anthony P O -1 15-5
EXCO RESOURCES INC Johnson Daniel A VP -1 21-14
EXELIXIS INC(COM) Formela Jean F D -2 27-8
EXPEDIA INC(COM) Hoag Jay C D 1 51-9
EXPEDITORS INTERNATIONAL
(COM) Meinsenbach John D -1 65-43
EXTENSITY INC(COM) Reed David A D 1 16-3
FAIRCHILD INTERNATIONAL
CORP Cox Byron OT - 0
FAIRCHILD INTERNATIONAL
CORP Cox Byron OT - 0
FARMERS NATIONAL BANC
COR(COM) Macali Ralph D 1 11-7
FAST COMMUNICATIONS
C(COM) Madsen Peter C CB 1 2-D
FIBERNET TELECOM GROUP
IN(COM) Mickel Lance O 2 12-D
FIDELITY NATIONAL
INFORMA(COM) Foley William O 2 8-D
FIFTH THIRD BANCORP
(COM) Farmer Richard T D 2 64-46
FIFTH THIRD BANCORP
(COM) Meijer Hendrik G D 2 64-46
FINGER LAKES BANCORP
INC(COM) Hansen Chris D 2 11-7
FINISAR(COM) Ferguson Roger C D 5 39-4
FINISAR(COM) Olsen Gregory H VP 5 39-4
FINISAR(COM) Upson Jan O 5 39-4
FINISAR(COM) Workman Stephen K O 5 39-4
FINISAR(COM) Mitchell Larry D 5 39-4
FINLAY ENTERPRISES INC Rohit M D D -1 14-6
FIRST BANCORP NC(COM) Briggs Jack D D 4 26-14
FIRST BANCORP NC(COM) Hollers Anna G O 4 26-14
FIRST BANCSHARES INC MO(COM) FBSI 500
FIRST CAPITAL BANCSHARES(COM) FCPB 500
FIRST DEFIANCE FINL CORP(COM) FDEF 700
FIRST HORIZON PHARMACEUTI(COM) FHRX 75,000
FIRST NATL LINCOLN CORP M(COM) FNLC 500
FIRST NATL LINCOLN CORP M(COM) FNLC 531
FIRST NORTHN CMNTY BANCOR(COM) FNRN 5,000
FIRST NORTHN CMNTY BANCOR(COM) FNRN 2,774
FIRST NORTHN CMNTY BANCOR(COM) FNRN 100
FIRST SOUTHERN BANCSHARES(COM) FSTH 3,000
FIRSTCITY FINANCIAL CORP(COM) FCFC 4,100
FIRSTWAVE TECHNOLOGIES INC FSTWD 6,100
FIRSTWAVE TECHNOLOGIES INC FSTWD 5,000
FLUSHING FINL CORP(COM) FFIC 2,000
FLUSHING FINL CORP(COM) FFIC 1,000
FMS FINL CORP(COM) FMCO 1,000
FMS FINL CORP(COM) FMCO 7,000
FOCAL COMMUNICATIONS CORP(COM) FCOM 4,000
FOOTHILL INDPT BANCORP(COM) FOOT 358
FOOTHILL INDPT BANCORP(COM) FOOT 800
FORWARD INDUSTRIES INC FORD 8,400
FRANKLIN FINANCIAL SERVIC(COM) FRAF 305
FRANKLIN FINANCIAL SERVIC(COM) FRAF 433
FRESH BRANDS INC(COM) FRSH 1,784
FUELCELL ENERGY INC(COM) FCEL 10,000
GAIAM INC GAIA 1,000
GENELABS TECHNOLOGIES INC(COM) GNLB 5,000
GENTIVA HEALTH SVCS INC(COM) GTIV 35,500
GENTIVA HEALTH SVCS INC(COM) GTIV 15,730
GENTIVA HEALTH SVCS INC(COM) GTIV 30,000
GENTIVA HEALTH SVCS INC(COM) GTIV 100,000
GENTIVA HEALTH SVCS INC(COM) GTIV 5,365
GENVEC INC(COM) GNVC 5,000
GENVEC INC(COM) GNVC 8,000
GENVEC INC(COM) GNVC 2,000
GENVEC INC(COM) GNVC 20,000
GENVEC INC(COM) GNVC 10,000
GENVEC INC(COM) GNVC 2,500
GENZYME TRANSGENICS CORP(COM) GZTC 1,000
GENZYME TRANSGENICS CORP(COM) GZTC 1,080
GILEAD SCIENCES INC(COM) GILD 39,700 [*]
GILEAD SCIENCES INC(COM) GILD 3,000
GLOBIX CORP(COM) GBIX 11,000
GREATER COMMUNITY BANCORP(COM) GFLS 600
GREENMAN TECHNOLOGIES INC GMTI 657,143
GROW BIZ INTERNATIONAL IN(COM) GBIZ 1,200
GUILFORD PHARMACEUTICALS (COM) GLFD 3,600
GULF ISLAND FABRICATION I(COM) GIFI 1,000
GULF ISLAND FABRICATION I(COM) GIFI 42,100
HALL KINION ASSOCIATES IN(COM) HAKI 7,500 [*]
HARBOURTON FINL CORP(COM) HBTN 6,000
HARVARD BIOSCIENCE INC(COM) HBIO 54,000
HEALTHCARE SERVICES GROUP(COM) HCSG 25,300
HERITAGE COMMERCE CORP(COM) HTBK 4,000
HERITAGE FINL CORP WASH(COM) HFWA 1,000
HINES HORTICULTURE INC(COM) HORT 15,000
HOLIDAY RV SUPERSTORES IN(COM) RVEE 3,000
HOME FED BANCORP(COM) HOMF 44,043
HOMESERVICES COM INC(COM) HMSV 50,000 [*]
HOMESERVICES COM INC(COM) HMSV 25,000
HOMESERVICES COM INC(COM) HMSV 7,040 [*]
HOMESERVICES COM INC(COM) HMSV 103,036
HOMESERVICES COM INC(COM) HMSV 50,000 [*]
HOMESERVICES COM INC(COM) HMSV 103,036
HOMESERVICES COM INC(COM) HMSV 750
HOMESERVICES COM INC(COM) HMSV 32,000
HOMESERVICES COM INC(COM) HMSV 50,000 [*]
HOMESERVICES COM INC(COM) HMSV 100,000 [*]
HOMESERVICES COM INC(COM) HMSV 50,000 [*]
HOMESERVICES COM INC(COM) HMSV 1,000
HOOVERS INC(COM) HOOV 15,000
HOPFED BANCORP INC(COM) HFBC 1,000
HOPFED BANCORP INC(COM) HFBC 500
HOT TOPIC INC(COM) HOTT 15,000 [*]
FIRST BANCSHARES INC MO(COM) 9/10/01 11.00
FIRST CAPITAL BANCSHARES(COM) 9/25/01 10.75
FIRST DEFIANCE FINL CORP(COM) 9/4/01 15.58
FIRST HORIZON PHARMACEUTI(COM) 9/4-6/01 23.80-25.33
FIRST NATL LINCOLN CORP M(COM) 9/17/01 20.30
FIRST NATL LINCOLN CORP M(COM) 9/4-10/01 20.55-21.05
FIRST NORTHN CMNTY BANCOR(COM) 9/28/01 22.50
FIRST NORTHN CMNTY BANCOR(COM) 9/26/01 23.00
FIRST NORTHN CMNTY BANCOR(COM) 9/19/01 23.00
FIRST SOUTHERN BANCSHARES(COM) 9/21-24/01 4.50-5.10
FIRSTCITY FINANCIAL CORP(COM) 9/17-10/9/01 1.50-1.74
FIRSTWAVE TECHNOLOGIES INC 9/5-28/01 0.90-3.20
FIRSTWAVE TECHNOLOGIES INC 9/6/01 0.90
FLUSHING FINL CORP(COM) 9/20/01 14.35
FLUSHING FINL CORP(COM) 9/19/01 15.00-15.20
FMS FINL CORP(COM) 9/19-21/01 7.90
FMS FINL CORP(COM) 9/28/01 1.29
FOCAL COMMUNICATIONS CORP(COM) 9/18/01 0.52
FOOTHILL INDPT BANCORP(COM) 9/17/01 12.50
FOOTHILL INDPT BANCORP(COM) 9/21/01 12.20
FORWARD INDUSTRIES INC 9/11-12-01 0.92-0.96
FRANKLIN FINANCIAL SERVIC(COM) 9/25/01 15.27
FRANKLIN FINANCIAL SERVIC(COM) 8/23/01 15.27
FRESH BRANDS INC(COM) 9/18/01 14.01
FUELCELL ENERGY INC(COM) 9/8-9/01 12.05-12.20
GAIAM INC 9/24/01 14.49
GENELABS TECHNOLOGIES INC(COM) 9/7/01 1.92-1.98
GENTIVA HEALTH SVCS INC(COM) 9/28/01 18.00
GENTIVA HEALTH SVCS INC(COM) 9/5-6/01 19.92-20.14
GENTIVA HEALTH SVCS INC(COM) 9/20-24/01 18.20
GENTIVA HEALTH SVCS INC(COM) 9/17/01 18.74
GENTIVA HEALTH SVCS INC(COM) 9/6/01 19.50
GENVEC INC(COM) 9/24/01 1.95-2.00
GENVEC INC(COM) 9/21/01 1.60-1.95
GENVEC INC(COM) 9/24/01 2.00
GENVEC INC(COM) 9/24-25/01 1.92-1.95
GENVEC INC(COM) 9/25/01 2.03
GENVEC INC(COM) 9/25/01 2.03
GENZYME TRANSGENICS CORP(COM) 9/21/01 3.50
GENZYME TRANSGENICS CORP(COM) 9/28/01 3.27
GILEAD SCIENCES INC(COM) 9/4/01 61.50-62.65
GILEAD SCIENCES INC(COM) 9/4/01 61.50-62.65
GLOBIX CORP(COM) 9/20/01 0.07-0.72
GREATER COMMUNITY BANCORP(COM) 9/26/01 10.90
GREENMAN TECHNOLOGIES INC 9/5/01 0.62
GROW BIZ INTERNATIONAL IN(COM) 9/6-10/01 7.30-7.40
GUILFORD PHARMACEUTICALS (COM) 9/20-21/01 8.80
GULF ISLAND FABRICATION I(COM) 9/26/01 8.15
GULF ISLAND FABRICATION I(COM) 9/24-27/01 8.10-8.75
HALL KINION ASSOCIATES IN(COM) 9/28/01 4.95
HARBOURTON FINL CORP(COM) 9/7/01 0.78
HARVARD BIOSCIENCE INC(COM) 9/4-28/01 9.19-14.05
HEALTHCARE SERVICES GROUP(COM) 9/7-25/01 7.21-8.82
HERITAGE COMMERCE CORP(COM) 9/19-28/01 7.05-8.05
HERITAGE FINL CORP WASH(COM) 8/22/01 11.37
HINES HORTICULTURE INC(COM) 8/20-9/26/01 3.80-3.85
HOLIDAY RV SUPERSTORES IN(COM) 9/17-24/01 2.99-3.22
HOME FED BANCORP(COM) 9/17/01 22.00
HOMESERVICES COM INC(COM) 9/24/01 17.00
HOMESERVICES COM INC(COM) 9/24/01 17.00
HOMESERVICES COM INC(COM) 9/24/01 17.00
HOMESERVICES COM INC(COM) 9/24/01 17.00
HOMESERVICES COM INC(COM) 9/24/01 17.00
HOMESERVICES COM INC(COM) 9/24/01 17.00
HOMESERVICES COM INC(COM) 9/26/01 17.00
HOMESERVICES COM INC(COM) 9/24/01 17.00
HOMESERVICES COM INC(COM) 9/24/01 17.00
HOMESERVICES COM INC(COM) 9/24/01 17.00
HOMESERVICES COM INC(COM) 9/24/01 17.00
HOMESERVICES COM INC(COM) 9/28/01 17.00
HOOVERS INC(COM) 9/18-25/01 2.30-2.65
HOPFED BANCORP INC(COM) 9/27/01 11.94
HOPFED BANCORP INC(COM) 9/26/01 11.97
HOT TOPIC INC(COM) 9/7/01 31.01
FIRST BANCSHARES INC MO(COM) 89,306 Romines Stephen H
FIRST CAPITAL BANCSHARES(COM) 700 Rivers Charles O
FIRST DEFIANCE FINL CORP(COM) 11,623 Boomer Stephen L
FIRST HORIZON PHARMACEUTI(COM) N/R Dixon R B
FIRST NATL LINCOLN CORP M(COM) 36,056 Daigneault Daniel R
FIRST NATL LINCOLN CORP M(COM) 38,855 Smith Stuart G
FIRST NORTHN CMNTY BANCOR(COM) 0 Aldrete Lori
FIRST NORTHN CMNTY BANCOR(COM) 11,294 Walker Louise A
FIRST NORTHN CMNTY BANCOR(COM) 23,873 Hamel John F
FIRST SOUTHERN BANCSHARES(COM) 40,382 Ward Thomas N
FIRSTCITY FINANCIAL CORP(COM) N/R Fulmer Dane
FIRSTWAVE TECHNOLOGIES INC 35,020 Babb Roger A
FIRSTWAVE TECHNOLOGIES INC 1,667 McNeight Tom
FLUSHING FINL CORP(COM) 72,875 Roe John E
FLUSHING FINL CORP(COM) 111,025 Tully Gerard P
FMS FINL CORP(COM) 1,307,362 Yates Craig W
FMS FINL CORP(COM) 25,265 Igo James E
FOCAL COMMUNICATIONS CORP(COM) 2,456,185 Taylor Robert C
FOOTHILL INDPT BANCORP(COM) 47,052 Miltenberger Donna L
FOOTHILL INDPT BANCORP(COM) 21,644 Sellers George
FORWARD INDUSTRIES INC 358,727 Schiffman Michael
FRANKLIN FINANCIAL SERVIC(COM) 305 Mcdowell Theodore D
FRANKLIN FINANCIAL SERVIC(COM) 6,905 Sauders Kenneth D
FRESH BRANDS INC(COM) 3,121 Winding Walter G
FUELCELL ENERGY INC(COM) 1,178,796 Gerson James D
GAIAM INC 9,304 Feinblum Bernet B
GENELABS TECHNOLOGIES INC(COM) 24,691 Gurwith Marc J
GENTIVA HEALTH SVCS INC(COM) 1,216,448 Olsten Stuart
GENTIVA HEALTH SVCS INC(COM) 1,734 Nixon Robert J
GENTIVA HEALTH SVCS INC(COM) 35,133 Ganzi Victor F
GENTIVA HEALTH SVCS INC(COM) 150,000 Blechschmidt Edward A
GENTIVA HEALTH SVCS INC(COM) 0 Hombake E R
GENVEC INC(COM) 47,856 Zaic Gregory F
GENVEC INC(COM) 12,800 Rasmussen Henrik S
GENVEC INC(COM) 2,000 King C R
GENVEC INC(COM) 20,000 Hockmeyer Wayne T
GENVEC INC(COM) 101,746 Smart Thomas E
GENVEC INC(COM) 74,566 Fischer Paul H
GENZYME TRANSGENICS CORP(COM) 4,075 Baldridge Robert W
GENZYME TRANSGENICS CORP(COM) 6,724 Meade Harry M
GILEAD SCIENCES INC(COM) 2,523 Inouye Michael K
GILEAD SCIENCES INC(COM) 2,523 Inouye Michael K
GLOBIX CORP(COM) 70,200 Videbeck Richard
GREATER COMMUNITY BANCORP(COM) 601,564 Soldoveri John L
GREENMAN TECHNOLOGIES INC 1,627,769 Needham Maurice E
GROW BIZ INTERNATIONAL IN(COM) 699,464 Morgan John L
GUILFORD PHARMACEUTICALS (COM) 340,147 Smith Craig R
GULF ISLAND FABRICATION I(COM) 2,202,000 Wilson Huey J
GULF ISLAND FABRICATION I(COM) 20,000 Laborde Alden J
HALL KINION ASSOCIATES IN(COM) 10,000 Silverman Craig J
HARBOURTON FINL CORP(COM) 13,004,263 Ewing Timothy G
HARVARD BIOSCIENCE INC(COM) 2,887,936 Green David I
HEALTHCARE SERVICES GROUP(COM) 4,300 Frome Robert L
HERITAGE COMMERCE CORP(COM) N/R Peters Robert W
HERITAGE FINL CORP WASH(COM) 13,000 Chameski Brian
HINES HORTICULTURE INC(COM) 15,000 Fallis Stanley R
HOLIDAY RV SUPERSTORES IN(COM) 4,000 Gunnell Casey
HOME FED BANCORP(COM) 131,958 Pence Gregory J
HOMESERVICES COM INC(COM) N/R Jaros Richars
HOMESERVICES COM INC(COM) N/R Jaros Richard
HOMESERVICES COM INC(COM) N/R Goodman Patrick J
HOMESERVICES COM INC(COM) 0 Rovich Anne M
HOMESERVICES COM INC(COM) N/R Abet Gregory E
HOMESERVICES COM INC(COM) 0 knapp r M
HOMESERVICES COM INC(COM) N/R Mason Gregory J
HOMESERVICES COM INC(COM) 0 Quinian Stephen E
HOMESERVICES COM INC(COM) N/R Frost Jack W
HOMESERVICES COM INC(COM) N/R Scott W D
HOMESERVICES COM INC(COM) N/R Sokol David L
HOMESERVICES COM INC(COM) N/R Johnson Galen K
HOOVERS INC(COM) 35,000 Zacharias Stephen R
HOPFED BANCORP INC(COM) 2,000 Woolfolk Michael L
HOPFED BANCORP INC(COM) 500 Duvall Billy C
HOT TOPIC INC(COM) 16,632 McLaughlin Elizabeth M
FIRST BANCSHARES INC MO(COM) P 1 13-9
FIRST CAPITAL BANCSHARES(COM) D 1 11-5
FIRST DEFIANCE FINL CORP(COM) D -3 18-9
FIRST HORIZON PHARMACEUTI(COM) P -4 37-15
FIRST NATL LINCOLN CORP M(COM) P - 22-15
FIRST NATL LINCOLN CORP M(COM) D - 22-15
FIRST NORTHN CMNTY BANCOR(COM) D -3 23-14
FIRST NORTHN CMNTY BANCOR(COM) O -3 23-14
FIRST NORTHN CMNTY BANCOR(COM) D -3 23-14
FIRST SOUTHERN BANCSHARES(COM) F -1 9-4
FIRSTCITY FINANCIAL CORP(COM) D 2 2-1
FIRSTWAVE TECHNOLOGIES INC D 3 3-0
FIRSTWAVE TECHNOLOGIES INC D 3 3-0
FLUSHING FINL CORP(COM) D 2 25-14
FLUSHING FINL CORP(COM) D 2 25-14
FMS FINL CORP(COM) P 4 10-6
FMS FINL CORP(COM) O 4 10-6
FOCAL COMMUNICATIONS CORP(COM) P 2 21-0
FOOTHILL INDPT BANCORP(COM) VP 2 14-11
FOOTHILL INDPT BANCORP(COM) D 2 14-11
FORWARD INDUSTRIES INC P 2 2-1
FRANKLIN FINANCIAL SERVIC(COM) O -1 25-16
FRANKLIN FINANCIAL SERVIC(COM) O -1 25-16
FRESH BRANDS INC(COM) CB 1 17-10
FUELCELL ENERGY INC(COM) D 2 89-12
GAIAM INC D 1 20-10
GENELABS TECHNOLOGIES INC(COM) O 3 9-1
GENTIVA HEALTH SVCS INC(COM) D 4 23-12
GENTIVA HEALTH SVCS INC(COM) O 4 23-12
GENTIVA HEALTH SVCS INC(COM) D 4 23-12
GENTIVA HEALTH SVCS INC(COM) P 4 23-12
GENTIVA HEALTH SVCS INC(COM) D 4 23-12
GENVEC INC(COM) D 7 10-2
GENVEC INC(COM) O 7 10-2
GENVEC INC(COM) O 7 10-2
GENVEC INC(COM) D 7 10-2
GENVEC INC(COM) O 7 10-2
GENVEC INC(COM) P 7 10-2
GENZYME TRANSGENICS CORP(COM) D 4 25-3
GENZYME TRANSGENICS CORP(COM) O 4 25-3
GILEAD SCIENCES INC(COM) O -3 97-29
GILEAD SCIENCES INC(COM) O -3 97-29
GLOBIX CORP(COM) D - 18-0
GREATER COMMUNITY BANCORP(COM) CB 1 13-8
GREENMAN TECHNOLOGIES INC CB 1 1-0
GROW BIZ INTERNATIONAL IN(COM) CB 1 9-4
GUILFORD PHARMACEUTICALS (COM) CB - 34-8
GULF ISLAND FABRICATION I(COM) DO 2 21-8
GULF ISLAND FABRICATION I(COM) DO 2 21-8
HALL KINION ASSOCIATES IN(COM) O -1 26-5
HARBOURTON FINL CORP(COM) DO 1 1-0
HARVARD BIOSCIENCE INC(COM) P -4 14.6
HEALTHCARE SERVICES GROUP(COM) D -2 9-5
HERITAGE COMMERCE CORP(COM) D 2 10-7
HERITAGE FINL CORP WASH(COM) D 2 12-10
HINES HORTICULTURE INC(COM) D 1 5-2
HOLIDAY RV SUPERSTORES IN(COM) O -1 5-2
HOME FED BANCORP(COM) D - 22-15
HOMESERVICES COM INC(COM) D -11 17-10
HOMESERVICES COM INC(COM) D -11 17-10
HOMESERVICES COM INC(COM) D -11 17-10
HOMESERVICES COM INC(COM) OX -11 17-10
HOMESERVICES COM INC(COM) D -11 17-10
HOMESERVICES COM INC(COM) OX -11 17-10
HOMESERVICES COM INC(COM) OS -11 17-10
HOMESERVICES COM INC(COM) O -11 17-10
HOMESERVICES COM INC(COM) D -11 17-10
HOMESERVICES COM INC(COM) D -11 17-10
HOMESERVICES COM INC(COM) D -11 17-10
HOMESERVICES COM INC(COM) O -11 17-10
HOOVERS INC(COM) D 2 5-1
HOPFED BANCORP INC(COM) OS 2 13-9
HOPFED BANCORP INC(COM) O 2 13-9
HOT TOPIC INC(COM) P -4 42-16
HUDSON VALLEY HOLDING
COR(COM) HUVL 112
HUMAN GENOME SCIENCES
INC(COM) HGSI 12,000 [*]
I B S INTERACTIVE
INC(COM) IBSX 27,000
ICOS CORP(COM) ICOS 20,188
ICU MED INC(COM) ICUI 25,000 [*]
IKOS SYS INC IKOS 75,000
IKOS SYS INC IKOS 10,000
IMMTECH INTL INC(COM) IMMT 1,000
IMPATH INC(COM) IMPH 1,000
IMPRESO INC(COM) ZCOM 18,572
IMPRESO INC(COM) ZCOM 2,000
INDEPENDENCE HOLDING CO INHO 26,200
INDEPENDENT BANK CORP
MI(COM) IBCP 3,500
INDEPENDENT FINANCIAL
NET(COM) INFN 3,500
INDEPENDENT FINANCIAL
NET(COM) INFN 2,000
INDUS INTL INC(COM) IINT 15,000
INFORMATION ANALYSIS
INC(COM) IAIC 15,000
INFORTE CORP(COM) INFT 25,000
INFOUSA INC NEW(COM) IUSA 30,000
INGLES MKTS INC IMKTA 2,800 [*]
INGLES MKTS INC IMKTA 3,000
INGLES MKTS INC IMKTA 1,000
INNOVEX INC(COM) INVX 6,500
INNOVEX INC(COM) INVX 9,000
INNOVEX INC(COM) INVX 2,000
INSMED INC INSM 26,000
INTERLINQ SOFTWARE
CORP(COM) INLQ 2,500
INTERNET COMMERCE CORP ICCA 5,000
INTERNET LAW LIBR INC(COM) ELAW 33,000
INTRADO INC(COM) TRDO 8,000
INTRADO INC(COM) TRDO 10,000
ISIS PHARMACEUTICALS
INC(COM) ISIP 2,950 [*]
ISIS PHARMACEUTICALS
INC(COM) ISIP 5,000 [*]
ISONICS CORP(COM) ISON 7,500
IXIA(COM) XXIA 2,500
J D EDWARDS & CO(COM) JDEC 1,500
JACKSONVILLE BANCORP
INC(COM) JXVL 900
JACOBSON STORES INC(COM) JCBS 30,000
JDA SOFTWARE GROUP
INC(COM) JDAS 8,100
JPS INDUSTRIES INC(COM) JPST 10,000
KEWAUNEE SCIENTIFIC
CORP(COM) KEQU 2,000
KIRLIN HLDG CORP(COM) KILN 2,500
LANCASTER COLONY CORP(COM) LANC 15,000
LANDMARK SYS CORP(COM) LDMK 1,706
LANDSTAR SYSTEM INC(COM) LSTR 4,000
LANGER INC(COM) GAIT 7,100
LCNB CORP(COM) LCNB 120
LEGATO SYSTEMS INC(COM) LGTO 150,000
LIBERATE TECHNOLOGIES(COM) LBRT 125,000 [*]
LIBERATE TECHNOLOGIES(COM) LBRT 15,000 [*]
LIBERATE TECHNOLOGIES(COM) LBRT 150,000 [*]
LIBERATE TECHNOLOGIES(COM) LBRT 15,000 [*]
LIBERATE TECHNOLOGIES(COM) LBRT 20,000 [*]
LNB BANCORP(COM) LNBB 1,350
LODGENET ENTERTAINMENT
CO(COM) LNET 600
LOUDCLOUD INC(COM) LDCL 438,000
LUMENIS LTD(SHS) LUME 500
LUMENIS LTD(SHS) LUME 7,800
LUMENIS LTD(SHS) LUME 975
LUMINEX CORP DEL(COM) LMNX 35,000 [*]
MACC PRIVATE EQUITIES
INC(COM) MACC 2,000
MACROVISION CORP(COM) MVSN 10,000 [*]
MACROVISION CORP(COM) MVSN 24,000
MANHATTAN ASSOCIATES
INC(COM) MANH 15,000
MANNATECH INC(COM) MTEX 3,500,000
MANNATECH INC(COM) MTEX 70,150
MANNATECH INC(COM) MTEX 10,800
MANNATECH INC(COM) MTEX 27,000
MANNATECH INC(COM) MTEX 10,000
MANNING GREG AUCTIONS
INC(COM) GMAI 205,417
MATTSON TECHNOLOGY
INC(COM) MTSN 100,000
MAXCOR FINANCIAL GROUP
IN(COM) MAXF 3,000
MAXCOR FINANCIAL GROUP
IN(COM) MAXF 2,000
MAXIMINTEGRATED
PRODUCTS(COM) MXIM 20,000 [*]
HUDSON VALLEY HOLDING
COR(COM) 9/28/01 38.00 159,308
HUMAN GENOME SCIENCES
INC(COM) 9/4/01 45.03 480,604
I B S INTERACTIVE
INC(COM) 9/5-21/01 0.42-0.49 601,769
ICOS CORP(COM) 9/20-24/01 45.95-50.45 20,125
ICU MED INC(COM) 9/18-28/01 38.00-38.02 791,742
IKOS SYS INC 9/20-21/01 3.48-4.08 345,783
IKOS SYS INC 9/28/01 3.15-3.18 40,848
IMMTECH INTL INC(COM) 9/27-28/01 5.75-7.00 281,960
IMPATH INC(COM) 9/7/01 39.53-39.75 128,541
IMPRESO INC(COM) 9/5-27/01 1.12-1.71 2,442,734
IMPRESO INC(COM) 9/25/01 1.00 8,238
INDEPENDENCE HOLDING CO 9/17-25/01 15.04 4,528,395
INDEPENDENT BANK CORP
MI(COM) 9/17/01 28.58 38,278
INDEPENDENT FINANCIAL
NET(COM) 10/10/01 10.25 56,500
INDEPENDENT FINANCIAL
NET(COM) 10/10/01 10.12 14,016
INDUS INTL INC(COM) 9/4/01 7.05 2,991,311
INFORMATION ANALYSIS
INC(COM) 9/21-28/01 0.14-0.18 21,000
INFORTE CORP(COM) 9/19/01 9.73 5,000
INFOUSA INC NEW(COM) 9/18-29/01 4.33-5.15 18,758,908
INGLES MKTS INC 9/27-28/01 12.25-12.37 23,000
INGLES MKTS INC 9/28/01 12.00 0
INGLES MKTS INC 9/28/01 11.86 4,000
INNOVEX INC(COM) 9/28/01 1.18-1.60 12,922
INNOVEX INC(COM) 9/21/01 1.85-2.00 9,850
INNOVEX INC(COM) 10/4/01 1.38 11,794
INSMED INC 9/26-27/01 2.20-2.70 113,200
INTERLINQ SOFTWARE
CORP(COM) 9/7-10/01 2.00 2,500
INTERNET COMMERCE CORP 10/11/01 3.12-3.25 78,827
INTERNET LAW LIBR INC(COM) 9/10/01 0.19 1,084,800
INTRADO INC(COM) 9/5/01 24.03 3,071
INTRADO INC(COM) 9/21/01 21.80 317,289
ISIS PHARMACEUTICALS
INC(COM) 9/20/01 14.92 517
ISIS PHARMACEUTICALS
INC(COM) 9/4/01 17.32 0
ISONICS CORP(COM) 9/20/01 1.03 1,639,705
IXIA(COM) 9/4-5/01 9.50-10.25 34,563
J D EDWARDS & CO(COM) 9/7-28/01 7.37-8.08 22,500
JACKSONVILLE BANCORP
INC(COM) 9/24-25/01 17.83-18.03 24,582
JACOBSON STORES INC(COM) 9/20/01 2.15 186,500
JDA SOFTWARE GROUP
INC(COM) 9/27/01 11.94-12.02 19,439
JPS INDUSTRIES INC(COM) 9/21-27/01 4.75-5.05 25,500
KEWAUNEE SCIENTIFIC
CORP(COM) 9/21-27/01 7.50-8.42 334,271
KIRLIN HLDG CORP(COM) 9/17/01 1.00 20,000
LANCASTER COLONY CORP(COM) 9/20-21/01 25.34-28.06 58,614
LANDMARK SYS CORP(COM) 9/28/01 1.76 7,271
LANDSTAR SYSTEM INC(COM) 9/4/01 75.62 N/R
LANGER INC(COM) 9/17-21/01 5.00-5.26 171,474
LCNB CORP(COM) 9/26/01 40.00 25,550
LEGATO SYSTEMS INC(COM) 9/25-27/01 5.13-5.51 627,000
LIBERATE TECHNOLOGIES(COM) 9/26-28/01 9.66-10.04 70,276
LIBERATE TECHNOLOGIES(COM) 9/25/01 11.38 56,404
LIBERATE TECHNOLOGIES(COM) 9/25-28/01 9.66-11.32 N/R
LIBERATE TECHNOLOGIES(COM) 9/27/01 10.02 85,273
LIBERATE TECHNOLOGIES(COM) 9/25/01 11.30-11.39 1,500
LNB BANCORP(COM) 9/12/01 20.10 12,719
LODGENET ENTERTAINMENT
CO(COM) 9/26/01 9.00 600
LOUDCLOUD INC(COM) 9/18-10/5/01 1.22-1.62 10,548,899
LUMENIS LTD(SHS) 9/18/01 20.75 54,500
LUMENIS LTD(SHS) 9/17-19/01 18.00-24.60 860,072
LUMENIS LTD(SHS) 9/25/01 21.49 975
LUMINEX CORP DEL(COM) 9/4-5/01 19.82-19.93 7,500
MACC PRIVATE EQUITIES
INC(COM) 9/12-21/01 6.80 6,000
MACROVISION CORP(COM) 9/5/01 39.88-42.02 108,728
MACROVISION CORP(COM) 9/4-28/01 27.74-43.14 5,508,870
MANHATTAN ASSOCIATES
INC(COM) 9/10-18/01 16.22-17.30 15,000
MANNATECH INC(COM) 10/1/01 0.65 691
MANNATECH INC(COM) 9/10-28/01 0.93-1.17 2,215,509
MANNATECH INC(COM) 9/4-28/01 1.00 8,674
MANNATECH INC(COM) 9/4-28/01 1.00-1.03 222,425
MANNATECH INC(COM) 8/23-28/01 0.99-1.00 5,730,616
MANNING GREG AUCTIONS
INC(COM) 9/4-27/01 1.67-2.00 4,850,214
MATTSON TECHNOLOGY
INC(COM) 9/19/01 5.97-6.06 3,426,816
MAXCOR FINANCIAL GROUP
IN(COM) 9/5/01 3.83 19,000
MAXCOR FINANCIAL GROUP
IN(COM) 9/5/01 3.83 10,200
MAXIMINTEGRATED
PRODUCTS(COM) 9/10/01 42.74 26,776
HUDSON VALLEY HOLDING
COR(COM) Thompson Craig S D 3 52-30
HUMAN GENOME SCIENCES
INC(COM) Rosen Craig A VP 2 101-28
I B S INTERACTIVE
INC(COM) Crippen Roy E P 1 2-0
ICOS CORP(COM) Clark Paul N CB -1 69-39
ICU MED INC(COM) Lopez George A CB -1 42-20
IKOS SYS INC Casilli S G CB 2 17-3
IKOS SYS INC Nunez Ramon A P 2 17-3
IMMTECH INTL INC(COM) Thompson T S P 1 16-5
IMPATH INC(COM) Saad Anu D CB -1 78-30
IMPRESO INC(COM) Sorokwasz Marshall D P 2 3-1
IMPRESO INC(COM) Boren Jeffery W O 2 3-1
INDEPENDENCE HOLDING CO Netter Edward CB 2 17-11
INDEPENDENT BANK CORP
MI(COM) Swanson Edward B O -4 29-16
INDEPENDENT FINANCIAL
NET(COM) Brummel Chuck D CB -2 11-4
INDEPENDENT FINANCIAL
NET(COM) Fullhart Robert L D -2 11-4
INDUS INTL INC(COM) Felton Robert W D -1 9-2
INFORMATION ANALYSIS
INC(COM) Reese Stanley A O 1 1-0
INFORTE CORP(COM) Kurzweil Raymond C D -3 33-8
INFOUSA INC NEW(COM) Gupta Vinod CB 1 7-2
INGLES MKTS INC Fisher Vaughn C P -3 13-9
INGLES MKTS INC Tasler Leonard E O -3 13-9
INGLES MKTS INC Davey Timothy A O -3 13-9
INNOVEX INC(COM) Mumane William P P 3 16-1
INNOVEX INC(COM) Paulson Thomas O 3 16-1
INNOVEX INC(COM) Kuchipudi Srinivas O 3 16-1
INSMED INC Sharoky Melvin D 2 14-2
INTERLINQ SOFTWARE
CORP(COM) Jackman Michael H P 2 4-1
INTERNET COMMERCE CORP Berman Richard J D 1 7-2
INTERNET LAW LIBR INC(COM) Kirker Kelley V O - 1-0
INTRADO INC(COM) James Stephen O D -1 32-4
INTRADO INC(COM) Heinrichs George K CB -1 32-4
ISIS PHARMACEUTICALS
INC(COM) Bennett C F VP -2 20-8
ISIS PHARMACEUTICALS
INC(COM) Dorr [*] Andrew F VP -2 20-8
ISONICS CORP(COM) Rubizheusky Boris O 1 3-1
IXIA(COM) Mallinder Paul O -6 36-5
J D EDWARDS & CO(COM) Lewis Harry T D 1 29-6
JACKSONVILLE BANCORP
INC(COM) Brown Robert F D 1 21-14
JACOBSON STORES INC(COM) Kohlmeyer Herman S D - 5-2
JDA SOFTWARE GROUP
INC(COM) Magnuson Kristen L O 1 21-9
JPS INDUSTRIES INC(COM) Tutterow Charles R O 1 7-3
KEWAUNEE SCIENTIFIC
CORP(COM) Rhind James T D 4 13-7
KIRLIN HLDG CORP(COM) Paul Harold W D 1 2-1
LANCASTER COLONY CORP(COM) Halpern Morris S D - 34-24
LANDMARK SYS CORP(COM) Carayiannis Daniel C VP 2 4-2
LANDSTAR SYSTEM INC(COM) Harvey Michael L VP -4 79-43
LANGER INC(COM) Ehrlich Burtt R D 1 6-1
LCNB CORP(COM) Miller James B D 6 41-31
LEGATO SYSTEMS INC(COM) Strohm David N D 1 18-5
LIBERATE TECHNOLOGIES(COM) Roux David J CB -5 25-7
LIBERATE TECHNOLOGIES(COM) Hilker Nancy J O -5 25-7
LIBERATE TECHNOLOGIES(COM) Kertzman Mitchell E D -5 25-7
LIBERATE TECHNOLOGIES(COM) Limp David A O -5 25-7
LIBERATE TECHNOLOGIES(COM) Walker John K O -5 25-7
LNB BANCORP(COM) Riddell Jeffrey F D 3 23-19
LODGENET ENTERTAINMENT
CO(COM) Ritondaro Gary H O 1 23-9
LOUDCLOUD INC(COM) Andreessen Marc L CB 1 6-1
LUMENIS LTD(SHS) Friedman Philip D - 30-11
LUMENIS LTD(SHS) Genger Arie D - 30-11
LUMENIS LTD(SHS) DiSilvio Robert M O - 30-11
LUMINEX CORP DEL(COM) Spain Michael S O -2 35-12
MACC PRIVATE EQUITIES
INC(COM) Roth Gordon D - 12-6
MACROVISION CORP(COM) Matuszak Richard S VP -2 77-28
MACROVISION CORP(COM) Christiano Matthew VP -2 77-28
MANHATTAN ASSOCIATES
INC(COM) Hardesty John R D -2 71-11
MANNATECH INC(COM) Fioretti Charles E DO -1 2-1
MANNATECH INC(COM) Robbins Marlin R D -1 2-1
MANNATECH INC(COM) Vamer Deanne F -1 2-1
MANNATECH INC(COM) Cobb Patrick D F -1 2-1
MANNATECH INC(COM) Caster Samuel L CB -1 2-1
MANNING GREG AUCTIONS
INC(COM) DeFigueiredo Albertino D 1 5-2
MATTSON TECHNOLOGY
INC(COM) Mattson Brad S O 1 19-3
MAXCOR FINANCIAL GROUP
IN(COM) Schweb Roger VP 4 5-1
MAXCOR FINANCIAL GROUP
IN(COM) Vigliotti Steven R O 4 5-1
MAXIMINTEGRATED
PRODUCTS(COM) Huening Kenneth VP -5 80-33
MAXWELL SHOE CO MAXS 65,300 [*]
MAXWELL SHOE CO MAXS 39,000 [*]
MAXWELL TECHNOLOGIES INC(COM) MXWL 3,528
MB FINL INC(COM) MBFI 582
MCGRATH RENTCORP(COM) MGRC 23,329
MDI ENTMT INC(COM) LTRY 3,000
MEADE INSTRUMENTS CORP(COM) MEAD 25,000
MEDICAL ACTION INDUSTRIES(COM) MDCI 50,000 [*]
MEDICAL ACTION INDUSTRIES(COM) MDCI 39,900
MEDICAL ACTION INDUSTRIES(COM) MDCI 300
MEMBERWORKS INC(COM) MBRS 30,000
MEMBERWORKS INC(COM) MBRS 21,600 [*]
MEMBERWORKS INC(COM) MBRS 35,500
MENTOR CORP MN(COM) MNTR 100,000
MENTOR CORP MN(COM) MNTR 23,500 [*]
MERCHANTS & MANUFACTURERS(COM) MMBI 85
MERCHANTS & MANUFACTURERS(COM) MMBI 125
MERGE TECHNOLOGIES INCORP(COM) MRGE 2,449
MERGE TECHNOLOGIES INCORP(COM) MRGE 1,678
MERISEL INC MSEL 15,000
MERIT MED SYS INC(COM) MMSI 16,250 [*]
MERIT MED SYS INC(COM) MMSI 30,000 [*]
MERIT MED SYS INC(COM) MMSI 6,000
MERIT MED SYS INC(COM) MMSI 17,852
MERIT MED SYS INC(COM) MMSI 3,806 [*]
MERIT MED SYS INC(COM) MMSI 15,000
MERIT MED SYS INC(COM) MMSI 7,400
MERIT MED SYS INC(COM) MMSI 80,607 [*]
MERIT MED SYS INC(COM) MMSI 20,000 [*]
MESA AIR GROUP INC(COM) MESA 103,000
MESA AIR GROUP INC(COM) MESA 2,000
METROPOLITAN FINL CORP OH(COM) METF 1,920
MICHAELS STORES INC(COM) MIKE 2,000 [*]
MICROSOFT CORP(COM) MSFT 200,000
MICROTUNE INC(COM) TUNE 2,000
MICROWAVE FILTER CO(COM) MFCO 4,000
MIRAVANT MEDICAL TECHNOLO(COM) MRVT 20,000
MIRAVANT MEDICAL TECHNOLO(COM) MRVT 15,578
MONARCH SERVICES INC(COM) MAHI 15,000
MONTEREY BAY BANCORP INC(COM) MBBC 395
MONTEREY BAY BANCORP INC(COM) MBBC 395
MONTEREY BAY BANCORP INC(COM) MBBC 395
MONTEREY BAY BANCORP INC(COM) MBBC 395
MONTEREY BAY BANCORP INC(COM) MBBC 395
MONTEREY BAY BANCORP INC(COM) MBBC 395
MPHASE TECHNOLOGIES INC(COM) XDSL 200,000
MPHASE TECHNOLOGIES INC(COM) XDSL 200,000
MPHASE TECHNOLOGIES INC(COM) XDSL 55,000
MPHASE TECHNOLOGIES INC(COM) XDSL 2,600,000
MRO SOFTWARE INC(COM) MROI 12,000
MULTEX COM INC(COM) MLTX 2,000
MULTI COLOR CORP(COM) LABL 300
MYSTIC FINL INC(COM) MYST 500
NASB FINL INC(COM) NASB 8,333
NASB FINL INC(COM) NASB 3,500
NATIONAL DENTEX CORP(COM) NADX 5,589
NATIONAL PENN BANCSHARES(COM) NPBC 6,000 [*]
NATIONAL TECHNICAL SYSTEM(COM) NTSC 21,629
NAVARRE CORP(COM) NAVR 736,900
NAVARRE CORP(COM) NAVR 736,900
NAVARRE CORP(COM) NAVR 736,900
NAVIGANT INTL INC(COM) FLYR 32,400
NCO GROUP INC(COM) NCOG 380
NETWORK APPLIANCE INC(COM) NTAP 130,000
NETWORK ENGINES INC(COM) NENG 7,500
NEUROCRINE BIOSCIENCES IN(COM) NBIX 43,000 [*]
NEUROCRINE BIOSCIENCES IN(COM) NBIX 5,818 [*]
NEUROCRINE BIOSCIENCES IN(COM) NBIX 4,477 [*]
NEUROCRINE BIOSCIENCES IN(COM) NBIX 100
NEUROCRINE BIOSCIENCES IN(COM) NBIX 13,500 [*]
NEVADA GOLD & CASINOS INC UWIN 3,000
NEVADA GOLD & CASINOS INC UWIN 11,000
NEVADA GOLD & CASINOS INC UWIN 2,000
NEVADA GOLD & CASINOS INC UWIN 3,000
MAXWELL SHOE CO 9/25-28/01 14.00-14.60 N/R
MAXWELL SHOE CO 9/25-28/01 14.00-14.60 N/R
MAXWELL TECHNOLOGIES INC(COM) 9/7-10/01 14.25 14,633
MB FINL INC(COM) 9/3-30/01 26.10 4,147
MCGRATH RENTCORP(COM) 9/21-26/01 20.95-21.90 298,863
MDI ENTMT INC(COM) 9/25/01 1.25 4,000
MEADE INSTRUMENTS CORP(COM) 9/24/01 3.75 2,225,000
MEDICAL ACTION INDUSTRIES(COM) 9/28/01 17.05 122,500
MEDICAL ACTION INDUSTRIES(COM) 9/17-19/01 14.42-15.27 169,955
MEDICAL ACTION INDUSTRIES(COM) 9/5/01 11.75 32,000
MEMBERWORKS INC(COM) 9/4-27/01 19.65-25.01 1,153,375
MEMBERWORKS INC(COM) 9/7-28/01 20.00-24.00 N/R
MEMBERWORKS INC(COM) 9/4-20/01 19.92-25.05 1,178,502
MENTOR CORP MN(COM) 8/27/01 29.55 589,066
MENTOR CORP MN(COM) 8/6-9/01 28.50-30.05 26,500
MERCHANTS & MANUFACTURERS(COM) 9/15/01 27.51 23,594
MERCHANTS & MANUFACTURERS(COM) 9/15/01 27.51 29,761
MERGE TECHNOLOGIES INCORP(COM) 9/10/01 1.40-1.50 4,235
MERGE TECHNOLOGIES INCORP(COM) 9/10/01 1.40-2.00 29,515
MERISEL INC 9/4-5/01 2.17-2.22 28,968
MERIT MED SYS INC(COM) 9/4-24/01 15.81-17.87 17,671
MERIT MED SYS INC(COM) 9/5-27/01 16.00-17.88 4,936
MERIT MED SYS INC(COM) 9/20-24/01 15.87-17.15 7,002
MERIT MED SYS INC(COM) 9/12-28/01 16.99-20.00 334,775
MERIT MED SYS INC(COM) 9/12-28/01 16.99-20.00 334,775
MERIT MED SYS INC(COM) 9/4-28/01 16.05-19.00 291,203
MERIT MED SYS INC(COM) 9/10-27/01 15.64-18.40 586,822
MERIT MED SYS INC(COM) 9/10-27/01 15.64-18.40 586,822
MERIT MED SYS INC(COM) 9/7/01 15.00-15.15 29,250
MESA AIR GROUP INC(COM) 9/17-30/01 3.20-6.63 80,000
MESA AIR GROUP INC(COM) 9/25/01 4.00 2,000
METROPOLITAN FINL CORP OH(COM) 9/4/01 3.42 75,352
MICHAELS STORES INC(COM) 9/19/01 37.55 433
MICROSOFT CORP(COM) 9/7/01 56.23 7,081,351
MICROTUNE INC(COM) 9/4/01 16.17 912,000
MICROWAVE FILTER CO(COM) 9/4-21/01 1.05-1.06 81,373
MIRAVANT MEDICAL TECHNOLO(COM) 9/10/01 6.95-7.08 155,375
MIRAVANT MEDICAL TECHNOLO(COM) 9/4-28/01 6.47-6.51 915,918
MONARCH SERVICES INC(COM) 9/18-19/01 3.10-3.25 218,290
MONTEREY BAY BANCORP INC(COM) 9/6/01 14.42 66,652
MONTEREY BAY BANCORP INC(COM) 9/6/01 14.42 26,647
MONTEREY BAY BANCORP INC(COM) 9/6/01 14.42 5,825
MONTEREY BAY BANCORP INC(COM) 9/6/01 14.42 3,965
MONTEREY BAY BANCORP INC(COM) 9/6/01 14.42 N/R
MONTEREY BAY BANCORP INC(COM) 9/6/01 14.42 408,010
MPHASE TECHNOLOGIES INC(COM) 10/2/01 0.50 1,157,000
MPHASE TECHNOLOGIES INC(COM) 10/2/01 0.50 565,000
MPHASE TECHNOLOGIES INC(COM) 8/7/01 0.62 318,000
MPHASE TECHNOLOGIES INC(COM) 10/2/01 0.50 4,709,863
MRO SOFTWARE INC(COM) 9/4-10/01 12.30-12.83 17,905,275
MULTEX COM INC(COM) 9/18/01 2.29-2.30 913,991
MULTI COLOR CORP(COM) 9/20/01 13.00 85,152
MYSTIC FINL INC(COM) 9/17/01 15.50 32,000
NASB FINL INC(COM) 9/21/01 15.00 15,167
NASB FINL INC(COM) 9/25/01 15.50 20,100
NATIONAL DENTEX CORP(COM) 9/6/01 21.49 785
NATIONAL PENN BANCSHARES(COM) 9/7-17-01 23.00-23.24 25,100
NATIOANL TECHNICAL SYSTEM(COM) 9/17-26/01 1.31-1.41 1,713,363
NAVARRE CORP(COM) 10/4/01 0.85 575,720
NAVARRE CORP(COM) 9/24/01 0.85 289,800
NAVARRE CORP(COM) 9/24/01 0.85 1,312,620
NAVIGANT INTL INC(COM) 9/17-20/01 6.28-7.89 197,539
NCO GROUP INC(COM) 9/27/01 13.27 1,156
NETWORK APPLIANCE INC(COM) 9/18-20/01 9-17-10.07 5,732,108
NETWORK ENGINES INC(COM) 9/6-10/01 0.67-0.75 7,500
NEUROCRINE BIOSCIENCES IN(COM) 9/4/01 39.73 300,991
NEUROCRINE BIOSCIENCES IN(COM) 9/4/01 39.73 45.659
NEUROCRINE BIOSCIENCES IN(COM) 9/4/01 39.73 34,343
NEUROCRINE BIOSCIENCES IN(COM) 9/18/01 34.00 100
NEUROCRINE BIOSCIENCES IN(COM) 9/4/01 39.73 135,445
NEVADA GOLD & COSINOS INC 9/6-27/01 2.83-3.05 24,254
NEVADA GOLD & COSINOS INC 9/6-19/01 2.54-3.05 44,334
NEVADA GOLD & COSINOS INC 9/10-19/01 2.33-3.00 256,198
NEVADA GOLD & COSINOS INC 9/10-28/01 2.58-2.99 5,000
MAXWELL SHOE CO Cocozza Mark J O -2
MAXWELL SHOE CO Tinagero James J VP -2
MAXWELL TECHNOLOGIES INC(COM) Werderman John D VP -2
MB FINL INC(COM) York Jill E O 2
MCGRATH RENTCORP(COM) Kakures Dennis C P -4
MDI ENTMT INC(COM) Yenson Evelyn P O 1
MEADE INSTRUMENTS CORP(COM) Diebel John C CB 2
MEDICAL ACTION INDUSTRIES(COM) Marsh Daniel F VP -2
MEDICAL ACTION INDUSTRIES(COM) Satin Richard G VP -2
MEDICAL ACTION INDUSTRIES(COM) Corso Philip D -2
MEMBERWORKS INC(COM) Johnson Gary A P -4
MEMBERWORKS INC(COM) Schachne David O -4
MEMBERWORKS INC(COM) Walker Dennis P VP -4
MENTOR CORP MN(COM) Conway Christopher J P -2
MENTOR CORP MN(COM) Young Richard W D -2
MERCHANTS & MANUFACTURERS(COM) Bomberg James F P 13
MERCHANTS & MANUFACTURERS(COM) Bartels J M D 13
MERGE TECHNOLOGIES INCORP(COM) Durham Michael O D 4
MERGE TECHNOLOGIES INCORP(COM) Barish Robert A D 4
MERISEL INC Tallman Karen A O 2
MERIT MED SYS INC(COM) Ferrand Brian L O -6
MERIT MED SYS INC(COM) Weintraub B L O -6
MERIT MED SYS INC(COM) Edelman Richard W O -6
MERIT MED SYS INC(COM) Stanger Kent W O -6
MERIT MED SYS INC(COM) Stanger Kent W O -6
MERIT MED SYS INC(COM) Bean Rex C D -6
MERIT MED SYS INC(COM) Lampropoulos Fred P P -6
MERIT MED SYS INC(COM) Lampropoulos Fred P P -6
MERIT MED SYS INC(COM) Ellis James J D -6
MESA AIR GROUP INC(COM) Omstein Jonathan G CB -2
MESA AIR GROUP INC(COM) Manson Joseph D -2
METROPOLITAN FINL CORP OH(COM) Bank Malvin E OD 4
MICHAELS STORES INC(COM) Neustadt James C O -2
MICROSOFT CORP(COM) Shirley Jon A D -4
MICROTUNE INC(COM) Norsworthy John P O -11
MICROWAVE FILTER CO(COM) Fahrenkrug Carl F O 1
MIRAVANT MEDICAL TECHNOLO(COM) Barels Larry S D -
MIRAVANT MEDICAL TECHNOLO(COM) Kledzik Gary O -
MONARCH SERVICES INC(COM) Dott A E CB 1
MONTEREY BAY BANCORP INC(COM) Franich Steven D 6
MONTEREY BAY BANCORP INC(COM) Manfre Gary L D 6
MONTEREY BAY BANCORP INC(COM) Banks Edward K D 6
MONTEREY BAY BANCORP INC(COM) Daniels Larry D 6
MONTEREY BAY BANCORP INC(COM) Baise Nicolas D 6
MONTEREY BAY BANCORP INC(COM) Austin Josiah T DO 6
MPHASE TECHNOLOGIES INC(COM) Dotoli Gustave T OD 4
MPHASE TECHNOLOGIES INC(COM) Smiley Martin S O 4
MPHASE TECHNOLOGIES INC(COM) klimek David L OD 4
MPHASE TECHNOLOGIES INC(COM) Durando Ronald A O 4
MRO SOFTWARE INC(COM) Daniels Robert L DO -3
MULTEX COM INC(COM) Karaev Isaac P -
MULTI COLOR CORP(COM) Kellar Lorrence T D 2
MYSTIC FINL INC(COM) Maloney John W D 2
NASB FINL INC(COM) Watson James A D 1
NASB FINL INC(COM) Welsh Russell W D 1
NATIONAL DENTEX CORP(COM) Crosby Jack R D -2
NATIONAL PENN BANCSHARES(COM) Jilk Lawrence T CB -3
NATIOANL TECHNICAL SYSTEM(COM) Cohen Aaron DO 1
NAVARRE CORP(COM) Cheney Charles E VP 1
NAVARRE CORP(COM) Alfred Teo D 1
NAVARRE CORP(COM) Cheney Charles E VP 1
NAVIGANT INTL INC(COM) adams Edward S CB 1
NCO GROUP INC(COM) Pound Leo J D -1
NETWORK APPLIANCE INC(COM) Lau James O -2
NETWORK ENGINES INC(COM) Curits John P 1
NEUROCRINE BIOSCIENCES IN(COM) Lyons Gary A P 5
NEUROCRINE BIOSCIENCES IN(COM) Valeur Jensen Margaret E O 5
NEUROCRINE BIOSCIENCES IN(COM) Conlon Paul J O 5
NEUROCRINE BIOSCIENCES IN(COM) Steinman Lawrence D 5
NEUROCRINE BIOSCIENCES IN(COM) Vale Wylie W D 5
NEVADA GOLD & COSINOS INC Gordon Jayroe W D 5
NEVADA GOLD & COSINOS INC Winn H T P 5
NEVADA GOLD & COSINOS INC Burkett Paul J D 5
NEVADA GOLD & COSINOS INC Bremman Donald VP 5
MAXWELL SHOE CO 18-11
MAXWELL SHOE CO 18-11
MAXWELL TECHNOLOGIES INC(COM) 22-7
MB FINL INC(COM) 28-11
MCGRATH RENTCORP(COM) 27-15
MDI ENTMT INC(COM) 3-1
MEADE INSTRUMENTS CORP(COM) 18-3
MEDICAL ACTION INDUSTRIES(COM) 21-3
MEDICAL ACTION INDUSTRIES(COM) 21-3
MEDICAL ACTION INDUSTRIES(COM) 21-3
MEMBERWORKS INC(COM) 36-10
MEMBERWORKS INC(COM) 36-10
MEMBERWORKS INC(COM) 36-10
MENTOR CORP MN(COM) 31-16
MENTOR CORP MN(COM) 31-16
MERCHANTS & MANUFACTURERS(COM) 30-19
MERCHANTS & MANUFACTURERS(COM) 30-19
MERGE TECHNOLOGIES INCORP(COM) 2-1
MERGE TECHNOLOGIES INCORP(COM) 2-1
MERISEL INC 2-0
MERIT MED SYS INC(COM) 19-5
MERIT MED SYS INC(COM) 19-5
MERIT MED SYS INC(COM) 19-5
MERIT MED SYS INC(COM) 19-5
MERIT MED SYS INC(COM) 19-5
MERIT MED SYS INC(COM) 19-5
MERIT MED SYS INC(COM) 19-5
MERIT MED SYS INC(COM) 19-5
MERIT MED SYS INC(COM) 19-5
MESA AIR GROUP INC(COM) 15-3
MESA AIR GROUP INC(COM) 15-3
METROPOLITAN FINL CORP OH(COM) 5-2
MICHAELS STORES INC(COM) 47-19
MICROSOFT CORP(COM) 74-42
MICROTUNE INC(COM) 50-5
MICROWAVE FILTER CO(COM) 2-1
MIRAVANT MEDICAL TECHNOLO(COM) 18-6
MIRAVANT MEDICAL TECHNOLO(COM) 18-6
MONARCH SERVICES INC(COM) 4-2
MONTEREY BAY BANCORP INC(COM) 17-10
MONTEREY BAY BANCORP INC(COM) 17-10
MONTEREY BAY BANCORP INC(COM) 17-10
MONTEREY BAY BANCORP INC(COM) 17-10
MONTEREY BAY BANCORP INC(COM) 17-10
MONTEREY BAY BANCORP INC(COM) 17-10
MPHASE TECHNOLOGIES INC(COM) 5-0
MPHASE TECHNOLOGIES INC(COM) 5-0
MPHASE TECHNOLOGIES INC(COM) 5-0
MPHASE TECHNOLOGIES INC(COM) 5-0
MRO SOFTWARE INC(COM) 17-7
MULTEX COM INC(COM) 22-2
MULTI COLOR CORP(COM) 21-8
MYSTIC FINL INC(COM) 16-13
NASB FINL INC(COM) 16-12
NASB FINL INC(COM) 16-12
NATIONAL DENTEX CORP(COM) 23-18
NATIONAL PENN BANCSHARES(COM) 25-19
NATIOANL TECHNICAL SYSTEM(COM) 4-1
NAVARRE CORP(COM) 2-1
NAVARRE CORP(COM) 2-1
NAVARRE CORP(COM) 2-1
NAVIGANT INTL INC(COM) 17-6
NCO GROUP INC(COM) 34-12
NETWORK APPLIANCE INC(COM) 149-7
NETWORK ENGINES INC(COM) 33-1
NEUROCRINE BIOSCIENCES IN(COM) 43-15
NEUROCRINE BIOSCIENCES IN(COM) 43-15
NEUROCRINE BIOSCIENCES IN(COM) 43-15
NEUROCRINE BIOSCIENCES IN(COM) 43-15
NEUROCRINE BIOSCIENCES IN(COM) 43-15
NEVADA GOLD & COSINOS INC 4-2
NEVADA GOLD & COSINOS INC 4-2
NEVADA GOLD & COSINOS INC 4-2
NEVADA GOLD & COSINOS INC 4-2
NEVDA GOLD & CASINOS INC UWIN 1,000
NEW CENTURY EQUITY HOLDIN(COM) NCEH 16,000
NEW YORK CMNTY BANCORP IN(COM) NYCB 3,750
NEW YORK CMNTY BANCORP IN(COM) NYCB 18,000
NEW YORK CMNTY BANCORP IN(COM) NYCB 10,000
NEW YORK CMNTY BANCORP IN(COM) NYCB 15,000
NEW YORK CMNTY BANCORP IN(COM) NYCB 22,500
NEW YORK CMNTY BANCORP IN(COM) NYCB 11,500
NEW YORK CMNTY BANCORP IN(COM) NYCB 43,300
NEXTCARD INC(COM) NXCD 43,010
NEXTEL PARTNERS INC NXTP 12,500
NEXTEL PARTNERS INC NXTP 12,500
NORDSON CORP(COM) NDSN 20,000
NORDSON CORP(COM) NDSN 5,000
NORSTAN INC(COM) NRRD 900
NORTECH SYSTEMS INC(COM) NSYS 1,000
NORTECH SYSTEMS INC(COM) NSYS 1,000
NORTH COAST ENERGY INC NCEB 1,000
NOVADIGM INC(COM) NVDM 15,000
NOVADIGM INC(COM) NVDM 5,000
NOVADIGM INC(COM) NVDM 15,000
NOVELL INC(COM) NOVL 100,000
NPS PHARMACEUTICALS INC(COM) NPSP 10,000
NTELOS INC(COM) NTLO 800
NUCENTRIX BROADBAND NETWO(COM) NCNX 10,000
NUMERICAL TECHNOLOGIES IN(COM) NMTC 60,000
NVIDIA CORP(COM) NVDA 10,000 [*]
NVIDIA CORP(COM) NVDA 10,000 [*]
NVIDIA CORP(COM) NVDA 100,000
NYFIX INC(COM) NYFX 10,000
O 1 CORP(COM) OICO 5,000
O2WIRELESS SOLUTIONS INC(COM) OTWO 3,500
OGLEBAY NORTON CO(COM) OGLE 4,700
OGLEBAY NORTON CO(COM) OGLE 500
OGLEBAY NORTON CO(COM) OGLE 1,670
OGLEBAY NORTON CO(COM) OGLE 3,000
OHIO VY BANC CORP(COM) OVBC 88
IHIO VY BANC CORP(COM) OVBC 500
OLD NATL BANCORP IND(COM) OLDB 688
OMNICOMM SYSTEMS INC(COM) OMCM 12,240
ON ASSIGNMENT INC(COM) ASGN 498
ONCURE TECHNOLOGIES CORP(COM) ONCU 18,500
ONYX ACCEP CORP(COM) ONYX 13,100
OPENWAVE SYSTEMS INC(COM) OPWV 40,000
OPINION RESEARCH CORP(COM) ORCI 1,000
OPTICAL CABLE CORP(COM) OCCF 1,139,246
OPTICAL CABLE CORP(COM) OCCF 54,449
ORACLE CORP(COM) ORCL 8,600
ORASURE TECHNOLOGIES INC(COM) OSUR 850 [*]
ORASURE TECHNOLOGIES INC(COM) OSUR 600
OSI PHARMACEUTICALS INC(COM) OSIP 2,000 [*]
OSI SYSTEMS INC(COM) OSIS 10,054
OUTLOOK GROUP CORP(COM) OUTL 1,836
OUTLOOK GROUP CORP(COM) OUTL 1,836
OUTLOOK GROUP CORP(COM) OUTL 2,755
PAC-WESTTELECOMMINC(COM) PACW 16,400
PACIFIC MERCANTILE BANCOR(COM) PMBC 3,000
PALM INC(COM) PALM 10,000
PANERA BREAD CO PNRA 20,000 [*]
PAPER WAREHOUSE INC PWHS 5,000
PARAVANT INC(COM) PVAT 11,400
PARAVANT INC(COM) PVAT 53,608
PAREXEL INTERNATIONAL COR(COM) PRXL 1,500
PARK OHIO HLDSGS CORP(COM) PKOH 10,000
PARKVALE FINANCIAL CORP(COM) PVSA 3,000
PEGASUS COMMUNICATIONS CORP NEW PGTV 355,000
PEGASUS COMMUNICATIONS CORP NEW PGTV 43,000
PEGASUS COMMUNICATIONS CORP NEW PGTV 10,000
PEOPLES BANCORPORATION IN(COM) PBCE 1,000
PEREGRINE SYSTEMS INC(COM) PRGN 10,000
PETROLEUM HELICOPTERS INC PHEL 58,480 [*]
PETROLEUM HELICOPTERS INC PHEL 1,423,780
PETROQUEST ENERGY INC(COM) PQUE 25,000
PETROQUEST ENERGY INC(COM) PQUE 20,000
NEVDA GOLD & CASINOS INC 9/20/01 2.65 3,850
NEW CENTURY EQUITY HOLDIN(COM) 9/4/01 0.80-0.85 129,000
NEW YORK CMNTY BANCORP IN(COM) 9/7/01 22.17 567,675
NEW YORK CMNTY BANCORP IN(COM) 9/6-19/01 21.73-22.34 2,526,980
NEW YORK CMNTY BANCORP IN(COM) 9/19-21/01 19.22-21.83 239,653
NEW YORK CMNTY BANCORP IN(COM) 9/7/01 22.23-22.58 563,635
NEW YORK CMNTY BANCORP IN(COM) 9/7/01 22.27 598,257
NEW YORK CMNTY BANCORP IN(COM) 9/18-26/01 19.00-22.39 353,006
NEW YORK CMNTY BANCORP IN(COM) 9/7-21/01 19.26-22.81 1,602,219
NEXTCARD INC(COM) 9/25-28/01 4.63-5.82 112,000
NEXTEL PARTNERS INC 9/17/01 7.98-8.05 3,398,524
NEXTEL PARTNERS INC 9/17/01 7.98-8.05 2,273,164
NORDSON CORP(COM) 9/5/01 25.04-25.73 403,264
NORDSON CORP(COM) 9/20/01 22.20-22.45 2,998,092
NORSTAN INC(COM) 9/18/01 3.95-3.97 25,900
NORTECH SYSTEMS INC(COM) 9/27/01 4.20 124,243
NORTECH SYSTEMS INC(COM) 9/28/01 4.00 1,132,245
NORTH COAST ENERGY INC 9/5/01 3.76 2,000
NOVADIGM INC(COM) 9/4/01 10.00 113,165
NOVADIGM INC(COM) 9/4/01 10.00 105,214
NOVADIGM INC(COM) 9/4-5/01 10.00-10.04 291,834
NOVELL INC(COM) 9/4-7/01 4.00-4.38 586,154
NPS PHARMACEUTICALS INC(COM) 9/28/01 30.50 65,601
NTELOS INC(COM) 9/18-20/01 7.58-14.00 3,625
NUCENTRIX BROADBAND NETWO(COM) 9/24/01 8.56 88,799
NUMERICAL TECHNOLOGIES IN(COM) 9/4-17/01 22.97-28.18 2,002,677
NVIDIA CORP(COM) 9/25/01 30.64 527,986
NVIDIA CORP(COM) 9/17/01 34.51 0
NVIDIA CORP(COM) 9/28/01 27.70 6,814,000
NYFIX INC(COM) 9/25-28/01 13.33-14.37 738,540
O 1 CORP(COM) 9/18/01 3.60 11,000
O2WIRELESS SOLUTIONS INC(COM) 9/27-28/01 1.42-1.53 6,296,128
OGLEBAY NORTON CO(COM) 9/24-28/01 15.00-16.00 25,147
OGLEBAY NORTON CO(COM) 9/21/01 17.00 4,117
OGLEBAY NORTON CO(COM) 9/24-26/01 15.00-16.00 26,300
OGLEBAY NORTON CO(COM) 9/28/01 14.08 674,695
OHIO VY BANC CORP(COM) 9/27/01 25.00 2,858
IHIO VY BANC CORP(COM) 9/19/01 24.90 46,472
OLD NATL BANCORP IND(COM) 9/26/01 23.50 N/R
OMNICOMM SYSTEMS INC(COM) 9/28/01 0.39 948,548
ON ASSIGNMENT INC(COM) 9/27/01 17.19 16,000
ONCURE TECHNOLOGIES CORP(COM) 9/19-26/01 0.25-0.45 1,043,500
ONYX ACCEP CORP(COM) 9/5-26/01 4.99-5.00 445,492
OPENWAVE SYSTEMS INC(COM) 9/17/01 12.16-16.70 7,353,498
OPINION RESEARCH CORP(COM) 9/4-28/01 6.72 81,802
OPTICAL CABLE CORP(COM) 9/25/01 1.74-8.80 N/R
OPTICAL CABLE CORP(COM) 9/20/01 1.86-4.50 394
ORACLE CORP(COM) 9/17-28/01 11.30 0
ORASURE TECHNOLOGIES INC(COM) 9/17-28/01 10.00-11.25 0
ORASURE TECHNOLOGIES INC(COM) 9/4/01 10.00-10.90 1,908,252
OSI PHARMACEUTICALS INC(COM) 9/21/01 42.00 19,500
OSI SYSTEMS INC(COM) 9/28/01 8.20 85,625
OUTLOOK GROUP CORP(COM) 9/28/01 5.00 47,442
OUTLOOK GROUP CORP(COM) 9/28/01 5.00 25,061
OUTLOOK GROUP CORP(COM) 9/7-27/01 5.00 12,383
PAC-WESTTELECOMMINC(COM) 9/27/01 0.61-0.68 45,800
PACIFIC MERCANTILE BANCOR(COM) 9/28/01 7.20 3,000
PALM INC(COM) 9/4-26/01 1.71 10,000
PANERA BREAD CO 9/19-10/1/01 34.00-37.06 2,141
PAPER WAREHOUSE INC 9/10/01 0.75-1.10 850,593
PARAVANT INC(COM) 9/10/01 1.19-1.22 358,880
PARAVANT INC(COM) 9/18-19/01 1.22-1.25 372,251
PAREXEL INTERNATIONAL COR(COM) 9/28/01 12.25 15,796
PARK OHIO HLDSGS CORP(COM) 9/17-18/01 3.15 85,000
PARKVALE FINANCIAL CORP(COM) 9/18-28/01 24.00 62,530
PEGASUS COMMUNICATIONS CORP NEW 9/20/01 5.37-7.00 9,557,322
PEGASUS COMMUNICATIONS CORP NEW 9/20/01 5.45-5.72 48,376
PEGASUS COMMUNICATIONS CORP NEW 9/20/01 5.50-5.55 417,000
PEOPLES BANCORPORATION IN(COM) 9/27/01 16.00 8,708
PEREGRINE SYSTEMS INC(COM) 9/5/01 26.17 555,591
PETROLEUM HELICOPTERS INC 9/5-11/01 20.50 0
PETROLEUM HELICOPTERS INC 9/5-11/01 20.50 0
PETROQUEST ENERGY INC(COM) 9/20-25/01 4.90-5.05 3,248,028
PETROQUEST ENERGY INC(COM) 9/21/01 5.02 2,695,595
NEVDA GOLD & CASINOS INC Hartlen Brian O 5 4-2
NEW CENTURY EQUITY HOLDIN(COM) Becker Gary D D 3 4-0
NEW YORK CMNTY BANCORP IN(COM) Dibenedetto Russ O 7 47-19
NEW YORK CMNTY BANCORP IN(COM) Kupferberg Max D 7 47-19
NEW YORK CMNTY BANCORP IN(COM) Burke Anthony E VP 7 47-19
NEW YORK CMNTY BANCORP IN(COM) Wann Robert O 7 47-19
NEW YORK CMNTY BANCORP IN(COM) Odonovan James J O 7 47-19
NEW YORK CMNTY BANCORP IN(COM) Ciampa Dominick D 7 47-19
NEW YORK CMNTY BANCORP IN(COM) Ficalora Joseph R P 7 47-19
NEXTCARD INC(COM) Quresphey Safi U D -1 13-5
NEXTEL PARTNERS INC Chapple John H CB 2 26-5
NEXTEL PARTNERS INC Thompson John D O 2 26-5
NORDSON CORP(COM) Madar William P CB -3 32-21
NORDSON CORP(COM) Nord Evan W DO -3 32-21
NORSTAN INC(COM) Christian Scott G O 1 5-1
NORTECH SYSTEMS INC(COM) Finkelson Quentin E P 2 11-4
NORTECH SYSTEMS INC(COM) Kunin Myron d DO 2 11-4
NORTH COAST ENERGY INC Liberatore Thomas S O 1 5-3
NOVADIGM INC(COM) Ruiz Wallace D O -5 12-4
NOVADIGM INC(COM) McWhinney Deborah D -5 12-4
NOVADIGM INC(COM) Petzold H K D -5 12-4
NOVELL INC(COM) Schmidt Eric E CB -4 9-3
NPS PHARMACEUTICALS INC(COM) Nemeth Edward F VP -6 50-18
NTELOS INC(COM) Williamson John B D 1 30-7
NUCENTRIX BROADBAND NETWO(COM) Subin Neil S D 1 24-7
NUMERICAL TECHNOLOGIES IN(COM) Sturgeon Roger D -11 29-8
NVIDIA CORP(COM) Fisher Jeffrey D O -4 99-24
NVIDIA CORP(COM) Seawell A B D -4 99-24
NVIDIA CORP(COM) Malachowsky Chris A O -4 99-24
NYFIX INC(COM) Warden Carl E D 1 40-13
O 1 CORP(COM) Chapman Richard W D 1 8-2
O2WIRELESS SOLUTIONS INC(COM) Johnston Stephen F CB 3 15-1
OGLEBAY NORTON CO(COM) Lauer John N CB 4 31-15
OGLEBAY NORTON CO(COM) Ludlow Madeleine W D 4 31-15
OGLEBAY NORTON CO(COM) Pavlich Kenneth P VP 4 31-15
OGLEBAY NORTON CO(COM) Weil John D DO 4 31-15
OHIO VY BANC CORP(COM) Williamson Lannes C D 2 27-25
IHIO VY BANC CORP(COM) Bowman Phil A D 2 27-25
OLD NATL BANCORP IND(COM) Braun Alan W O 6 30-21
OMNICOMM SYSTEMS INC(COM) Smith Randall G CB 1 2-0
ON ASSIGNMENT INC(COM) hallberg dana OX -1 30-13
ONCURE TECHNOLOGIES CORP(COM) Goffman Jeffrey A O 1 3-0
ONYX ACCEP CORP(COM) Jones G B D 1 7-3
OPENWAVE SYSTEMS INC(COM) MacFarlane John L VP -1 115-7
OPINION RESEARCH CORP(COM) Cox Douglas L O 1 8-4
OPTICAL CABLE CORP(COM) Kopstein Robert P -2 20-1
OPTICAL CABLE CORP(COM) Harber Kenneth W VP -2 20-1
ORACLE CORP(COM) Koplovitz Kay D -2 36-11
ORASURE TECHNOLOGIES INC(COM) Thompson Robert D O -5 15-6
ORASURE TECHNOLOGIES INC(COM) Niedbala Raymond S O -5 15-6
OSI PHARMACEUTICALS INC(COM) French John J D -2 85-32
OSI SYSTEMS INC(COM) Syal Madan G D -1 11-3
OUTLOOK GROUP CORP(COM) Baksha Joseph J P 3 6-4
OUTLOOK GROUP CORP(COM) Collier Jeffry H VP 3 6-4
OUTLOOK GROUP CORP(COM) Drewek Paul M O 3 6-4
PAC-WESTTELECOMMINC(COM) Sheth Jagdish N D 1 10-0
PACIFIC MERCANTILE BANCOR(COM) Thomas John D 2 8-5
PALM INC(COM) Chang Gareth C D - 67-1
PANERA BREAD CO Schaich Ronald CB -5 43-15
PAPER WAREHOUSE INC Dolginow Yale T CB 1 2-0
PARAVANT INC(COM) Joshi Krishan K CB 2 3-1
PARAVANT INC(COM) Craven William R P 2 3-1
PAREXEL INTERNATIONAL COR(COM) Winschel James F O - 20-8
PARK OHIO HLDSGS CORP(COM) Wert James W D - 8-3
PARKVALE FINANCIAL CORP(COM) Gilleylen Bruce C VP -1 26-19
PEGASUS COMMUNICATIONS CORP NEW Pagon Marshall W CB 3 38-5
PEGASUS COMMUNICATIONS CORP NEW McEntee James J D 3 38-5
PEGASUS COMMUNICATIONS CORP NEW Metzger Mary C D 3 38-5
PEOPLES BANCORPORATION IN(COM) Black James A D 1 18-14
PEREGRINE SYSTEMS INC(COM) Ariko Barry D -2 33-12
PETROLEUM HELICOPTERS INC Suggs Carroll W CB -1 24-11
PETROLEUM HELICOPTERS INC Suggs Carroll W CB -1 24-11
PETROQUEST ENERGY INC(COM) Goodson Charles T O 2 9-3
PETROQUEST ENERGY INC(COM) Daigle Ralph J VP 2 9-3
PETSMART INC(COM) PETM 5,000
PETSMART INC(COM) PETM 29,688 [*]
PINNACLE FINL PARTNERS IN(COM) PNFP 27,878
PLATO LEARNING INC(COM) TUTR 141
POINT 360(COM) PTSX 6,000
POPULAR INC(COM) BPOP 21,000
PORTAL SOFTWARE INC(COM) PRSF 30,000
POSSIS MEDICAL INC(COM) POSS 10,500
PPT VISION INC(COM) PPTV 15,200
PRECISION OPTICS INC(COM) POCI 10,000
PRECISION OPTICS INC(COM) POCI 10,000
PREMIERWEST BANCORP(COM) PRWT 1,000
PRESIDENT CASINOS INC PREZ 5,000
PRESIDENT CASINOS INC PREZ 3,500
PREVIO INC(COM) PRVO 2,200
PRICE T ROWE GROUP INC(COM) TROW 1,000 22,500
PRICE T ROWE GROUP INC(COM) TROW 11,200 [*]
PRICE T ROWE GROUP INC(COM) TROW 35,000
PRICELINE COM INC(COM) PCLN 50,000 [*]
PRICELINE COM INC(COM) PCLN
PRICESMART INC(COM) PSMT 100 26,500 [*]
PRICESMART INC(COM) PSMT
PROCYTE CORP(COM) PRCY 15,000
PROGRESS FINANCIAL CORP(COM) PFNC 5,200
PROGRESS FINANCIAL CORP(COM) PFNC 5,800
PROMISTAR FINANCIAL CORP(COM) PRFC 176
PROMISTAR FINANCIAL CORP(COM) PRFC 197
PROTEIN DESIGN LABS INC(COM) PDLI 5,000 [*]
PROTON ENERGY SYSTEMS INC(COM) PRTN 2,750
PROTON ENERGY SYSTEMS INC(COM) PRTN 5,000
PROVIDENT BANCORP INC MON(COM) PBCP 100
PROVIDENT BANCORP INC MON(COM) PBCP 500
PROXIM INC(COM) PROX
PUBLIX SUPER MARKETS INC(COM) PUSH 107,000
PUBLIX SUPER MARKETS INC(COM) PUSH 42,000
PUBLIX SUPER MARKETS INC(COM) PUSH 848
PUMATECH INC(COM) PUMA 125,400 10,000
PUMATECH INC(COM) PUMA 12,200
PUMATECH INC(COM) PUMA 75,400
PURCHASESOFT INC(COM) PURC 5,682,727
PUROFLOW INC(COM) PURO 27,900
Q MED INC(COM) QEKG 5,300
QUIXOTE CORP(COM) QUIX 1,500
RAILWORKS CORP(COM) RWKSQ 8,500
RED HAT INC(COM) RHAT 20,000
READ HAT INC(COM) RHAT 171,555
REGENERON PHARMACEUTICALS(COM) REGN 10,000 [*]
REGENERON PHARMACEUTICALS(COM) REGN 12,000 [*]
REGENT GROUP INC(COM) RGII 48,987
REGIS CORP MN(COM) RGIS 1,688 [*]
REGIS CORP MN(COM) RGIS 236
REGIS CORP MN(COM) RGIS 25,000
REGIS CORP MN(COM) RGIS 45,114
REGISTER COM INC(COM) RCOM 31,500 [*]
RENAL CARE GROUP INC(COM) RCGI 30,000
REPUBLIC FIRST BANCORP IN(COM) FRBK 11,000
REPUBLIC FIRST BANCORP IN(COM) FRBK 2,000
REPUBLIC FIRST BANCORP IN(COM) FRBK 20,000
RES-CARE INC(COM) RSCR 10,000
RESOURCES CONNECTION INC(COM) RECN 450,000
RF MICRODEVICES INC(COM) RFMD 15,700 [*]
RICHARDSON ELECTRONICS LT(COM) RELL 10,500 [*]
RIVERSTONE NETWORKS INC(COM) RSTN 34,077 [*]
RIVERSTONE NETWORKS INC(COM) RSTN 4,307
RIVERSTONE NETWORKS INC(COM) RSTN 29,848 [*]
RMH TELESERVICES INC(COM) RMHT 800
RMH TELESERVICES INC(COM) RMHT 3,000
ROSS STORES INC(COM) ROST 89,167 [*]
ROSS STORES INC(COM) ROST 40,000 [*]
ROSS STORES INC(COM) ROST 14,000 [*]
ROSS STORES INC(COM) ROST 5,000
ROSS STORES INC(COM) ROST 15,050
ROSS STORES INC(COM) ROST 7,778 [*]
ROSS STORES INC(COM) ROST 3,000
PESTMART INC(COM) 9/21/01 6.05-6.07 259,255
PESTMART INC(COM) 9/27/01 6.75-6.86 8,592
PINNACLE FINL PARTNERS IN(COM) 9/6-28/01 7.40-9.00 107,563
PLATO LEARNING INC(COM) 9/21/01 23.07 1,109
POINT 360(COM) 9/28/01 0.68 45,300
POPULAR INC(COM) 9/17-28/01 27.53-29.53 764,251
PORTAL SOFTWARE INC(COM) 9/4/01 1.84-1.86 10,951,514
POSSIS MEDICAL INC(COM) 9/21/01 9.35 400,500
PPT VISION INC(COM) 9/20-28/01 1.40-1.50 766,873
PRECISION OPTICS INC(COM) 9/18/01 0.79 1,772,267
PRECISION OPTICS INC(COM) 9/18/01 0.75 40,000
PREMIERWEST BANCORP(COM) 9/5/01 4.75 6,200
PRESIDENT CASINOS INC 9/7-27/01 0.65-0.68 83,790
PRESIDENT CASINOS INC 9/7-27/01 0.65-0.68 91,255
PREVIO INC(COM) 9/4-7/01 2.91-3.13 460,000
PRICE T ROWE GROUP INC(COM) 9/17/01 32.35 1,000
PRICE T ROWE GROUP INC(COM) 9/24/01 28.00-28.39 712,335
PRICE T ROWE GROUP INC(COM) 9/6/01 37.01-37.19 28,397
PRICELINE COM INC(COM) 9/6/01 4.96 85,125
PRICELINE COM INC(COM) 9/4/01 0.93 1,000
PRICESMART INC(COM) 9/17/01 38.84 7,600
PRICESMART INC(COM) 9/4-17/01 36.00-42.55 30,350
PROCYTE CORP(COM) 9/28/01 1.02 131,455
PROGRESS FINANCIAL CORP(COM) 9/6-13/01 6.03-6.50 154,093
PROGRESS FINANCIAL CORP(COM) 9/17-20/01 6.23-6.33 17,954
PROMISTAR FINANCIAL CORP(COM) 9/7/01 23.94 24,794
PROMISTAR FINANCIAL CORP(COM) 9/7/01 23.94 105,729
PROTEIN DESIGN LABS INC(COM) 9/4/01 62.00 0
PROTON ENERGY SYSTEMS INC(COM) 9/4-18/01 5.15-5.60 272,919
PROTON ENERGY SYSTEMS INC(COM) 9/4-18/01 5.15-5.60 302,819
PROVIDENT BANCORP INC MON(COM) 9/17/01 22.00 82,895
PROVIDENT BANCORP INC MON(COM) 9/27/01 20.75 9,967
PROXIM INC(COM) 9/25-28/01 9.31-10.54 527,867
PUBLIX SUPER MARKETS INC(COM) 9/13/01 47.50 1,686,002
PUBLIX SUPER MARKETS INC(COM) 9/5/01 47.50 215,869
PUBLIX SUPER MARKETS INC(COM) 9/17/01 47.50 89,898
PUMATECH INC(COM) 9/17-28/01 1.11-1.48 1,153,580
PUMATECH INC(COM) 9/17-19/01 1.11-1.32 48,652
PUMATECH INC(COM) 9/17-20/01 1.11-1.48 2,302,700
PURCHASESOFT INC(COM) 9/7/01 0.88 27,281,167
PUROFLOW INC(COM) 9/21/01 0.50 2,332,368
Q MED INC(COM) 9/4-11/01 12.20-13.10 2,000
QUIXOTE CORP(COM) 9/21/01 22.50-23.20 84,878
RAILWORKS CORP(COM) 9/4/01 0.35 401,012
RED HAT INC(COM) 9/4-17/01 2.76-3.50 1,033,300
READ HAT INC(COM) 9/4-28/01 2.96-3.76 7,286,973
REGENERON PHARMACEUTICALS(COM) 9/25/01 21.50 N/R
REGENERON PHARMACEUTICALS(COM) 9/25/01 21.50 N/R
REGENT GROUP INC(COM) 8/15/01 0.60 498,318
REGIS CORP MN(COM) 9/19/01 19.00 2,000
REGIS CORP MN(COM) 9/5/01 21.55 3,485
REGIS CORP MN(COM) 9/10-17/01 21.00-21.23 309,875
REGIS CORP MN(COM) 9/4-28/01 19.25-21.90 2,354,655
REGISTER COM INC(COM) 9/4-21/01 8.56-10.45 3,096,463
RENAL CARE GROUP INC(COM) 9/19-27/01 31.90-32.81 N/R
REPUBLIC FIRST BANCORP IN(COM) 9/19-26/01 4.80-4.90 296,250
REPUBLIC FIRST BANCORP IN(COM) 9/20/01 4.90-5.10 70,670
REPUBLIC FIRST BANCORP IN(COM) 9/19-24/01 4.90 420,800
RES-CARE INC(COM) 9/7/01 9.10-9.20 2,098,249
RESOURCES CONNECTION INC(COM) 9/5/01 20.75 2,385,580
RF MICRODEVICES INC(COM) 9/4/01 25.02 53,686
RICHARDSON ELECTRONICS LT(COM) 8/6/01 11.75 0
RIVERSTONE NETWORKS INC(COM) 9/6-26/01 7.03-9.26 700
RIVERSTONE NETWORKS INC(COM) 9/6-26/01 7.50-9.26 424,765
RIVERSTONE NETWORKS INC(COM) 9/6-26/01 7.50-9.26 424,765
RMH TELESERVICES INC(COM) 9/21/01 10.00 4,500
RMH TELESERVICES INC(COM) 9/5-6/01 15.65-16.05 4,500
ROSS STORES INC(COM) 9/21-28/01 25.64-29.55 553,328
ROSS STORES INC(COM) 9/28/01 29.32 400,000
ROSS STORES INC(COM) 9/26/01 27.97 500
ROSS STORES INC(COM) 9/1/01 27.56 22,831
ROSS STORES INC(COM) 9/28/01 29.09-29.85 143,407
ROSS STORES INC(COM) 9/24/01 26.75 40,000
ROSS STORES INC(COM) 9/28/01 29.44 90,981
PESTMART INC(COM) Meyer Marcia R O -1 8-2
PESTMART INC(COM) Leonardi Anthony J O -1 8-2
PINNACLE FINL PARTNERS IN(COM) McCabe Robert A CB 1 9-5
PLATO LEARNING INC(COM) Murphy Mary J O - 35-12
POINT 360(COM) Bagerdjian Haig S D 2 5-1
POPULAR INC(COM) Gonzalez Hector R D 2 36-24
PORTAL SOFTWARE INC(COM) Labuda David S O -1 40-1
POSSIS MEDICAL INC(COM) Mattison William C D 1 15-4
PPT VISION INC(COM) Peterson Peter R D 1 5-1
PRECISION OPTICS INC(COM) Forkey Richard E P 2 7-1
PRECISION OPTICS INC(COM) Pitlor Joel R D 2 7-1
PREMIERWEST BANCORP(COM) Delude Ronald T O - 5-4
PRESIDENT CASINOS INC Aylsworth John S P 3 1-0
PRESIDENT CASINOS INC Wirginis Terrence L OX 3 1-0
PREVIO INC(COM) Schleider Peter D 1 6-2
PRICE T ROWE GROUP INC(COM) Gilliam James H D -2 48-26
PRICE T ROWE GROUP INC(COM) Reynolds William MD -2 48-26
PRICE T ROWE GROUP INC(COM) Goff Michael A O -2 48-26
PRICELINE COM INC(COM) Rose Ronald V O - 10-1
PRICELINE COM INC(COM) Urbahn Trey O - 10-1
PRICESMART INC(COM) Naylon William J O -3 45-27
PRICESMART INC(COM) Partida Gilbert A P -3 45-27
PROCYTE CORP(COM) Oclassen Glenn D 1 1
PROGRESS FINANCIAL CORP(COM) Wycoff W K P 3 10-6
PROGRESS FINANCIAL CORP(COM) Silverang Kevin J D 3 10-6
PROMISTAR FINANCIAL CORP(COM) Salathe Robert G D 4 26-16
PROMISTAR FINANCIAL CORP(COM) Kania William F D 4 26-16
PROTEIN DESIGN LABS INC(COM) Kirkman Robert L O -4 143-27
PROTON ENERGY SYSTEMS INC(COM) Friedland Robert O -4 29-4
PROTON ENERGY SYSTEMS INC(COM) Schroeder Walter W P -4 29-4
PROVIDENT BANCORP INC MON(COM) Strayton George P 2 23-16
PROVIDENT BANCORP INC MON(COM) Steinberg Burt B D 2 23-16
PROXIM INC(COM) King David C CB -1 66-8
PUBLIX SUPER MARKETS INC(COM) Mcclurg E V D -5 47-35
PUBLIX SUPER MARKETS INC(COM) Hollis M C VP -5 47-35
PUBLIX SUPER MARKETS INC(COM) Benton Jesse L VP -5 47-35
PUMATECH INC(COM) Nicol Steve OX 3 17-1
PUMATECH INC(COM) Hicks Kelly O 3 17-1
PUMATECH INC(COM) Rowe Bradley A P 3 17-1
PURCHASESOFT INC(COM) Laguardia Donald S P 1 5-0
PUROFLOW INC(COM) Lichtenstein Warren G D - 4-0
Q MED INC(COM) Sommer Herbert H OD -2 14-5
QUIXOTE CORP(COM) Fowler William G D -1 29-15
RAILWORKS CORP(COM) Azarela Michael R F -2 5-0
RED HAT INC(COM) Buckley Timothy J O -3 18-3
READ HAT INC(COM) Young Robert D -3 18-3
REGENERON PHARMACEUTICALS(COM) Goldstein Joseph L D -2 40-20
REGENERON PHARMACEUTICALS(COM) Brown Michael S D -2 40-20
REGENT GROUP INC(COM) Iong Robert M D - 1-0
REGIS CORP MN(COM) Hoyt Susan S D -4 22-13
REGIS CORP MN(COM) Bergly Kris O -4 22-13
REGIS CORP MN(COM) Finkelstein Paul D P -4 22-13
REGIS CORP MN(COM) Kunin Myron D CB -4 22-13
REGISTER COM INC(COM) Forman Richard D CB -3 15-5
RENAL CARE GROUP INC(COM) Meredith W T D -4 34-21
REPUBLIC FIRST BANCORP IN(COM) Adelberg Kenneth D 4 6-4
REPUBLIC FIRST BANCORP IN(COM) Bradley Michael J D 4 6-4
REPUBLIC FIRST BANCORP IN(COM) Wildstein Harris D 4 6-4
RES-CARE INC(COM) Pettinelli Vincent D D -1 9-4
RESOURCES CONNECTION INC(COM) Offensend David G D -3 33-16
RF MICRODEVICES INC(COM) Geissberger Arthur E VP -3 37-9
RICHARDSON ELECTRONICS LT(COM) Kennedy Murray J VP -2 15-7
RIVERSTONE NETWORKS INC(COM) Jaeger Eric D -3 24-5
RIVERSTONE NETWORKS INC(COM) Patel Piyush D -3 24-5
RIVERSTONE NETWORKS INC(COM) Patel Piyush D -3 24-5
RMH TELESERVICES INC(COM) Lakin Greg D -1 19-4
RMH TELESERVICES INC(COM) Lakin Greg D -1 19-4
ROSS STORES INC(COM) Balmuth Michael A O -9 31-13
ROSS STORES INC(COM) Peters James C P -9 31-13
ROSS STORES INC(COM) Higby Lawrence M D -9 31-13
ROSS STORES INC(COM) Call John G O -9 31-13
ROSS STORES INC(COM) Levy Barbara O -9 31-13
ROSS STORES INC(COM) Askanas Mark S O -9 31-13
ROSS STORES INC(COM) Fassio James O -9 31-13
ROSS SYS INC ROSS 1,000
ROSS SYS INC ROSS 1,000
ROYAL PRECISION INC(COM) RIFL 6,500
RWD TECHNOLOGIES INC(COM) RWDT 37,000
RWD TECHNOLOGIES INC(COM) RWDT 1,000
RWD TECHNOLOGIES INC(COM) RWDT 1,000
RYANS FAMILY STEAK HOUSES(COM) RYAN 10,000 [*]
RYANS FAMILY STEAK HOUSES(COM) RYAN 1,100
S1 CORPORATION(COM) SONE 35,700 [*]
S1 CORPORATION(COM) SONE 41,500
S1 CORPORATION(COM) SONE 1,825
SABA SOFTWARE INC(COM) SABA 20,000
SABA SOFTWARE INC(COM) SABA 49,000
SABA SOFTWARE INC(COM) SABA 20,000
SABA SOFTWARE INC(COM) SABA 13,000
SAFENET INC(COM) SFNT 400
SALIX PHARMACEUTICALS LTD(ORD) SLXP 6,500
SCB COMPUTER TECHNOLOGY I(COM) SCBI 40,000
SCHEIN HENRY INC(COM) HSIC 1,982,856
SCHOLASTIC CORP(COM) SCHL 25,000 [*]
SCOTTISH ANNUITY & LIFE H(ORD) SCOT 981
SCOTTISH ANNUITY & LIFE H(ORD) SCOT 500
SEEBEYOND TECHNOLOGIES CO(COM) SBYN 214,286
SEEBEYOND TECHNOLOGIES CO(COM) SBYN 103,475
SEEBEYOND TECHNOLOGIES CO(COM) SBYN 3,090,516
SEEBEYOND TECHNOLOGIES CO(COM) SBYN 4,406,038
SEEBEYOND TECHNOLOGIES CO(COM) SBYN 214,286
SEIINVESTMENT CO(COM) SEIC 8,000 [*]
SEMTECH CORP(COM) SMTC 16,700 [*]
SEMTECH CORP(COM) SMTC 20,000 [*]
SHUFFLE MASTER INC(COM) SHFL 200
SHUFFLE MASTER INC(COM) SHFL 300
SILGAN HOLDINGS INC(COM) SLGN 25,500
SILGAN HOLDINGS INC(COM) SLGN 1,900 [*]
SILGAN HOLDINGS INC(COM) SLGN 5,000 [*]
SILVERADO GOLD MINES LTD SLGLF 25,000
SIMON TRANSPORTATION SVCS INC SIMN 44,000
SIMON TRANSPORTATION SVCS INC SIMN 44,000
SIMON TRANSPORTATION SVCS INC SIMN 44,000
SKYWEST INC(COM) SKYW 12,000
SMARTSERV ONLINE INC SSOL 5,000
SMITH & WOLLENSKY RESTAUR(COM) SWRG 1,000
SOFTNET SYSTEMS INC(COM) SOFN 3,600
SOUND FED BANCORP(COM) SFFS 1,000
SOUTH ALBAMA BANCORPORAT(COM) SABC 1,000
SOUTHERN ENERGY HOMES INC(COM) SEHI 32,500
SOUTHERN ENERGY HOMES INC(COM) SEHI 10,000
SOUTHERN ENERGY HOMES INC(COM) SEHI 10,000
SPECTRA-PHYSICS INC(COM) SPLI 9,218 [*]
SPECTRANETICS CORP(COM) SPNC 1,000
SPECTRASITE HLDGS INC(COM) SITE 6,983,332
SPECTRASITE HLDGS INC(COM) SITE 2,047,381
SPEECHWORKS INTERNATIONAL(COM) SPWX 3,500
SPEECHWORKS INTERNATIONAL(COM) SPWX 3,000
SPEECHWORKS INTERNATIONAL(COM) SPWX 1,125
SPEECHWORKS INTERNATIONAL(COM) SPWX 35,000
SPEECHWORKS INTERNATIONAL(COM) SPWX 2,000
SPSS INC(COM) SPSS 4,000
ST MARY LD & EXPL CO(COM) MARY 36,100 [*]
STAMPS COMINC(COM) STMP 89,831
STAMPS COMINC(COM) STMP 140,000
STANDARD ENERGY CORP(COM) STDE 40,000
STANDARD MANAGEMENT CORP(COM) SMAN 1,000
STAPLES INC(COM) SPLS 30,917
STAPLES INC(COM) SPLS 61,421
STAPLES INC(COM) SPLS 50,486 [*]
STAPLES INC(COM) SPLS 85,687
STAPLES INC(COM) SPLS 172,420 [*]
STAPLES INC(COM) SPLS 14,082
STAPLES INC(COM) SPLS 383 [*]
STAPLES INC(COM) SPLS 889 [*]
STAPLES INC(COM) SPLS 13,236
STAPLES INC(COM) SPLS 2,543
STAPLES INC(COM) SPLS 107,841 [*]
ROSS SYS INC 9/4-5/01 3.00-3.02 30,000
ROSS SYS INC 9/26/01 3.15 6,500
ROYAL PRECISION INC(COM) 9/4-20/01 2.15-2.58 N/R
RWD TECHNOLOGIES INC(COM) 8/24-9/7/01 2.84-3.00 40,000
RWD TECHNOLOGIES INC(COM) 8/17/01 3.00 3,319
RWD TECHNOLOGIES INC(COM) 8/13/01 3.00 4,703
RYANS FAMILY STEAK HOUSES(COM) 9/10/01 18.00 9,000
RYANS FAMILY STEAK HOUSES(COM) 9/5-6/01 17.61-17.66 4,565
S1 CORPORATION(COM) 9/4-28/01 6.74-11.61 161,074
S1 CORPORATION(COM) 9/27/01 8.35 41,500
S1 CORPORATION(COM) 9/27/01 6.25 3,521
SABA SOFTWARE INC(COM) 9/28/01 2.03 265,789
SABA SOFTWARE INC(COM) 9/4-18/01 5.46-8.22 6,951,334
SABA SOFTWARE INC(COM) 9/28/01 2.04-2.10 272,709
SABA SOFTWARE INC(COM) 9/28/01 2.00 233,000
SAFENET INC(COM) 9/27/01 6.40 2,000
SALIX PHARMACEUTICALS LTD(ORD) 9/4/01 14.80 864,361
SCb COMPUTER TECHNOLOGY I(COM) 9/19-21/01 0.74-0.77 181,200
SCHEIN HENRY INC(COM) 9/28/01 35.00 439,443
SCHOLASTIC CORP(COM) 9/25/01 40.10-40.30 0
SCOTTISH ANNUITY & LIFE H(ORD) 9/1-24/01 14.40-16.09 29,572
SCOTTISH ANNUITY & LIFE H(ORD) 9/28/01 15.06 2,600
SEEBEYOND TECHNOLOGIES CO(COM) 9/21/01 1.40 815,049
SEEBEYOND TECHNOLOGIES CO(COM) 9/10-20/01 1.87-14.86 25,826
SEEBEYOND TECHNOLOGIES CO(COM) 9/21/01 1.40 3,558,085
SEEBEYOND TECHNOLOGIES CO(COM) 9/5-21/01 1.40-5.05 25,294,218
SEEBEYOND TECHNOLOGIES CO(COM) 9/21/01 1.40 2,941,812
SEIINVESTMENT CO(COM) 9/26-28/01 32.40-32.70 2,011,914
SEMTECH CORP(COM) 9/7/01 37.00-37.08 125,296
SEMTECH CORP(COM) 9/5/01 36.01-36.05 90,000
SHUFFLE MASTER INC(COM) 9/20/01 11.25 13,700
SHUFFLE MASTER INC(COM) 9/20/01 10.32 400
SILGAN HOLDINGS INC(COM) 9/4-6/01 22.09-22.20 45,548
SILGAN HOLDINGS INC(COM) 9/4-5/01 22.35 84,410
SILGAN HOLDINGS INC(COM) 9/5/01 22.00 300
SILVERADO GOLD MINES LTD 9/18-21/01 0.13-0.15 5,000
SIMON TRANSPORTATION SVCS INC 9/5/01 4.25 11,507
SIMON TRANSPORTATION SVCS INC 9/5/01 4.25 2,910,949
SIMON TRANSPORTATION SVCS INC 9/5/01 4.25 2,910,949
SKYWEST INC(COM) 9/4/01 32.15 15,000
SMARTSERV ONLINE INC 9/4-6/01 7.69-9.12 55,818
SMITH & WOLLENSKY RESTAUR(COM) 9/24/01 3.30 26,000
SOFTNET SYSTEMS INC(COM) 9/21-28/01 1.49-1.60 18,000
SOUND FED BANCORP(COM) 9/17-19/01 13.00 40,268
SOUTH ALBAMA BANCORPORAT(COM) 9/20/01 9.50 135,950
SOUTHERN ENERGY HOMES INC(COM) 9/21-28/01 1.51-1.55 477,500
SOUTHERN ENERGY HOMES INC(COM) 9/27/01 1.44-1.60 23,900
SOUTHERN ENERGY HOMES INC(COM) 9/21/01 1.50 110,034
SPECTRA-PHYSICS INC(COM) 8/22/01 21.19-21.20 367
SPECTRANETICS CORP(COM) 9/21/01 2.10-2.12 8,818
SPECTRASITE HLDGS INC(COM) 9/5-7/01 2.57-2.60 33,599,673
SPECTRASITE HLDGS INC(COM) 9/5-7/01 2.57-2.60 33,982,546
SPEECHWORKS INTERNATIONAL(COM) 9/4-10/2/01 4.76-8.23 55,682
SPEECHWORKS INTERNATIONAL(COM) 9/5/01 8.00 43,098
SPEECHWORKS INTERNATIONAL(COM) 9/7/01 7.11 21,875
SPEECHWORKS INTERNATIONAL(COM) 9/6/01 6.99 850,711
SPEECHWORKS INTERNATIONAL(COM) 9/4/01 8.09 595,643
SPSS INC(COM) 9/26/01 15.68 46,456
ST MARY LD & EXPL CO(COM) 9/5-10/01 19.50-19.63 24,718
STAMPS COMINC(COM) 9/20/01 2.17 0
STAMPS COMINC(COM) 8/3-14/01 2.45 3,886,448
STANDARD ENERGY CORP(COM) 9/25-28/01 0.10 5,464,200
STANDARD MANAGEMENT CORP(COM) 9/7/01 6.04 224,392
STAPLES INC(COM) 9/6/01 15.05 63,139
STAPLES INC(COM) 9/6/01 15.05 178,862
STAPLES INC(COM) 9/6/01 15.05 276,100
STAPLES INC(COM) 9/6/01 15.05 96,894
STAPLES INC(COM) 9/6/01 15.05 26,849
STAPLES INC(COM) 9/6/01 15.05 45,515
STAPLES INC(COM) 9/6/01 15.05 24,740
STAPLES INC(COM) 9/4/01 15.05-15.51 13,609
STAPLES INC(COM) 9/6/01 15.05 24,740
STAPLES INC(COM) 9/6/01 15.05 45,814
STAPLES INC(COM) 9/6/01 15.05 45,814
ROSS SYS INC Webster Robert B O 3
ROSS SYS INC Nowacki Gary OX 3
ROYAL PRECISION INC(COM) Johnston Richard P CB 1
RWD TECHNOLOGIES INC(COM) Oconnell Robert T D 1
RWD TECHNOLOGIES INC(COM) Rubin Robert M D 1
RWD TECHNOLOGIES INC(COM) Shelton Henry D 1
RYANS FAMILY STEAK HOUSES(COM) Shaw Alan E O -1
RYANS FAMILY STEAK HOUSES(COM) Graham Morgan A O -1
S1 CORPORATION(COM) Mahan James S CB 1
S1 CORPORATION(COM) Ellertson Jaime O 1
S1 CORPORATION(COM) hale matthew O 1
SABA SOFTWARE INC(COM) Allred Douglas C D -1
SABA SOFTWARE INC(COM) Yazdani Babak CB -1
SABA SOFTWARE INC(COM) Cohn Robert D -1
SABA SOFTWARE INC(COM) kiani Joe D -1
SAFENET INC(COM) Heron George L VP 1
SALIX PHARMACEUTICALS LTD(ORD) Johnson Lorin K O -
SCb COMPUTER TECHNOLOGY I(COM) Boling Michael J O 1
SCHEIN HENRY INC(COM) Schein Marvin H D -1
SCHOLASTIC CORP(COM) Feiwel Jean O -1
SCOTTISH ANNUITY & LIFE H(ORD) WilIkomm Scott E P -
SCOTTISH ANNUITY & LIFE H(ORD) Mcavity Thomas A O -
SEEBEYOND TECHNOLOGIES CO(COM) Hassanein Salah M D 1
SEEBEYOND TECHNOLOGIES CO(COM) Mitchell Kathleen M O 1
SEEBEYOND TECHNOLOGIES CO(COM) Lane Raymond J D 1
SEEBEYOND TECHNOLOGIES CO(COM) Demetriades James P 1
SEEBEYOND TECHNOLOGIES CO(COM) Ledger Steven A D 1
SEIINVESTMENT CO(COM) Romeo Carmen V OT -1
SEMTECH CORP(COM) Plummer Wylie VP -4
SEMTECH CORP(COM) Schraith James D -4
SHUFFLE MASTER INC(COM) Sutton Thomas D 2
SHUFFLE MASTER INC(COM) Robson Ken D 2
SILGAN HOLDINGS INC(COM) Hughes Gary M OS -9
SILGAN HOLDINGS INC(COM) Rankin Harley O -9
SILGAN HOLDINGS INC(COM) Greulich L G OS -9
SILVERADO GOLD MINES LTD Armstrong Edward J OS -1
SIMON TRANSPORTATION SVCS INC Lang Alban B O 1
SIMON TRANSPORTATION SVCS INC Moyes Jerry DO 1
SIMON TRANSPORTATION SVCS INC Moyes Vicide UT 1
SKYWEST INC(COM) Udvarhazy Steven F D 3
SMARTSERV ONLINE INC Pearl Robert O -1
SMITH & WOLLENSKY RESTAUR(COM) Zuriff Eugene I D 1
SOFTNET SYSTEMS INC(COM) Colley Greg OT 1
SOUND FED BANCORP(COM) Gloifre Rruno J D 1
SOUTH ALBAMA BANCORPORAT(COM) Crawford Stephen G D -
SOUTHERN ENERGY HOMES INC(COM) Holdbrooks Clinton O D 3
SOUTHERN ENERGY HOMES INC(COM) Batchelor Dan E VP 3
SOUTHERN ENERGY HOMES INC(COM) Holdbrooks Keith O P 3
SPECTRA-PHYSICS INC(COM) Halio Seth OT -1
SPECTRANETICS CORP(COM) Muth Dale T O 2
SPECTRASITE HLDGS INC(COM) Sorrel Lawrence B DO 6
SPECTRASITE HLDGS INC(COM) Mclnemey Thomas E DO 6
SPEECHWORKS INTERNATIONAL(COM) Patterson Stuart R P -6
SPEECHWORKS INTERNATIONAL(COM) Westelman Richard J O -6
SPEECHWORKS INTERNATIONAL(COM) Rutledge Charles O -6
SPEECHWORKS INTERNATIONAL(COM) Holthouse Mark A O -6
SPEECHWORKS INTERNATIONAL(COM) Ledingham William O -6
SPSS INC(COM) Otterstatter Jonathan P O -2
ST MARY LD & EXPL CO(COM) Hellerstein Mark A P -
STAMPS COMINC(COM) Runyon Marvin F -2
STAMPS COMINC(COM) Clancy Thomas N F -2
STANDARD ENERGY CORP(COM) Nelson Pamela K D -1
STANDARD MANAGEMENT CORP(COM) Hunter Ronald D CB 2
STAPLES INC(COM) Gentry Richard R O -14
STAPLES INC(COM) Mahoney John J O -14
STAPLES INC(COM) Vassalluzzo Joseph S O -14
STAPLES INC(COM) Hoyt Susan S O -14
STAPLES INC(COM) Lewis Jeanne B O -14
STAPLES INC(COM) Light Brian O -14
STAPLES INC(COM) Ellinger Deborah O -14
STAPLES INC(COM) Moore Robert J O -14
STAPLES INC(COM) Ellinger Deborah O -14
STAPLES INC(COM) Barton John O -14
STAPLES INC(COM) Barton John O -14
ROSS SYS INC 4-0
ROSS SYS INC 4-0
ROYAL PRECISION INC(COM) 3-1
RWD TECHNOLOGIES INC(COM) 7-2
RWD TECHNOLOGIES INC(COM) 7 2
RWD TECHNOLOGIES INC(COM) 7-2
RYANS FAMILY STEAK HOUSES(COM) 19-7
RYANS FAMILY STEAK HOUSES(COM) 19-7
S1 CORPORATION(COM) 14-5
S1 CORPORATION(COM) 14-5
S1 CORPORATION(COM) 14-5
SABA SOFTWARE INC(COM) 28-2
SABA SOFTWARE INC(COM) 28-2
SABA SOFTWARE INC(COM) 28-2
SABA SOFTWARE INC(COM) 28-2
SAFENET INC(COM) 64-6
SALIX PHARMACEUTICALS LTD(ORD) 25-7
SCb COMPUTER TECHNOLOGY I(COM) 1-0
SCHEIN HENRY INC(COM) 40-20
SCHOLASTIC CORP(COM) 97-35
SCOTTISH ANNUITY & LIFE H(ORD) 19-8
SCOTTISH ANNUITY & LIFE H(ORD) 19-8
SEEBEYOND TECHNOLOGIES CO(COM) 23-1
SEEBEYOND TECHNOLOGIES CO(COM) 23-1
SEEBEYOND TECHNOLOGIES CO(COM) 23-1
SEEBEYOND TECHNOLOGIES CO(COM) 23-1
SEEBEYOND TECHNOLOGIES CO(COM) 23-1
SEIINVESTMENT CO(COM) 123-28
SEMTECH CORP(COM) 40-15
SEMTECH CORP(COM) 40-15
SHUFFLE MASTER INC(COM) 34-10
SHUFFLE MASTER INC(COM) 34-10
SILGAN HOLDINGS INC(COM) 25-6
SILGAN HOLDINGS INC(COM) 25-6
SILGAN HOLDINGS INC(COM) 25-6
SILVERADO GOLD MINES LTD 1-0
SIMON TRANSPORTATION SVCS INC 6-1
SIMON TRANSPORTATION SVCS INC 6-1
SIMON TRANSPORTATION SVCS INC 6-1
SKYWEST INC(COM) 60-11
SMARTSERV ONLINE INC 20-5
SMITH & WOLLENSKY RESTAUR(COM) 8-3
SOFTNET SYSTEMS INC(COM) 5-1
SOUND FED BANCORP(COM) 15-9
SOUTH ALBAMA BANCORPORAT(COM) 15-8
SOUTHERN ENERGY HOMES INC(COM) 3-1
SOUTHERN ENERGY HOMES INC(COM) 3-1
SOUTHERN ENERGY HOMES INC(COM) 3-1
SPECTRA-PHYSICS INC(COM) 48-13
SPECTRANETICS CORP(COM) 3-1
SPECTRASITE HLDGS INC(COM) 21-2
SPECTRASITE HLDGS INC(COM) 21-2
SPEECHWORKS INTERNATIONAL(COM) 94-4
SPEECHWORKS INTERNATIONAL(COM) 94-4
SPEECHWORKS INTERNATIONAL(COM) 94-4
SPEECHWORKS INTERNATIONAL(COM) 94-4
SPEECHWORKS INTERNATIONAL(COM) 94-4
SPSS INC(COM) 25-12
ST MARY LD & EXPL CO(COM) 35-15
STAMPS COMINC(COM) 4-2
STAMPS COMINC(COM) 4-2
STANDARD ENERGY CORP(COM) 0
STANDARD MANAGEMENT CORP(COM) 7-3
STAPLES INC(COM) 18-11
STAPLES INC(COM) 18-11
STAPLES INC(COM) 18-11
STAPLES INC(COM) 18-11
STAPLES INC(COM) 18-11
STAPLES INC(COM) 18-11
STAPLES INC(COM) 18-11
STAPLES INC(COM) 18-11
STAPLES INC(COM) 18-11
STAPLES INC(COM) 18-11
STAPLES INC(COM) 18-11
STAPLES INC(COM) SPLS 14,454
STAPLES INC(COM) SPLS 15,362 [*]
STAPLES INC(COM) SPLS 52,069
STAPLES INC(COM) SPLS 135,261
STAPLES INC(COM) SPLS 12,027
STAPLES INC(COM) SPLS 146,250 [*]
STAPLES INC(COM) SPLS 61,421
STAPLES INC(COM) SPLS 150,792 [*]
STARBUCKS CORP(COM) SBUX 5,000
STEWART & STEVENSON SERVI(COM) SSSS 1,500 [*]
STEWART & STEVENSON SERVI(COM) SSSS 1,000
STORAGENETWORKS INC(COM) STOR 667
STORAGENETWORKS INC(COM) STOR 25,000
STORAGENETWORKS INC(COM) STOR 667
STORAGENETWORKS INC(COM) STOR 166,668
STRAYER EDUCATION INC(COM) STRA 1,000
STREICHER MOBILE FUELING (COM) FUEL 133,333
STREICHER MOBILE FUELING (COM) FUEL 1,500
SUMMIT FINANCIAL GROUP IN(COM) SMMF 1,116
SUN BANCORP INC NJ(COM) SNBC 500
SUPERIOR CONSULTANT HLDGS(COM) SUPC 1,195
SUPERIOR CONSULTANT HLDGS(COM) SUPC 3,940
SUPERIOR CONSULTANT HLDGS(COM) SUPC 21,175
SUPERIOR CONSULTANT HLDGS(COM) SUPC 3,025
SUPERIOR CONSULTANT HLDGS(COM) SUPC 2,500
SUPERIOR CONSULTANT HLDGS(COM) SUPC 2,110
SUPERIOR CONSULTANT HLDGS(COM) SUPC 21,175
SUPERIOR FINANCIAL CORP(COM) SUFI 200
SUREWEST COMMUNICATIONS(COM) SURW 1,500
SUREWEST COMMUNICATIONS(COM) SURW 1,250
SUREWEST COMMUNICATIONS(COM) SURW 1,250
SUREWEST COMMUNICATIONS(COM) SURW 1,250
TARGETED GENETICS CORP(COM) TGEN 6,000
TAYLOR DEVICES INC(COM) TAYD 575
TAYLOR DEVICES INC(COM) TAYD 622
TBC CORP(COM) TBCC 1,000
TDK MEDIACTIVE INC(COM) TDKM 10,000
TECH DATA CORP(COM) TECD 199,704
TECH DATA CORP(COM) TECD 5,000
TECH DATA CORP(COM) TECD 10,000
TECH DATA CORP(COM) TECD 9,900 [*]
TECH DATA CORP(COM) TECD 3,000 [*]
TECH DATA CORP(COM) TECD 11,000 [*]
TECH DATA CORP(COM) TECD 5,000 [*]
TECH DATA CORP(COM) TECD 7,000 [*]
TEKNOWLEDGE CORP TEKC 1,000
TELECORP PCS INC NEW TLCP 64,500
TELECORP PCS INC NEW TLCP 46,800
TIPPINGPOINT TECH INC(COM) TPTI 2,700
TRANSGENOMIC INC(COM) TBIO 36,500
TREND MINING CO(COM) TRDM 50,000
TRIANGLE PHARMACEUTICALS(COM) VIRS 4,000
TRIMEDYNE INC(COM) TMED 40,000
TROY FINL CORP(COM) TRYF 5,000
TROY FINL CORP(COM) TRYF 4,200
TRUDY CORP(COM) TRDY 1,100,000
TRUSTCO BK CORP N Y(COM) TRST 47,000
TURNSTONE SYSTEMS INC(COM) TSTN 7,500
U S PHYSICAL THERAPY INC(COM) USPH 3,600 [*]
UGLY DUCKLING CORP(COM) UGLY 27,144
ULTRAK INC ULTK 17,000
ULTRALIFE BATTERIES INC(COM) ULBI 3,500
UMB FINL CORP(COM) UMBF 2,000
UNIFAB INTL INC(COM) UFAB 1,000
UNITED SECURITY BANCSHARE(COM) UBFO 200
UNITED SHIPPING & TECHNOL(COM) USHP 2,000
UNITEDGLOBALCOM INC UCOMA 5,000
UNITY BANCORP INC(COM) UNTY 48,700
UNITY BANCORP INC(COM) UNTY 12,000
UNITY BANCORP INC(COM) UNTY 48,700
UNITY BANCORP INC(COM) UNTY 15,206
UNITY BANCORP INC(COM) UNTY 6,000
UNITY BANCORP INC(COM) UNTY 5,000
UNIVERSAL FOREST PRODUCTS(COM) UFPI 24,000
STAPLES INC(COM) 9/6/01 15.05 47,891
STAPLES INC(COM) 9/6/01 15.05 9,000
STAPLES INC(COM) 9/6/01 15.05 142,051
STAPLES INC(COM) 9/6/01 15.05 N/R
STAPLES INC(COM) 9/6/01 15.05 22,329
STAPLES INC(COM) 9/6/01 15.05 96,894
STAPLES INC(COM) 9/6/01 15.05 276,100
STAPLES INC(COM) 9/6/01 15.05 178,862
STARBUCKS CORP(COM) 9/17/01 16.00 9,800
STEWART & STEVENSON SERVI(COM) 9/28/01 22.80-22.93 2,300
STEWART & STEVENSON SERVI(COM) 9/28/01 22.80-22.93 2,300
STORAGENETWORKS INC(COM) 9/10/01 3.91 8,587,447
STORAGENETWORKS INC(COM) 9/4-7/01 3.88-5.00 4,804,404
STORAGENETWORKS INC(COM) 9/4/01 5.45 8,587,447
STORAGENETWORKS INC(COM) 9/4-7/01 3.88-5.00 4,281,580
STRAYER EDUCATION INC(COM) 9/5/01 44.87-45.34 5,000
STREICHER MOBILE FUELING (COM) 9/21/01 1.50 133,333
STREICHER MOBILE FUELING (COM) 9/5-7/01 1.50 1,500
SUMMIT FINANCIAL GROUP IN(COM) 9/24-27/01 23.25 47,652
SUN BANCORP INC NJ(COM) 9/20/01 10.75 N/R
SUPERIOR CONSULTANT HLDGS(COM) 9/19-28/01 3.47-4.02 5,195
SUPERIOR CONSULTANT HLDGS(COM) 9/19-28/01 3.47-4.02 251,965
SUPERIOR CONSULTANT HLDGS(COM) 9/19-28/01 3.47-4.02 706,310
SUPERIOR CONSULTANT HLDGS(COM) 9/19-28/01 3.47-4.02 9,625
SUPERIOR CONSULTANT HLDGS(COM) 8/20/01 4.50 5,000
SUPERIOR CONSULTANT HLDGS(COM) 9/19-28/01 3.47-4.02 339,963
SUPERIOR CONSULTANT HLDGS(COM) 9/19-28/01 3.47-4.02 3,379,224
SUPERIOR FINANCIAL CORP(COM) 9/20/01 14.75 500
SUREWEST COMMUNICATIONS(COM) 8/10/01 40.52 3,200
SUREWEST COMMUNICATIONS(COM) 9/5/01 40.35 17,919
SUREWEST COMMUNICATIONS(COM) 9/5/01 40.35 2,750
SUREWEST COMMUNICATIONS(COM) 9/5/01 40.35 58,882
TARGETED GENETICS CORP(COM) 9/17-25/01 1.77-2.55 132,665
TAYLOR DEVICES INC(COM) 9/30/01 4.17 43,500
TAYLOR DEVICES INC(COM) 9/30/01 4.17 37,349
TBC CORP(COM) 9/17/01 9.40 59,450
TDK MEDIACTIVE INC(COM) 9/17/01 0.86-0.90 20,000
TECH DATA CORP(COM) 9/7-10/01 39.64-40.40 2,071,396
TECH DATA CORP(COM) 9/5/01 39.50 20,067
TECH DATA CORP(COM) 9/5/01 40.23 26,678
TECH DATA CORP(COM) 9/10/01 40.13 854
TECH DATA CORP(COM) 9/7/01 40.00 0
TECH DATA CORP(COM) 9/5/01 39.10 22,364
TECH DATA CORP(COM) 9/7-20/01 37.00-40.95 800
TECH DATA CORP(COM) 9/6/01 40.13 17,129
TEKNOWLEDGE CORP 9/18/01 3.20-3.23 699,857
TELECORP PCS INC NEW 9/21/01 11.40-11.85 N/R
TELECORP PCS INC NEW 9/19/01 11.75 2,907,765
TIPPINGPOINT TECH INC(COM) 9/10/01 7.50 1,170,307
TRANSGENOMIC INC(COM) 9/10-28/01 6.95-9.30 4,835,654
TREND MINING CO(COM) 9/20/01 0.50 35,000
TRIANGLE PHARMACEUTICALS(COM) 9/27/01 2.85 10,000
TRIMEDYNE INC(COM) 9/7/01 0.28 40,000
TROY FINL CORP(COM) 9/21/01 19.65 5,000
TROY FINL CORP(COM) 9/18/01 18.50-19.00 181,585
TRUDY CORP(COM) 9/12-26/01 0.01 4,350,000
TRUSTCO BK CORP N Y(COM) 9/4/01 13.82 14,480
TURNSTONE SYSTEMS INC(COM) 9/4-5/01 3.60-3.65 272,560
U S PHYSICAL THERAPY INC(COM) 9/4/01 16.67 0
UGLY DUCKLING CORP(COM) 9/28/01 2.77-2.90 0
ULTRAK INC 8/19-9/27/01 1.19-1.60 1,392,403
ULTRALIFE BATTERIES INC(COM) 9/17-21/01 4.50-4.75 291,000
UMB FINL CORP(COM) 9/4-18/01 38.50-41.50 169,119
UNIFAB INTL INC(COM) 9/4/01 2.00 2,541
UNITED SECURITY BANCSHARE(COM) 9/7-9/01 16.75 303,595
UNITED SHIPPING & TECHNOL(COM) 9/25/01 1.00 2,000
UNITEDGLOBALCOM INC 9/21/01 1.73 292,134
UNITY BANCORP INC(COM) 9/28/01 4.11 268,169
UNITY BANCORP INC(COM) 9/28/01 4.11 116,541
UNITY BANCORP INC(COM) 9/28/01 4.11 268,169
UNITY BANCORP INC(COM) 9/28/01 4.11 142,631
UNITY BANCORP INC(COM) 9/5/01 5.00 6,928
UNITY BANCORP INC(COM) 9/28/01 4.11 188,995
UNIVERSAL FOREST PRODUCTS(COM) 9/4-28/01 19.06-20.40 3,972,078
STAPLES INC(COM) Goodman Shira O -14 18-11
STAPLES INC(COM) Morse Lawrence J OS -14 18-11
STAPLES INC(COM) Doody Joseph G OS -14 18-11
STAPLES INC(COM) Lewis Jeanne B O -14 18-11
STAPLES INC(COM) Vanwoerkom Jack A O -14 18-11
STAPLES INC(COM) Hoyt Susan S O -14 18-11
STAPLES INC(COM) Vassalluzzo Joseph S O -14 18-11
STAPLES INC(COM) Manhoney John J O -14 18-11
STARBUCKS CORP(COM) Foley Craig J D 1 50-14
STEWART & STEVENSON SERVI(COM) Farris James C VP - 36-20
STEWART & STEVENSON SERVI(COM) Farris James C VP - 36-20
STORAGENETWORKS INC(COM) Blumenthal Randall A F -5 83-4
STORAGENETWORKS INC(COM) Miller William D CT -5 83-4
STORAGENETWORKS INC(COM) Blumenthal Randall A F -5 83-4
STORAGENETWORKS INC(COM) Bell Peter W O -5 83-4
STRAYER EDUCATION INC(COM) Brown Mark C O 2 54-20
STREICHER MOBILE FUELING (COM) Picow Robert S D 2 2-1
STREICHER MOBILE FUELING (COM) Gathright Richard E P 2 2-1
SUMMIT FINANCIAL GROUP IN(COM) Hinkle Gary L D 3 47-22
SUN BANCORP INC NJ(COM) Wilmot Tomothy J D 1 14-7
SUPERIOR CONSULTANT HLDGS(COM) Saslow Richard P VP 6 6-2
SUPERIOR CONSULTANT HLDGS(COM) Huntzinger George S P 6 6-2
SUPERIOR CONSULTANT HLDGS(COM) Aprahamian Ronald V CB 6 6-2
SUPERIOR CONSULTANT HLDGS(COM) Tyagi Satish K DO 6 6-2
SUPERIOR CONSULTANT HLDGS(COM) Sorensen Richard R O 6 6-2
SUPERIOR CONSULTANT HLDGS(COM) Bracken Charles O DO 6 6-2
SUPERIOR CONSULTANT HLDGS(COM) Helppie Richard O 6 6-2
SUPERIOR FINANCIAL CORP(COM) Gahr Brian A D 1 17-11
SUREWEST COMMUNICATIONS(COM) Doerhoff Neil J D 4 55-39
SUREWEST COMMUNICATIONS(COM) Roberts John R D 4 55-39
SUREWEST COMMUNICATIONS(COM) Taron Timothy D D 4 55-39
SUREWEST COMMUNICATIONS(COM) Doyle Kirk C D 4 55-39
TARGETED GENETICS CORP(COM) Carter Barrie J O 1 12-2
TAYLOR DEVICES INC(COM) Taylor Douglas P P 3 6-3
TAYLOR DEVICES INC(COM) Hill Richard G VP 3 6-3
TBC CORP(COM) Day Larry J P 1 12-4
TDK MEDIACTIVE INC(COM) Tanabe Shin P 1 1-0
TECH DATA CORP(COM) Raymund Steven A CB -8 45-25
TECH DATA CORP(COM) Singleton Arthur W VP -8 45-25
TECH DATA CORP(COM) Trepani Joseph B O -8 45-25
TECH DATA CORP(COM) Todd William K O -8 45-25
TECH DATA CORP(COM) Youna Gerald O -8 45-25
TECH DATA CORP(COM) Connelly Patrick O -8 45-25
TECH DATA CORP(COM) Dannewitz Charles V O -8 45-25
TECH DATA CORP(COM) Howells Jeffrey O -8 45-25
TEKNOWLEDGE CORP Jacobstein Nei A H 1 7-2
TELECORP PCS INC NEW Veriot Gerald T O 2 28-10
TELECORP PCS INC NEW Sullivan Thomas H O 2 28-10
TIPPINGPOINT TECH INC(COM) McHale John F CB 1 9-0
TRANSGENOMIC INC(COM) DSilva Collin J CB -1 19-6
TREND MINING CO(COM) Mancuso Thomas K VP -2 1
TRIANGLE PHARMACEUTICALS(COM) Grabowski Henry G D 1 9-2
TRIMEDYNE INC(COM) Horowitz Richard F D 1 2-0
TROY FINL CORP(COM) Cross Wilbur J D 2 22-12
TROY FINL CORP(COM) Arakelian George H D 2 22-12
TRUDY CORP(COM) Nalle Peter D D 1 0
TRUSTCO BK CORP N Y(COM) Barthold Lionel O D -1 15-10
TURNSTONE SYSTEMS INC(COM) Panahi Shames S O -3 30-2
U S PHYSICAL THERAPY INC(COM) Spradlin Roy CB -8 31-12
UGLY DUCKLING CORP(COM) Willey Frank P D -1 6-3
ULTRAK INC Broady George K O 1 6-1
ULTRALIFE BATTERIES INC(COM) Abeles Joseph C D 1 10-4
UMB FINL CORP(COM) Rolley Alan W D -2 46-33
UNIFAB INTL INC(COM) Roman Peter J O 3 10-2
UNITED SECURITY BANCSHARE(COM) Woods Dennis P 4 18-16
UNITED SHIPPING & TECHNOL(COM) Parell Jeffry J O 1 5-0
UNITEDGLOBALCOM INC Rochelle Curtis W D 1 33-1
UNITY BANCORP INC(COM) Dallas Robert H DO 4 6-2
UNITY BANCORP INC(COM) Loring Charles S D 4 6-2
UNITY BANCORP INC(COM) Dallas David D DO 4 6-2
UNITY BANCORP INC(COM) Stothoff Samuel D 4 6-2
UNITY BANCORP INC(COM) Downes Michael F OS 4 6-2
UNITY BANCORP INC(COM) Detommaso Peter P D 4 6-2
UNIVERSAL FOREST PRODUCTS(COM) Secchia Peter F CB -3 23-12
UNIVERSAL FOREST PRODUCTS(COM) UFPI 8,600
UNIVERSAL FOREST PRODUCTS(COM) UFPI 10,000
UNIVERSAL MANUFACTURING C(COM) UFMG 3,000
URBAN OUTFITTERS INC(COM) URBN 40,000
US UNWIRED INC UNWR 51,500
US UNWIRED INC UNWR 51,500
US UNWIRED INC UNWR 30,000
US UNWIRED INC UNWR 75,000
UTSTARCOMINC(COM) UTSI 10,000 [*]
VA LINUX SYSTEMS INC(COM) LNUX 10,000
VALLEY FINL CORP VA(COM) VYFC 700
VASTERA INC(COM) VAST 26,400
VASTERA INC(COM) VAST 1,000 [*]
VIB CORP(COM) VIBC 2,700
VIRAGE LOGIC CORP(COM) VIRL 7,500
VIRAGE LOGIC CORP(COM) VIRL 15,500
VSE CORP(COM) VSEC 1,400
W HLDG CO INC(COM) WBPR 1,900
W HLDG CO INC(COM) WBPR 2,000
WATERSIDE CAPITAL CORP(COM) WSCC 2,300
WAVE SYSTEMS CORP WAVX 46,500
WAVE SYSTEMS CORP WAVX 46,500
WESTAFF INC(COM) WSTF 19,800
WESTELL TECHNOLOGIES INC WSTL 18,000
WESTELL TECHNOLOGIES INC WSTL 50,000
WESTELL TECHNOLOGIES INC WSTL 140,000
WESTERN SIERRA BANCORP(COM) WSBA 4,883
WET SEAL INC WTSLA 5,750 [*]
WINTRUST FINANCIAL CORP(COM) WTFC 1,000
WORLDWIDE PETROMOLY INC(COM) MOLY 155,000
WORLDWIDE PETROMOLY INC(COM) MOLY 42,298
WULF INTL CORP WLFO 160,000
X-RITE INC(COM) XRIT 407
ZOLTEK COS INC(COM) ZOLT 20,000
UNIVERSAL FOREST PRODUCTS(COM) 9/4/01 20.50-20.70 479,900
UNIVERSAL FOREST PRODUCTS(COM) 9/4/01 20.50-20.70 55,000
UNIVERSAL MANUFACTURING C(COM) 10/1/01 1.30-1.70 36,300
URBAN OUTFITTERS INC(COM) 9/7-10/01 15.77-16.46 7,225,450
US UNWIRED INC 9/4-28/01 9.14-11.04 110,600
US UNWIRED INC 9/4-28/01 9.14-11.04 110,600
US UNWIRED INC 9/4-28/01 9.14-10.52 82,330
US UNWIRED INC 9/4-28/01 9.14-11.04 137,520
UTSTARCOMINC(COM) 9/4/01 16.40 N/R
VA LINUX SYSTEMS INC(COM) 9/5/01 1.21 5,290,288
VALLEY FINL CORP VA(COM) 9/24-27/01 12.25-14.50 116,700
VASTERA INC(COM) 9/4-19/01 7.82-9.98 38,586
VASTERA INC(COM) 9/4/01 10.00 0
VIB CORP(COM) 9/5-28/01 9.00-10.70 222,582
VIRAGE LOGIC CORP(COM) 8/1-9/4/01 11.60-12.90 4,464,500
VIRAGE LOGIC CORP(COM) 8/1-9/24/01 10.74-12.90 2,506,818
VSE CORP(COM) 9/20/01 5.50 916,924
W HLDG CO INC(COM) 9/21/01 12.00 25,700
W HLDG CO INC(COM) 9/20-21/01 13.80-14.15 1,658,040
WATERSIDE CAPITAL CORP(COM) 9/24/01 2.80-2.82 N/R
WAVE SYSTEMS CORP 9/5-26/01 2.00-2.15 1,913,693
WAVE SYSTEMS CORP 9/5-26/01 2.00-2.15 1,906,093
WESTAFF INC(COM) 9/4-27/01 1.48-1.90 6,506,768
WESTELL TECHNOLOGIES INC 8/17-9/20/01 0.95-1.08 12,000
WESTELL TECHNOLOGIES INC 8/23-30/01 1.25-1.33 N/R
WESTELL TECHNOLOGIES INC 8/20-30/01 1.26-1.33 N/R
WESTERN SIERRA BANCORP(COM) 8/8/01 14.50 47,016
WET SEAL INC 9/7-26/01 16.40-20.30 4,733
WINTRUST FINANCIAL CORP(COM) 9/25/01 27.50 9,869
WORLDWIDE PETROMOLY INC(COM) 9/20-26/01 0.05-0.09 41,393
WORLDWIDE PETROMOLY INC(COM) 9/25-27/01 0.07-0.11 15,755,920
WULF INTL CORP 9/10-28/01 0.06-0.08 3,137,640
X-RITE INC(COM) 10/1/01 6.72 48,113
ZOLTEK COS INC(COM) 9/19/01 3.16 5,685,200
UNIVERSAL FOREST PRODUCTS(COM) Shoffner Carroll M D -3 23-12
UNIVERSAL FOREST PRODUCTS(COM) Wright Gary A P -3 23-12
UNIVERSAL MANUFACTURING C(COM) Khoshabe Steve Y O 1 5-1
URBAN OUTFITTERS INC(COM) Hayne Richard A CB -1 17-7
US UNWIRED INC Henning William L CB - 13-5
US UNWIRED INC Henning Thomas G GC - 13-5
US UNWIRED INC Henning John A DO - 13-5
US UNWIRED INC Henning william L DO - 13-5
UTSTARCOMINC(COM) Berkowitz Paul O 1 28-13
VA LINUX SYSTEMS INC(COM) Augustin Larry M D -1 36-1
VALLEY FINL CORP VA(COM) Logan George W D 1 19-12
VASTERA INC(COM) Rishi Arjun O -6 21-7
VASTERA INC(COM) Palomba Mark E O -6 21-7
VIB CORP(COM) Kelly Thomas S D -1 11-6
VIRAGE LOGIC CORP(COM) Kablanian Adam A P -2 16-9
VIRAGE LOGIC CORP(COM) Shubat Alexander OX -2 16-9
VSE CORP(COM) Koonce Calvin S D 1 8-5
W HLDG CO INC(COM) Ruiz Cesar A D 4 17-9
W HLDG CO INC(COM) Tamboer Cornelius D 4 17-9
WATERSIDE CAPITAL CORP(COM) Chisman J W D 3 n/a
WAVE SYSTEMS CORP Sprague Peter J OD -2 15-2
WAVE SYSTEMS CORP Sprague Steven OD -2 15-2
WESTAFF INC(COM) Stover W R CB 1 3-1
WESTELL TECHNOLOGIES INC Dwyer Paul D 3 9-1
WESTELL TECHNOLOGIES INC Reynolds Thomas A D 3 9-1
WESTELL TECHNOLOGIES INC Kirby Howard D 3 9-1
WESTERN SIERRA BANCORP(COM) Kleinert Alan J D 1 15-10
WET SEAL INC Cadier Kim A O -1 38-12
WINTRUST FINANCIAL CORP(COM) Moschner Albin F D 3 32-16
WORLDWIDE PETROMOLY INC(COM) Boyd Donald P -2 0
WORLDWIDE PETROMOLY INC(COM) Vail Robert S CB -2 0
WULF INTL CORP Wolzen Randie D -1 1-0
X-RITE INC(COM) Kluting Duane F O 3 10-5
ZOLTEK COS INC(COM) Rumy Zsolt P 1 8-2
INSIDER TRADING
The Securities and Exchange Commission requires insiders(officers,
directors, persons with policy-making roles, and those owning 10% or
more of any equity security of a publicly-held company)to report,
within ten days after the month in which the transaction took place,
any purchase sale, redemption, etc. by them of their company's shares.
Pertaining to the table below. BUY/SELL: Both open-market and private
transactions are listed; Option related sales are denoted with an
asterisk(*).
DATE/PRICE: Ranges of dates and/or prices are given if the trader
reported more than one transaction.
HOLDINGS: Total shares held both directly and indirectly by the insider.
INSIDER: Beneficial owners are not included.
TITLE AF: Affiliated Person; Al: Affiliate of Investment Advisor; B:
Beneficial Owner of 10% or more of any company security BC: Beneficial
Owner as Custodian; BT: Beneficial Owner as Trustee; CB: Chairman of the
Board; CP: Controlling Person; D: Director; DO: Director & Beneficial
Owner, DS: In direct Sharehol der; GP: General Partner; H: Officer,
Director & Beneficial Owner; IA: Investment Advisor; LP: Limited
Partner; MC: Member of Committee or Advisory Board; O: Officer; OB:
Officer & Beneficial Owner; OD: Officer & Director; OS: Officer of
Subsidiary; OX: Divisional Officer; P: President; R: Retired, Resigned,
Deceased, No Longer with Company SH: Share holder; T: Trustee; UN:
Unknown; VP: VicePresident; and, VT: VotingTrustee.
INSIDER RANKING: Net number of bullish (+) or bearish (-) insiders with
in the company during the past 90 days.
N/R: Information not reported on form.
COPYRIGHT 2001 Thomson Financial Inc.
COPYRIGHT 2008 Gale, Cengage Learning
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