Financial Services Industry
Industry: Email Alert RSS FeedInsider trading
First Call/Thomson Financial Insiders' Chronicle, Nov 19, 2001
The Securities and Exchange Commission requires insiders(officers, directors, persons with policy-making roles, and those owning 10% or more of and equity security of a publicly-held company) to report, within ten days after the month in which the transaction took place, any purchase, sale, redemption, etc.
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by them of their company's shares. Pertaining to the table below. BUY/SELL Both open-market and private transactions are listed; Option related sales are denoted with an asterisk(*). OATS/PRICE: Ranges of dates and/or prices are given if the trader reported more than one transaction. HOLDINGS: Total shares held both directly and indirectly by the insider. INSIDER: Beneficial owners are not included. TITLE: AF: Affiliated Person; Al: Affiliate of Investment Advisor, B: Beneficial Owner of 10% or more of any company security: BC: Beneficial Owner as Custodian; BT: Beneficial Owner as Trustee; CB: Chairman of the Board; CP: Controlling Person; D: Director; DO: Director & Beneficial Owner, DS: Indirect Shareho lder; GP: General Partner; H: Officer, Director & Beneficial Owner; IA: Investment Advisor; LP: Limited Partner; MC: Member of Committee or Advisory Board; O: Officer, OB: Officer & Beneficial Owner; OD: Officer & Director; OS: Officer of Subsidiary; OX: Divisional Officer; P: President; R: Retired, Resigned, Deceased, No Longer with Company SH: Shareholder; T: Trustee; UN: Unknown; VP: Vice President, and, VT: Voting Trustee. INSIDER RANKING: Net number of bullish ( ) or bearish (-) insiders within the company during the past 90 days. N/R: Information not reported on form.
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