Financial Services Industry
Industry: Email Alert RSS FeedInsider trading
First Call/Thomson Financial Insiders' Chronicle, Dec 24, 2001
The Securities and Exchange Commission requires insiders (officers, directors, persons with policy-making roles, and those owning 10% or more of any equity security of a publicly-held company) to report, with in ten days after the month in which the transaction took place, any purchase, sale, redemption, etc. by them of their company's shares. Pertaining to the table below. BUY/SELL: Both open-market and private transactions are listed; Option related sales are denoted with an asterisk (*). DATE/PRICE: Ranges of dates and/or prices are given if the trader reported more than one transaction. HOLDINGS: Total shares held both directly and indirectly by the insider. INSIDER: Beneficial owners are not included. TITLE: AF: Affiliated Person; Al: Affiliate of Investment Advisor; B: Beneficial Owner of 10% or more of any company security; BC: Beneficial Owner as Custodian; Br: Beneficial Owner as Trustee; CB: Chairman of the Board; CP: Controlling Person; D: Director; DO: Director & Beneficial Owner; DS; Indirect Sha reholder; GP: General Partner; H: Officer, Director & Beneficial Owner; IA: Investment Advisor; LP: Limited Partner; MC: Member of Committee or Advisory Board: O: Officer: OB: Officer & Beneficial Owner; OD: Officer & Director OS: Officer of Subsidiary; OX: Divisional Officer P: President; R Retired, Resigned, Deceased, No Longer with Company; SH: Shareholder, T: Trustee; UN: Unknown; VP: Vice President; and, VT: Voting Trustee. INSIDER RANKING: Net number of bullish (+) or bearish (-) insiders within the company during the past 90 days. N/R: Information not reported on form.
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