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First Call/Thomson Financial Insiders' Chronicle, Jan 29, 2001
NASDAQ
COMPANY TICKER BUY SELL DATE
AAIPHARMA INC (COM) AAII 15,000 12/20-21/00
AAIPHARMA INC (COM) AAII 500 12/14/00
AAIPHARMA INC (COM) AAII 20,000 12/20-22/00
AARON RENTS INC (COM) RNT 13,200 12/26-29/00
ABC DISPENSING TECHNOLOGI (COM) ABCC 100,000 12/21/00
ABGENIX INC (COM) ABGX 20,000 12/7-8/00
ABGENIX INC (COM) ABGX 15,000 [*] 12/6-8/00
ACTION PRODUCTS INTL INC (COM) APII 5,000 12/6-12/00
ACTIVE POWER INC (COM) ACPW 57,500 12/7-29/00
ACTIVE POWER INC (COM) ACPW 5,400 12/1/00
ADOBE SYS INC (COM) ADBE 40,000 12/22/00
ADOBE SYS INC (COM) ADBE 17,942 [*] 12/22/00
ADOBE SYS INC (COM) ADBE 15,968 [*] 12/19/00
ADVOCAT INC (COM) AVCA 51,000 12/6-13/00
AFTERMARKETTECHNOLOGY CO (COM) ATAC 10,000 12/28-29/00
AFTERMARKETTECHNOLOGY CO (COM) ATAC 5,000 12/7/00
AGENCY COM LTD (COM) ACOM 10,000 12/15-19/00
AGILE SOFTWARE CORP (COM) AGIL 10,000 [*] 12/4-6/00
AGILE SOFTWARE CORP (COM) AGIL 5,000 12/4-6/00
AGILE SOFTWARE CORP (COM) AGIL 5,000 [*] 12/1/00
AGILE SOFTWARE CORP (COM) AGIL 5,000 [*] 12/8-11/00
AGILE SOFTWARE CORP (COM) AGIL 13,500 12/5-8/00
AIR T INC (COM) AIRT 1,000 11/15/00
AIRGATE PCS INC (COM) PCSA 8,143 12/27-28/00
AIRGATE PCS INC (COM) PCSA 7,142 12/22/00
AIRGATE PCS INC (COM) PCSA 7,143 12/27-28/00
AKSYS LTD (COM) AKSY 1,430 [*] 12/27/00
AKSYS LTD (COM) AKSY 3,111 [*] 12/27/00
AKSYS LTD (COM) AKSY 3,117 [*] 12/27/00
ALANCO TECHNOLOGIES INC ALAN 78,500 12/31/00
ALANCO TECHNOLOGIES INC ALAN 6,000 12/31/00
ALLEGIANT BANCORP INC (COM) ALLE 1,000 12/7/00
ALLEGIANT BANCORP INC (COM) ALLE 27,000 12/1-29/00
ALMOST FAMILY INC (COM) AFAM 3,350 12/20-26/00
ALPHA INDS INC (COM) AHAA 8,100 12/12/00
ALPHA INDS INC (COM) AHAA 3,300 [*] 12/5/00
ALTERNATIVE RESOURCES COR (COM) ALRC 40,000 12/19/00
ALTERNATIVE RESOURCES COR (COM) ALRC 40,000 11/30-12/18/00
ALTERNATIVE RESOURCES COR (COM) ALRC 40,000 12/7/00
AMERICAN ABSORBENTS NATRL (COM) AANP 20,000 1/3/01
AMERICAN BUSINESS FINL SE (COM) ABFI 5,200 12/8-11/00
AMERICAN ENERGY SVCS INC AEYS 84,500 12/1-27/00
AMERICAN ENERGY SVCS INC AEYS 52,500 12/2-28/00
AMERICAN ENERGY SVCS INC AEYS 30,500 12/13-28/00
AMERICAN ENERGY SVCS INC AEYS 68,000 12/1-24/00
AMERICAN ENERGY SVCS INC AEYS 52,500 12/1-20/00
AMERICAN PHYSICIANS SVC G (COM) AMPH 8,000 12/21-27/00
AMERICAN WAGERING INC (COM) BETM 90,000 12/8-22/00
AMERICAN WAGERING INC (COM) BETM 40,000 12/8-11/00
AMERIRESOURCE TECHNOLOGIE (COM) ARET 2,290,000 12/6-12/00
AMES DEPT STORES INC AMES 1,000 12/5/00
AMES DEPT STORES INC AMES 7,500 12/18/00
AMGEN INC (COM) AMGN 90,000 [*] 12/5-8/00
AMGEN INC (COM) AMGN 30,000 [*] 12/5/00
AMGEN INC (COM) AMGN 25,600 [*] 12/7/00
AMPERSAND MEDICAL CORP (COM) AMPM 4,500 11/2-12/28/00
ANALOGIC CORP ALOG 1,800 1/3/01
ANAREN MICROWAVE INC (COM) ANEN 10,000 12/6/00
ANTIGENICS INC DEL (COM) AGEN 50,000 12/6/00-1/5/01
APPLIED EXTRUSION TECHNOL (COM) AETC 26,000 12/19-27/00
APPLIED EXTRUSION TECHNOL (COM) AETC 26,100 12/15-28/00
APPLIED FILMS CORPORATION (COM) AFCO 10,000 [*] 12/8-11/00
APPLIED FILMS CORPORATION (COM) AFCO 490 12/21/00
APPROVED FINANCIAL CORP (COM) APFN 7,000 12/12/00
APROPOS TECHNOLOGY INC (COM) APRS 16,036 12/1-11/00
ARTHROCARE CORP (COM) ARTC 1,000 11/3-28/00
COMPANY PRICE HOLDING INSIDER
AAIPHARMA INC (COM) 7.97-8.50 15,000 Avery John E
AAIPHARMA INC (COM) 8.06 500 Tabbiner Philip S
AAIPHARMA INC (COM) 7.75-9.00 344,386 Parker Richard
AARON RENTS INC (COM) 15.06-15.07 2,474,052 Loudermilk Robert C
ABC DISPENSING TECHNOLOGI (COM) 0.03 291,986 Stimac Charles M
ABGENIX INC (COM) 55.75-60.19 83,564 Withy Raymond M
ABGENIX INC (COM) 59.63-62.75 115,534 Greer R S
ACTION PRODUCTS INTL INC (COM) 1.63 825,571 Kaplan Judith
ACTIVE POWER INC (COM) 20.00-27.00 5,985,101 Pinkerton Joseph F
ACTIVE POWER INC (COM) 13.89 107,400 Ott William E
ADOBE SYS INC (COM) 62.75 2,811,744 Wamock John E
ADOBE SYS INC (COM) 65.05 41,494 Stephens Jimmie E
ADOBE SYS INC (COM) 68.56 83,755 Pouliot Colleen M
ADVOCAT INC (COM) 0.71-0.77 159,382 Birkett Charles
AFTERMARKETTECHNOLOGY CO (COM) 2.48-2.50 20,000 Hartnett Michael J
AFTERMARKETTECHNOLOGY CO (COM) 3.75 10,000 Komar Paul
AGENCY COM LTD (COM) 2.84-3.03 1,000 Matthews Michael
AGILE SOFTWARE CORP (COM) 49.44-65.82 197,069 Schrader Carol B
AGILE SOFTWARE CORP (COM) 49.44-65.82 197,069 Schrader Carol B
AGILE SOFTWARE CORP (COM) 47.94 6,515 Schott Gregory G
AGILE SOFTWARE CORP (COM) 71.94-72.94 0 Jamaca William R
AGILE SOFTWARE CORP (COM) 62.00-72.13 4,323,236 Schoendorf Nancy J
AIR T INC (COM) 3.00-3.13 1,288,494 Clark Walter
AIRGATE PCS INC (COM) 40.00 191,678 Gourlay Robert E
AIRGATE PCS INC (COM) 33.00 232 Body Thomas D
AIRGATE PCS INC (COM) 40.00 119,044 Roberts David C
AKSYS LTD (COM) 14.98 0 Bellitt David L
AKSYS LTD (COM) 14.98 0 Erwin Dennis C
AKSYS LTD (COM) 14.95 0 Goldhaber Richard
ALANCO TECHNOLOGIES INC 0.93 433,000 Kauffman Robert R
ALANCO TECHNOLOGIES INC 1.00 148,958 Carlson John A
ALLEGIANT BANCORP INC (COM) 9.00 155,963 Kirkpatrick C V
ALLEGIANT BANCORP INC (COM) 8.69-8.94 805,562 Felman Leon A
ALMOST FAMILY INC (COM) 3.36-3.56 2,650 Mcginnis Patrick B
ALPHA INDS INC (COM) 52.44 20,000 Topol Sidney
ALPHA INDS INC (COM) 45.00 62,418 Vincent Paul E
ALTERNATIVE RESOURCES COR (COM) 0.28 102,500 Purcell Steven
ALTERNATIVE RESOURCES COR (COM) 0.28-0.41 99,850 Nolan David A
ALTERNATIVE RESOURCES COR (COM) 0.31-0.41 105,300 Hipp Raymond R
AMERICAN ABSORBENTS NATRL (COM) 0.13 641,406 Bitterll Robert L
AMERICAN BUSINESS FINL SE (COM) 5.50 102,867 Becker Leonard
AMERICAN ENERGY SVCS INC 0.97-1.26 0 McCarra Cary P
AMERICAN ENERGY SVCS INC 0.97-1.15 1,262,926 McCarra Sidney J
AMERICAN ENERGY SVCS INC 1.06-1.16 1,817,957 Elliott Patrick S
AMERICAN ENERGY SVCS INC 0.93-1.21 883,729 Elliott Mark P
AMERICAN ENERGY SVCS INC 0.98-1.08 28,000 Elliott Larry S
AMERICAN PHYSICIANS SVC G (COM) 1.35-1.46 15,000 Myer Robert L
AMERICAN WAGERING INC (COM) 0.20-0.38 1,999,600 Salerno Victor J
AMERICAN WAGERING INC (COM) 0.34 1,999,600 Salerno Victor J
AMERIRESOURCE TECHNOLOGIE (COM) 0.02 31,791,361 Janovec D A
AMES DEPT STORES INC 2.05 4,500 Basile Francis X
AMES DEPT STORES INC 1.53-1.56 36,000 Cohen Alan
AMGEN INC (COM) 64.75-68.75 659,784 Binder Gordon M
AMGEN INC (COM) 66.06-66.44 0 Gluck Frederick W
AMGEN INC (COM) 65.00-65.06 15,456 Morstyn George
AMPERSAND MEDICAL CORP (COM) 0.75-1.63 3,372,425 Gombrich Peter P
ANALOGIC CORP 42.50-43.00 67,850 Miller Thomas J
ANAREN MICROWAVE INC (COM) 62.53 52,430 Hair Hugh A
ANTIGENICS INC DEL (COM) 10.83-15.83 11,218,008 Armen Garo
APPLIED EXTRUSION TECHNOL (COM) 1.25-1.75 72,413 Terhune David N
APPLIED EXTRUSION TECHNOL (COM) 1.81-2.06 105,161 Williams Thomas E
APPLIED FILMS CORPORATION (COM) 31.00-31.25 0 Hennessey Graeme L
APPLIED FILMS CORPORATION (COM) 15.25 307,807 Van Alsburg Cecil
APPROVED FINANCIAL CORP (COM) 0.50 62,000 Warner Oscar S
APROPOS TECHNOLOGY INC (COM) 6.00-7.54 131,210 Wacker Jody P
ARTHROCARE CORP (COM) 18.50-25.00 0 Prothro Bruce
12 MO.
INSIDER PRICE
COMPANY TITLE RANKING RANGE
AAIPHARMA INC (COM) D - 12-6
AAIPHARMA INC (COM) VP - 12-6
AAIPHARMA INC (COM) VP - 12-6
AARON RENTS INC (COM) CB -1 n/a
ABC DISPENSING TECHNOLOGI (COM) P 1 1-0
ABGENIX INC (COM) O -5 399-35
ABGENIX INC (COM) CB -5 399-35
ACTION PRODUCTS INTL INC (COM) D 1 4-1
ACTIVE POWER INC (COM) P -5 74-14
ACTIVE POWER INC (COM) VP -5 74-14
ADOBE SYS INC (COM) D -3 163-46
ADOBE SYS INC (COM) VP -3 163-46
ADOBE SYS INC (COM) VP -3 163-46
ADVOCAT INC (COM) CB 1 1-0
AFTERMARKETTECHNOLOGY CO (COM) D 2 14-2
AFTERMARKETTECHNOLOGY CO (COM) OX 2 14-2
AGENCY COM LTD (COM) OX -3 50-3
AGILE SOFTWARE CORP (COM) VP -6 179-21
AGILE SOFTWARE CORP (COM) VP -6 179-21
AGILE SOFTWARE CORP (COM) VP -6 179-21
AGILE SOFTWARE CORP (COM) VP -6 179-21
AGILE SOFTWARE CORP (COM) D -6 179-21
AIR T INC (COM) D - 4-2
AIRGATE PCS INC (COM) VP -3 112-23
AIRGATE PCS INC (COM) D -3 112-23
AIRGATE PCS INC (COM) VP -3 112-23
AKSYS LTD (COM) VP -4 17-8
AKSYS LTD (COM) VP -4 17-8
AKSYS LTD (COM) VP -4 17-8
ALANCO TECHNOLOGIES INC D 2 6-1
ALANCO TECHNOLOGIES INC D 2 6-1
ALLEGIANT BANCORP INC (COM) D - 11-8
ALLEGIANT BANCORP INC (COM) D - 11-8
ALMOST FAMILY INC (COM) D -1 5-2
ALPHA INDS INC (COM) D -4 149-25
ALPHA INDS INC (COM) O -4 149-25
ALTERNATIVE RESOURCES COR (COM) D 4 5-0
ALTERNATIVE RESOURCES COR (COM) P 4 5-0
ALTERNATIVE RESOURCES COR (COM) CB 4 5-0
AMERICAN ABSORBENTS NATRL (COM) D 1 1-0
AMERICAN BUSINESS FINL SE (COM) D 1 21-5
AMERICAN ENERGY SVCS INC D -5 1-0
AMERICAN ENERGY SVCS INC D -5 1-0
AMERICAN ENERGY SVCS INC D -5 1-0
AMERICAN ENERGY SVCS INC D -5 1-0
AMERICAN ENERGY SVCS INC D -5 1-0
AMERICAN PHYSICIANS SVC G (COM) D - 4-1
AMERICAN WAGERING INC (COM) CB - 15-0
AMERICAN WAGERING INC (COM) CB - 15-0
AMERIRESOURCE TECHNOLOGIE (COM) P -1 0
AMES DEPT STORES INC D 1 29-1
AMES DEPT STORES INC D 1 29-1
AMGEN INC (COM) CB -4 78-51
AMGEN INC (COM) D -4 78-51
AMGEN INC (COM) VP -4 78-51
AMPERSAND MEDICAL CORP (COM) D - 6-1
ANALOGIC CORP P - 50-32
ANAREN MICROWAVE INC (COM) CB -5 149-35
ANTIGENICS INC DEL (COM) P 1 61-11
APPLIED EXTRUSION TECHNOL (COM) VP 2 9-1
APPLIED EXTRUSION TECHNOL (COM) P 2 9-1
APPLIED FILMS CORPORATION (COM) VP - 41-14
APPLIED FILMS CORPORATION (COM) D - 41-14
APPROVED FINANCIAL CORP (COM) D -1 2-0
APROPOS TECHNOLOGY INC (COM) VP - 64-6
ARTHROCARE CORP (COM) VP -2 124-15
ASPECT MEDICAL SYSTEMS IN (COM) ASPM 5,000 12/8/00
ASTROPOWER INC (COM) APWR 700 12/22/00
ATLANTIC COAST AIRLINES H (COM) ACAI 8,762 12/15-18/00
ATLANTIC COAST AIRLINES H (COM) ACAI 1,300 12/8/00
AVANEX CORP (COM) AVNX 15,000 12/6/00
AVANEX CORP (COM) AVNX 20,000 12/5/00
AVANEX CORP (COM) AVNX 30,000 [*] 12/6/00
AVANEX CORP (COM) AVNX 137,500 12/5-18/00
AVANEX CORP (COM) AVNX 90,000 12/6-7/00
AVANEX CORP (COM) AVNX 85,000 12/5-6/00
AVOCENT CORP (COM) AVCT 6,750 12/5/00
AWARE INC (COM) AWRE 6,000 [*] 12/13-14/00
AWARE INC (COM) AWRE 6,000 12/13-14/00
AXCELIS TECHNOLOGIES INC (COM) ACLS 5,000 12/8/00
AXCELIS TECHNOLOGIES INC (COM) ACLS 2,500 12/13/00
AXIA GROUP INC (COM) AXIA 26,700 1/4-12/01
BACK YD BURGERS INC (COM) BYBI 3,256 12/4/00
BANK SOUTH CAROLlNA CORP (COM) BKSC 2,825 12/14-15/00
BANK UTD CORP BNKU 21,000 12/5-28/00
BAYLAKE CORP (COM) BYLK 500 12/4/00
BEA SYS INC (COM) BEAS 2,500 12/8/00
BEA SYS INC (COM) BEAS 30,000 [*] 12/1/00
BEA SYS INC (COM) BEAS 50,000 [*] 12/11/00
BELMONT BANCORP (COM) BLMT 1,000 1/4/01
BINGHAM FINANCIAL SERVICE (COM) BFSC 132,000 12/12/00
BIOJECT MEDICAL TECHNOLOGIES INC BJCT 8,000 12/21-27/00
BIOJECT MEDICAL TECHNOLOGIES INC BJCT 1,000 12/29/00
BIOMET INC (COM) BMET 7,925 12/20/00
BIOPURE CORP BPUR 300 12/28/00
BIOSITE DIAGNOSTICS INC (COM) BSTE 26,500 [*] 12/5-29/00
BIOSITE DIAGNOSTICS INC (COM) BSTE 10,000 12/5-29/00
BIOSITE DIAGNOSTICS INC (COM) BSTE 1,850 [*] 12/15/00
BIOSITE DIAGNOSTICS INC (COM) BSTE 100 [*] 12/29/00
BIOSPECIFICS TECHNOLOGIES (COM) BSTC 5,000 1/10/01
BRAUN CONSULTING INC (COM) BRNC 24,000 12/22-26/00
BRIGHT HORIZONS FAMILY SO (COM) BFAM 6,000 [*] 11/13-29/00
BROCADE COMMUNICATIONS SY (COM) BRCD 10,000 12/11/00
BROCADE COMMUNICATIONS SY (COM) BRCD 20,000 12/1/00
C T I GROUP HLDGS INC (COM) CTIG 4,000 12/8/00
CABOT MICROELECTRONICS CO (COM) CCMP 10,000 [*] 12/12/00
CABOT MICROELECTRONICS CO (COM) CCMP 500 12/13/00
CABOT MICROELECTRONICS CO (COM) CCMP 2,521 12/8/00
CACHEFLOW INC (COM) CFLO 50,809 [*] 12/1-14/00
CACHEFLOW INC (COM) CFLO 885 12/1-14/00
CACHEFLOW INC (COM) CFLO 25,000 [*] 12/6-12/00
CACHEFLOW INC (COM) CFLO 30,000 12/1/00
CADMUS COMMUNICATIONS COR (COM) CDMS 2,000 12/4/00
CAIS INTERNET INC (COM) CAIS 2,591 12/15/00
CALPROP CORP (COM) CLPO 2,500 12/28/00
CALPROP CORP (COM) CLPO 11,500 12/18-28/00
CALYPTE BIOMEDICAL CORP (COM) CALY 190,000 [*] 12/12/00
CAPITAL BANK CORP (COM) CBKN 500 12/28/00
CARESCIENCE INC (COM) CARE 10,000 12/8-18/00
CARMINA TECHNOLOGIES INC (COM) CARL 5,000 12/29/00
CARMINA TECHNOLOGIES INC (COM) CARL 130,000 12/29/00
CARREKER CORP (COM) CANI 725 12/8-26/00
CASCADE BANCORP INC (COM) CACB 6,050 12/26-27/00
CASELLA WASTE SYSTEMS INC CWST 5,000 12/11/00
CD WHSE INC (COM) CDWI 10,400 12/8-29/00
CELL GENESYS INC (COM) CEGE 150 12/27/00
CELL PATHWAYS INC (COM) CLPA 50,000 12/5-14/00
CELL THERAPEUTICS INC (COM) CTIC 2,500 [*] 12/28-29/00
CELL THERAPEUTICS INC (COM) CTIC 40,000 12/28-29/00
CENTENNIAL BANCORP (COM) CEBC 2,000 12/29/00
CENTRAL COAST BANCORP (COM) CCBN 500 12/19/00
CENTRAL VALLEY COMMUNITY (COM) CVCY 997 12/31/00
CENTRAL VALLEY COMMUNITY (COM) CVCY 997 12/7/00
CERUS CORP (COM) CERS 4,000 12/1/00
CERUS CORP (COM) CERS 9,700 12/5/00
CHAMPION COMMUNICATION SE (COM) CCMS 10,000 11/28/00
CHAUS BERNARD INC CHBD 8,493 12/19/00
CHECKERS DRIVE-IN RESTAURANTS CHKR 9,443 12/11-12/00
CHENIERE ENERGY INC CHEX 2,000 12/22/00
CHIPPAC INC CHPC 1,000 12/1/00
CHROMALINE CORP (COM) CMLH 500 12/7/00
CHROMAVISION MEDICAL SYST (COM) CVSN 5,000 12/15/00
CHROMAVISION MEDICAL SYST (COM) CVSN 1,000 12/19/00
CHROMAVISION MEDICAL SYST (COM) CVSN 2,000 12/15/00
CHROMAVISION MEDICAL SYST (COM) CVSN 2,000 12/22/00
CHROMAVISION MEDICAL SYST (COM) CVSN 732,244 12/21/00
CHROMAVISION MEDICAL SYST (COM) CVSN 366,122 12/21/00
ASPECT MEDICAL SYSTEMS IN (COM) 9.16 6,500 McGuire Terrance
ASTROPOWER INC (COM) 27.75 6,050 Dinetta Louis C
ATLANTIC COAST AIRLINES H (COM) 42.50 10,161 Kennedy Richard J
ATLANTIC COAST AIRLINES H (COM) 36.75-37.00 5,000 Surratt Richard J
AVANEX CORP (COM) 80.00 5,310,148 Alessandrini Walter
AVANEX CORP (COM) 55.38 219,108 Pickering James
AVANEX CORP (COM) 75.00 187,500 Mao Charles X
AVANEX CORP (COM) 62.54-78.15 167,500 Jiang Paul
AVANEX CORP (COM) 68.29-73.19 3,550,344 Cao Xiatan
AVANEX CORP (COM) 68.39-77.46 1,202,397 Chao Jessy
AVOCENT CORP (COM) 54.00 20,362 MacSweeney Kieran
AWARE INC (COM) 21.63-24.00 5,226 Moberg Richard P
AWARE INC (COM) 21.63-24.00 5,226 Moberg Richard P
AXCELIS TECHNOLOGIES INC (COM) 7.88-7.97 10,000 Tooker Gary L
AXCELIS TECHNOLOGIES INC (COM) 8.50 2,500 Moses Comelius F
AXIA GROUP INC (COM) 0.06-1.01 865,533 Surber Richard D
BACK YD BURGERS INC (COM) 0.95 0 King Stephen J
BANK SOUTH CAROLlNA CORP (COM) 13.13 180,188 Lane Hugh C
BANK UTD CORP 50.25-69.94 15,782 Golush David M
BAYLAKE CORP (COM) 15.58 15,500 Stum Paul J
BEA SYS INC (COM) 77.94 517,508 Morton Dean O
BEA SYS INC (COM) 60.08 132,941 Dwyer Terence J
BEA SYS INC (COM) 78.06 8,887 Koon Ivan
BELMONT BANCORP (COM) 4.63 0 Whiteside Robert W
BINGHAM FINANCIAL SERVICE (COM) 1.50 0 Hermelin Bnan M
BIOJECT MEDICAL TECHNOLOGIES INC 4.61-5.31 38,850 Plestina Richard J
BIOJECT MEDICAL TECHNOLOGIES INC 6.22 323,599 Flynn Edward L
BIOMET INC (COM) 37.00 6,263 Keams Thomas F
BIOPURE CORP 22.25 250 Murphy Franchis H
BIOSITE DIAGNOSTICS INC (COM) 41.00-45.50 337,940 Blickenstaff Kim D
BIOSITE DIAGNOSTICS INC (COM) 41.00-45.50 337,940 Blickenstaff Kim D
BIOSITE DIAGNOSTICS INC (COM) 32.78 1,104 Padilla Nadine
BIOSITE DIAGNOSTICS INC (COM) 45.00 332,231 Buechler Kenneth F
BIOSPECIFICS TECHNOLOGIES (COM) 1.25 5,000 Horcher Albert
BRAUN CONSULTING INC (COM) 2.50-3.09 36,000 Schultz Eric B
BRIGHT HORIZONS FAMILY SO (COM) 25.38-29.37 10,000 Tocio Mary A
BROCADE COMMUNICATIONS SY (COM) 114.10 944,840 Dempsey Neal
BROCADE COMMUNICATIONS SY (COM) 83.69 0 Nelman Seth
C T I GROUP HLDGS INC (COM) 0.72 11,000 Nielsen Robert H
CABOT MICROELECTRONICS CO (COM) 50.83 1,670 Jenkins J M
CABOT MICROELECTRONICS CO (COM) 50.25 2,500 Wilkinson Steven V
CABOT MICROELECTRONICS CO (COM) 50.00 141 McCarthy William C
CACHEFLOW INC (COM) 43.63-74.63 3,400 Johnson Michael C
CACHEFLOW INC (COM) 43.63-74.63 3,400 Johnson Michael J
CACHEFLOW INC (COM) 51.63-78.26 70,000 Robin Alan L
CACHEFLOW INC (COM) 43.63 1,725,000 Nesmith Brian M
CADMUS COMMUNICATIONS COR (COM) 6.44 2,000 Ward Joseph J
CAIS INTERNET INC (COM) 1.87 2 574 Caldwell Thomas S
CALPROP CORP (COM) 1.13 4,667,227 Zaccaglin Victor
CALPROP CORP (COM) 1.13 2,957,010 Curci John L
CALYPTE BIOMEDICAL CORP (COM) 1.44 0 Boeger William A
CAPITAL BANK CORP (COM) 8.25 61,500 Atkins, Charles F
CARESCIENCE INC (COM) 0.63-0.81 15,000 Buschick J B
CARMINA TECHNOLOGIES INC (COM) 0.63 710,000 Alston John M
CARMINA TECHNOLOGIES INC (COM) 0.63 1,728,133 Alston Glen R
CARREKER CORP (COM) 29.81-31.13 0 Liles Kurt
CASCADE BANCORP INC (COM) 13.38-13.63 13,711 Smith Kay
CASELLA WASTE SYSTEMS INC 4.00 5,000 Norris Richard
CD WHSE INC (COM) 0.38-0.81 31,400 Salyer Christopher M
CELL GENESYS INC (COM) 22.38 0 Vallner Joseph J
CELL PATHWAYS INC (COM) 4.69-5.00 0 Hayden Brian J
CELL THERAPEUTICS INC (COM) 45.00-51.50 305,069 Blanco James A
CELL THERAPEUTICS INC (COM) 45.00-51.50 305,069 Blanco James A
CENTENNIAL BANCORP (COM) 8.88 182,444 Stevens Gary L
CENTRAL COAST BANCORP (COM) 18.00 189,376 Boutonnet Charles E
CENTRAL VALLEY COMMUNITY (COM) 13.75 111,443 Cunningham Daniel D
CENTRAL VALLEY COMMUNITY (COM) 13.75 12,142 Cox Sidney B
CERUS CORP (COM) 59.81 200,224 Hearst John E
CERUS CORP (COM) 62.38 0 Smith Dale A
CHAMPION COMMUNICATION SE (COM) 0.63 1,817,000 Terman David A
CHAUS BERNARD INC 0.30 0 Krueger Harvey M
CHECKERS DRIVE-IN RESTAURANTS 4.13-4.16 0 Gotterer David
CHENIERE ENERGY INC 2.00 2,187 Gross Jonathan S
CHIPPAC INC 3.13 1,000 Freeman Richard B
CHROMALINE CORP (COM) 4.75 50,500 Simonson Gerlad W
CHROMAVISION MEDICAL SYST (COM) 2.47-2.50 7,000 Reichard Diethart
CHROMAVISION MEDICAL SYST (COM) 2.75 12,250 Harrington Douglas S
CHROMAVISION MEDICAL SYST (COM) 2.50 3,000 Sisson Patricia
CHROMAVISION MEDICAL SYST (COM) 3.46 7,800 Polan Mary L
CHROMAVISION MEDICAL SYST (COM) 2.13 1,431,766 Morgan Richard C
CHROMAVISION MEDICAL SYST (COM) 2.13 1,431,766 Morgan Richard C
ASPECT MEDICAL SYSTEMS IN (COM) D 2 66-7
ASTROPOWER INC (COM) VP - 61-14
ATLANTIC COAST AIRLINES H (COM) VP -4 44-17
ATLANTIC COAST AIRLINES H (COM) O -4 44-17
AVANEX CORP (COM) CB -10 261-43
AVANEX CORP (COM) VP -10 261-43
AVANEX CORP (COM) OX -10 261-43
AVANEX CORP (COM) VP -10 261-43
AVANEX CORP (COM) D -10 261-43
AVANEX CORP (COM) O -10 261-43
AVOCENT CORP (COM) D -2 71-21
AWARE INC (COM) O -2 66-14
AWARE INC (COM) O -2 66-14
AXCELIS TECHNOLOGIES INC (COM) D 5 26-7
AXCELIS TECHNOLOGIES INC (COM) VP 5 26-7
AXIA GROUP INC (COM) P 2 5-0
BACK YD BURGERS INC (COM) D 2 2-1
BANK SOUTH CAROLlNA CORP (COM) P - 15-11
BANK UTD CORP D -2 72-25
BAYLAKE CORP (COM) D 1 25-14
BEA SYS INC (COM) D -2 146-33
BEA SYS INC (COM) O -2 146-33
BEA SYS INC (COM) OX -2 146-33
BELMONT BANCORP (COM) D -1 6-2
BINGHAM FINANCIAL SERVICE (COM) D -1 9-1
BIOJECT MEDICAL TECHNOLOGIES INC D 2 20-5
BIOJECT MEDICAL TECHNOLOGIES INC D 2 20-5
BIOMET INC (COM) D -4 48-28
BIOPURE CORP O -3 49-15
BIOSITE DIAGNOSTICS INC (COM) P 1 73-18
BIOSITE DIAGNOSTICS INC (COM) P 1 73-18
BIOSITE DIAGNOSTICS INC (COM) VP 1 73-18
BIOSITE DIAGNOSTICS INC (COM) VP 1 73-18
BIOSPECIFICS TECHNOLOGIES (COM) O 1 7-1
BRAUN CONSULTING INC (COM) D 1 59-3
BRIGHT HORIZONS FAMILY SO (COM) P -8 30-16
BROCADE COMMUNICATIONS SY (COM) D -2 337-76
BROCADE COMMUNICATIONS SY (COM) D -2 337-76
C T I GROUP HLDGS INC (COM) O 2 6-1
CABOT MICROELECTRONICS CO (COM) VP -1 73-25
CABOT MICROELECTRONICS CO (COM) D -1 73-25
CABOT MICROELECTRONICS CO (COM) VP -1 73-25
CACHEFLOW INC (COM) O -2 157-11
CACHEFLOW INC (COM) O -2 157-11
CACHEFLOW INC (COM) VP -2 157-11
CACHEFLOW INC (COM) P -2 157-11
CADMUS COMMUNICATIONS COR (COM) OX 4 11-6
CAIS INTERNET INC (COM) VP -3 43-1
CALPROP CORP (COM) CB 2 2-1
CALPROP CORP (COM) SH 2 2-1
CALYPTE BIOMEDICAL CORP (COM) D -1 6-1
CAPITAL BANK CORP (COM) D 1 10-7
CARESCIENCE INC (COM) VP 1 11-1
CARMINA TECHNOLOGIES INC (COM) P 2 n/a
CARMINA TECHNOLOGIES INC (COM) D 2 n/a
CARREKER CORP (COM) SH -5 40-8
CASCADE BANCORP INC (COM) OS -1 14-9
CASELLA WASTE SYSTEMS INC VP 1 16-4
CD WHSE INC (COM) P 1 3-0
CELL GENESYS INC (COM) VP 2 52-15
CELL PATHWAYS INC (COM) O -1 59-4
CELL THERAPEUTICS INC (COM) P -2 74-11
CELL THERAPEUTICS INC (COM) P -2 74-11
CENTENNIAL BANCORP (COM) VP -1 11-6
CENTRAL COAST BANCORP (COM) D 1 18-15
CENTRAL VALLEY COMMUNITY (COM) D 2 16-13
CENTRAL VALLEY COMMUNITY (COM) D 2 16-13
CERUS CORP (COM) D -2 81-29
CERUS CORP (COM) D -2 81-29
CHAMPION COMMUNICATION SE (COM) P - 1
CHAUS BERNARD INC D - 2-0
CHECKERS DRIVE-IN RESTAURANTS D -2 6-2
CHENIERE ENERGY INC VP 5 3-0
CHIPPAC INC O 7 19-3
CHROMALINE CORP (COM) D 2 8-5
CHROMAVISION MEDICAL SYST (COM) VP 8 23-2
CHROMAVISION MEDICAL SYST (COM) CB 8 23-2
CHROMAVISION MEDICAL SYST (COM) VP 8 23-2
CHROMAVISION MEDICAL SYST (COM) D 8 23-2
CHROMAVISION MEDICAL SYST (COM) D 8 23-2
CHROMAVISION MEDICAL SYST (COM) D 8 23-2
CHRONIMED INC (COM) CHMD 400 12/12/00
CHRONIMED INC (COM) CHMD 400 12/12-13/00
CINCINNATI FINANCIAL CORP (COM) CINF 123 12/19/00
CIRRUS LOGIC INC (COM) CRUS 2,000 12/1/00
CLARENT CORP (COM) CLRN 16,500 12/4-15/00
CMGI INC (COM) CMGI 20,000 [*] 12/21/00
CMGI INC (COM) CMGI 10,000 12/21/00
COLLINS INDUSTRIES INC (COM) COLL 13,300 12/1-20/00
COLLINS INDUSTRIES INC (COM) COLL 18,750 12/15/00
COLORADO BUSINESS BANKSHA (COM) COBZ 2,850 12/13-19/00
COLORADO BUSINESS BANKSHA (COM) COBZ 2,850 12/13-19/00
COMCAST CORP CMCSA 330 12/20/00
COMMERCE BANCSHARES INC (COM) CBSH 4,111 [*] 12/6/00
COMMERCE BANCSHARES INC (COM) CBSH 2,263 [*] 12/8/00
COMMONWEALTH BANCORP INC (COM) CMSB 3,948 12/17/00
COMVERSE TECHNOLOGY INC CMVT 3,000 [*] 12/6-11/00
CONSUMER PORTFOLIO SERVIC (COM) CPSS 60,900 12/21-28/00
COOLSAVINGS COM INC (COM) CSAV 5,000 12/27/00
COOLSAVINGS COM INC (COM) CSAV 5,000 12/12-29/00
COUNTY BANK CORP (COM) CYBK 900 11/20-12/28/00
COVISTA COMMUNICATIONS IN (COM) CVST 7,800 12/27/00
CROSSROADS SYSTEMS INC (COM) CRDS 13,100 12/5/00
CROSSROADS SYSTEMS INC (COM) CRDS 1,000 12/8/00
CROSSROADS SYSTEMS INC (COM) CRDS 2,000 12/29/00
CROSSROADS SYSTEMS INC (COM) CRDS 6,000 12/22/00
CTI INDUSTRIES CORP CTIB 4,000 12/5-14/00
CV THERAPEUTICS INC (COM) CVTX 38,000 [*] 12/1-18/00
CYGNUS INC (COM) CYGN 27,500 12/21/00
CYMER INC (COM) CYMI 10,000 11/27-30/00
DATA CRITICAL CORP (COM) DCCA 3,368 12/4/00
DATA CRITICAL CORP (COM) DCCA 8,500 12/4-5/00
DATATEC SYSTEMS INC (COM) DATC 5,500 12/20/00
DEVCON INTERNATIONAL CORP (COM) DEVC 500 12/21/00
DIANON SYSTEMS INC (COM) DIAN 6,500 [*] 12/1-12/00
DIANON SYSTEMS INC (COM) DIAN 3,000 [*] 12/11/00
DIANON SYSTEMS INC (COM) DIAN 16,000 [*] 12/6-8/00
DIANON SYSTEMS INC (COM) DIAN 4,000 [*] 12/6-21/00
DIANON SYSTEMS INC (COM) DIAN 8,500 [*] 12/4-13/00
DIRECT INSITE CORP (COM) DIRI 6,600 12/22/00
DNB FINANCIAL CORP (COM) DNBF 1,000 12/7/00
DNB FINANCIAL CORP (COM) DNBF 500 12/27/00
DRESS BARN INC (COM) DBRN 17,000 [*] 12/11-29/00
DRESS BARN INC (COM) DBRN 8,800 [*] 12/15-21/00
DRESS BARN INC (COM) DBRN 51,300 [*] 12/22-29/00
DREYERS GRAND ICE CREAM I (COM) DRYR 4,000 [*] 12/12/00
DYNASIL CORP OF AMERICA (COM) DYSL 2,931 12/17/00
EDUCATION MANAGEMENT CORP (COM) EDMC 2,600 12/21/00
EFUNDS CORP (COM) EFDS 5,000 11/20/00
EGLOBE INC EGLO 270,000 12/1-29/00
ELECTRIC FUEL CORP (COM) EFCX 30,660 12/18/00
ELLIS PERRY INTL INC (COM) PERY 7,000 12/29/00
EMBREX INC (COM) EMBX 1,007 12/1/00
EMERGENT INFORMATION TECH (COM) EITI 178,800 12/29/00
EMS TECHNOLOGIES INC (COM) ELMG 2,000 12/20/00
EMS TECHNOLOGIES INC (COM) ELMG 2,800 12/26-27/00
ENCORE WIRE CORP (COM) WIRE 10,000 11/3/00
ENCORE WIRE CORP (COM) WIRE 13,000 12/8-26/00
ENDWAVE CORP (COM) ENWV 30,000 12/8/00
ENERGYSOUTH INC (COM) ENSI 600 12/29/00
ENGINEERED SUPPORT SYSTEM (COM) EASI 4,250 [*] 12/14-18/00
ENGINEERED SUPPORT SYSTEM (COM) EASI 1,250 12/14-18/00
EUROPA CRUISES CORP (COM) KRUZ 20,500 12/8-15/00
EVOLVING SYSTEMS INC (COM) EVOL 10,000 12/1/00
EXCO RESOURCES INC EXCO 14,700 12/4-28/00
EXELIXIS INC (COM) EXEL 621 12/1-6/00
EXTR@CT INC (COM) XTRC 3,092,784 12/11/00
EXTREME NETWORKS INC (COM) EXTR 27,500 11/1-12/1/00
F2 BROADCAST NETWORK INC FTET 248,000 12/29/00
FASTNET CORP (COM) FSST 10,000 12/20/00
FENTURA BANCORP INC (COM) FETM 847 12/6/00
FIDELITY D&D BANCORP INC (COM) FDBC 201 12/11/00
FIRST CMNTY BANCSHARES IN (COM) FCBC 976 12/19/00
FIRST CMNTY BANCSHARES IN (COM) FCBC 976 12/19/00
FIRST COMMUNITY BANCSHARE (COM) FCYB 500 12/12/00
FIRST LITCHFIELD FINL COR (COM) FLFL 1,000 12/19/00
FIRST LONG ISLAND CORP (COM) FLIC 2,000 12/8/00
FIRST LONG ISLAND CORP (COM) FLIC 5,000 12/8/00
FIRST MID ILLINOIS BANCSH (COM) FMBH 2,000 11/24/00
FIRST MID ILLINOIS BANCSH (COM) FMBH 2,400 11/24-12/20/00
FIRST NATIONAL OF NEBRASK (COM) FINN 50 12/4/00
FIRST TRUST BANK CHARLOTT (COM) NCFT 300 12/28/00
CHRONIMED INC (COM) 9.00 400 Featherston Shawn L
CHRONIMED INC (COM) 8.50-8.94 2,924 Anderson Perry
CINCINNATI FINANCIAL CORP (COM) 36.69 7,398 Johnson William R
CIRRUS LOGIC INC (COM) 23.68 6,000 Leeder Terry M
CLARENT CORP (COM) 15.21-18.75 451,676 Bersin Heidi H
CMGI INC (COM) 6.19-6.22 29,555 Torre Richard F
CMGI INC (COM) 6.19-6.22 29,555 Torre Richard F
COLLINS INDUSTRIES INC (COM) 3.06-3.50 87,050 Peters Donald S
COLLINS INDUSTRIES INC (COM) 3.06 87,050 Peters Donald S
COLORADO BUSINESS BANKSHA (COM) 16.50 1,154,911 Bangert Steven
COLORADO BUSINESS BANKSHA (COM) 16.50 1,096,822 Ross Howard R
COMCAST CORP 37.88 40,590 Wang Stanley L
COMMERCE BANCSHARES INC (COM) 38.59 39,139 Clark Alexander B
COMMERCE BANCSHARES INC (COM) 39.25 16,515 Leadbeater Seth M
COMMONWEALTH BANCORP INC (COM) 15.25 32,272 Monnich William J
COMVERSE TECHNOLOGY INC 101.06-111.55 0 Friedman John H
CONSUMER PORTFOLIO SERVIC (COM) 1.22-1.25 1,094,882 Roberts William B
COOLSAVINGS COM INC (COM) 0.81 4,888,815 Golden Steven M
COOLSAVINGS COM INC (COM) 0.75-1.38 10,500 Case Paul A
COUNTY BANK CORP (COM) 39.00 19,587 Harrington James F
COVISTA COMMUNICATIONS IN (COM) 1.00 225,035 Luken Henry
CROSSROADS SYSTEMS INC (COM) 5.88-6.00 16,900 Eyestone Richard D
CROSSROADS SYSTEMS INC (COM) 7.25 20,000 Zito Paul
CROSSROADS SYSTEMS INC (COM) 4.79 92,700 Sakal Reagan Y
CROSSROADS SYSTEMS INC (COM) 5.25 51,438 Middleton John R
CTI INDUSTRIES CORP 1.13-1.56 58,104 Schwan John H
CV THERAPEUTICS INC (COM) 68.88-79.23 101,983 Lange Louis G
CYGNUS INC (COM) 4.00 44,846 Cary Frank T
CYMER INC (COM) 19.47-22.98 104,782 Abraham Richard P
DATA CRITICAL CORP (COM) 2.97 3,368 Brown Jeffrey S
DATA CRITICAL CORP (COM) 2.50-3.00 73,664 Singer Michael E
DATATEC SYSTEMS INC (COM) 1.74 13,878 Gaon Isaac J
DEVCON INTERNATIONAL CORP (COM) 8.25 10,500 Norelid Jan
DIANON SYSTEMS INC (COM) 38.94-38.87 0 Schreiber David R
DIANON SYSTEMS INC (COM) 36.63-37.00 0 Clayton Steve T
DIANON SYSTEMS INC (COM) 37.25-40.69 0 Johnson Kevin C
DIANON SYSTEMS INC (COM) 36.00-38.50 0 Carlson Grant D
DIANON SYSTEMS INC (COM) 37.50-40.00 0 Stefanelli Martin J
DIRECT INSITE CORP (COM) 0.38 6,600 Stovall Carla J
DNB FINANCIAL CORP (COM) 15.75 7,572 Thorne Henry F
DNB FINANCIAL CORP (COM) 14.50 1,113 Thornton James H
DRESS BARN INC (COM) 27.00-30.00 3,655,330 Jaffe Elise
DRESS BARN INC (COM) 25.88-26.00 3,896,144 Jaffe Elliot S
DRESS BARN INC (COM) 27.06-30.00 3,655,330 Jaffe David R
DREYERS GRAND ICE CREAM I (COM) 31.38-31.50 12,725 Collett William C
DYNASIL CORP OF AMERICA (COM) 1.36 80,430 Searock Charles J
EDUCATION MANAGEMENT CORP (COM) 32.44-32.50 1,008 Pauldine David J
EFUNDS CORP (COM) 8.25 10,000 Sinha Nikhil
EGLOBE INC 0.06-0.32 544,563 Hughes John
ELECTRIC FUEL CORP (COM) 4.50 3,977,862 Gross Leon S
ELLIS PERRY INTL INC (COM) 4.69-5.50 1,608,750 Feldenkreis George
EMBREX INC (COM) 16.50 80,231 Marcuson Randall L
EMERGENT INFORMATION TECH (COM) 1.06 7,374,858 Myers Steven S
EMS TECHNOLOGIES INC (COM) 10.38 5,000 Hansen Alfred G
EMS TECHNOLOGIES INC (COM) 11.00-12.00 27,182 Mowell John B
ENCORE WIRE CORP (COM) 7.38 116,955 Courtney Donald M
ENCORE WIRE CORP (COM) 5.72-6.38 12,050 Brito Joseph M
ENDWAVE CORP (COM) 3.27 1,604,385 Pavey Robert D
ENERGYSOUTH INC (COM) 20.75 56,009 Hovell Walter L
ENGINEERED SUPPORT SYSTEM (COM) 21.50-22.00 45,202 Davis Ronald W
ENGINEERED SUPPORT SYSTEM (COM) 21.50-22.00 45,202 Davis Ronald W
EUROPA CRUISES CORP (COM) 0.17 2,542,551 Illius James C
EVOLVING SYSTEMS INC (COM) 2.56 1,680,000 Fair Harry B
EXCO RESOURCES INC 14.88-15.44 104,522 Pickens Thomas B
EXELIXIS INC (COM) 16.00-19.59 16,449 Fisherman Jason S
EXTR@CT INC (COM) 0.10 11,086,180 Casey Thomas F
EXTREME NETWORKS INC (COM) 44.62-99.45 37,542 Wolken Peter
F2 BROADCAST NETWORK INC 0.01 3,043,440 Olson Douglas R
FASTNET CORP (COM) 0.43 10,000 Borden Barry R
FENTURA BANCORP INC (COM) 23.75 14,541 Shook Forrest A
FIDELITY D&D BANCORP INC (COM) 37.50 39,883 Mcdonald Michael J
FIRST CMNTY BANCSHARES IN (COM) 16.38 2,043 Harvey B W
FIRST CMNTY BANCSHARES IN (COM) 16.38 2,043 Harvey B W
FIRST COMMUNITY BANCSHARE (COM) 8.25 17,230 Jackson Albert R
FIRST LITCHFIELD FINL COR (COM) 10.50 15,821 Whalen Jerome J
FIRST LONG ISLAND CORP (COM) 39.50 9,575 Maxwell John D
FIRST LONG ISLAND CORP (COM) 39.50 34,234 Johnson J W
FIRST MID ILLINOIS BANCSH (COM) 29.25 51,904 Sparks Ray A
FIRST MID ILLINOIS BANCSH (COM) 28.50-29.25 51,904 Sparks Ray A
FIRST NATIONAL OF NEBRASK (COM) 1,925.00 9,301 Giltner F P
FIRST TRUST BANK CHARLOTT (COM) 6.88 13,300 Baucom Gary C
CHRONIMED INC (COM) VP 5 12-5
CHRONIMED INC (COM) OX 5 12-5
CINCINNATI FINANCIAL CORP (COM) D 7 43-27
CIRRUS LOGIC INC (COM) VP -2 47-13
CLARENT CORP (COM) VP -1 170-10
CMGI INC (COM) OS -1 147-4
CMGI INC (COM) OS -1 147-4
COLLINS INDUSTRIES INC (COM) D -1 7-3
COLLINS INDUSTRIES INC (COM) D -1 7-3
COLORADO BUSINESS BANKSHA (COM) CB - 18-12
COLORADO BUSINESS BANKSHA (COM) D - 18-12
COMCAST CORP VP -1 49-30
COMMERCE BANCSHARES INC (COM) O 2 43-27
COMMERCE BANCSHARES INC (COM) VP 2 43-27
COMMONWEALTH BANCORP INC (COM) VP -5 17-11
COMVERSE TECHNOLOGY INC D -8 239-65
CONSUMER PORTFOLIO SERVIC (COM) D 1 2-1
COOLSAVINGS COM INC (COM) CB 6 6-0
COOLSAVINGS COM INC (COM) O 6 6-0
COUNTY BANK CORP (COM) D 1 47-32
COVISTA COMMUNICATIONS IN (COM) D 1 15-1
CROSSROADS SYSTEMS INC (COM) D -4 179-4
CROSSROADS SYSTEMS INC (COM) D -4 179-4
CROSSROADS SYSTEMS INC (COM) O -4 179-4
CROSSROADS SYSTEMS INC (COM) VP -4 179-4
CTI INDUSTRIES CORP CB - 4-1
CV THERAPEUTICS INC (COM) CB 2 91-33
CYGNUS INC (COM) D 1 20-4
CYMER INC (COM) D - 65-18
DATA CRITICAL CORP (COM) P 1 50-1
DATA CRITICAL CORP (COM) O 1 50-1
DATATEC SYSTEMS INC (COM) CB 3 18-2
DEVCON INTERNATIONAL CORP (COM) O 1 7-5
DIANON SYSTEMS INC (COM) O -7 47-16
DIANON SYSTEMS INC (COM) VP -7 47-16
DIANON SYSTEMS INC (COM) P -7 47-16
DIANON SYSTEMS INC (COM) VP -7 47-16
DIANON SYSTEMS INC (COM) VP -7 47-16
DIRECT INSITE CORP (COM) D 2 3-0
DNB FINANCIAL CORP (COM) P 3 16-13
DNB FINANCIAL CORP (COM) D 3 16-13
DRESS BARN INC (COM) VP -6 31-14
DRESS BARN INC (COM) CB -6 31-14
DRESS BARN INC (COM) VP -6 31-14
DREYERS GRAND ICE CREAM I (COM) OT -2 36-15
DYNASIL CORP OF AMERICA (COM) D 1 2-1
EDUCATION MANAGEMENT CORP (COM) VP -1 38-11
EFUNDS CORP (COM) OX 2 13-6
EGLOBE INC D - 14-0
ELECTRIC FUEL CORP (COM) D 1 21-4
ELLIS PERRY INTL INC (COM) CB 2 12-5
EMBREX INC (COM) O -1 20-12
EMERGENT INFORMATION TECH (COM) D 1 6-1
EMS TECHNOLOGIES INC (COM) P 2 29-10
EMS TECHNOLOGIES INC (COM) D 2 29-10
ENCORE WIRE CORP (COM) D - 9-5
ENCORE WIRE CORP (COM) D - 9-5
ENDWAVE CORP (COM) D 1 19-3
ENERGYSOUTH INC (COM) D - 22-17
ENGINEERED SUPPORT SYSTEM (COM) VP 2 29-11
ENGINEERED SUPPORT SYSTEM (COM) VP 2 29-11
EUROPA CRUISES CORP (COM) D 1 1-0
EVOLVING SYSTEMS INC (COM) D - 15-2
EXCO RESOURCES INC D 2 17-6
EXELIXIS INC (COM) D -2 49-9
EXTR@CT INC (COM) CB -1 n/a
EXTREME NETWORKS INC (COM) D -6 187-28
F2 BROADCAST NETWORK INC D -1 2-0
FASTNET CORP (COM) P 4 19-0
FENTURA BANCORP INC (COM) D 3 49-22
FIDELITY D&D BANCORP INC (COM) D 5 75-35
FIRST CMNTY BANCSHARES IN (COM) D - 19-14
FIRST CMNTY BANCSHARES IN (COM) D - 19-14
FIRST COMMUNITY BANCSHARE (COM) D 2 9-5
FIRST LITCHFIELD FINL COR (COM) P -1 18-10
FIRST LONG ISLAND CORP (COM) D 2 41-30
FIRST LONG ISLAND CORP (COM) P 2 41-30
FIRST MID ILLINOIS BANCSH (COM) D 1 34-28
FIRST MID ILLINOIS BANCSH (COM) D 1 34-28
FIRST NATIONAL OF NEBRASK (COM) D -1 2400-1800
FIRST TRUST BANK CHARLOTT (COM) D 3 12-7
FLAGSTAR BANCORP INC (COM) FLGS 10,000 12/28-29/00
FLAGSTAR BANCORP INC (COM) FLGS 5,000 12/20-21/00
FLAGSTAR BANCORP INC (COM) FLGS 1,000 12/21/00
FLAGSTAR TR (PFD) FLGSO 11,500 12/14-26/00
FLEETCLEAN SYSTEMS INC (COM) FLSY 487,804 12/31/00
FLOW INTL CORP (COM) FLOW 6,828 12/22/00
FLUSHING FINANCIAL CORP (COM) FFIC 2,000 1/3/01
FOOTHILL INDEPENDENT BANC (COM) FOOT 258 12/4-14/00
EPIC INSURANCE GROUP INC (COM) FPIC 1,500 12/21/00
EPIC INSURANCE GROUP INC (COM) FPIC 620 12/1/00
EPIC INSURANCE GROUP INC (COM) FPIC 1,000 12/1/00
FREEREAL TIME COM INC (COM) FRTI 5,000 12/13/00
FRIEDMANS INC FRDM 500 12/8/00
FRIEDMANS INC FRDM 3,165 12/1-12/00
FSF FINL CORP (COM) FFHH 300 1/1/01
FSF FINL CORP (COM) FFHH 300 1/1/01
FUELCELL ENERGY INC (COM) FCEL 5,000 12/26-27/00
GATEWAY BANK & TRUST CO N (COM) GBTS 4,038 12/11-19/00
GATEWAY BANK & TRUST CO N (COM) GBTS 252 12/5-28/00
GBC BANCORP (COM) GBCB 7,000 12/15/00
GBC BANCORP (COM) GBCB 3,000 12/14-15/00
GBC BANCORP (COM) GBCB 800 [*] 12/6/00
GBC BANCORP (COM) GBCB 3,200 12/15/00
GENZYME CORP (COM-MOLECU) GZMO 1,500 12/5/00
GENZYME CORP (COM-MOLECU) GZMO 1,871 12/21/00
GERMAN AMERN BANCORP (COM) GABC 318 12/22/00
GLB BANCORP INC (COM) GLBK 9,000 12/22/00-1/2/01
GLOBAL IMAGING SYSTEMS IN (COM) GISX 3,064 12/5/00
GOLBAL INDUSTRIES LTD (COM) GLBL 5,000 [*] 12/29/00
GLOBESPAN INC (COM) GSPN 12,000 12/1/00
GOLD BANC CORP (COM) GLDB 2,000 12/1/00
GOLD BANC CORP (COM) GLDB 1,000 12/7/00
GOLD BANC CORP (COM) GLDB 87,586 12/4-6/00
GOLDEN TELECOM INC (COM) GLDN 6,500 12/28/00
GRANITE BROADCASTING CORP (COMNV) GBTVK 9,773 12/29/00
GREAT BASIN WATER CO (COM) GBWC 22,000 11/1/00
GREAT BASIN WATER CO (COM) GBWC 7,500 11/1/00
GREATER COMMUNITY BANCORP (COM) GFLS 2,800 12/5-29/00
GROW BIZ INTERNATIONAL IN (COM) GBIZ 4,000 12/26/00
HARRIS & HARRIS GROUP INC (COM) HHGP 1,500 1/2/01
HAWKINS CHEMICAL INC (COM) HWKN 806 12/13/00
HEARTLAND EXPRESS INC (COM) HTLD 3,000 11/30/00
HEI INC (COM) HEII 2,000 12/22/00
HERZFELD CARRIBBEAN BASIN (COM) CUBA 16,100 12/18-28/00
HIA INC (COM) HIAI 200,000 12/31/00
HOME FEDERAL BANCORP IN (COM) HOMF 2,000 12/7/00
HOME FEDERAL BANCORP IN (COM) HOMF 2,700 12/1-4/00
HOME FEDERAL BANCORP IN (COM) HOMF 2,000 12/7/00
HOMESTORE COM INC (COM) HOMS 38,650 12/1/00
HOMESTORE COM INC (COM) HOMS 32,300 12/1/00
HOMESTORE COM INC (COM) HOMS 18,750 12/1/00
HOMESTORE COM INC (COM) HOMS 16,100 12/1/00
HOMESTORE COM INC (COM) HOMS 16,100 12/1/00
HOMESTORE COM INC (COM) HOMS 38,650 12/1/00
HOMESTORE COM INC (COM) HOMS 25,600 12/1/00
HOMESTORE COM INC (COM) HOMS 19,450 12/1/00
HOMETOWN AUTO RETAILERS INC HCAR 6,000 12/29/00
HYPERFEED TECHNOLOGIES IN (COM) HYPR 25,000 12/4-26/00
HYPERFEED TECHNOLOGIES IN (COM) HYPR 2,000 12/29/00
HYSEQ INC (COM) HYSQ 55,331 12/19/00
HYSEQ INC (COM) HYSQ 55,331 12/19/00
I CRYSTAL INC (COM) ICRS 650,000 1/4/01
IBEAM BROADCASTING CORP (COM) IBEM 2,000 12/7-8/00
IBEAM BROADCASTING CORP (COM) IBEM 70,000 12/4-12/00
ICOS CORP (COM) ICOS 400 1/9/01
IDEC PHARMACEUTICALS CORP (COM) IDPH 4,000 12/11-12/00
IEC ELECTRONICS CORP (COM) IECE 5,000 12/29/00
IMAGE SOFTWARE INC (COM) ISOL 4,000 12/18-19/00
INAMED CORP (COM) IMDC 1,200 12/22/00
INDEPENDENT COMMUNITY BAN (COM) ICBX 930 12/30/00
INFORMATION HIGHWAY COM I (COM) IHWY 14,000 12/29/00
INFOSPACE INC (COM) INSP 200 12/15/00
INFOUSA INC (COM) IUSA 6,000 12/19-20/00
INNOVEDA INC (COM) INOV 28,875 12/4-14/00
INNOVO GROUP INC INNO 4,000 12/7/00
INSWEB CORP (COM) INSW 10,000 12/15/00
INSWEB CORP (COM) INSW 149,500 12/5-13/00
INSWEB CORP (COM) INSW 21,000 12/13-14/00
INTEGRA LIFESCIENCES HOLDINGS CO IART 1,000 12/8/00
INTEGRATED TELECOMEXPRES (COM) ITXI 5,000 12/1/00
INTELLIGROUP INC (COM) ITIG 17,500 12/7-29/00
FLAGSTAR BANCORP INC (COM) 23.38-23.50 0
FLAGSTAR BANCORP INC (COM) 21.00-21.13 0
FLAGSTAR BANCORP INC (COM) 21.00 0
FLAGSTAR TR (PFD) 22.75-23.31 0
FLEETCLEAN SYSTEMS INC (COM) 0.21 6,952,775
FLOW INTL CORP (COM) 10.75 106,828
FLUSHING FINANCIAL CORP (COM) 17.00 74,600
FOOTHILL INDEPENDENT BANC (COM) 11.00 41,536
EPIC INSURANCE GROUP INC (COM) 9.88 9,900
EPIC INSURANCE GROUP INC (COM) 9.88 2,620
EPIC INSURANCE GROUP INC (COM) 9.75 2,000
FREEREAL TIME COM INC (COM) 0.75 7,500
FRIEDMANS INC 4.75 6,095
FRIEDMANS INC 4.70-5.13 50,524
FSF FINL CORP (COM) 14.50 7,350
FSF FINL CORP (COM) 14.50 31,500
FUELCELL ENERGY INC (COM) 65.63-66.13 40,684
GATEWAY BANK & TRUST CO N (COM) 7.75-9.13 29,250
GATEWAY BANK & TRUST CO N (COM) 7.38-9.13 1,325
GBC BANCORP (COM) 37.13-37.25 87,800
GBC BANCORP (COM) 37.25-37.38 10,000
GBC BANCORP (COM) 37.00 2,732
GBC BANCORP (COM) 37.00 0
GENZYME CORP (COM-MOLECU) 12.25 1,552
GENZYME CORP (COM-MOLECU) 10.63 21,260
GERMAN AMERN BANCORP (COM) 11.88 8,398
GLB BANCORP INC (COM) 7.50 157,519
GLOBAL IMAGING SYSTEMS IN (COM) 4.31 725,114
GOLBAL INDUSTRIES LTD (COM) 14.00 633
GLOBESPAN INC (COM) 32.58 872,967
GOLD BANC CORP (COM) 3.63 11,519
GOLD BANC CORP (COM) 3.80 4,000
GOLD BANC CORP (COM) 3.83 1,320,496
GOLDEN TELECOM INC (COM) 6.06 20,000
GRANITE BROADCASTING CORP (COMNV) 1.02 80,248
GREAT BASIN WATER CO (COM) 0.28 878,000
GREAT BASIN WATER CO (COM) 0.28 1,530,250
GREATER COMMUNITY BANCORP (COM) 8.38-8.88 96,936
GROW BIZ INTERNATIONAL IN (COM) 5.69 4,000
HARRIS & HARRIS GROUP INC (COM) 2.39 15,236
HAWKINS CHEMICAL INC (COM) 8.69 6,177
HEARTLAND EXPRESS INC (COM) 20.38-20.56 21,403
HEI INC (COM) 12.69-12.75 1,293,698
HERZFELD CARRIBBEAN BASIN (COM) 3.19-3.79 41,600
HIA INC (COM) 0.25 1,989,761
HOME FEDERAL BANCORP IN (COM) 16.75 25,254
HOME FEDERAL BANCORP IN (COM) 15.50-16.00 38,063
HOME FEDERAL BANCORP IN (COM) 16.38 25,254
HOMESTORE COM INC (COM) 25.62 2,753,090
HOMESTORE COM INC (COM) 25.62 638,750
HOMESTORE COM INC (COM) 25.62 49,583
HOMESTORE COM INC (COM) 25.62 117,663
HOMESTORE COM INC (COM) 25.62 40,700
HOMESTORE COM INC (COM) 25.62 256,401
HOMESTORE COM INC (COM) 25.62 107,529
HOMESTORE COM INC (COM) 25.62 167,695
HOMETOWN AUTO RETAILERS INC 0.50 40,100
HYPERFEED TECHNOLOGIES IN (COM) 1.63-1.88 311,300
HYPERFEED TECHNOLOGIES IN (COM) 1.81-2.00 5,000
HYSEQ INC (COM) 16.13 122,496
HYSEQ INC (COM) 16.13 122,496
I CRYSTAL INC (COM) 0.10 281,800
IBEAM BROADCASTING CORP (COM) 2.00-2.44 2,000
IBEAM BROADCASTING CORP (COM) 1.96-2.44 0
ICOS CORP (COM) 44.94 400
IDEC PHARMACEUTICALS CORP (COM) 218.83-224.00 58,999
IEC ELECTRONICS CORP (COM) 0.52 167,888
IMAGE SOFTWARE INC (COM) 0.69 489,591
INAMED CORP (COM) 22.25 39,700
INDEPENDENT COMMUNITY BAN (COM) 21.50 101,322
INFORMATION HIGHWAY COM I (COM) 0.17 0
INFOSPACE INC (COM) 10.13 1,800
INFOUSA INC (COM) 2.88-3.00 17,680
INNOVEDA INC (COM) 1.81-2.31 889,590
INNOVO GROUP INC 0.81-0.88 12,500
INSWEB CORP (COM) 1.38 41,500
INSWEB CORP (COM) 1.50-1.78 5,916,353
INSWEB CORP (COM) 1.50-1.63 77,910
INTEGRA LIFESCIENCES HOLDINGS CO 14.06 9,397
INTEGRATED TELECOMEXPRES (COM) 7.60 5,000
INTELLIGROUP INC (COM) 0.88-1.44 1,995,720
FLAGSTAR BANCORP INC (COM) Anderson Joan H D -3 25-8
FLAGSTAR BANCORP INC (COM) Hammond Mark T P -3 25-8
FLAGSTAR BANCORP INC (COM) Hammond Kirstin VP -3 25-8
FLAGSTAR TR (PFD) Hammond Mark T T - 26-20
FLEETCLEAN SYSTEMS INC (COM) Phillips Kenneth A P - 0
FLOW INTL CORP (COM) Roberts Kenneth M D -1 13-10
FLUSHING FINANCIAL CORP (COM) Tully Gerard P D 1 18-13
FOOTHILL INDEPENDENT BANC (COM) Miltenberger Donna L D 1 13-9
EPIC INSURANCE GROUP INC (COM) Murray Louis C D 4 19-9
EPIC INSURANCE GROUP INC (COM) Byers John R P 4 19-9
EPIC INSURANCE GROUP INC (COM) Thorpe Kim D O 4 19-9
FREEREAL TIME COM INC (COM) Probolsky Brian S VP 2 13-0
FRIEDMANS INC Parshall David B D 3 7-4
FRIEDMANS INC Cay John E D 3 7-4
FSF FINL CORP (COM) Dempsey Jerome R D 5 16-10
FSF FINL CORP (COM) Knutson Server B D 5 16-10
FUELCELL ENERGY INC (COM) Maru Hansraj C VP -3 172-34
GATEWAY BANK & TRUST CO N (COM) Twiford Russell E D 15 12-7
GATEWAY BANK & TRUST CO N (COM) Layden Steven C OX 15 12-7
GBC BANCORP (COM) Lin Ko Y D -6 39-19
GBC BANCORP (COM) Chang Eddie VP -6 39-19
GBC BANCORP (COM) Chen Ming L VP -6 39-19
GBC BANCORP (COM) Lai Shu Y VP -6 39-19
GENZYME CORP (COM-MOLECU) Vanheek G J VP 2 36-7
GENZYME CORP (COM-MOLECU) Termeer Henri A CB 2 36-7
GERMAN AMERN BANCORP (COM) Ruhe Stan J VP -1 18-12
GLB BANCORP INC (COM) Osbome Jerome T CB 1 11-7
GLOBAL IMAGING SYSTEMS IN (COM) Johnson Thomas S P -2 11-3
GOLBAL INDUSTRIES LTD (COM) Michel Andrew L VP -1 19-8
GLOBESPAN INC (COM) Epley Thomas D -1 245-21
GOLD BANC CORP (COM) Aslin Malcolm M P 9 9-4
GOLD BANC CORP (COM) Keith Lee R P 9 9-4
GOLD BANC CORP (COM) McNeill Don C D 9 9-4
GOLDEN TELECOM INC (COM) Knaster Alexander M D -1 48-5
GRANITE BROADCASTING CORP (COMNV) Greenwald James L D - n/a
GREAT BASIN WATER CO (COM) Warren Thomas R D -2 4-0
GREAT BASIN WATER CO (COM) Warren Ray E CB -2 4-0
GREATER COMMUNITY BANCORP (COM) Soldoveri John L CB 4 9-7
GROW BIZ INTERNATIONAL IN (COM) Kelly Paul F VP 1 9-3
HARRIS & HARRIS GROUP INC (COM) Bauman Philip A D 5 33-2
HAWKINS CHEMICAL INC (COM) Paulson Keenan A VP -1 10-7
HEARTLAND EXPRESS INC (COM) Cosaert John P VP -1 26-13
HEI INC (COM) Fant Anthony J CB - 24-9
HERZFELD CARRIBBEAN BASIN (COM) Herzfeld Thomas J P 1 n/a
HIA INC (COM) Champlin Donald L VP 1 0
HOME FEDERAL BANCORP IN (COM) Welker Lawerence E O - 24-15
HOME FEDERAL BANCORP IN (COM) Armstrong Gerald L VP - 24-15
HOME FEDERAL BANCORP IN (COM) Welker Lawrence E O - 24-15
HOMESTORE COM INC (COM) Wolff Stuart H CB -9 122-16
HOMESTORE COM INC (COM) Buckman Michael A P -9 122-16
HOMESTORE COM INC (COM) Charney M J VP -9 122-16
HOMESTORE COM INC (COM) Giffen Catherine K VP -9 122-16
HOMESTORE COM INC (COM) Shew Joseph J VP -9 122-16
HOMESTORE COM INC (COM) Tafeen Peter B VP -9 122-16
HOMESTORE COM INC (COM) Giesecke John O -9 122-16
HOMESTORE COM INC (COM) Rosenblatt David M VP -9 122-16
HOMETOWN AUTO RETAILERS INC Jacobi C M D 1 9-0
HYPERFEED TECHNOLOGIES IN (COM) Porter Jim R CB 3 9-2
HYPERFEED TECHNOLOGIES IN (COM) Slepieka Kenneth J D 3 9-2
HYSEQ INC (COM) Drmanac Radoje T D -3 126-11
HYSEQ INC (COM) Drmanac Snezana VP -3 126-11
I CRYSTAL INC (COM) Slamko Douglas J O -1 1-0
IBEAM BROADCASTING CORP (COM) Ribar Greffrey G O 1 28-1
IBEAM BROADCASTING CORP (COM) Balletta Nicholas D 1 28-1
ICOS CORP (COM) Blum Leonard M VP 3 60-27
IDEC PHARMACEUTICALS CORP (COM) Woolcott Kenneth J VP 5 225-57
IEC ELECTRONICS CORP (COM) Stingel Russell E CB 12 4-1
IMAGE SOFTWARE INC (COM) Deyoung David R P - 4-1
INAMED CORP (COM) Reich Ilan K P 1 50-20
INDEPENDENT COMMUNITY BAN (COM) West Millicent W D - 27-18
INFORMATION HIGHWAY COM I (COM) Moroney Donna M D -1 7-0
INFOSPACE INC (COM) Rosenberg Rand O -7 261-6
INFOUSA INC (COM) Thayer D J P 5 17-2
INNOVEDA INC (COM) Herman William J CB 1 9-2
INNOVO GROUP INC Crossman Marc D 1 2-1
INSWEB CORP (COM) Corroon James M D -2 19-1
INSWEB CORP (COM) Enan Hussein A CB -2 19-1
INSWEB CORP (COM) Morford Donald K D -2 19-1
INTEGRA LIFESCIENCES HOLDINGS CO McHugh George F VP -2 18-7
INTEGRATED TELECOMEXPRES (COM) Gillings Brian VP 1 31-4
INTELLIGROUP INC (COM) Koneru Rajkumar D - 44-1
INTERACT COMMERCE CORP (COM) IACT 23,000 12/18/00
INTERACTIVE TELESIS INC TSIS 90,000 12/28-29/00
INTERNET CABLE CORP (COM) ICBL 10,000 1/9/01
INTERNET COM CORP (COM) INTM 2,000 12/5/00
INTERNET COMMERCE & COMMU (COM) ICCX 20,000 12/14-28/00
INTERWAVE COMMUNICATIONS (ORD) IWAV 21,897 12/6/00
INTRABIOTICS PHARMACEUTIC (COM) IBPI 7,500 12/7-13/00
INTUIT (COM) INTU 439 12/20/00
INTUIT (COM) INTU 657 12/20/00
INTUIT (COM) INTU 405 12/20/00
INTUIT (COM) INTU 537 12/20/00
ISCO INC (COM) ISKO 1,500 12/26-27/00
I-SECTOR CORP (COM) ISEC 4,400 12/1-27/00
I-SECTOR CORP (COM) ISEC 10,000 12/6-26/00
I-TRAX COM INC (COM) IMTX 250,000 12/29/00
I-TRAX COM INC (COM) IMTX 250,000 12/29/00
J D EDWARDS & CO (COM) JDEC 2,200 12/13/00
JAWZ INC (COM) JAWZ 5,000 12/26/00
JEFERSON SAVINGS BANCORP (COM) JSBA 578 12/20/00
JOHNSON OUTDOORS INC JOUT 66,350 12/22/00
JPS INDUSTRIES INC (COM) JPST 13,300 11/27/00
K2 DIGITAL INC (COM) KTWO 3,000 12/14/00
K2 DIGITAL INC (COM) KTWO 3,900 12/19/00
LASER VISION CTRS INC (COM) LVCI 10,000 12/27/00
LASER VISION CTRS INC (COM) LVCI 3,500 12/28/00
LASER-PAC MEDIA CORP (COM) LPAC 60,000 12/5-19/00
LASERSIGHT INC (COM) LASE 77,100 12/28-29/00
LEARNING TREE INTERNATION (COM) LTRE 5,000 12/13-14/00
LEVEL 3 COMMUNICATIONS IN (COM) LVLT 40,000 12/1-29/00
LIFE FINL CORP (COM) LFCO 10,000 12/1/00
LINCARE HOLDINGS INC (COM) LNCR 21,000 [*] 12/21/00
LINUXWIZARDRY SYS INC (COM) LNXWF 13,000 12/29/00
LOGILITY INC (COM) LGTY 1,500 12/11-21/00
LOGILITY INC (COM) LGTY 24,000 12/8-29/00
LOGILITY INC (COM) LGTY 14,000 12/18-28/00
LOUDEYE TECHNOLOGIES INC (COM) LOUD 1,300 12/15/00
LUCOR INC LUCR 4,000 12/5-11/00
LUCOR INC LUCR 35,000 12/15-29/00
LUCOR INC LUCR 28,000 12/30/00
LUMINEX CORP DEL (COM) LMNX 20,000 12/12-15/00
LUMINEX CORP DEL (COM) LMNX 2,721 12/13-15/00
LUMINEX CORP DEL (COM) LMNX 3,000 [*] 12/13-15/00
MACATAWA BANK CORP (COM) MCBC 350 12/26/00
MACROMEDIA INC (COM) MACR 10,000 [*] 12/5/00
MACROVISION CORP (COM) MVSN 10,000 12/11-15/00
MAF BANCORP INC (COM) MAFB 5,000 12/4/00
MANATRON INC (COM) MANA 2,000 12/19-22/00
MAPINFO CORP (COM) MAPS 20,000 12/15/00
MATRIXONE INC (COM) MONE 4,132 12/15/00
MAXWELL TECHNOLOGIES INC (COM) MXWL 1,000 12/29/00
MEDAREX INC (COM) MEDX 3,000 [*] 12/4/00
MEDAREX INC (COM) MEDX 50,000 [*] 12/8/00
MEDAREX INC (COM) MEDX 20,000 12/8-18/00
MEDIALINK WORLDWIDE INC (COM) MDLK 5,000 12/20/00
MEDIALINK WORLDWIDE INC (COM) MDLK 500 12/15/00
METROWEST BANK (COM) MWBX 1,000 12/6/00
METROWEST BANK (COM) MWBX 165,000 12/8/00
MID CAROLINA BANK BURLING (COM) MDCR 1,250 12/4-5/00
MIKOHN GAMING CORP (COM) MIKNE 155,700 12/21-29/00
MIRACOR DIAGNOSTICS INC (COM) MRDG 180,000 11/6-12/29/00
MISSISSIPPI VALLEY BANCSH (COM) MVBI 3,477 1/3/01
MITCHAM INDUSTRIES INC (COM) MIND 5,000 12/28/00
MITCHAM INDUSTRIES INC (COM) MIND 5,500 1/4/01
MITCHAM INDUSTRIES INC (COM) MIND 5,000 12/27/00
MONTEREY BAY BANCORP INC (COM) MBBC 625 12/7/00
MONTEREY BAY BANCORP INC (COM) MBBC 1,000 11/30/00
MORTON INDUSTRIAL GROUP INC MGRPC 5,000 11/22/00
MPOWER COMMUNICATIONS COR (COM) MPWR 30,000 12/11/00
MULTEX COM INC (COM) MLTX 650 12/14/00
MULTIPLE ZONES INC (COM) MZON 2000 12/12-22/00
MYRIAD GENETICS INC (COM) MYGN 15,000 [*] 12/11/00
MYRIAD GENETICS INC (COM) MYGN 2,000 [*] 12/11/00
MYRIAD GENETICS INC (COM) MYGN 15,000 [*] 12/13/00
MYRIAD GENETICS INC (COM) MYGN 2,618 [*] 12/11/00
NANOPHASE TECHNOLOGIES CO (COM) NANX 14,500 12/11-22/00
NATIONAL MFGTECHNOLOGIES (COM) NMFG 9,500 11/7/00
NATIONAL PENN BANCSHARES (COM) NPBC 202 12/31/00
NATIONAL PENN BANCSHARES (COM) NPBC 585 12/31/00
NATIONAL TECHNICAL SYSTEM (COM) NTSC 10,000 12/20-28/00
NATURAL MICROSYSTEMS CORP (COM) NMSS 2,000 11/30/00
NBT BANCORP INC (COM) NBTB 1,502 12/31/00
INTERACT COMMERCE CORP (COM) 7.30 180,784
INTERACTIVE TELESIS INC 0.41-0.44 116,000
INTERNET CABLE CORP (COM) 0.82 30,000
INTERNET COM CORP (COM) 7.31 13,014,400
INTERNET COMMERCE & COMMU (COM) 0.44-0.51 55,000
INTERWAVE COMMUNICATIONS (ORD) 0.30-1.50 210,300
INTRABIOTICS PHARMACEUTIC (COM) 12.75-14.30 639,020
INTUIT (COM) 41.31 0
INTUIT (COM) 41.31 0
INTUIT (COM) 41.31 753
INTUIT (COM) 41.31 0
ISCO INC (COM) 5.75-6.38 6,000
I-SECTOR CORP (COM) 0.75-0.88 5,200
I-SECTOR CORP (COM) 0.75 10,000
I-TRAX COM INC (COM) 2.00 4,106,703
I-TRAX COM INC (COM) 2.00 434,500
J D EDWARDS & CO (COM) 24.75 53,428
JAWZ INC (COM) 0.50 7,300
JEFERSON SAVINGS BANCORP (COM) 14.19 54,822
JOHNSON OUTDOORS INC 5.69 3,054,792
JPS INDUSTRIES INC (COM) 3.75 113,300
K2 DIGITAL INC (COM) 1.25 405,000
K2 DIGITAL INC (COM) 1.19-1.25 379,400
LASER VISION CTRS INC (COM) 1.50 11,200
LASER VISION CTRS INC (COM) 1.69 3,500
LASER-PAC MEDIA CORP (COM) 1.44-1.50 404,254
LASERSIGHT INC (COM) 1.00-1.35 325,745
LEARNING TREE INTERNATION (COM) 40.00-42.81 73,115
LEVEL 3 COMMUNICATIONS IN (COM) 24.97-40.78 10,019,930
LIFE FINL CORP (COM) 0.94 10,000
LINCARE HOLDINGS INC (COM) 52.26 51,000
LINUXWIZARDRY SYS INC (COM) 0.16 0
LOGILITY INC (COM) 1.69-1.88 1,500
LOGILITY INC (COM) 1.44-2.13 45,000
LOGILITY INC (COM) 1.63-2.00 20,000
LOUDEYE TECHNOLOGIES INC (COM) 2.00 42,450
LUCOR INC 1.00-1.31 8,510
LUCOR INC 1.12-1.54 216,230
LUCOR INC 1.12 368,509
LUMINEX CORP DEL (COM) 25.00-28.50 65,286
LUMINEX CORP DEL (COM) 25.50-27.00 0
LUMINEX CORP DEL (COM) 25.50-27.00 0
MACATAWA BANK CORP (COM) 13.63 24,750
MACRO MEDIA INC (COM) 70.03 2,084
MACROVISION CORP (COM) 65.03-70.00 108,728
MAF BANCORP INC (COM) 22.38 47,408
MANATRON INC (COM) 3.25-3.75 16,623
MAPINFO CORP (COM) 39.22 33,975
MATRIXONE INC (COM) 16.93 160,000
MAXWELL TECHNOLOGIES INC (COM) 14.88 29,932
MEDAREX INC (COM) 42.81-43.44 0
MEDAREX INC (COM) 45.00-45.75 29,154
MEDAREX INC (COM) 47.00-52.19 31,850
MEDIALINK WORLDWIDE INC (COM) 3.56 35,119
MEDIALINK WORLDWIDE INC (COM) 4.63 353,854
METROWEST BANK (COM) 5.75 19,000
METROWEST BANK (COM) 5.50-5.75 2,366,000
MID CAROLINA BANK BURLING (COM) 11.00 5,000
MIKOHN GAMING CORP (COM) 2.64-4.00 1,146,850
MIRACOR DIAGNOSTICS INC (COM) 0.15-0.24 533,750
MISSISSIPPI VALLEY BANCSH (COM) 29.19 82,000
MITCHAM INDUSTRIES INC (COM) 3.94-4.00 5,000
MITCHAM INDUSTRIES INC (COM) 3.81-4.00 43,479
MITCHAM INDUSTRIES INC (COM) 3.81-3.88 431,842
MONTEREY BAY BANCORP INC (COM) 10.63 4,841
MONTEREY BAY BANCORP INC (COM) 10.19 9,000
MORTON INDUSTRIAL GROUP INC 2.38 10,000
MPOWER COMMUNICATIONS COR (COM) 4.81 190,950
MULTEX COM INC (COM) 12.25 500
MULTIPLE ZONES INC (COM) 1.38-2.56 N/R
MYRIAD GENETICS INC (COM) 106.63-107.50 22,500
MYRIAD GENETICS INC (COM) 107.50-108.00 4,000
MYRIAD GENETICS INC (COM) 96.22-97.44 11,760
MYRIAD GENETICS INC (COM) 105.25 20,000
NANOPHASE TECHNOLOGIES CO (COM) 9.98-12.33 0
NATIONAL MFG TECHNOLOGIES (COM) 1.25 0
NATIONAL PENN BANCSHARES (COM) 19.78 227
NATIONAL PENN BANCSHARES (COM) 19.78 20,975
NATIONAL TECHNICAL SYSTEM (COM) 2.41-2.50 10,000
NATURAL MICROSYSTEMS CORP (COM) 16.59 14,418
NBT BANCORP INC (COM) 12.29 55,096
INTERACT COMMERCE CORP (COM) Schwab David C D 2 35-6
INTERACTIVE TELESIS INC Mcvey Willard L D 1 5-0
INTERNET CABLE CORP (COM) Mulholland Michael F D 4 12-1
INTERNET COM CORP (COM) Meckler Alan M CB 1 63-5
INTERNET COMMERCE & COMMU (COM) SilverbErg Lewis H D 1 13-0
INTERWAVE COMMUNICATIONS (ORD) Hogan Michele D VP - 69-1
INTRABIOTICS PHARMACEUTIC (COM) Kelley Kenneth J P -1 32-5
INTUIT (COM) Valentine Catherine VP -9 72-26
INTUIT (COM) Santora Greg J O -9 72-26
INTUIT (COM) Lang Elisabeth M VP -9 72-26
INTUIT (COM) Stern Raymond VP -9 72-26
ISCO INC (COM) Linderholm James L D - 7-3
I-SECTOR CORP (COM) Mcculley Thomas N VP 2 5-1
I-SECTOR CORP (COM) Otto Stanley VP 2 5-1
I-TRAX COM INC (COM) Martin Frank CB 1 7-2
I-TRAX COM INC (COM) Reiss Gary O 1 7-2
J D EDWARDS & CO (COM) Mckeon Brian A VP -5 45-11
JAWZ INC (COM) Surby Greg P OX 2 15-0
JEFERSON SAVINGS BANCORP (COM) Williams Joe L D -1 16-10
JOHNSON OUTDOORS INC Johnson Samuel C D 2 10-5
JPS INDUSTRIES INC (COM) Fulbright Michal L CB 2 6-3
K2 DIGITAL INC (COM) Fantom Lynn F P 3 9-0
K2 DIGITAL INC (COM) Brown Gary W D 3 9-0
LASER VISION CTRS INC (COM) Garvey James M D 5 11-1
LASER VISION CTRS INC (COM) Straus Steven C D 5 11-1
LASER-PAC MEDIA CORP (COM) Parks James R CB 2 14-1
LASERSIGHT INC (COM) Odonnell Francis E CB 1 13-1
LEARNING TREE INTERNATION (COM) Salisbury Alan B D -1 76-24
LEVEL 3 COMMUNICATIONS IN (COM) Crowe James Q D 1 130-27
LIFE FINL CORP (COM) Snyder Kent G D 2 5-0
LINCARE HOLDINGS INC (COM) Cary Frank T D -2 61-21
LINUXWIZARDRY SYS INC (COM) Moroney Donna M D -1 4-0
LOGILITY INC (COM) Klinges Vicent O 4 20-2
LOGILITY INC (COM) Edenfield J M P 4 20-2
LOGILITY INC (COM) Dow Harold A VP 4 20-2
LOUDEYE TECHNOLOGIES INC (COM) Liedgren Johann D -2 45-1
LUCOR INC Barnett David M VP 3 4-0
LUCOR INC Conway Jerry B P 3 4-0
LUCOR INC Conway Stephen P D 3 4-0
LUMINEX CORP DEL (COM) Kever Jim D D -6 62-15
LUMINEX CORP DEL (COM) Marlin Randel S VP -6 62-15
LUMINEX CORP DEL (COM) Marlin Randel S VP -6 62-15
MACATAWA BANK CORP (COM) Koning Philip J D 1 15-11
MACRO MEDIA INC (COM) Meyrowitz Norman OS -8 118-30
MACROVISION CORP (COM) Matuszak Richard S D -6 125-36
MAF BANCORP INC (COM) Vasto Lois B D - 29-18
MANATRON INC (COM) Vorys Harry C D 1 15-3
MAPINFO CORP (COM) Mcnamee George C D -8 52-23
MATRIXONE INC (COM) Zawaideh Sam OX -2 74-11
MAXWELL TECHNOLOGIES INC (COM) Robertson Walter VP -2 22-11
MEDAREX INC (COM) Curnow Randall T VP 2 195-27
MEDAREX INC (COM) Appelbaum Michael A D 2 195-27
MEDAREX INC (COM) Schaller Charles R D 2 195-27
MEDIALINK WORLDWIDE INC (COM) Frisch Richard VP -2 13-4
MEDIALINK WORLDWIDE INC (COM) Moskowitz Laurence CB -2 13-4
METROWEST BANK (COM) Oneil John J VP 2 7-6
METROWEST BANK (COM) Glick Allen M D 2 7-6
MID CAROLINA BANK BURLING (COM) Smith James H D - 16-10
MIKOHN GAMING CORP (COM) Thompson David J CB - 9-3
MIRACOR DIAGNOSTICS INC (COM) Seibert Ross S O 2 1-0
MISSISSIPPI VALLEY BANCSH (COM) Shelpley Lewis B D -1 35-22
MITCHAM INDUSTRIES INC (COM) Dupuis Paul B D 3 7-4
MITCHAM INDUSTRIES INC (COM) Blum Peter H D 3 7-4
MITCHAM INDUSTRIES INC (COM) Mitcham Billy F CB 3 7-4
MONTEREY BAY BANCORP INC (COM) Banks Edward K D 2 12-8
MONTEREY BAY BANCORP INC (COM) Holden Carl E P 2 12-8
MORTON INDUSTRIAL GROUP INC Lauerman Thomas D VP 1 6-1
MPOWER COMMUNICATIONS COR (COM) Heyman Kent F VP 2 77-3
MULTEX COM INC (COM) Tugwell John D 1 37-8
MULTIPLE ZONES INC (COM) Carter Richard D 1 11-1
MYRIAD GENETICS INC (COM) Hobden Adrian N OS 1 230-42
MYRIAD GENETICS INC (COM) Hockett William A VP 1 230-42
MYRIAD GENETICS INC (COM) Critchfield Gregory C P 1 230-42
MYRIAD GENETICS INC (COM) Wight Christopher L VP 1 230-42
NANOPHASE TECHNOLOGIES CO (COM) Cross Joseph E D -1 18-6
NATIONAL MFG TECHNOLOGIES (COM) Jones Steve VP - 2-1
NATIONAL PENN BANCSHARES (COM) Kramer Albert H D 2 24-19
NATIONAL PENN BANCSHARES (COM) Roth C R D 2 24-19
NATIONAL TECHNICAL SYSTEM (COM) Tringali Donald J D 1 6-2
NATURAL MICROSYSTEMS CORP (COM) White Ronald W D 2 133-6
NBT BANCORP INC (COM) Forsythe Daryl R P 3 17-10
NBT BANCORP INC (COM) NBTB 88 12/31/00
NBT BANCORP INC (COM) NBTB 990 12/15-31/00
NBTY INC (COM) NBTY 5,000 12/14/00
NBTY INC (COM) NBTY 25,000 12/1/00
NEOMEDIA TECHNOLOGIES INC (COM) NEOM 3,000 12/26/00
NEOMEDIA TECHNOLOGIES INC (COM) NEOM 6,000 12/14/00
NEOWARE SYSTEMS INC (COM) NWRE 25,000 12/29/00
NEOWARE SYSTEMS INC (COM) NWRE 33,333 12/29/00
NEOWARE SYSTEMS INC (COM) NWRE 25,000 12/29/00
NESS ENERGY INTERNATIONAL (COM) NESS 10,870 12/15/00
NETIQ CORP (COM) NTIQ 3,500 [*] 12/1-11/00
NETIQ CORP (COM) NTIQ 30,000 12/1-11/00
NETIQ CORP (COM) NTIQ 5,000 12/6-8/00
NETOBJECTS INC (COM) NETO 54,000 12/22-29/00
NETPLEX GROUP INC (COM) NTPL 50,000 12/26/00
NETRO CORP (COM) NTRO 2,000 12/29/00
NETSCOUT SYS INC (COM) NTCT 4,000 12/8/00
NETWORK-1 SECURITY SOLUTI (COM) NSSI 221,000 12/8-29/00
NETZERO INC (COM) NZRO 100,000 12/5-19/00
NETZERO INC (COM) NZRO 50,000 12/6/00
NETZERO INC (COM) NZRO 30,000 12/8/00
NETZERO INC (COM) NZRO 105,000 12/5-15/00
NEW ERA OF NETWORKS INC (COM) NEON 27,604 12/6/00
NEW VISUAL ENTERTAINMENT INC NVEI 1,000 11/2/00
NEXTEL PARTNERS INC NXTP 15,000 12/5-21/00
NEXTEL PARTNERS INC NXTP 15,000 12/5-21/00
NORTECH SYSTEMS INC (COM) NSYS 1,600 12/1-15/00
NORTH AMERN SCIENTIFIC IN (COM) NASI 30,000 12/14/00
NORTH AMERN SCIENTIFIC IN (COM) NASI 60,000 12/14/00
NORTH AMERN SCIENTIFIC IN (COM) NASI 30,000 [*] 12/14/00
NORTHERN STATES FINANCIAL (COM) NSFC 5,000 12/12-18/00
NORTHRIM BANK ALASKA (COM) NRIM 1,000 12/26/00
NOVO NETWORKS INC (COM) NVNW 1,000 12/18/00
NUTRITION MGMT SERVICES CO NMSCA 8,000 12/28/00
N-VIRO INTERNATIONAL CORP NVIC 56,300 12/4-29/00
OHIO VY BANC CORP (COM) OVBC 200 12/18-29/00
OHIO VY BANC CORP (COM) OVBC 106 12/15/00
OLD POINT FINANCIAL CORP (COM) OPOF 358 12/28/00
ON ASSIGNMENT INC (COM) ASGN 24,000 [*] 12/12/00
ON-POINT TECHNOLOGY SYSTEMS INC ONPT 11,400 12/26-28/00
ORACLE CORP (COM) ORCL 100,000 [*] 12/19/00
ORACLE CORP (COM) ORCL 60,000 [*] 12/19-21/00
ORPHAN MEDICAL INC (COM) ORPH 300 12/22/00
OUTSOURCE INTL INC (COM) OSIX 5,000 12/14/00
PACIFIC CONTINENTAL BK (COM) PCBK 11,572 12/6-15/00
PACIFICARE HEALTH SYSTEMS (COM) PHSY 9,000 12/29/00
PACIFICARE HEALTH SYSTEMS (COM) PHSY 10,000 12/29/00
PACIFICARE HEALTH SYSTEMS (COM) PHSY 1,008 12/27/00
PACIFICARE HEALTH SYSTEMS (COM) PHSY 1,000 12/19/00
PAPA JOHNS INTERNATIONAL (COM) PZZA 3,400 [*] 12/6/00
PARK MERIDIAN FINANCIAL N (COM) PMFN 1,000 [*] 12/5/00
PARKVALE FINANCIAL CORP (COM) PVSA 3,000 12/5/00
PATRIOT BANK CORP (COM) PBIX 4,000 12/27/00
PCORDER COM INC PCOR 1,200 12/20/00
PCSUPPORT COM INC (COM) PCSP 5,000 1/17/01
PEMSTAR INC (COM) PMTR 400 12/1/00
PENNSYLVANIA COMMERCE BAN (COM) COBH 255 12/1/00
PERFICENT INC (COM) PRFT 1,900 12/18-21/00
PERMA-FIX ENVIRONMENTALS (COM) PESI 9,068 12/29/00
PERMA-FIX ENVIRONMENTALS (COM) PESI 13,952 12/29/00
PERMA-FIX ENVIRONMENTALS (COM) PESI 55,904 12/29/00
PERRIGO CO (COM) PRGO 106,346 12/11/00
PERRIGO CO (COM) PRGO 45,000 12/27/00
PETSMART INC (COM) PETM 191,220 12/18/00
PETSMART INC (COM) PETM 94,568 12/5-9/00
PHARMCHEM INC (COM) PCHM 2,000 12/19/00
PHARMOS CORP PARS 2,000 12/29/00
PHARSIGHT CORP (COM) PHST 10,000 12/6-13/00
PHILADELPHIA CONSOLIDATED (COM) PHLY 46,500 12/7-12/00
PHILIP SERVICES CORP DEL (COM) PSCD 7,500 12/12-14/00
PHOTRONICS INC (COM) PLAB 25,000 1/4/01
PICO HLDGS INC PICO 1,100 12/27/00
PINNACLE FINL PARTNERS IN (COM) PNFP 600 12/13/00
PIONEER BANKSHARES INC (COM) PNBI 300 12/18/00
PIONEER COMMERCIAL FUNDING CORP PCFC 1,800 12/28-29/00
PIONEER STD ELECTRS INC (COM) PIOS 1,000 12/1/00
PLATO LEARNING INC (COM) TUTR 700 12/15-20/00
POSSIS MEDICAL INC (COM) POSS 13,800 12/1/00
POSSIS MEDICAL INC (COM) POSS 1,000 12/12/00
POSSIS MEDICAL INC (COM) POSS 3,000 12/27-29/00
POTOMAC BANCSHARES INC (COM) PTBS 300 12/15/00
NBT BANCORP INC (COM) 87.65 3,820
NBT BANCORP INC (COM) 12.29-15.07 13,682
NBTY INC (COM) 4.56 0
NBTY INC (COM) 4.00 110,000
NEOMEDIA TECHNOLOGIES INC (COM) 2.13 1,545,969
NEOMEDIA TECHNOLOGIES INC (COM) 3.85 50,000
NEOWARE SYSTEMS INC (COM) 1.00 26,000
NEOWARE SYSTEMS INC (COM) 1.00 152,833
NEOWARE SYSTEMS INC (COM) 1.00 41,000
NESS ENERGY INTERNATIONAL (COM) 0.92 12,901,505
NETIQ CORP (COM) 73.00-102.88 905,425
NETIQ CORP (COM) 73.00-102.88 905,425
NETIQ CORP (COM) 101.00-102.00 1,006,332
NETOBJECTS INC (COM) 0.41-0.56 0
NETPLEX GROUP INC (COM) 0.13 2,095,580
NETRO CORP (COM) 6.91 35,507
NETSCOUT SYS INC (COM) 19.31 500
NETWORK-1 SECURITY SOLUTI (COM) 2.50-3.31 1,511,107
NETZERO INC (COM) 1.00-1.06 5,662,529
NETZERO INC (COM) 1.00 3,219,127
NETZERO INC (COM) 1.00 1,120,594
NETZERO INC (COM) 1.00 2,653,000
NEW ERA OF NETWORKS INC (COM) 6.44 62,916
NEW VISUAL ENTERTAINMENT INC 8.06 23,850
NEXTEL PARTNERS INC 12.25-16.50 3,381,024
NEXTEL PARTNERS INC 12.69-16.50 2,255,664
NORTECH SYSTEMS INC (COM) 7.44-8.88 121,243
NORTH AMERN SCIENTIFIC IN (COM) 17.88 169,083
NORTH AMERN SCIENTIFIC IN (COM) 17.88 278,583
NORTH AMERN SCIENTIFIC IN (COM) 17.88 0
NORTHERN STATES FINANCIAL (COM) 19.00 113,700
NORTHRIM BANK ALASKA (COM) 9.75 26,404
NOVO NETWORKS INC (COM) 4.44 3,000
NUTRITION MGMT SERVICES CO 0.38 1,850,000
N-VIRO INTERNATIONAL CORP 1.31-1.88 340,793
OHIO VY BANC CORP (COM) 25.13-25.38 56,440
OHIO VY BANC CORP (COM) 25.38 3,954
OLD POINT FINANCIAL CORP (COM) 16.00-17.13 1,001
ON ASSIGNMENT INC (COM) 25.00-25.88 4,000
ON-POINT TECHNOLOGY SYSTEMS INC 1.43-1.56 74,062
ORACLE CORP (COM) 32.00 13,552
ORACLE CORP (COM) 29.00-33.00 1,788
ORPHAN MEDICAL INC (COM) 12.50 1,450
OUTSOURCE INTL INC (COM) 0.63 20,000
PACIFIC CONTINENTAL BK (COM) 9.00-9.13 154,608
PACIFICARE HEALTH SYSTEMS (COM) 15.42 10,600
PACIFICARE HEALTH SYSTEMS (COM) 15.81-16.00 12,383
PACIFICARE HEALTH SYSTEMS (COM) 13.31-13.38 0
PACIFICARE HEALTH SYSTEMS (COM) 11.44 2,024
PAPA JOHNS INTERNATIONAL (COM) 25.13 0
PARK MERIDIAN FINANCIAL N (COM) 9.51 28,096
PARKVALE FINANCIAL CORP (COM) 20.25-20.38 88,483
PATRIOT BANK CORP (COM) 6.25 4,000
PCORDER COM INC 6.38 0
PCSUPPORT COM INC (COM) 0.75 205,000
PEMSTAR INC (COM) 8.75 45,400
PENNSYLVANIA COMMERCE BAN (COM) 27.56 106,684
PERFICENT INC (COM) 7.00-7.18 530,992
PERMA-FIX ENVIRONMENTALS (COM) 1.08 15,735
PERMA-FIX ENVIRONMENTALS (COM) 1.08 191,946
PERMA-FIX ENVIRONMENTALS (COM) 1.93 1,570,745
PERRIGO CO (COM) 6.88-6.94 9,357,844
PERRIGO CO (COM) 7.91 1,308,477
PETSMART INC (COM) 2.55-2.56 191,220
PETSMART INC (COM) 2.75-2.88 94,568
PHARMCHEM INC (COM) 2.06-2.50 7,000
PHARMOS CORP 1.56 16,000
PHARSIGHT CORP (COM) 3.13-4.00 45,000
PHILADELPHIA CONSOLIDATED (COM) 27.51-28.50 4,618,781
PHILIP SERVICES CORP DEL (COM) 3.54-3.94 7,500
PHOTRONICS INC (COM) 26.38 446,512
PICO HLDGS INC 11.00 749,559
PINNACLE FINL PARTNERS IN (COM) 4.38 75,600
PIONEER BANKSHARES INC (COM) 9.44 10,130
PIONEER COMMERCIAL FUNDING CORP 6.00 18,400
PIONEER STD ELECTRS INC (COM) 10.06-10.19 1,000
PLATO LEARNING INC (COM) 13.75-16.75 1,300
POSSIS MEDICAL INC (COM) 5.00 390,000
POSSIS MEDICAL INC (COM) 4.88 7,453
POSSIS MEDICAL INC (COM) 3.75-4.00 24,271
POTOMAC BANCSHARES INC (COM) 28.00 2,725
NBT BANCORP INC (COM) Chewens Michael O 3 17-10
NBT BANCORP INC (COM) Dietrich Martin A D 3 17-10
NBTY INC (COM) Sacks Alfred D 3 19-4
NBTY INC (COM) Shanahan William VP 3 19-4
NEOMEDIA TECHNOLOGIES INC (COM) Fritz Charles W D -1 15-2
NEOMEDIA TECHNOLOGIES INC (COM) Keil James J D -1 15-2
NEOWARE SYSTEMS INC (COM) Sempier Carl G D 3 9-1
NEOWARE SYSTEMS INC (COM) Spector Arthur R D 3 9-1
NEOWARE SYSTEMS INC (COM) Ryan John M D 3 9-1
NESS ENERGY INTERNATIONAL (COM) Stephens Harold H P - 2-1
NETIQ CORP (COM) Che Her D OS -6 109-32
NETIQ CORP (COM) Che Her D OS -6 109-32
NETIQ CORP (COM) Wong Ying H D -6 109-32
NETOBJECTS INC (COM) Mitgang Steve O -1 44-0
NETPLEX GROUP INC (COM) Zaino Eugene F D 1 18-0
NETRO CORP (COM) Perry John VP 2 101-7
NETSCOUT SYS INC (COM) Fiorentino Lisa A VP -1 29-9
NETWORK-1 SECURITY SOLUTI (COM) Rubenstein Barry D - 22-2
NETZERO INC (COM) Goldston Mark R CB -6 36-1
NETZERO INC (COM) Haitsuka Stacy A VP -6 36-1
NETZERO INC (COM) Hilliard Charles S O -6 36-1
NETZERO INC (COM) Burr Ronald T P -6 36-1
NEW ERA OF NETWORKS INC (COM) Thels Robert I VP -3 92-3
NEW VISUAL ENTERTAINMENT INC Howell John D -1 13-1
NEXTEL PARTNERS INC Chapple John H P 4 39-13
NEXTEL PARTNERS INC Thompson John D O 4 39-13
NORTECH SYSTEMS INC (COM) Finkelson Quentin E P -1 13-2
NORTH AMERN SCIENTIFIC IN (COM) Green Allan M P -5 32-10
NORTH AMERN SCIENTIFIC IN (COM) Cutrer L M P -5 32-10
NORTH AMERN SCIENTIFIC IN (COM) Edrick Alan O -5 32-10
NORTHERN STATES FINANCIAL (COM) Gaples Harry S D 1 23-18
NORTHRIM BANK ALASKA (COM) Mollozzi Victor P VP -1 11-7
NOVO NETWORKS INC (COM) Guerrand - Hermes Olaf VP 1 34-4
NUTRITION MGMT SERVICES CO Roberts Joseph CB - 1-0
N-VIRO INTERNATIONAL CORP DiPrete R F D - 6-1
OHIO VY BANC CORP (COM) Eastman Robert H D 1 34-25
OHIO VY BANC CORP (COM) Smith Jeffrey E P 1 34-25
OLD POINT FINANCIAL CORP (COM) Hansen Gerald E D 3 21-16
ON ASSIGNMENT INC (COM) Holman Jonathan S D -5 46-22
ON-POINT TECHNOLOGY SYSTEMS INC Cannon Keith A D 1 3-0
ORACLE CORP (COM) Rozwat Charles VP -1 93-22
ORACLE CORP (COM) Giacoletto Sergio VP -1 93-22
ORPHAN MEDICAL INC (COM) Mcgrath Timothy G O -1 19-6
OUTSOURCE INTL INC (COM) Wasch Joseph C VP 1 3-0
PACIFIC CONTINENTAL BK (COM) Riddle J B P 1 14-9
PACIFICARE HEALTH SYSTEMS (COM) Phanstiel G H P 3 72-10
PACIFICARE HEALTH SYSTEMS (COM) Konowiecki Joseph S VP 3 72-10
PACIFICARE HEALTH SYSTEMS (COM) Goldstein Mitchell J VP 3 72-10
PACIFICARE HEALTH SYSTEMS (COM) Lee Wanda A VP 3 72-10
PAPA JOHNS INTERNATIONAL (COM) Boesel Harmut VP -6 35-20
PARK MERIDIAN FINANCIAL N (COM) Kennelly Kevin T P 1 14-9
PARKVALE FINANCIAL CORP (COM) Pfischner Robert D CB -3 24-15
PATRIOT BANK CORP (COM) Paulus Thomas D D 2 15-6
PCORDER COM INC Jones Christina C P -2 54-3
PCSUPPORT COM INC (COM) Rowat David W O 1 9-1
PEMSTAR INC (COM) Kullback William J O 2 24-6
PENNSYLVANIA COMMERCE BAN (COM) Nalbandian Gary L CB 4 30-18
PERFICENT INC (COM) McDonald John T D - 27-6
PERMA-FIX ENVIRONMENTALS (COM) Colin Jon D 3 2-1
PERMA-FIX ENVIRONMENTALS (COM) Zwecker Mark A D 3 2-1
PERMA-FIX ENVIRONMENTALS (COM) Sullivan Thomas P D 3 2-1
PERRIGO CO (COM) Jandemoa Michael J CB -1 10-5
PERRIGO CO (COM) Hansen Richard G D -1 10-5
PETSMART INC (COM) Fitzgerald Barbara A VP 3 5-2
PETSMART INC (COM) Lenhardt David K VP 3 5-2
PHARMCHEM INC (COM) Halligan Joseph W P 1 5-2
PHARMOS CORP Cook Robert W O 1 14-2
PHARSIGHT CORP (COM) Morton Dean O D 2 11-2
PHILADELPHIA CONSOLIDATED (COM) Maguire James J CB - 31-14
PHILIP SERVICES CORP DEL (COM) Van Sant William D 5 7-3
PHOTRONICS INC (COM) Macdonald James L P -1 45-16
PICO HLDGS INC Weil John D D 1 14-10
PINNACLE FINL PARTNERS IN (COM) Tumer M T P 3 10-5
PIONEER BANKSHARES INC (COM) Miller Kyle L D 1 13-8
PIONEER COMMERCIAL FUNDING CORP Samuels Joseph D -1 7-0
PIONEER STD ELECTRS INC (COM) Sayers Richard A O 2 18-9
PLATO LEARNING INC (COM) Stellar Arthur W D 3 25-6
POSSIS MEDICAL INC (COM) Mattison William C D 3 14-4
POSSIS MEDICAL INC (COM) Chacko Eapen O 3 14-4
POSSIS MEDICAL INC (COM) Rossing Martin A VP 3 14-4
POTOMAC BANCSHARES INC (COM) Coyle Thomas C D 2 32-22
POTOMAC BANCSHARES INC (COM) PTBS 100 12/20/00
POWELL INDUSTRIES INC (COM) POWL 15,500 [*] 12/21/00
POWELL INDUSTRIES INC (COM) POWL 2,500 [*] 12/29/00
POWER-ONE INC (COM) PWER 35,000 12/13/00
PRICESMART INC (COM) PSMT 330 12/28-29/00
PRIDE COS LP PRDE 42,500 12/15-20/00
PRINCETON NATIONAL BANCOR (COM) PNBC 516 12/29/00
PRINCETON NATIONAL BANCOR (COM) PNBC 320 12/29/00
PRINCETON NATIONAL BANCOR (COM) PNBC 442 12/29/00
PRINCETON NATIONAL BANCOR (COM) PNBC 524 12/29/00
PRIORITY HEALTHCARE CORP PHCC 58,078 [*] 12/29/00
PROCOM TECHNOLOGY INC (COM) PRCM 200 12/7/00
PROGRESS FINANCIAL CORP (COM) PFNC 1,000 12/11/00
PROGRESS FIFANCIAL CORP (COM) PFNC 5,000 12/19/00
PROMISTAR FINANCIAL CORP (COM) PRFC 265 12/7/00
PROMISTAR FINANCIAL CORP (COM) PRFC 578 12/7/00
PROTEIN DESIGN LABS INC (COM) PDLI 1,500 [*] 12/8/00
PROTEIN DESIGN LABS INC (COM) PDLI 1,872 [*] 12/1/00
PROTEIN DESIGN LABS INC (COM) PDLI 2,140 [*] 12/11/00
PROTEIN DESIGN LABS INC (COM) PDLI 1,100 [*] 12/13/00
PROTEIN DESIGN LABS INC (COM) PDLI 90,000 [*] 12/8-11/00
PROVIDENT BANCORP INC MON (COM) PBCP 1,200 12/18/00
PTEK HLDGS INC (COM) PTEK 15,000 12/28-29/00
PTEK HLDGS INC (COM) PTEK 20,000 12/5-26/00
PUBLICARD INC (COM) CARD 10,000 12/22/00
PUBLIX SUPER MARKETS INC (COM) PUSH 43 12/26/00
PUBLIX SUPER MARKETS INC (COM) PUSH 1,486 12/8-12/00
PUBLIX SUPER MARKETS INC (COM) PUSH 900 12/29/00
PUBLIX SUPER MARKETS INC (COM) PUSH 1,100 12/19/00
PUBLIX SUPER MARKETS INC (COM) PUSH 64 12/18/00
PVF CAPITAL CORP (COM) PVFC 900 12/5-29/00
PYRAMID BREWERIES INC (COM) PMID 1,607,600 1/2/01
QAD INC (COM) QADI 6,000 12/29/00
QAD INC (COM) QADI 2,500 12/26/00
QLOGIC CORP (COM) QLGC 884 [*] 12/1/00
QUAD CITY HOLDINGS INC (COM) QCHI 1,000 12/7/00
QUADRAMED CORP (COM) QMDC 10,433 11/10-14/00
QUEST SOFTWARE INC (COM) QSFT 30,000 12/7/00
QUINTILES TRANSNATIONAL C (COM) QTRN 12,500 12/1-6/00
RADVIEW SOFTWARE LTD (ORD) RDVW 9,800 12/5-6/00
RAVENSWOOD WINERY INC (COM) RVWD 600 12/6/00
RCM TECHNOLOGIES INC RCMT 2,000 12/5-8/00
RCN CORP (COM) RCNC 2,000 12/22/00
RCN CORP (COM) RCNC 2,335 12/22-26/00
REDBACK NETWORKS INC (COM) RBAK 120,000 12/5-8/00
REMINGTON OIL & GAS CORP (COM) ROIL 822 12/7/00
RENAISSANCE CAP GROWTH & (COM) RENN 1,600 12/1-4/00
RES-CARE INC (COM) RSCR 600 12/10/00
RES-CARE INC (COM) RSCR 600 12/10/00
RF MONOLITHICS INC (COM) RFMI 700 12/26/00
RF MONOLITHICS INC (COM) RFMI 1,000 12/27/00
RF MONOLITHICS INC (COM) RFMI 30,000 12/11/00
RICEX CO (COM) RICK 7,000 12/13-22/00
RICHARDSON ELECTRONICS LT (COM) RELL 10,000 1/17/01
RIGHT START INC RTST 129,151 12/7-27/00
ROBINSON NUGENT, INC. (COM) RNIC 5,000 [*] 11/21-12/27/00
ROBINSON NUGENT, INC. (COM) RNIC 10,000 11/21-12/27/00
ROCKPORT HEALTHCARE GROUP (COM) RPHL 694,191 11/4-12/18/00
ROCKPORT HEALTHCARE GROUP (COM) RPHL 84,480 11/30/00
ROCKPORT HEALTHCARE GROUP (COM) RPHL 584,791 11/4-12/18/00
ROSEVILLE COMMUNICATIONS (COM) RVCL 120 12/12-28/00
ROYAL GOLD INC (COM) RGLD 43,200 12/1-29/00
ROYAL GOLD INC (COM) RGLD 5,000 12/1/00
RUSHMORE FINANCIAL GRP IN (COM) RFGI 13,000 12/4-15/00
RUSHMORE FINANCIAL GRP IN (COM) RFGI 6,600 12/20/00
RWD TECHNOLOGIES INC (COM) RWDT 22,000 12/1-8/00
RWD TECHNOLOGIES INC (COM) RWDT 3,900 12/5/00
SAFESCIENCE INC (COM) SAFS 2,528 12/29/00
SALEM CMNTY BANKSHARES IN (COM) SCMY 334 12/18/00
SANCHEZ COMPUTER ASSOCIAT (COM) SCAI 15,033 12/4-11/00
SANGAMO BIOSCIENCES INC (COM) SGMO 2,480 12/15-28/00
SATCON TECHNOLOGY CORP (COM) SATC 2,000 11/22/00
SAVANNAH BANCORP INC (COM) SAVB 300 12/20/00
SBS TECHNOLOGIES INC (COM) SBSE 2,100 12/11-12/00
SCHOLASTIC CORP (COM) SCHL 12,500 [*] 12/29/00
SCHULTZ SAV O STORES INC (COM) SAVO 159,000 [*] 12/8/00
SCHULTZ SAV O STORES INC (COM) SAVO 123,858 12/8/00
SCIQUEST COM INC (COM) SQST 14,329 12/12-13/00
SEACHANGE INTL INC (COM) SEAC 10,000 12/22-26/00
SEACHANGE INTL INC (COM) SEAC 20,000 12/5-11/00
SEACHANGE INTL INC (COM) SEAC 4,000 12/28/00
POTOMAC BANCSHARES INC (COM) 26.00 150 Boyd J S
POWELL INDUSTRIES INC (COM) 10.13 12,355 Ahart Jan F
POWELL INDUSTRIES INC (COM) 12.50 5,088 Janas Adam
POWER-ONE INC (COM) 64.34 425,314 Godfrey Bradley W
PRICESMART INC (COM) 32.88-33.56 29,275 Partida Gilbert A
PRIDE COS LP 0.15 431,950 Stephens Brad
PRINCETON NATIONAL BANCOR (COM) 12.00 11,155 Grubb Donald E
PRINCETON NATIONAL BANCOR (COM) 12.00 17,201 Hutchinson Harold C
PRINCETON NATIONAL BANCOR (COM) 12.00 11,365 Longman Thomas M
PRINCETON NATIONAL BANCOR (COM) 12.00 8,735 Wesner Craig O
PRIORITY HEALTHCARE CORP 40.18 36,820 Mcintyre Melissa E
PROCOM TECHNOLOGY INC (COM) 15.13 0 Blake David
PROGRESS FINANCIAL CORP (COM) 8.88 9,492 Jones G D
PROGRESS FIFANCIAL CORP (COM) 7.94 88,762 Daggett William O
PROMISTAR FINANCIAL CORP (COM) 17.18 105,026 Kania William B
PROMISTAR FINANCIAL CORP (COM) 17.18 33,172 Tibbott Rowland H
PROTEIN DESIGN LABS INC (COM) 101.00 0 Grassam Peter H
PROTEIN DESIGN LABS INC (COM) 90.00 0 Booker Christine C
PROTEIN DESIGN LABS INC (COM) 104.56-104.63 342 Geyer Daivd S
PROTEIN DESIGN LABS INC (COM) 96.38 400 Benjamin William R
PROTEIN DESIGN LABS INC (COM) 94.00-105.32 464,147 Korn Laurence J
PROVIDENT BANCORP INC MON (COM) 16.31 83,500 Helmer William F
PTEK HLDGS INC (COM) 1.03 115,768 Allred Jeffrey A
PTEK HLDGS INC (COM) 1.00-1.88 90,128 Cammarano Ray F
PUBLICARD INC (COM) 1.31-1.56 10,000 Volmuth Bill
PUBLIX SUPER MARKETS INC (COM) 47.00 24,464 Frazier John R
PUBLIX SUPER MARKETS INC (COM) 47.00 160,138 Hollis M C
PUBLIX SUPER MARKETS INC (COM) 47.00 29,519 Mclaughlin Thomas M
PUBLIX SUPER MARKETS INC (COM) 47.00 607,912 Crenshaw William E
PUBLIX SUPER MARKETS INC (COM) 47.00 29,519 Mclaughlin Thomas M
PVF CAPITAL CORP (COM) 8.75-9.75 216,456 Male John R
PYRAMID BREWERIES INC (COM) 2.00 1,613,699 Dammeier Kurt B
QAD INC (COM) 1.31 26,000 Moyer Albert J
QAD INC (COM) 1.72 3,500 Fisher Kathleen F
QLOGIC CORP (COM) 91.65 104,078 Manning Michael R
QUAD CITY HOLDINGS INC (COM) 10.19 19,253 Schricker John W
QUADRAMED CORP (COM) 0.92-1.21 0 Ryan Comelius T
QUEST SOFTWARE INC (COM) 33.86 332,484 Lane Raymond J
QUINTILES TRANSNATIONAL C (COM) 17.00 33,600 Pappas Arthur M
RADVIEW SOFTWARE LTD (ORD) 2.71-2.75 2,614,623 Beilis Shai
RAVENSWOOD WINERY INC (COM) 12.50 134,475 Faggioli Justin M
RCM TECHNOLOGIES INC 3.50-4.00 12,000 Delle Donne B
RCN CORP (COM) 7.47-7.50 12,020 Haertel Valerie C
RCN CORP (COM) 6.88-7.06 7,027 Monari Louis J
REDBACK NETWORKS INC (COM) 77.16-89.50 1,714,584 Barsema Dennis L
REMINGTON OIL & GAS CORP (COM) 8.25 1,400 Howard Edward V
RENAISSANCE CAP GROWTH & (COM) 11.00 207,744 Cleveland Russell
RES-CARE INC (COM) 4.50 480,513 Fomear Margaret H
RES-CARE INC (COM) 4.50 480,513 Fomeat James R
RF MONOLITHICS INC (COM) 3.68 8,696 Farley James P
RF MONOLITHICS INC (COM) 3.75 11,245 Kansy Robert J
RF MONOLITHICS INC (COM) 3.75 114,278 Campbell Dean C
RICEX CO (COM) 0.28-0.33 286,500 Lynch Ike E
RICHARDSON ELECTRONICS LT (COM) 13.56 47,000 Johnson Bruce W
RIGHT START INC 0.88-1.00 895,337 Kayne Richard A
ROBINSON NUGENT, INC. (COM) 18.63-21.50 16,942 Leong Chun K
ROBINSON NUGENT, INC. (COM 18.63-21.50 6,942 Leong Chun K
ROCKPORT HEALTHCARE GROUP (COM) 0.20-0.38 3,487,586 Baldwin John K
ROCKPORT HEALTHCARE GROUP (COM) 0.25 184,480 Wollenberg William
ROCKPORT HEALTHCARE GROUP (COM) 0.20-0.38 1,865,339 Johnson Robert D
ROSEVILLE COMMUNICATIONS (COM) 39.00 200 Demuth Bill M
ROYAL GOLD INC (COM) 2.31-2.63 1,580,905 Stuckert James W
ROYAL GOLD INC (COM) 2.63 309,588 Marcus Merritt E
RUSHMORE FINANCIAL GRP IN (COM) 0.84-1.03 42,000 Chrietzberg Charles T
RUSHMORE FINANCIAL GRP IN (COM) 0.94 25,200 Chrietzberg Charles T
RWD TECHNOLOGIES INC (COM) 3.53-4.26 9,355,500 Deutsch Robert W
RWD TECHNOLOGIES INC (COM) 3.43-3.88 11,284 Yager David
SAFESCIENCE INC (COM) 1.19 2,526 Burns John W
SALEM CMNTY BANKSHARES IN (COM) 14.75 1,537 Hunt Walter A
SANCHEZ COMPUTER ASSOCIAT (COM) 12.13-14.56 0 Sollis Daniel W
SANGAMO BIOSCIENCES INC (COM) 5.63-21.84 95,510 Jacoby Jon E
SATCON TECHNOLOGY CORP (COM) 11.44 34,895 Turmelle Michael C
SAVANNAH BANCORP INC (COM) 20.25 53,771 Davis Archie H
SBS TECHNOLOGIES INC (COM) 33.50-34.75 387,912 Alexander Scott A
SCHOLASTIC CORP (COM) 88.50-90.88 4,322 McEnery Kevin J
SCHULTZ SAV O STORES INC (COM) 11.00 342,589 Dickelman James H
SCHULTZ SAV O STORES INC (COM) 11.00 342,589 Dickelman James H
SCIQUEST COM INC (COM) 2.00-2.13 51,708 Fusillo Robert M
SEACHANGE INTL INC (COM) 26.75 189,902 Hoffman Martin R
SEACHANGE INTL INC (COM) 30.00-32.06 1,582,705 Delaney Edward J
SEACHANGE INTL INC (COM) 19.75-20.00 61,425 Boone Jeffrey M
POTOMAC BANCSHARES INC (COM) D 2 32-22
POWELL INDUSTRIES INC (COM) D -2 14-7
POWELL INDUSTRIES INC (COM) OS -1 13-7
POWER-ONE INC (COM) VP -4 172-34
PRICESMART INC (COM) P 5 47-27
PRIDE COS LP D 2 0
PRINCETON NATIONAL BANCOR (COM) D 9 15-10
PRINCETON NATIONAL BANCOR (COM) D 8 14-10
PRINCETON NATIONAL BANCOR (COM) D 6 14-10
PRINCETON NATIONAL BANCOR (COM) D 8 14-10
PRIORITY HEALTHCARE CORP VP - 76-24
PROCOM TECHNOLOGY INC (COM) D - 67-11
PROGRESS FINANCIAL CORP (COM) D 2 13-7
PROGRESS FIFANCIAL CORP (COM) D 2 13-7
PROMISTAR FINANCIAL CORP (COM) D 9 20-14
PROMISTAR FINANCIAL CORP (COM) D 9 20-14
PROTEIN DESIGN LABS INC (COM) VP -7 327-48
PROTEIN DESIGN LABS INC (COM) VP -7 327-48
PROTEIN DESIGN LABS INC (COM) VP -7 327-48
PROTEIN DESIGN LABS INC (COM) VP -7 327-48
PROTEIN DESIGN LABS INC (COM) D -7 327-48
PROVIDENT BANCORP INC MON (COM) D 1 16-14
PTEK HLDGS INC (COM) P 3 11-1
PTEK HLDGS INC (COM) P 3 11-1
PUBLICARD INC (COM) O 2 15-1
PUBLIX SUPER MARKETS INC (COM) VP -2 56-46
PUBLIX SUPER MARKETS INC (COM) VP -2 56-46
PUBLIX SUPER MARKETS INC (COM) VP -2 56-46
PUBLIX SUPER MARKETS INC (COM) P -2 56-46
PUBLIX SUPER MARKETS INC (COM) VP -2 56-46
PVF CAPITAL CORP (COM) CB 1 11-7
PYRAMID BREWERIES INC (COM) D 1 3-2
QAD INC (COM) D 3 15-1
QAD INC (COM) O 2 15-1
QLOGIC CORP (COM) OT -2 201-45
QUAD CITY HOLDINGS INC (COM) OS - 17-10
QUADRAMED CORP (COM) D -1 11-1
QUEST SOFTWARE INC (COM) D -2 195-24
QUINTILES TRANSNATIONAL C (COM) D -3 32-13
RADVIEW SOFTWARE LTD (ORD) D - 9-2
RAVENSWOOD WINERY INC (COM) D 1 15-10
RCM TECHNOLOGIES INC D 4 17-3
RCN CORP (COM) VP 6 72-6
RCN CORP (COM) VP 6 72-6
REDBACK NETWORKS INC (COM) D -2 382-32
REMINGTON OIL & GAS CORP (COM) VP 2 13-3
RENAISSANCE CAP GROWTH & (COM) CB 1 n/a
RES-CARE INC (COM) DS 1 16-4
RES-CARE INC (COM) D 1 16-4
RF MONOLITHICS INC (COM) VP - 27-4
RF MONOLITHICS INC (COM) VP - 27-4
RF MONOLITHICS INC (COM) D - 27-4
RICEX CO (COM) VP 1 1-0
RICHARDSON ELECTRONICS LT (COM) P - 19-7
RIGHT START INC D 2 19-1
ROBINSON NUGENT, INC. (COM) O 7 23-10
ROBINSON NUGENT, INC. (COM O 7 23-10
ROCKPORT HEALTHCARE GROUP (COM) D 1 2-0
ROCKPORT HEALTHCARE GROUP (COM) D 1 2-0
ROCKPORT HEALTHCARE GROUP (COM) D 1 2-0
ROSEVILLE COMMUNICATIONS (COM) VP 3 44-32
ROYAL GOLD INC (COM) D 4 5-2
ROYAL GOLD INC (COM) D 4 5-2
RUSHMORE FINANCIAL GRP IN (COM) D 2 3-1
RUSHMORE FINANCIAL GRP IN (COM) D 2 3-1
RWD TECHNOLOGIES INC (COM) CB 3 11-3
RWD TECHNOLOGIES INC (COM) D 3 11-3
SAFESCIENCE INC (COM) O 2 19-1
SALEM CMNTY BANKSHARES IN (COM) D 1 15-10
SANCHEZ COMPUTER ASSOCIAT (COM) VP - 58-8
SANGAMO BIOSCIENCES INC (COM) D -3 50-7
SATCON TECHNOLOGY CORP (COM) D 2 40-8
SAVANNAH BANCORP INC (COM) P 1 22-17
SBS TECHNOLOGIES INC (COM) D - 54-20
SCHOLASTIC CORP (COM) O -1 97-41
SCHULTZ SAV O STORES INC (COM) P -2 13-10
SCHULTZ SAV O STORES INC (COM) P -2 13-10
SCIQUEST COM INC (COM) VP -3 83-1
SEACHANGE INTL INC (COM) D -2 74-16
SEACHANGE INTL INC (COM) VP -2 74-16
SEACHANGE INTL INC (COM) VP -2 74-16
SEACHANGE INTL INC (COM) SEAC 1,000 12/14/00
SEACHANGE INTL INC (COM) SEAC 3,000 [*] 12/14/00
SECURITY FINANCIAL BANCOR (COM) SFBI 2,000 12/11-13/00
SEI INVESTMENT CO (COM) SEIC 10,000 [*] 12/12-19/00
SEI INVESTMENT CO (COM) SEIC 40,100 12/12-19/00
SENETEK PLC (ADR) SNTKY 4,000 12/20/00
SENTO CORP (COM) SNTO 2,000 12/14/00
SENTO CORP (COM) SNTO 2,000 12/18/00
SEPRAGEN CORP SPGNA 145,000 12/19-21/00
SERANOVA INC (COM) SERA 22,500 12/7-29/00
SERANOVA INC (COM) SERA 7,500 12/7-8/00
SERENA SOFTWARE INC (COM) SRNA 3,125 [*] 12/12/00
SHARPER IMAGE CORP (COM) SHRP 3,000 12/7/00
SHOPSMITH INC (COM) SHOP 19,800 12/4-29/00
SHORE BANCSHARES INC (COM) SHBI 200 12/13/00
SHORE BANCSHARES INC (COM) SHBI 301 12/31/00
SI TECHNOLOGIES INC (COM) SISI 1,500 1/2/01
SIEBERT FINANCIAL CORP (COM) SIEB 1,000 12/20/00
SILICON VY GROUP INC (COM) SVGI 5,700 [*] 12/6/00
SILICON VY GROUP INC (COM) SVGI 78,500 12/1-7/00
SILICON VY GROUP INC (COM) SVGI 7,632 [*] 12/8/00
SILICON VY GROUP INC (COM) SVGI 4,625 [*] 12/8/00
SJNB FINL CORP (COM) SJNB 2,000 11/2-3/00
SMITHTOWN BANCORP INC (COM) SMTB 100 12/29/00
SMURFIT-STONE CONTAINER C (COM) SSCC 4,000 12/11/00
SOCKET COMMUNICATIONS INC (COM) SCKT 24,314 12/4-14/00
SONIC CORP (COM) SONC 21,523 [*] 12/19/00
SONIC CORP (COM) SONC 9,000 [*] 12/22/00
SONOMA WEST HOLDINGS INC (COM) SWHI 2,000 12/8/00
SOURCE INFORMATION MGMT CO SORC 900 12/17/00
SOUTH TRUST CORP (COM) SOTR 200 12/19/00
SPANISH BROADCASTING SYSTEM INC SBSA 2,890 12/23/00
SPARTAN MOTORS INC (COM) SPAR 10,000 12/22/00
SPATIALIZER AUDIO LABORAT (COM) SPAZ 8,000 12/6-22/00
SPECIAL METALS CORP (COM) SMCX 10,000 12/6-8/00
SPECIAL METALS CORP (COM) SMCX 1,000 12/4/00
SPEEDCOM WIRELESS CORP (COM) SPWC 3,500 12/4/00
SPEIZMAN INDUSRIES INC (COM) SPZN 10,500 12/4-7/00
ST MARY LD & EXPL CO (COM) MARY 4,324 [*] 12/12/00
ST MARY LD & EXPL CO (COM) MARY 4,690 [*] 12/19/00
STANDARD MANAGEMENT CORP (COM) SMAN 1,000 12/18/00
STANDARD MANAGEMENT CORP (COM) SMAN 3,000 12/29/00
STANDARD MANAGEMENT CORP (COM) SMAN 2,000 12/29/00
STARBUCKS CORP (COM) SBUX 30,000 [*] 12/21/00
STARBUCKS CORP (COM) SBUX 165 11/20/00
STEWART & STEVENSON SERVI (COM) SSSS 1,300 12/7/00
STEWART & STEVENSON SERVI (COM) SSSS 4,900 12/6-11/00
STORAGENETWORKS INC (COM) STOR 400 12/21/00
STORAGENETWORKS INC (COM) STOR 400 12/28/00
STREICHER MOBILE FUELING (COM) FUEL 20,000 12/13/00
STYLECLICK INC IBUY 5,000 12/5/00
SUN CMNTY BANCORP LTD (COM) SCBL 1,300 12/7/00
SUNCOAST BANCORP INC (COM) SUNB 500 12/28/00
SUPERCONDUCTOR TECHNOLOGI (COM) SCON 4,000 12/1/00
SUPERIOR CONSULTANT HLDGS (COM) SUPC 1,975 12/14-28/00
SUPERIOR CONSULTANT HLDGS (COM) SUPC 19,200 12/14-28/00
SUPERIOR CONSULTANT HLDGS (COM) SUPC 3,875 12/14-28/00
SURGICARE INC DEL (COM) SXCR 4,000 11/30/00
SURGICARE INC DEL (COM) SXCR 3,500 12/8/00
SURGICARE INC DEL (COM) SXCR 2,500 11/27/00
SURGICARE INC DEL (COM) SXCR 5,500 11/6/00
SYCAMORE NETWORKS INC (COM) SCMR 36,574 12/12-19/00
SYMMETRICOM INC (COM) SYMM 1,000 12/15/00
SYMYX TECHNOLOGIES INC (COM) SMMX 13,888 12/6-20/00
SYNCOR INTERNATIONAL CORP (COM) SCOR 3,000 12/29/00
SYNCOR INTERNATIONAL CORP (COM) SCOR 20,000 [*] 12/13-21/00
SYNCOR INTERNATIONAL CORP (COM) SCOR 80,000 [*] 12/8-29/00
SYNCOR INTERNATIONAL CORP (COM) SCOR 7,393 12/13-21/00
SYNCOR INTERNATIONAL CORP (COM) SCOR 28,232 [*] 12/11-15/00
SYNERGY BRANDS INC (COM) SYBR 30,000 12/19/00
SYNOPSYS INC (COM) SNPS 2,000 [*] 12/29/00
TBC CORP (COM) TBCC 2,000 12/1/00
TECH DATA CORP (COM) TECD 1,000 12/5/00
TETRA TECH INC (COM) TTEK 2,000 12/26-28/00
TGC INDUSTRIES INC TGCI 8,804 12/8-29/00
THESTREET COM INC (COM) TSCM 1,425,000 1/4/01
THQ INC THQI 20,000 [*] 12/14/00
THQ INC THQI 13,125 [*] 12/13-14/00
THQ INC THQI 13,124 12/13-14/00
THQ INC THQI 64,000 [*] 12/14/00
TIB FINL CORP (COM) TIBB 1,000 12/14/00
SEACHANGE INTL INC (COM) 34.74 61,425
SEACHANGE INTL INC (COM) 30.95 0
SECURITY FINANCIAL BANCOR (COM) 15.75-16.25 35,000
SEI INVESTMENT CO (COM) 102.50-107.50 0
SEI INVESTMENT CO (COM) 102.50-107.50 0
SENETEK PLC (ADR) 0.88 4,000
SENTO CORP (COM) 3.50 26,610
SENTO CORP (COM) 3.38 371,991
SEPRAGEN CORP 0.15-0.21 217,000
SERANOVA INC (COM) 1.94-3.00 1,651,221
SERANOVA INC (COM) 2.88-3.00 2,194,720
SERENA SOFTWARE INC (COM) 43.50 56,099
SHARPER IMAGE CORP (COM) 14.00 9,301
SHOPSMITH INC (COM) 0.31 562,014
SHORE BANCSHARES INC (COM) 16.50 56,193
SHORE BANCSHARES INC (COM) 16.00 51,893
SI TECHNOLOGIES INC (COM) 1.35-1.38 5,560
SIEBERT FINANCIAL CORP (COM) 4.44 1,000
SILICON VY GROUP INC (COM) 29.63 1,479
SILICON VY GROUP INC (COM) 25.81-32.31 157,114
SILICON VY GROUP INC (COM) 32.00 0
SILICON VY GROUP INC (COM) 31.81-31.92 0
SJNB FINL CORP (COM) 35.00-35.25 9,940
SMITHTOWN BANCORP INC (COM) 62.25 2,798
SMURFIT-STONE CONTAINER C (COM) 12.81-12.88 316
SOCKET COMMUNICATIONS INC (COM) 5.03-6.75 15,258
SONIC CORP (COM) 23.02 669
SONIC CORP (COM) 24.00 413
SONOMA WEST HOLDINGS INC (COM) 7.06 369,216
SOURCE INFORMATION MGMT CO 3.94 100
SOUTH TRUST CORP (COM) 36.92 126,106
SPANISH BROADCASTING SYSTEM INC 6.88 2,890
SPARTAN MOTORS INC (COM) 1.88 344,027
SPATIALIZER AUDIO LABORAT (COM) 0.28-0.35 1,550,555
SPECIAL METALS CORP (COM) 2.69-2.81 45,833
SPECIAL METALS CORP (COM) 2.75-2.88 1,000
SPEEDCOM WIRELESS CORP (COM) 4.56-4.75 568,560
SPEIZMAN INDUSRIES INC (COM) 0.50-0.75 13,000
ST MARY LD & EXPL CO (COM) 24.83 18,766
ST MARY LD & EXPL CO (COM) 26.00 170,158
STANDARD MANAGEMENT CORP (COM) 3.06 217,887
STANDARD MANAGEMENT CORP (COM) 3.00 8,000
STANDARD MANAGEMENT CORP (COM) 3.00 33,750
STARBUCKS CORP (COM) 45.33 2,003
STARBUCKS CORP (COM) 47.00 0
STEWART & STEVENSON SERVI (COM) 21.25-21.63 16,685
STEWART & STEVENSON SERVI (COM) 21.44-22.25 78,216
STORAGENETWORKS INC (COM) 18.25 11,087,447
STORAGENETWORKS INC (COM) 21.19 11,087,447
STREICHER MOBILE FUELING (COM) 2.47 1,321,500
STYLECLICK INC 2.88 377,619
SUN CMNTY BANCORP LTD (COM) 6.81-6.94 26,979
SUNCOAST BANCORP INC (COM) 6.85 10,500
SUPERCONDUCTOR TECHNOLOGI (COM) 4.91 4,000
SUPERIOR CONSULTANT HLDGS (COM) 2.94-3.25 332,153
SUPERIOR CONSULTANT HLDGS (COM) 2.94-3.25 3,301,374
SUPERIOR CONSULTANT HLDGS (COM) 2.94-3.25 236,625
SURGICARE INC DEL (COM) 4.25 N/A
SURGICARE INC DEL (COM) 4.50 N/A
SURGICARE INC DEL (COM) 4.50-4.69 N/A
SURGICARE INC DEL (COM) 3.25 N/A
SYCAMORE NETWORKS INC (COM) 43.36-71.99 611,343
SYMMETRICOM INC (COM) 10.13 2,300
SYMYX TECHNOLOGIES INC (COM) 33.67-35.00 25,000
SYNCOR INTERNATIONAL CORP (COM) 39.75 42,996
SYNCOR INTERNATIONAL CORP (COM) 30.69-33.63 117,759
SYNCOR INTERNATIONAL CORP (COM) 30.50-39.69 17,127
SYNCOR INTERNATIONAL CORP (COM) 30.69-33.63 117,759
SYNCOR INTERNATIONAL CORP (COM) 31.88-34.88 0
SYNERGY BRANDS INC (COM) 0.65 30,000
SYNOPSYS INC (COM) 47.44 117,495
TBC CORP (COM) 4.00 6,000
TECH DATA CORP (COM) 32.19 15,000
TETRA TECH INC (COM) 34.00 2,245
TGC INDUSTRIES INC 0.75-1.03 313,613
THESTREET COM INC (COM) 2.22 127,555
THQ INC 18.38 17,000
THQ INC 18.00-19.81 0
THQ INC 18.00-19.81 0
THQ INC 18.17-19.25 31,000
TIB FINL CORP (COM) 10.00 3,321
SEACHANGE INTL INC (COM) Boone Jeffrey M VP -2 74-16
SEACHANGE INTL INC (COM) Fielder William L O -2 74-16
SECURITY FINANCIAL BANCOR (COM) Femini Peter D 3 18-9
SEI INVESTMENT CO (COM) Mcgonigle Dennis J VP -6 146-40
SEI INVESTMENT CO (COM) Mcgonigle Dennis J VP -6 146-40
SENETEK PLC (ADR) Hays Marjorie VP - n/a
SENTO CORP (COM) Cutler Stanley J O -2 7-2
SENTO CORP (COM) Braithwaite Brian W VP -2 7-2
SEPRAGEN CORP Mallon Joseph R D 1 4-0
SERANOVA INC (COM) Valluripalli Nagarjun D -2 11-2
SERANOVA INC (COM) Koneni Rajkumar CB -2 11-2
SERENA SOFTWARE INC (COM) Parker Kevin C VP -7 60-17
SHARPER IMAGE CORP (COM) Thalheimer Alan R D 1 21-9
SHOPSMITH INC (COM) Folkerth John R CB - 1-0
SHORE BANCSHARES INC (COM) Andrew Herbert L D 3 n/a
SHORE BANCSHARES INC (COM) Vermilye W M P 3 n/a
SI TECHNOLOGIES INC (COM) Byme John P OS 2 5-1
SIEBERT FINANCIAL CORP (COM) Macon Jane H D 2 16-4
SILICON VY GROUP INC (COM) Lipkin Bons VP -10 38-20
SILICON VY GROUP INC (COM) Dertorossian Papken S CB -10 38-20
SILICON VY GROUP INC (COM) Shamaly John OX -10 38-20
SILICON VY GROUP INC (COM) Suh Nam P D -10 38-20
SJNB FINL CORP (COM) Kron William D D 1 38-26
SMITHTOWN BANCORP INC (COM) Seigerman Barry M D 6 65-55
SMURFIT-STONE CONTAINER C (COM) Wandmacher William N OX -1 22-10
SOCKET COMMUNICATIONS INC (COM) Ott Leonard L O -2 50-3
SONIC CORP (COM) Young Frank B OS -8 40-21
SONIC CORP (COM) Harryman Terry O -8 40-21
SONOMA WEST HOLDINGS INC (COM) Stapleton Craig R D 1 8-5
SOURCE INFORMATION MGMT CO Cloeter Cameron VP -1 23-4
SOUTH TRUST CORP (COM) Banton Julian W OS 8 42-21
SPANISH BROADCASTING SYSTEM INC Tanner William VP 1 n/a
SPARTAN MOTORS INC (COM) Sztykiel George W CB 1 5-1
SPATIALIZER AUDIO LABORAT (COM) Desper Stephen W D -1 2-0
SPECIAL METALS CORP (COM) Grant John VP 2 4-2
SPECIAL METALS CORP (COM) Hensler James M OX 2 4-2
SPEEDCOM WIRELESS CORP (COM) McKinney Michael W CB 2 14-1
SPEIZMAN INDUSRIES INC (COM) Angelella John C O 2 5-1
ST MARY LD & EXPL CO (COM) Sandbulte Arend J D -4 43-19
ST MARY LD & EXPL CO (COM) Dudley David C D -4 43-19
STANDARD MANAGEMENT CORP (COM) Hunter Ronald D CB 3 5-3
STANDARD MANAGEMENT CORP (COM) Dillon John J D 3 5-3
STANDARD MANAGEMENT CORP (COM) Coons Stephens M D 3 5-3
STARBUCKS CORP (COM) Garcia Eduardo R VP -3 50-26
STARBUCKS CORP (COM) Huston Darren R VP -3 50-26
STEWART & STEVENSON SERVI (COM) Grimes Michael L P - 27-9
STEWART & STEVENSON SERVI (COM) Steward David R OT - 27-9
STORAGENETWORKS INC (COM) Blumenthal Randall A D -1 142-18
STORAGENETWORKS INC (COM) Blumenthal Randall A D -1 142-18
STREICHER MOBILE FUELING (COM) Streicher Stanley H CB - 7-1
STYLECLICK INC Vecchione Maurizio D - 14-1
SUN CMNTY BANCORP LTD (COM) Sable Ronald K D 1 11-6
SUNCOAST BANCORP INC (COM) McDonough Donald F D 1 11-5
SUPERCONDUCTOR TECHNOLOGI (COM) Mcdermut Martin S O 2 99-3
SUPERIOR CONSULTANT HLDGS (COM) Bracken Charles O D 4 21-1
SUPERIOR CONSULTANT HLDGS (COM) Helppie Richard D D 4 21-1
SUPERIOR CONSULTANT HLDGS (COM) Huntzinger George S P 4 21-1
SURGICARE INC DEL (COM) Miller Bruce D 4 6-2
SURGICARE INC DEL (COM) Nagler Sherman D 4 6-2
SURGICARE INC DEL (COM) Cohen Charles S D 4 6-2
SURGICARE INC DEL (COM) Blumfield David D 4 6-2
SYCAMORE NETWORKS INC (COM) Brearton Anita VP -9 319-29
SYMMETRICOM INC (COM) Slater William O 4 25-9
SYMYX TECHNOLOGIES INC (COM) Leplattenier Francois D -1 74-23
SYNCOR INTERNATIONAL CORP (COM) Oki George S D -7 87-23
SYNCOR INTERNATIONAL CORP (COM) Ward David L VP -7 87-23
SYNCOR INTERNATIONAL CORP (COM) Mikity Michael E O -7 87-23
SYNCOR INTERNATIONAL CORP (COM) Ward David L VP -7 87-23
SYNCOR INTERNATIONAL CORP (COM) Lach Michael VP -7 87-23
SYNERGY BRANDS INC (COM) Platek Henry J P 2 4-1
SYNOPSYS INC (COM) Lattin William W D -2 55-29
TBC CORP (COM) Dick Kenneth P VP 1 6-4
TECH DATA CORP (COM) Adair Charles E D 1 54-21
TETRA TECH INC (COM) Lemmon Richard A VP -4 37-13
TGC INDUSTRIES INC Flynn Edward L D 3 2-0
THESTREET COM INC (COM) Golden Michael D -1 19-2
THQ INC Lapin Jeffrey C D -3 29-9
THQ INC Locke Alison P VP -3 29-9
THQ INC Locke Alison p VP -3 29-9
THQ INC Farrell Brian J P -3 29-9
TIB FINL CORP (COM) Johnson David P O -1 11-9
TIB FINL CORP (COM) TIBB 2,000 12/19-20/00
TIBCO SOFTWARE INC (COM) TIBX 1,500 12/29/00
TIME WARNER TELECOM INC TWTC 4,500 12/13/00
T-NETIX INC (COM) TNTX 5,000 12/14/00
TODAYS MAN INC TMAN 495,000 12/20-27/00
TOREADOR RES CORP (COM) TRGL 2,000 12/12/00
TOREADOR RES CORP (COM) TRGL 31,500 11/3-12/29/00
TOREADOR RES CORP (COM) TRGL 31,500 11/3-12/29/00
TOWER FINANCIAL CORP (COM) TOFC 700 12/26/00
TOWER FINANCIAL CORP (COM) TOFC 2,500 12/6/00
TOWER FINANCIAL CORP (COM) TOFC 5,000 12/20/00
TOWER FINANCIAL CORP (COM) TOFC 10,000 12/20-29/00
TRENDWEST RESORTS INC (COM) TWRI 50,100 12/4-20/00
TRICO BANCSHARES (COM) TCBK 4,350 12/27/00
TRIMERIS INC (COM) TRMS 3,600 12/6-12/00
TRINITY ENERGY RESOURCES (COM) TRGC 82,700 12/18-27/00
TRIQUINT SEMICONDUCTOR IN (COM) TQNT 3,116 12/8/00
TRIZETTO GROUP INC (COM) TZIX 3,800 12/1/00
TRIZETTO GROUP INC (COM) TZIX 10,000 12/13-14/00
TRIZETTO GROUP INC (COM) TZIX 2,500 12/15/00
TRIZETTO GROUP INC (COM) TZIX 9,300 12/6-15/00
TRIZETTO GROUP INC (COM) TZIX 12,000 12/5-6/00
TRM CORP (COM) TRMM 19,800 12/29/00
TRUSTMARK CORP (COM) TRMK 3,100 12/22/00
TUESDAY MORNING CORP TUES 12,000 12/29/00
TUESDAY MORNING CORP TUSE 11,687 12/29/00
TUMBLEWEED INC (COM) TWED 20,000 12/13/00
TURNSTONE SYSTEMS INC (COM) TSTN 5,000 11/8/00
U S PHYSICAL THERAPY INC (COM) USPH 7,800 12/29/00
UFP TECHNOLOGIES INC (COM) UFPT 5,200 12/26-28/00
ULTRALIFE BATTERIES INC (COM) ULBI 2,000 12/29/00
ULTRALIFE BATTERIES INC (COM) ULBI 2,000 12/13-29/00
UMB FINANCIAL CORP (COM) UMBF 100 12/27/00
UNION BANKSHARES CORP (COM) UBSH 1,000 12/14-15/00
UNION CMNTY BANCORP (COM) UCBC 3,000 12/21/00
UNITED AMERICAN HEALTHCAR (COM) UAHC 1,000 12/20/00
UNITED AMERICAN HEALTHCAR (COM) UAHC 70,000 12/5-27/00
UNITED NATIONAL BANCORP N (COM) UNBJ 2,000 12/7/00
UNITED THERAPEUTICS CORP (COM) UTHR 355 1/8/01
UNITED THERAPEUTICS CORP (COM) UTHR 15,000 1/1/01
UNITY BANCORP INC (COM) UNTY 29,656 12/1-29/00
UNITY WIRELESS CORP (COM) UTYW 90,500 12/19-29/00
UNIVERSAL ACCESS INC (COM) UAXS 2,000 11/27/00
UNIVERSAL FOREST PRODUCTS (COM) UFPI 10,000 12/12/00
UNIVERSAL FOREST PRODUCTS (COM) UFPI 5,000 12/6-8/00
UNIVERSAL MANUFACTURING C (COM) UFMG 1,000 12/20/00
URSUS TELECOM CORP (COM) UTCC 13,000 12/14-20/00
US ONCOLOGY INC (COM) USON 2,000 12/6/00
USDATA CORP (COM) USDC 5,000 12/11/00
UTSTARCOM INC (COM) UTSI 10,000 12/1/00
UTSTARCOM INC (COM) UTSI 12,000 12/6/00
VA LINUX SYSTEMS INC (COM) LNUX 60,000 12/4-18/00
VA LINUX SYSTEMS INC (COM) LNUX 62,798 [*] 12/13-22/00
VA LINUX SYSTEMS INC (COM) LNUX 10,000 12/13-22/00
VALENCIA BK & TR (COM) VABT 1,000 12/20/00
VALENCIA BK & TR (COM) VABT 3,000 12/20/00
VCAMPUS CORP (COM) VCMP 1,000 11/2/00
VCAMPUS CORP (COM) VCMP 6,000 11/1-3/00
VERILINK CORP (COM) VRLK 2,500 12/5/00
VERTEX PHARMACEUTICALS IN (COM) VRTX 13,500 [*] 12/1-13/00
VERTEX PHARMACEUTICALS IN (COM) VRTX 8,000 12/1-13/00
VESTCOM INTERNATIONAL INC (COM) VESC 1,500 12/14-22/00
VIATEL INC (COM) VYTL 3,000 12/26/00
VICOM INC (COM) VICM 1,000 12/28-31/00
VIDEO DISPLAY CORP (COM) VIDE 800 12/29/00
VINEYARD NATIONAL BANCORP (COM) VNBC 5,000 12/26-27/00
VIRGINIA COMMONWEALTH FIN (COM) VCFC 140 12/31-00
VISTA BANCORP INC (COM) VBNJ 1,000 12/6/00
VITESSE SEMICONDUCTOR COR (COM) VTSS 2,500 [*] 12/6/00
VITRIA TECHNOLOGY INC (COM) VITR 20,000 11/28/00
VYREX CORP (GOM) VYRX 904,169 12/1/00
VYYO INC (COM) VYYO 5,000 12/8/00
WASHINGTON TRUST BANCORP (COM) WASH 1,000 11/15-12/21/00
WASHINGTON TRUST BANCORP (COM) WASH 5,000 12/6-14/00
WASHINGTON TRUST BANCORP (COM) WASH 4,000 12/5-13/00
WATERSIDE CAPITAL CORP (COM) WSCC 1.735 12/29/00
WD-40 CO (COM) WDFC 1,000 12/22/00
WD-40 CO (COM) WDFC 5,054 12/26/00
WEBFINANCIAL CORP (COM) WEFN 223,725 12/19-29/00
WEST COAST BANCORP OR (COM) WCBO 2,000 12/6/00
WESTAFF INC (COM) WSTF 28,000 12/28-29/00
TIB FINL CORP (COM) 10.00-10.06 8,075 Lett Edward V
TIBCO SOFTWARE INC (COM) 44.82 552,438 Tavan Richard M
TIME WARNER TELECOM INC 67.38 0 Rouleau Michael A
T-NETIX INC (COM) 2.21 100,000 Taylor Daniel J
TODAYS MAN INC 0.16-0.23 495,000 Weitz Bruce L
TOREADOR RES CORP (COM) 5.97 202,050 Falb Peter L
TOREADOR RES CORP (COM) 5.98-6.17 835,750 Graves G T
TOREADOR RES CORP (COM) 5.98-6.17 1,111,650 Lee William I
TOWER FINANCIAL CORP (COM) 7.58 17,900 Schenkel Donald F
TOWER FINANCIAL CORP (COM) 7.63 15,350 Niezer William G
TOWER FINANCIAL CORP (COM) 7.50 35,000 Tippman John V
TOWER FINANCIAL CORP (COM) 7.61-7.90 40,000 Odaniel Maurice D
TRENDWEST RESORTS INC (COM) 25.00-25.81 7,287 Moyer J M
TRICO BANCSHARES (COM) 15.00 20,002 Higneil Douglas F
TRIMERIS INC (COM) 66.00-71.81 1,465 Creech Timothy J
TRINITY ENERGY RESOURCES (COM) 0.05-0.07 177,700 Hedke Dennis E
TRIQUINT SEMICONDUCTOR IN (COM) 57.56 20,260 Welty Stephanie J
TRIZETTO GROUP INC (COM) 19.00 16,000 Garter Harvey
TRIZETTO GROUP INC (COM) 17.13-18.94 305,000 Spirek Daniel J
TRIZETTO GROUP INC (COM) 18.50 68,261 Foster Craig H
TRIZETTO GROUP INC (COM) 19.00-20.00 224,700 Bowen Shawn P
TRIZETTO GROUP INC (COM) 18.00-20.00 195,000 Karr D B
TRM CORP (COM) 0.88-1.00 357,208 Cohen Daniel G
TRUSTMARK CORP (COM) 20.00 42,556 Laird E E
TUESDAY MORNING CORP 5.06 64,733 Huesers Duane A
TUESDAY MORNING CORP 5.06 64,733 Huesers Duane A
TUMBLEWEED INC (COM) 2.88-2.97 100,000 Bass Lewis
TURNSTONE SYSTEMS INC (COM) 11.84 205,000 Peters John K
U S PHYSICAL THERAPY INC (COM) 24.50-24.69 0 Lang Michael
UFP TECHNOLOGIES INC (COM) 1.63 12,910 Lesavoy Richard
ULTRALIFE BATTERIES INC (COM) 5.78 0 Singh Ranjit
ULTRALIFE BATTERIES INC (COM) 5.44-7.00 3,300 Schmitz William A
UMB FINANCIAL CORP (COM) 35.19 100 Bishop William L
UNION BANKSHARES CORP (COM) 9.75-9.88 22,851 Hicks Ronald L
UNION CMNTY BANCORP (COM) 10.87 15,670 Grush Phillip E
UNITED AMERICAN HEALTHCAR (COM) 2.06 1,000 Goss Tom A
UNITED AMERICAN HEALTHCAR (COM) 1.24-2.19 213,994 Combs Julius V
UNITED NATIONAL BANCORP N (COM) 15.38 38,850 Walker David R
UNITED THERAPEUTICS CORP (COM) 11.25 12,000 Mahon Paul A
UNITED THERAPEUTICS CORP (COM) 11.38 745,051 Rothblatt Martine A
UNITY BANCORP INC (COM) 2.00-3.81 315,422 Vanvolkenburgh Robert J
UNITY WIRELESS CORP (COM) 0.39-0.47 2,393,412 Godsy Mark A
UNIVERSAL ACCESS INC (COM) 9.00-9.06 0 Power Kevin
UNIVERSAL FOREST PRODUCTS (COM) 13.00 2,523,230 Shoffner Carroll M
UNIVERSAL FOREST PRODUCTS (COM) 13.00-13.25 105,000 Wright Gary A
UNIVERSAL MANUFACTURING C (COM) 3.63 1,500 Heupel Donald D
URSUS TELECOM CORP (COM) 0.47-0.69 411,300 Chaskin Jeffrey R
US ONCOLOGY INC (COM) 4.81 63,609 Brinker Nancy G
USDATA CORP (COM) 0.83 595 Spector Arthur R
UTSTARCOM INC (COM) 16.94 211,316 Berkowitz Paul
UTSTARCOM INC (COM) 18.08-19.06 952,660 Huang Bill
VA LINUX SYSTEMS INC (COM) 8.19-14.54 32,107 Russo Robert
VA LINUX SYSTEMS INC (COM) 8.13-13.93 277,121 Twickler Bruce A
VA LINUX SYSTEMS INC (COM) 8.13-13.93 277,121 Twickler Bruce A
VALENCIA BK & TR (COM) 14.13 6,286 Dierckman Thomas E
VALENCIA BK & TR (COM) 14.13 24,456 Staats Will J
VCAMPUS CORP (COM) 2.38 187,507 Kannan Narasimhan P
VCAMPUS CORP (COM) 2.19-2.50 45,779 Neal Daniel J
VERILINK CORP (COM) 2.44 4,000 Sibold Ronald G
VERTEX PHARMACEUTICALS IN (COM) 65.75-76.34 656 Auchincloss Thomas G
VERTEX PHARMACEUTICALS IN (COM) 65.75-76.34 656 Auchincloss Thomas G
VESTCOM INTERNATIONAL INC (COM) 1.75-1.94 27,500 Keating Brendan
VIATEL INC (COM) 2.25 21,666 Rudin Eilen S
VICOM INC (COM) 4.23-4.25 128,236 Mcnally Pierce A
VIDEO DISPLAY CORP (COM) 8.09 21,675 Sawyer Carleton E
VINEYARD NATIONAL BANCORP (COM) 3.00 47,482 Ravitz Joel H
VIRGINIA COMMONWEALTH FIN (COM) 23.11 1,050 Fisher Gregory L
VISTA BANCORP INC (COM) 16.56 5,071 Keefe William F
VITESSE SEMICONDUCTOR COR (COM) 63.00 1,146 Logan Michael D
VITRIA TECHNOLOGY INC (COM) 14.39 205,386 Walecka John L
VYREX CORP (GOM) 0.10-0.20 1,549,001 Hendler Sheldon S
VYYO INC (COM) 9.50-10.88 172,618 Kaplan Samuel L
WASHINGTON TRUST BANCORP (COM) 14.00 1,000 Treanor John F
WASHINGTON TRUST BANCORP (COM) 13.63 2,245 Devault David V
WASHINGTON TRUST BANCORP (COM) 13.47-13.69 27,193 Orsinger Victor J
WATERSIDE CAPITAL CORP (COM) 3.75 11,735 Frost Roger L
WD-40 CO (COM) 20.25 2,000 Irwin Michael J
WD-40 CO (COM) 19.59 40,238 Schleif Gerald C
WEBFINANCIAL CORP (COM) 2.43-3.04 1,417,995 Lichtenstein Warren G
WEST COAST BANCORP OR (COM) 8.26 17,736 Giltvent Anders
WESTAFF INC (COM) 1.88-2.00 47,661 Sodestrom Dirk A
TIB FINL CORP (COM) P -1 11-9
TIBCO SOFTWARE INC (COM) VP -3 245-31
TIME WARNER TELECOM INC VP -1 89-43
T-NETIX INC (COM) D 5 9-2
TODAYS MAN INC P 1 1-0
TOREADOR RES CORP (COM) D - 8-4
TOREADOR RES CORP (COM) P - 8-4
TOREADOR RES CORP (COM) D - 8-4
TOWER FINANCIAL CORP (COM) D 5 9-7
TOWER FINANCIAL CORP (COM) D 5 9-7
TOWER FINANCIAL CORP (COM) D 5 9-7
TOWER FINANCIAL CORP (COM) D 5 9-7
TRENDWEST RESORTS INC (COM) VP -1 28-16
TRICO BANCSHARES (COM) D -2 18-15
TRIMERIS INC (COM) O -2 79-34
TRINITY ENERGY RESOURCES (COM) P 1 0
TRIQUINT SEMICONDUCTOR IN (COM) VP -3 257-24
TRIZETTO GROUP INC (COM) VP -7 89-10
TRIZETTO GROUP INC (COM) OX -7 89-10
TRIZETTO GROUP INC (COM) VP -7 89-10
TRIZETTO GROUP INC (COM) VP -7 89-10
TRIZETTO GROUP INC (COM) VP -7 89-10
TRM CORP (COM) D - 9-1
TRUSTMARK CORP (COM) T -1 22-15
TUESDAY MORNING CORP VP 1 16-4
TUESDAY MORNING CORP VP 1 16-4
TUMBLEWEED INC (COM) D 1 7-2
TURNSTONE SYSTEMS INC (COM) D 1 201-5
U S PHYSICAL THERAPY INC (COM) VP -3 29-9
UFP TECHNOLOGIES INC (COM) VP 1 4-1
ULTRALIFE BATTERIES INC (COM) D -1 16-5
ULTRALIFE BATTERIES INC (COM) VP -1 16-5
UMB FINANCIAL CORP (COM) D 7 39-31
UNION BANKSHARES CORP (COM) D 2 14-9
UNION CMNTY BANCORP (COM) D -1 13-10
UNITED AMERICAN HEALTHCAR (COM) D - 3-0
UNITED AMERICAN HEALTHCAR (COM) D - 3-0
UNITED NATIONAL BANCORP N (COM) D 2 22-15
UNITED THERAPEUTICS CORP (COM) O 4 129-11
UNITED THERAPEUTICS CORP (COM) D 4 129-11
UNITY BANCORP INC (COM) CB - 7-2
UNITY WIRELESS CORP (COM) D 1 3-0
UNIVERSAL ACCESS INC (COM) D -1 55-6
UNIVERSAL FOREST PRODUCTS (COM) D -1 16-11
UNIVERSAL FOREST PRODUCTS (COM) D -1 16-11
UNIVERSAL MANUFACTURING C (COM) P 1 8-3
URSUS TELECOM CORP (COM) D -1 23-0
US ONCOLOGY INC (COM) D -4 8-3
USDATA CORP (COM) D -1 19-1
UTSTARCOM INC (COM) VP -5 88-13
UTSTARCOM INC (COM) VP -5 88-13
VA LINUX SYSTEMS INC (COM) OX -5 142-7
VA LINUX SYSTEMS INC (COM) P -5 142-7
VA LINUX SYSTEMS INC (COM) P -5 142-7
VALENCIA BK & TR (COM) D 2 16-13
VALENCIA BK & TR (COM) D 2 16-13
VCAMPUS CORP (COM) CB 2 16-1
VCAMPUS CORP (COM) P 2 16-1
VERILINK CORP (COM) O 2 21-2
VERTEX PHARMACEUTICALS IN (COM) VP -2 145-39
VERTEX PHARMACEUTICALS IN (COM) VP -2 145-39
VESTCOM INTERNATIONAL INC (COM) P 2 6-2
VIATEL INC (COM) VP -3 71-2
VICOM INC (COM) D -1 12-3
VIDEO DISPLAY CORP (COM) D 1 9-4
VINEYARD NATIONAL BANCORP (COM) D 3 6-2
VIRGINIA COMMONWEALTH FIN (COM) D 5 24-18
VISTA BANCORP INC (COM) O 1 19-14
VITESSE SEMICONDUCTOR COR (COM) VP 2 106-41
VITRIA TECHNOLOGY INC (COM) D -2 200-3
VYREX CORP (GOM) D 1 2-0
VYYO INC (COM) D 5 44-5
WASHINGTON TRUST BANCORP (COM) P - 17-14
WASHINGTON TRUST BANCORP (COM) O - 17-14
WASHINGTON TRUST BANCORP (COM) D - 17-14
WATERSIDE CAPITAL CORP (COM) D 4 n/a
WD-40 CO (COM) VP - 22-18
WD-40 CO (COM) D - 22-18
WEBFINANCIAL CORP (COM) D -1 6-2
WEST COAST BANCORP OR (COM) O 2 14-8
WESTAFF INC (COM) VP -2 9-2
WESTAFF INC (COM) WSTF 4,000 12/27-28/00
WESTAFF INC (COM) WSTF 52,500 12/18-19/00
WESTERN SIERRA BANCORP (COM) WSBA 1,200 12/11-13/00
WESTERN SIERRA BANCORP (COM) WSBA 300 12/20/00
WHOLE FOODS MARKET INC (COM) WFMI 750 [*] 12/1/00
WHOLE FOODS MARKET INC (COM) WFMI 2,000 [*] 12/19/00
WHOLE FOODS MARKET INC (COM) WFMI 4,000 [*] 12/22/00
WILD OATS MARKETS INC (COM) OATS 300,500 12/13-15/00
WILD OATS MARKETS INC (COM) OATS 300,500 12/13-15/00
WILLI G FOOD INTL LTD (ORD) WILCF 2,500 12/28/00
WILLI G FOOD INTL LTD (ORD) WILCF 20,000 12/27/00
WILLIAMS CLAYTON ENERGY I (COM) CWEL 200 12/4/00
WILSHIRE REAL ESTATE INVE (COM) WREI 2,200 12/28/00
WITNESS SYSTEMS INC (COM) WITS 500 12/11/00
WITNESS SYSTEMS INC (COM) WITS 6,000 [*] 12/12/00
WOMEN COM NETWORKS INC (COM) WOMN 17,827 12/29/00
WORLD ACCESS INC (COM) WAXS 1,079,098 12/14-28/00
X-RITE INC (COM) XRIT 411 12/30/00
YOUNG BROADCASTING INC YBTVA 2,000 12/7-28/00
Z TEL TECHNOLOGIES INC (COM) ZTEL 20,000 12/27/00
Z TEL TECHNOLOGIES INC (COM) ZTEL 20,000 12/27/00
ZAXIS INTL INC (COM) ZAXS 100,000 1/4/01
ZENGINE INC (COM) ZNGN 5,000 12/1-5/00
ZENGINE INC (COM) ZNGN 5,000 12/1-5/00
ZENGINE INC (COM) ZNGN 5,000 12/1-5/00
WESTAFF INC (COM) 1.75-1.78 21,000 Samuelson Jack D
WESTAFF INC (COM) 1.61-1.65 6,485,468 Stover W R
WESTERN SIERRA BANCORP (COM) 10.63 17,803 Vanlente Howard D
WESTERN SIERRA BANCORP (COM) 10.00 72,563 Prescott Harold S
WHOLE FOODS MARKET INC (COM) 59.31 0 Besancon Micheal
WHOLE FOODS MARKET INC (COM) 63.00 31,275 Sud James P
WHOLE FOODS MARKET INC (COM) 60.00-60.16 747 Gallo A C
WILD OATS MARKETS INC (COM) 4.05-4.06 1,625,667 Gilliland Michael C
WILD OATS MARKETS INC (COM) 4.05 2,010,760 Cook Elizabeth C
WILLI G FOOD INTL LTD (ORD) 4.38 57,500 Williger Joseph
WILLI G FOOD INTL LTD (ORD) 4.50 21,000 Williger Zvi
WILLIAMS CLAYTON ENERGY I (COM) 22.88 200 Smith Jordan R
WILSHIRE REAL ESTATE INVE (COM) 2.16 8,614 Berchtold Donald
WITNESS SYSTEMS INC (COM) 14.00 100,200 Livemoche Alain
WITNESS SYSTEMS INC (COM) 13.25 30,600 Gallick Colin
WOMEN COM NETWORKS INC (COM) 0.24 0 Pack Ellen E
WORLD ACCESS INC (COM) 2.57-3.21 2,641,056 Rigas John P
X-RITE INC (COM) 6.65 36,633 Kluting Duane F
YOUNG BROADCASTING INC 29.75-35.32 2,000 Young Adam
Z TEL TECHNOLOGIES INC (COM) 4.50 161,650 Curtis Robert A
Z TEL TECHNOLOGIES INC (COM) 4.50 161,850 Curtis Robert A
ZAXIS INTL INC (COM) 0.19 125,000 Hrobsky John T
ZENGINE INC (COM) 8.06-10.00 736,860 Savarino Joesph M
ZENGINE INC (COM) 8.06-10.00 736,860 Feaver Christoopher R
ZENGINE INC (COM) 8.06-10.00 736,860 Dhadphale Lalit P
WESTAFF INC (COM) D -2 9-2
WESTAFF INC (COM) CB -2 9-2
WESTERN SIERRA BANCORP (COM) D - 14-10
WESTERN SIERRA BANCORP (COM) D - 14-10
WHOLE FOODS MARKET INC (COM) OX -4 61-35
WHOLE FOODS MARKET INC (COM) O -5 61-35
WHOLE FOODS MARKET INC (COM) OX -5 61-35
WILD OATS MARKETS INC (COM) D 3 23-4
WILD OATS MARKETS INC (COM) D 3 23-4
WILLI G FOOD INTL LTD (ORD) D - 6-2
WILLI G FOOD INTL LTD (ORD) CB - 6-2
WILLIAMS CLAYTON ENERGY I (COM) D 1 45-11
WILSHIRE REAL ESTATE INVE (COM) VP -1 3-2
WITNESS SYSTEMS INC (COM) OX -6 40-7
WITNESS SYSTEMS INC (COM) OX -6 40-7
WOMEN COM NETWORKS INC (COM) VP -3 15-0
WORLD ACCESS INC (COM) D - 27-2
X-RITE INC (COM) O 4 13-5
YOUNG BROADCASTING INC D - 48-18
Z TEL TECHNOLOGIES INC (COM) VP - 47-3
Z TEL TECHNOLOGIES INC (COM) VP - 47-3
ZAXIS INTL INC (COM) P 1 3-0
ZENGINE INC (COM) P 5 15-7
ZENGINE INC (COM) VP 5 15-7
ZENGINE INC (COM) VP 5 15-7
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COPYRIGHT 2008 Gale, Cengage Learning
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