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Industry: Email Alert RSS FeedNYSE to double fines for rule violations - NYSE News - Brief Article
California CPA, Oct, 2003
The New York Stock Exchange doubled fines for minor rule violations that don't have to be publicly reported.
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The new rules, approved by the SEC, would levy fines of $1,000 for first-time offenders; $2,500 for a second offense within 12 months, and $5,000 for subsequent violations.
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