Resource directory 2000
Money Digest, July, 2000 by Chuck Chakrapani
[Part 1 of 4]
1. Securities Firms -- Full Service & Discount
This section lists Canadian stock brokers who serve individual
investors. Most of the listing refers to the offices in larger
cities. You may also want to check the Yellow Pages in your local
area for the nearest branch. Discount brokers are in italics and
in bold. More and more discount brokers are coming into the market
and soon you will have a larger pool of discount brokers to choose
from. The majority of companies listed here also are members of a
Canadian stock exchange.
ABN AMRO Capital Markets Canada 79 Wellington St., #1500, TD Centre
Acadian Securities 1903 Barrington St., Suite 100
Acker Finley Inc. Suite 1316, 181 University Ave.
Acumen Capital Finance
Partners Ltd. #200, 513-8th ave. S.W.
Alpha Securities 5 Ville Marie Place, Suite 1234
Altamira Securities 130 King St. W., #900
Altus Securities 55 Yonge St., #1100
Bank of Montreal Investor Line 1 First Cdn. Place, 20th Floor
Bank of Montreal Investor Line First Cdn. Centre, 7th, 350-7th
Ave. SW
Bank of Montreal Investor Line 2e Etage, 2015 Rue Peel
Bank of Montreal Investor Line 310-2609 Graville St.
Beacon Securities Ltd. 1707 Grafton St.
Berkshire Securities 1375 Kerns Road
Bieber Securities Inc. 801-400 St. Mary Ave.
BLC 2600 Blvd. Laurier, #2280
BLC Valeurs Mobilieres Inc./ 1981 McGill College, #100
BLC Securities Inc.
BNP (Canada) Valeurs Mobolieres #500, 1981 Mcgill College Ave.
Bolder Investment Partners 800-1450 Creekside Drive
Brant Securities Limited 70 University Ave., #550, Box 6
Brawley Cathers Limited 141 Adelaide St. W., #600
Burgeonvest Securities Limited 1 King St. W., 11th Floor
Caldwell Securities 1701-150 King st. W.
Canadian Western Capital Ltd. 666 Burrard St., Suite 3300
Cannacord Capital Corporation 609 Granville St., #1900, Box 10337
Casgain & Compagnie Limitee 500 Boul. Rene Levesque O., #1625
Charles Schwab Canada Co. 207 Queen's Quay W., #800
Chouinard McNamara Inc. 1100 Boul. Rene Levesque O., #1515
CIBC Financial Planning Inc. 199 Bay St., 4th Floor
CIBC Investor Services 200 King St. W.
CIBC World Markets Inc. 309-8th Ave. W., 2nd
CIBC World Markets Inc. #1625, 2000 McGill College
CIBC World Markets Inc. BCE Place, 161 Bay St., Box 500
CIBC World Markets Inc. 2100-885 W. Georgia St.
C.M. Oliver 750 West Pender St., Ste. 1201
Connor Clark & Company Ltd. 40 King St. W., #5110, Box 25
Connor Clark & Company Ltd. 1100 Cathedral Place, 925 W.
Georgia St.
Credifinance Securities Limited 130 Adelaide St. W., #3303
Credential Securities 9th Floor, 1441 Creekside Drive
CT Market Partner see TD Waterhouse
CT Securities see TD Waterhouse
CTI Capital Inc. 1 Place Ville Marie, #1635
Cumberland Asset Management Corp. 99 Yorkville Ave., Suite 300
D & B Internat Securities Inc. 115 rue Sherbrooke O., #1702
Daex Commodities Inc. 3 Linwood Place
Darier Hentsch Canada Inc. 3655 Rue Redpath
Demers Conseil Inc. 615, Boul. Rene levesque O. #1120
Desjardins Securities C.P. 394,2 Complexe Desjardins
Deutsche Bank Securities Ernst & Young Twr, TD Centre, #1100
Dominick & Dominick Securities 1714, 150 York St.
DPM Securities Inc. 8301 Transcanada Hwy.
DPM Securities Inc. #300, 840-6th Ave. S.W.
Dubeau Capital & Companie Ltee. 5000 Place d'armes #2105
Dundee Securities Corporation 320 Bay St., 8th Floor
Dundee Securities Corporation 1 Place Ville Marie, #3601
Dundee Securities Corporation 1055 Dunsmuir St., Suite 3424
Dundee Securities Corporation 205-5th Ave. S.W., Suite 3065
E-Bond Ltd. 2409 Yonge St., Suite 304
E(*)Trade 181 Bay St., #3810
Edward D. Jones & Co. 90 Burnhamthorpe Rd. W., #902
Emerging Equities Inc. 2350 Bow Valley Sq 2,205-5th Ave. SW
Equion Securities Canada Limited 320 Bay St., #1100, Box 15
Equisure Securities Ltd. 141 Adelaide St. W., Suite 850
Fimat Derivatives Canada Inc. 1501 Ave. McGill College, #1800
First Associates Investments Inc. 66 Wellingston St. W., Suite 5200
First Canada Securities Corporation 130 King St. W., #3010
First Delta Securities Inc. 55 Adelaide St. E., #410
First Energy Capital Corp. 333-7th Ave. S.W., #1600
Foster and Associate Financial #500, 10 King St.
Friedberg Mercantile Group 250 BCE Place, 181 Bay St., Box 866
Gary Bean Securities Ltd. 186 Main St. S.
Georgia Pacific Securities Corp. 55 Burrard St., Benatall 2, #1600
Global Securities Corporation 1100-595 Burrard St.
Goepil McDermid #2300-707 ith Ave. S.W.
Goepil McDermid 151 York St., #1300
Goepil McDermid 601 West Hastings St. #1000
Golden Capital Securities Ltd. 168-1177 W. Hastings St.
Goldman Sachs Canada Inc. 150 King St. W., #1201
Goldman Sachs Canada Inc. 600 Boul. De Maisonneuve, #2350
Goldman Sachs Canada Inc. 1630 Waterfront Centre
Great Pacific Management Co. Ltd. 1125 Howe St., 4th Floor
Griffiths McBurney & Partners 145 King St. W., 11th Floor
Groome Capital Inc. 1 Place Ville Marie, #2707
Gw Welkin Capital Corp. 15 Wertheim Court, #312
Haywood Securities Inc. 400 Burrard St., 11th Floor
Hampton Securities Limited 2 Adelaide St., W., #4th floor
HSBC InvestDirect Canada 70 York St., #1680
HSBC InvestDirect Canada 2000 rue Mansfield, #318
HSBC InvestDirect Canada 1000-888 Dunsmuir St.
HSBC InvestDirect Canada 1801 Hollis St.
HSBC Securities Inc. 1981 Ave. McGill College
HSBC Securities Inc. 70 York St., #600
HSBC Securities Inc. 1110-885 W. Georgia St., Box 1018
Investors Group Securities Inc. 447 Portage Ave., 2nd
IPO Capital Corp. 704-130 King St. W.
John Pasztor & Associates Inc. 77 Harbour Sq., #3501
Jennings Capital Inc. 2600 520 5th Ave. S.W.
Jennings Capital Inc. 10 King St. E.
Jones, Gable & Company Ltd. 614, rue St. Jacques O., #100
Jones, Gable & Company Ltd. 110 Yonge St., #600
Jory Capital 2070-360 Main St.
Kingwest & Company 86 Avenue Road
KPLV Securities Inc. 100 Alexis Nihon Blvd. #595
Lafferty, Harwood & Partners Ltd. 2020 rue University #1920
Latimer (W.D.) Co. Limited 800 Sq. victoria, 21st, Box 174
Latimer (W.D.) Co. Limited Box 96, St. 2508, TD Bank Tower
Leduc & Associes 2020 rue University, #2300
LFG Futures Canada Inc. Suite 310-360 Main St.
Loewen Ondaatje McCutcheon Ltd. 1200 McGill College Ave., #1900
Loewen Ondaatje McCutcheon Ltd. 55 Avenue Rd., #2250
Loewen Ondaatje McCutcheon Ltd. 1070 Bow Valley Sq., 250-6th
Ave. S.W.
Lynch Investments Limited 5525 Artillery Place, Suite 200
M.R.S. Securities Services Inc. 2100-777 Bay St.
MacDougall, MacDougall & MacTier #2000, 1010 de la Gauchetiere O.
MacDougall, Meyer Inc. #1600, 1350 rue Sherbrooke O.
Maxima Capita; Inc. 321 Commune St. W., Suite 100
MCA Securities Inc. 3131 Concorde Blvd. E., Suite 209
MCAP Securities Inc. 70 University Ave., Suite 400
Merrill Lynch Canada 41st Place, Place Ville Marie #4125
Merrill Lynch Canada 181 Bay St., #600
Merrill Lynch Canada 595 Burrard St., Suite 1100
Middlefield Securities Limited First Canadian Place, 58th Floor
Mirabaud Canada Inc. 500 boul Rene Levesque O., #1001
MMI Group Inc. 135 King St. E.
Money Managers Inc. 249 Simcoe St.
Morgan Stanley Canada 1501 Ave. McGill College, #2310
Morgan Stanley Canada 181 Bay St., #3700, Box 776
National Bank Discount Brokerage 1100 rue University 7e etage
National Bank Financial. 1155 Metcalfe St., 5th Floor
National Bank Financial. 121 King St. W., Suite 600
Nesbitt Burns Inc. 425 First St. S. W., #1600
Nesbitt Burns Inc. 1501 Ave. McGill College, #3200
Nesbitt Burns Inc. 5th Floor, 1 First Canadian Place
Nesbitt Burns Inc. 666 Burrard St., Ste. 2500,
Park Place
Northern Securities Inc. 150 York St., #1814
Octagon Capital Canada Corporation #406, 181 University Ave.
Odlum Brown Limited 609 Granville St., Ste. 1800,
Box 10012
Omni Capital Inc. 1010 Sherbrook St. W., Suite 2401
Pacific International 666 Burrard St., Ste. 1900,
Securities Inc. Park Place
Parkyn, Wermenlinger, Layton 1155 University St.
PCTS Inc. 1200-201 Portage Ave.
Perry Securities Inc. 10135-101 Avenue
Peters & Co. Limited 2500-350 7th Ave. S.W.
Pictet Canada & Co. Ltd. 1800 Ave. McGill College, #2900
Polar Securities Inc. 13th Floor, 350 Bay St.
Pollitt & Co. Inc. 26 King St. W., #1101
Pollitt & Co. Inc. 625 Boul Rene Levesque O., #315
Pope & Company 15 Duncan St.
Pro-Genesis Securities Inc. 1155 Metcalfe St., Suite 2121
Rampart Securities Inc. 55 University Ave., Suite 1000
RBC Dominion Securities 333-7th Ave. S.W.
RBC Dominion Securities 1 Place Ville Marie, #300
RBC Dominion Securities Royal Bank Plaza, S. Tower, Box 50
RBC Dominion Securities 18th Fl., Park Place, 666 Burrard St.
Renaissance Capital Inc. 1800 McGill College Sve., Duitr 2110
Research Capital Corp. 4 Place Ville Marie, #100
Research Capital Corp. Ernst & Young Twr, TD Centre, #1500
Research Capital Corp. 1055 Dunsmuir
Roche Securities Limited 10235-101 Street, 1202 Oxford Tower
Rogers & Partners Securities Inc. 2300, 777-8th Ave. S.W.
Royal Bank Action Direct 200 Bay St., Royal Bank Plaza
Royal Bank Action Direct 1 Place Ville Marie, 2nd, West Wing
Royal Bank Action Direct 255-5th Ave. S.W.
Royal Bank Action Direct 1055 West Georgia St.,#220
Royal Bank Inv. Mgmt. Inc. 77 King St. W., #3800, TD Centre
Salman Partners Inc. 2230, 885 West Georgia Stree
Salman Partners Inc. 110 Yonge St., #802
Salomon Smith Barney Canada 161 Bay St., Suite 4600
Sanders and Beckingham Securities 10130-103rd St., Suite 1450
Schorder Canada Limited 1155 Rene Levesque Blvd. W.
Scotia Discount Brokerage 5th Fl., Scotia Plaza, 40 King St. W.
Scotia McLeod 700-2nd St. S.W., #1800
Scotia McLeod 1002 Sherbrooke St. W., 6th
Scotia McLeod 40 King St. W., Scotia Plaxa, 66th
Scotia McLeod 1100-650 West Georgia St., Exch. Twr.
Societe Generales Securities Inc. 1501 Ave. McGill College, #1800
Sprott Securities Limited 300-5th Ave. S.W., #2950
Sprott Securities Limited 1800 Mcgill College, #2104
Sprott Securities Limited 1560-200 Burrard St.
Sprott Securities Limited Royal Bank Plaza, S. Tower, #3450
St. James Securities Inc. 150 York St., Suite 1814
Standard Securities Capital Corp. 24 Hazelton Ave.
Strategic Capital Partners Inc. 40 King St. W., Suite 2703
Stephen Avenue Securities Inc. #701, 304-8th Ave. S.W.
Stuart Investment Management 95 Wellington St. W., Suite 910
Sun Life Securities Inc. 225 King St. W., 5th
Tasse & Associates, Limited 630 Boul. Rene Levesque, #1200
Tasse & Associates, Limited 181 University Ave., #1118
Taurus Capital Markets Ltd. 40 King St. W., Ste. 300
Trilon Securities Corporation 181 Bay St., Suite 4420
TD Evergreen Investor Services 100 Wellington St. W., 29th Floor
TD Waterhouse 324 - 8th Ave. S.W., #1200
TD Waterhouse 500 St. Jacques St., 6th
TD Waterhouse 55 King St., Concourse level
TD Waterhouse 888 Dunsmuir St., #100
TD Securities Inc. 500 rue St. Jacques, 9th
TD Securities Inc. TD Centre Box 1, TD Tower
TD Securities Inc. 324-8th Ave. S.W.
Thomson Kernaghan & Co. Ltd. 500, Boul Rene Levesque, #1501
Thomson Kernaghan & Co. Ltd. 365 Bay St., #200
Tuscarora Capital Inc. #3104, Royal Trust Twr, TD Centre
Tuscarora Capital Inc. 1010 rue Sherbrooke O., #2510
UBS Bunting Warburg Inc. BCE Place, 181 Bay St., #4100,
Box 617
UBS Bunting Warburg Inc. 3314-1055 Dunsmuir St., Box 49332
United Capital Securities Inc. 2701-1055 W. Georgia St., Box 11167
Union Securities Ltd. Ste. 900-609 Granville St., Box 10341
Versus Brokerage Services Inc. BCE Place, 181 Bay St., #3810
Watt Carmichael Inc. #610, 55 University Ave.
W.D. Latimer & Co. Limited #2508, TD Tower, TD Centre
Whalen, Beliveau & Associates 1010 rue Sherbrooke O., #1100
Wolverton Securities 777 Dunsmuir St., 17th, Box 10115
Woodstone Capital Inc. 601 West Cordova St., #310
Yorkton Securities 2200-440 2nd Ave. S.W.
Yorkton Securities 181 Bay St., BCE Place, #3100
Yorkton Securities 10th, Bentall 4, 1055 Dunsmuir
Yorkton Securities 1250 Rene Levesque, #3910
2. Stock Exchanges
Stock exchanges often publish information brochures that are of interest
to investors. Here is a list of major North American stock exchanges.
Alberta Stock Exchange see Canadian Venture Exchange
American Stock Exchange 86 Trinity Place
Canadian Ventures Exchange 300-5th Ave. S.W., 10th Floor
Canadian Ventures Exchange 130 King St. W., 6th Floor
Canadian Ventures Exchange 609 Granville St., Box 10333
Chicago Board of Options Exchange 400 S. LaSalle St.
Canadian Dealing Network Exchange Tower, 2 First Cdn. Place
Montreal Exchange Exch. Twr, 800 Victoria Sq., CP 61
NASDAQ 1735 K St. N.W.
New York Stock Exchange 11 Wall St.
Toronto Stock Exchange The exchange Tower, 2 First Cdn. Pl.
Toronto Futures Exchange as for Toronto Stock Exchange
Vancouver Stock Exchange see Canadian Venture Exchange
Winnipeg Commodity Exchange #500, 360 Main St.
Winnipeg Stock Exchange 600-One Lombard Place
3. Ratings Services
If you invest in fixed income securities such as bonds, safety vecomes
important. Most fixed income investors cannot afford to lose their
capital. Hence it makes sense to check the quality of your fixed income
security before investing. The following agencies rate bonds (and
preferred shares). If security is important to you, you should take
into account their rating before investing.
A.M. Best (formerly TRAC Ins. Serv) 133 Richmond St. W., #600
Canadian Bond Rating Service 220 Bay St., #901
Canadian Bond Rating Service 1 Westmount Sq., Suite 1350
Dominion Bond Rating Service 200 King St., W., Box 34
Moody's Investor Services Inc. BCE Place, 181 Bay St., Box 753
Moody's Investor Services Inc. 99 Chuch St.
Standard & Poor's Canada 130 King St. W., 27ht Floor
4. Government Agencies/Related Organizations
Alberta Securities Commission 4th Fl., 300-5th Ave. S.W.
Alberta Securities Commission 10025 Jasper Ave., 2oth
B.C. Securities Commission 865 Hornby St, Ste 200.
Bank of Canada 234 rue Wellington St.
Business Development Bank of Cda. 5 Place Ville Marie, 4th Floor
Canadian Deposit Insurance Corp. 50 O'Connor St., 17th Floor
Canada Mortgage & Housing Corp. 700 Montreal Road
Deposit Insurance Corp. of Ontario 4711 Yonge St., #700
Manitoba Securities Commission #1130, 405 Broadway Ave.
Newfoundland Securities Div. 2nd Fl., West Block Conf. Bldg.
New Brunswick, Office of the Admn. 133 William St., #606
Nova Scotia Securities Commission 1690 Hollis St., 2nd
NWT Registrar of Securities 5009-49th St., 5th Fl., Court House
Gov't of Nunavut Securities Bag 9500, 5102-50th Ave., 2nd Fl.
Ontario Securities Commission 20 Queen St. W., Suite 1800
PEI Dept of Community Affairs 95 Rochford St., 4 Shaw N.
Quebec Securities Commission 800 Victoria Sq., 22nd
Revenue Canada, Taxation 875 Heron Road
Saskatchewan Securities Commission 1920 Broad St., #800
Gov't of Yukon Registrar of 2134 2nd Ave.
Securities
5. Associations/Institutes
Your investments needs can be addressed by a variety of associations and
institutions. Depending on your needs, one or more of the following
associations/institutes may be able to help you.
Canada Investment and Savings Government Securities Services
Cdn. Assn. of Financial Planners 439 University Ave., #1710
Canadian Assn. of Retired Persons 27 Queen St. E., #1304
Canadian Bankers Association Box 348, Commerce Court W., 30th
Canadian Banking Ombudsman 490 Yonge St., #1602
Cdn. Life & Health Insurance Assoc. 1 Queen St. E., #1700
Cdn. Life & Health Insurance Assoc. 1001 Voul. DE Maisonneuve, #630
Cdn. Institute of Financial
Planning 151 Yonge St., 5th Floor
Canadian Investor Protection Fund 200 Bay St., 5th Floor
Canadian Securities Institute 355-4th Ave. S.W., #2330
Canadian Securities Institute 1791 Barrington St., #1620
Canadian Securities Institute 1 Place Ville Marie, #1350
Canadian Securities Institute 121 King St. W., #1550
Canadian Securities Institute 650 West Georgia St., #1350
Canadian Shareowners Association 2 Carlton St. #1317
Comp. Corp. 1 Queen St. E., Ste. 1600
Insurance Brokers Association 181 University Ave., Ste. 1902
Insurance Bureau of Canada 151 Yonge St., #1800
Investment Counsel Assoc. of Ont. 61 Shaw St.
Investment Dealers Assoc. of Cda. 121 King St. W., #1600
Investment Funds Institute of Cda. 151 Yonge St., 5th Floor
Investors Association of Canada 26 Soho St., Ste. 380
Small Investor Protection
Association 4981 Hwy.7 E., Unit 12A #223
Quebec Deposit Insurance Board 800, Place D'Youville, 9e
Trust Companies Assoc. of Canada 1 Adelaide St. E., #1002
6. Banks
ABN Amro Bank Canada Box 114, TD Centre, 15th Floor
Amex Bank of Canada 101 McNabb St.
Banka Commerciale italiana of Cda. 130 Adelaide St. W., #1714
Bank of America Canada Suite 2700, 200 Front St. W.
Bank of China (Canada) 161 Bay St., #3740, Bce Place
The Bank of Asia (Canada) #102-203, 350 Hwy. 7 East
Bank of Montreal 129 st. Jacques St. W., Place D'Armes
Bank of Nova Scotia 40 King St. W., Scotia Plaza, 8th
Bank of Tokyo-Mitsubishi (Cda) Box 42, #2100, S. Tower, Royal Bk.
Bank One Canada 161 Bay St., #4240
Banque Nationale de Paris Tour BNP, 1981 Ave. McGill College
Cdn. Imperial Bank of Commerce Commerce Crt., Commerce Crt. P.S.
Canadian Western Bank 10303-Jasper Ave., #2300
The Chase Manhattan Bank of Cda. 100 King St. W., Suite 6900, Box 106
Citibank Canada 123 Front St. W., #1900
Citizens Bank of Canada Stn Terminal, Box 13133
Credit Lyonnais Canada 18th Floor, 2000 Mansfield St.
Credit Suisse First Boston Canada 525 University Ave., #1300
Dai-Ichi Kangyo Bank 1 Dundas St. W., #2300
Deutsche Bank Canada 222 Bay St. #1200
Dredsner Bank Canada 2 First Canadian Place, #1700
First Nations Bank of Canada 224 Fourth Ave. S.
Fuji Bank Canada 161 Bay St., #2800
Hanvit Bank Canada 36 Lombard St.
HSBC of Canada 300-885 W. Georgia St.
Industrial Bank of Japan (Cda) 100 Yonge St., #1102
ING Bank of Canada 111 Gordon Baker Rd.
International Comm. Bk of Cathay 150 York St., #910
Korea Exchange Bank of Canada 4950 York St., #1101
Laurentian Bank of Canada 1981 McGill College Ave., #2060
Manulife Bank of Canada 500 King St. N.
MBNA Canada Bank P.O. Box 9652, Station T
Mellon Bank Canada Royal Tr. Twr., #3200, TD Centre
J.P. Morgan Canada #2200, South Tower, Royal Bk. Plaza
National Bank of Canada 600 Rue de la Gauchetiere O.
National Bank of Greece 1170 Place du Frere Andre.
Paribas Bank of Canada #4100, Royal Trust Tower, TD Centre
Republic National Bank of New York 1981 McGill College Ave., Ste. 360
Royal Bank of Canada 1 Place Ville Marie, Box 6001
Sakura Bank Commerce Court W., #3601
Sanwa Bank of Canda 161 Bay St., #4400
Societe Generale 1501 McGill College Ave., #1800
State Bank of India N. Tower, #1600, Royal Bank Plaza
Sumitomo Bank of Canada TD Centre, #1400, Ernst & Young Twr
Tokai Bank Canada 150 King St. W., #2401
Toronto Dominion Bank TD Centre, Box 1
Totta & Sottomayor Bank Canada 1102 Dundas St. W., 2nd Floor
UBS Bank 154 University Ave.
United Overseas Bank 650 West Georgia At., #310
7. Trust Companies
AGR Trust 31st Floor, TD Tower
CIBC Mellon Trust 320 Bay St.
Canada Trust Co. 161 Bay St.
Canadian Western Trust Co. 2230 Park Place, 666 Burrard St.
Citizens Trust Co. 815 Wesr Hastings St., Ste, 401
Community Trust 2271 Bloor st. W.
Connor Clark Private Trust Co. 40 King St. W. #4714
Co-Operative Trust 333 Third Ave. N.
Desjardins Trust 1 Complexe Desjardins, Box 1294
Effort Trust 242 main St. E.
Equisure Trust 494 King St.
Equitable Trust 30 St. Clair Ave. W., Ste. 700
Home Trust 145 King St. W., Suite 1910
HSBC Trust Co. 2700-10303 Jasper Ave. N.W.
Maple Trust 79 Wellington st. W., #3500
Montreal Trust 1800 McGill College Ave.
MRS Trust 777 Bay St.
NatCan Trust 600 De La Gauchetiere
National Trust 1 Adelaide St. E.
The Northern Trust Company 161 Bay St., #4540
Peace Hills Trust Box 60, Samson Mall
Peoples Trust 14th Floor, 888 Dunsmuir
President's Choice Financial Trust Box 603, Stn. Agincourt
Royal Trust Box 7500, Station A
Scotia Trust Scotia Plaza, 40 King St. W., #1803
State Street Trust Co. 100 King St. W., #300
Sun Life Trust 225 King St. W.
TD Trust Box 1, TD Centre
Trimark Trust 5140 Yonge St.
Trust Company of Bank of Montreal 22-100 King St. W.
Trust Co. of London Life 226 Queens's Ave., #304
UBS Trust 154 University Ave.
9. Mutual Fund Companies
This section lists Canandian mutual fund companies. If you know the
name of the company, simply look through this Directory to find their
addresses and phone numbers. If you have only the name of the fund
and do not know the name of the compnay that operates it, please refer
to the next section.
Acadia Investment Funds P.O. Box 5554, 295 St. Pierre
Blvd. W.
ABC Funds Inc. 8 King St. E. #500
Acker Finley 181 University Ave., #1316
Acuity Funds Ltd. 65 Queen St. W., Ste. 18th floor
Aderes Portfolio Management 1375 Kerns Road
AdminSource Inc. Suite 799, 690 Dorval Dr.
AGF Management Limited Ste 3100, TD Bank Tower, Box 50
AIC Ltd. 1375 Kerns Rd.
AIM Family of Funds 120 Bloor St. E., Suite 700
All Canadian Management P.O. Box 320
All Points Index Funds Bk. of Bermuda, Compass Pt. 9,
Bermudiana Rd., Hamilton
Altamira Ltd. 130 King St W., Ste. 900
Apex Mutual Funds North West Life Box 5900, 2165 West Broadway
Argentum Management 1555 Peel St., #901
Artisan Portfolio 360 Main St., #1500
Atlas Asset Management Inc. 20 Bay St., #1402
Bank of Montreal Inv. Mgmt. 302 Bay St., 10th
Barreau du Quebec 445 boul Saint Laurent
Batirente c/o SSQ 2100 de Maisonneuve est.
BEST Discoveries Fund 145 King St. W., #1000
Beutel, Goodman & Mgmt. Ltd. 20 Eglinton Ave. W., #2000, Box 2005
Bissett & Associates Inv. 350-7th Ave. S.W., #3100
Mgmt. Ltd.
BNP (Cda) Valeurs Mobiliers Inc. 1981 McGill College Ave., Ste 500
C.I. Mutual Funds 151 Yonge St., 7th Floor
Caldwell Investment Mgmt. Ltd. 150 King St. W., #1702, Box 46
Caisse de Securite de Spectacle 3433 Stanley
Canada Life 330 University Ave.
CT Investment Management 110 Yonge St., 7th Floor
Cdn. Anaesthetics' Mutual Accum. 94 Cumberland St., Ste 503
Canadian Dental Serv. Plans Inc. #710-100 Consillium Place
CIBC Securities 200 King St. W., 7th
Canadian Venture Opportunities 40 King St. W., 55th Floor
CansoFund Management Ltd. 1595 Sisteenth Ave., #304
Capstone Consultants see Hughes, Kind & Company
Cartier Mutual Fund Inc. 1800 McGill College Ave., Ste., 2530
Centerfire Investment Management 141 Adelaide St. W., #277
CentrePost Mutual Funds 155 University Ave., #296
Chou Associates Management 70 Dragoon Cres.
ClaricalDiversico Ltd. 227 King St. S.
Clarington Capital Mgmt. Inc. 1010-181 University Ave.
Clean Environment Mutual Funds 65 Queen St., #1800
Co-Operators life 1920 College Ave.
Commercial Union Life Box 370, Stn A 300 Consillium Place
Concordia Life Insurance Co. 2 St. Clair Ave. E.
Corporation Financiere LaSalle Inc. 7676 Edouard
Cote 100 Inc. 561 rue Beaumont Est.
Counsel Wealth Management 2810 Matheson Blvd. E. #419
Credential Funds 1441 Creekside Dr., 8th
Crocus Investment Funds 303-275 Broadway
Crystal Wealth Management 89 Main St. W.
CSA Management 145 King St. W., Suite 2700
CTI Mutual Funds Inc. #1635, 1 Place Ville Marie
Cundill Funds 1200 Sun Life Plaza, 1100
Melville St.
Deacon Capital Corp. 320 Bay St.,
Desjardins Trust 1 Complexe Desjardins, Box 34
DGC Entertainment Ventures Corp. 1 Eglington Ave. E., Suite 604
Dominion Equity Res. Fund 400-5th Ave. S.W. #500, Rosalyn Bldg.
Dynamic Mutual Funds 55 Fl, Scotia Plaza, 40 King St W
Elliott & Page Limited 393 University Ave., 22nd
Empire Life Insurance 259 King St. E.
Equitable Life 1 Westmount Road N.
Ethical Funds Inc. 1441 Creekside Dr., 8th Floor
EVOLUITON AZURA See Evoluiton Axis
EVOLUTION AXIS Mutual Fund Inc 1155 Rue University, #312
Excel Funds Management Inc. 290-2000 Argentia Road., Plaza Four
Fed. Des Medecins Omnipractiens 1440 rue St. Catherine O, #1012
Ficadre Funds 625 rue Saint-Amable
Fidelity Investments 483 Bay St., #200
Fiducie Desjardins Complexe Desjardins, S. Twr., #1422
First Grenadier Fund Mgmt. 365 Bay St., #200
First Horizon Capital Corp. 321 Water St., Suite 504
First Capital Management 224 Richmond St. W.
First Ontario Fund 234 Eglington Ave. E., Ste. 310
First Trust Portfolio 100 King St. W., 1 First Cdn. Place
Friedberg Mercantile 181 Bay St., Ste. 250, Box 866
GBC Asset Management 55 University Ave., Suite 616
General Trust of Canada 1100 University St., 7th
Georgian Capital Partners 2695 Sheridan Way, #102
Gestion de placements Valoren Inc. 2875 boul Laurier, #1050
Global Strategy Inv. Funds 33 Bloor St. E., Suite 1600
GlobeInvest Funds Mgmt. 20 Queen St. W., #3206
Golden Opportunities Fund 1300-410 2nd St. E.
Great West Life 100 Osborne St. N.
Greystone Capital Mgmt. Inc. #555-10104-103rd Ave.
Guardian Group of Funds Ltd. Ste 3100, Commerce Crt. W., Box 201
Guardian Timing Services 130 Adelaide St. W., #3303
Hartford Life Insurance 3027 Harvester Rd.
Hemisphere Capital Corp. #1588-530-8th Ave. S.W.
Highstreet Asset Management Corp. 244 Pall Mall St., Suite 400
Hillsdale Investment Management 99 Hillsdale Ave. W.
Hirsch Asset Management Corp. 95 Wellington St. W., #904, Box 36
HSBC Investment Funds 1066 W. Hastins St., Ste. 2520
Hughes, King & Co. 110 Yonge St., #1601
I.A. Michael Investment Counsel 8 King St. E. Suite 500
Imperial Life AssuranceCo. 95 St. Clair Ave. W.
Independent Order of Foresters(IOF) 789 Don Mills Road
Industrial Alliance Life Ins. 1080 Chemin Saint-Louis CP 1907
Integra Mutual Funds #1100-55 University Ave., Box 42
National Bank Mutual Funds 1100 University St., 7th Floor
Investors Group Inc. 1 Canada Centre, 447 Portage Ave.
ING Life 1 Concorde Gate
IRIS Group of Funds 1981 McGill College Ave., #590
Jones Heward Inv. Mgmt. Inc. 77 King St. W., Suite 4200
Keystone see MacKenzie
Leith Wheeler Inv. Counsel Ltd. 400 Burrard St., #1500
Leon Frazer, Black & Associates 250 Bloor St. E., 16th Floor
Les fonds de'investissements
specialises 1100 Rene Levesque W., #1555
Lions Funds BCE Place, 181 Bay St., Suite 3100
London Life Freedom Funds 100 Osborne St. N.
London Life LFC 33 Yonge St., #810
Lotus Group of Funds #2520, 1066 W. Hastings St.
Lutheran Life 470 Weber St. N.
Mackenzie Financial/Ivy Funds Ste M111-150 Bloor St. W.
Manulife Securites Int'l 500 King St. N.
Marathon Mutual Funds 70 York St., #1400
Maritime Life Assurance 2701 Dutch Village Road, Box 1030
Mawer Investment Mgmt. Ste. 900, 603-7th Ave. S.W.
Maxxum Group 33 Yonge St., #810
McDonald Investment Management 40 King St. W., 3910, Scotia Pl.
McElvaine Inv. Management Ltd. Box 140
McLean Budden Ltd. 145 King St., #1402
MD Management Ltd. 1867 Alta Vista Dr.
Medical Discoveries Mgmt. Co. 1000 de la Gauchetiere St. w., #3300
Members Mutual Management Co. 55 Lakeshore Blvd. E.
Merrill Lynch Asset Management 20 Bay St., #1402
Middlefield Group 1 First Cdn Pl., 58th, Box 192
Millenia III Plan 95 St. Clair Ave. W.
MOF Mgmt. #2020-609 Granville, Box 10379
MontruscoBolton 1501 McGill College Ave., #2800
MRS see MacKenzie
MTC Growth 1099A Yonge St., 2nd Floor
Mulvihill Capital Management 121 King St. W., #2600
National Life 522 University Avenue
Navigator Fund Co. 1200 McGill College Ave. #1700
North West Life Assurance 1188 West Georgia St., #1900
Nortwest Mutual Funds 55 University Ave., #715
Nova Mutual Funds 200 Front St. W. #2501
O'Donnell Investment Mgmt. 220 Bay St., #600
Ontario Teachers Group 57 Mobile Dr.
Optima Strategy 1500-360 Main St.
Optimum Investment Inc. 425 Boul de Maisonneuve O, #1720
Opus 2 Direct com Inc. 40 Holly St., #301
Orbit Mutual Fund Mgmt. 4141 Sherbrook St. W., #240
Ordre des ingenieurs
du Quebec (IOQ) 2020 University St., 18th
Pacific Capital Management 666 Burard St., #1190, Park Place
Perigee Investment 320 Bay St., #1400, Box 9
Phillips, Hager & North (PH&N) 200 Burrard St., 21st Floor
Power Mutual Funds 40 King St. W., 55th Floor
Primerica Concert Allocation Series 2000 Argentia Rd, Plaza 5, Ste. 300
Proteus Currency Fund 908 Riverdale Ave.
Pursuit Financial Mgmt. Corp. 1200 Sheppard Ave. E., #100
Quebec Professionals Fund 2 Complexe Desjardins, #31231 E. Twr
R Group of Funds 130 Adelaide St. W., 3rd
Rabin & Pucetti Partners 121 King St. W., #25
REA Inc. see General Trust
Research Capital Corp. TD Center, Box 265
Retrocomm Growth Inc. 89 The Queensway W., #400
Royal Mutual Fund serv. Royal Trust Tower, Box 7500, Stn. A.
Royal & SunAlliance Investment
Funds 277 Lakeshore Rd. E.
Sagit Inv. Management Ltd. 900-789 West Pender St., Ste. 900
Saxon Group of Managements 20 Queen St. W., #1904, Box 95
Sceptre Investment Counsel 26 Wellington St. E., #1200
Scotia Mutual Funds 40 King St. W., 5th
Scudder Maximum BCE Place, 181 Bay St., Box 712
SEI Investments Bk of Hong Kong Bldg.
Spectrum United 145 King St. W., 5th
Sport Fund Management Inc. 466 Speers Rd. #315
SSq Societe d'assurance-vie inc. 2525 Boulevard Laurier, Box 10510
Standard Life Mutual Funds 1245 Sherbrooke St. W., 17th
Stone & Co. Ltd. 155 University Ave., #710
Strategic Value Funds Management #600-220 Bay St.
Strathy Inv. Mgmt. Funds 161 Bay St., #3650
Sun Life of Canada Box 11009
Synergy Asset Management 130 King St. W., #3640, Box 478
Talvest Fund Management 1000 de la Gauchette St. W #3300
Technology Investments Mgmt. 3300-1000 de la Gauchetiere St. W.
TD Asset Management Inc. Box 100, TD Centre, 26th Floor
Templeton Management Ltd. 1 Adelaide St. E., #2101
Thompson Kernaghan 365 Bay St., 10th
Titan Ivestment Management 4576 Yonge St., Ste. 606
Tradex Management Inc. 50 O'Connor St., Suite 1120
Transamerica Growsafe 300 Consillium Place
Triax Capital Management Inc. 161 Bay St., Suite 4700
Trimark Investment Management 1 First Canadian Place, #5600
Tristar Mutual Funds Copr. 789 Don Mills Rd., Ste. 500
Twenty-First Century 330 Bay St., #550
L'Union Vie 142 Heriot
University Avenue Funds 40 University Ave., Ground Floor
Value Contrarian Asset Management 1 Place Ville Marie, #3601
VenGrowth Capital Management 151 Yonge St., 7th
Westbury Canadian Life 21 King St. W., Box 2918
working Opportunities Fund 2600-1055 w. Georgia, Box 11170
Working Ventures Inv. Services 250 Bloor St. E., #1600
YMG Management Group 1 Queen St. E., #2300
Zenith Investh Funds 1080 Cote due Beaver Hall
Zurich Life Assurance Co. 400 University Ave.
[Part 2 of 4]
ABN AMRO Capital Markets Canada Toronto ON M5K 1E7
Acadian Securities Halifax NS B3J 3L7
Acker Finley Inc. Toronto ON M5H 3M7
Acumen Capital Finance Calgary AB T2P 1G3
Partners Ltd.
Alpha Securities Montreal QC H3B 2G2
Altamira Securities Toronto ON M5X 1K9
Altus Securities Toronto ON M5E 1J4
Bank of Montreal Investor Line Toronto ON M5X 1A1
Bank of Montreal Investor Line Calgary AB T2P 3N9
Bank of Montreal Investor Line Montreal PQ H3A 1T8
Bank of Montreal Investor Line Vancouver BC V3H 3H2
Beacon Securities Ltd. Halifax NS B37 2C6
Berkshire Securities Burlington ON L7R 4X8
Bieber Securities Inc. Winnipeg MB R3C 4K5
BLC Sainte Foy QC G1V 4Y4
BLC Valeurs Mobilieres Inc./ Montreal QC H3A 3K3
BLC Securities Inc.
BNP (Canada) Valeurs Mobolieres Montreal QC H3A 2W8
Bolder Investment Partners Vancouver BC V6J 5B3
Brant Securities Limited Toronto ON M5J 2M4
Brawley Cathers Limited Toronto ON M5H 3L9
Burgeonvest Securities Limited Hamilton ON L8N 1A4
Caldwell Securities Toronto ON M5H 1J9
Canadian Western Capital Ltd. Vancouver BC V6C 2X8
Cannacord Capital Corporation Vancouver BC V7Y 1H2
Casgain & Compagnie Limitee Montreal QC H2Z 1W7
Charles Schwab Canada Co. Toronto ON M5J 1H7
Chouinard McNamara Inc. Montreal QC H3B 4N4
CIBC Financial Planning Inc. Toronto ON M5L 1A2
CIBC Investor Services Toronto ON M5L 1A2
CIBC World Markets Inc. Calgary AB T2P 1C6
CIBC World Markets Inc. Montreal QC H3A 3H3
CIBC World Markets Inc. Toronto ON M5J 2S8
CIBC World Markets Inc. Vancouver BC V6E 3E8
C.M. Oliver Vancouver BC V6C 2T8
Connor Clark & Company Ltd. Toronto ON M5H 3Y2
Connor Clark & Company Ltd. Vancouver BC V6C 3L2
Credifinance Securities Limited Toronto ON M5H 3P5
Credential Securities Vancouver BC V6J 2S7
CT Market Partner
CT Securities
CTI Capital Inc. Montreal QC H3B 2B6
Cumberland Asset Management Corp. Toronto ON M5R 3K5
D & B Internat Securities Inc. Montreal QC H3A 1H3
Daex Commodities Inc. Winnipeg MB R3P 1M3
Darier Hentsch Canada Inc. Montreal QC H3G 2G9
Demers Conseil Inc. Montreal QC H3B 1P5
Desjardins Securities Montreal QC H3A 1J2
Deutsche Bank Securities Toronto ON M5K 1E7
Dominick & Dominick Securities Toronto ON M5H 3S5
DPM Securities Inc. St. Laurent QC H4S 1Z1
DPM Securities Inc. Calgary AB T2P 3E5
Dubeau Capital & Companie Ltee. Montreal QC H2Y 2W2
Dundee Securities Corporation Toronto ON M5H 4A6
Dundee Securities Corporation Montreal QC HSP 3P2
Dundee Securities Corporation Vancouver BC V7K 1K8
Dundee Securities Corporation Calgary AB T2P 2V7
E-Bond Ltd. Toronto ON M4P 2E7
E(*)Trade Toronto ON M5J 2T3
Edward D. Jones & Co. Mississauga ON L5B 3C3
Emerging Equities Inc. Calgary AB T2P 2Z1
Equion Securities Canada Limited Toronto ON M5H 4A6
Equisure Securities Ltd. Toronto ON M5H 3L5
Fimat Derivatives Canada Inc. Montreal QC H3A 3M8
First Associates Investments Inc. Toronto ON M5K 1K7
First Canada Securities Corporation Toronto ON M5X 1A4
First Delta Securities Inc. Toronto ON M5C 1K6
First Energy Capital Corp. Calgary AB T2P 2Z1
Foster and Associate Financial Toronto ON M5C 1C3
Friedberg Mercantile Group Toronto ON M5J 2T3
Gary Bean Securities Ltd. Exeter ON NOM 1S1
Georgia Pacific Securities Corp. Vancouver BC V7X 1S6
Global Securities Corporation Vancouver BC V7X 1C4
Goepil McDermid Calgary AB T2P 1H5
Goepil McDermid Toronto ON M5C 3A2
Goepil McDermid Vancouver BC V6B 5E2
Golden Capital Securities Ltd. Vancouver BC V6E 2K3
Goldman Sachs Canada Inc. Toronto ON M5H IJ9
Goldman Sachs Canada Inc. Montreal ON H3A 3J2
Goldman Sachs Canada Inc. Vancouver BC V6C 3L6
Great Pacific Management Co. Ltd. Vancouver BC V6Z 2K8
Griffiths McBurney & Partners Toronto ON M5H 1J8
Groome Capital Inc. Montreal QC H3B 2B6
Gw Welkin Capital Corp. Richmond Hill ON L4B 3H7
Haywood Securities Inc. Vancouver BC V6C CA6
Hampton Securities Limited Toronto ON M5H 1N1
HSBC InvestDirect Canada Toronto ON M5J 1S9
HSBC InvestDirect Canada Montreal QC H3A 2Y9
HSBC InvestDirect Canada Vancouver BC V6C 3K4
HSBC InvestDirect Canada Halifax NS B3J 3N4
HSBC Securities Inc. Montreal QC H3A 3A9
HSBC Securities Inc. Toronto ON MFJ 1S9
HSBC Securities Inc. Vancouver BC V6C 3E8
Investors Group Securities Inc. Winnipeg MB R3C 3B6
IPO Capital Corp. Toronto ON M5X 1A6
John Pasztor & Associates Inc. Toronto ON M5J 2S2
Jennings Capital Inc. Calgary AB T2P 3R7
Jennings Capital Inc. Toronto ON M5C 1C3
Jones, Gable & Company Ltd. Montreal QC H3C 1E2
Jones, Gable & Company Ltd. Toronto ON M5C 1T6
Jory Capital Winnipeg MB R3C 3Z3
Kingwest & Company Toronto ON M5R 2H2
KPLV Securities Inc. St. Laurent QC H4N 2P5
Lafferty, Harwood & Partners Ltd. Montreal QC H3A 2A5
Latimer (W.D.) Co. Limited Montreal QC H4Z 1C8
Latimer (W.D.) Co. Limited Toronto ON M5K 1G8
Leduc & Associes Montreal QC H3A 2A5
LFG Futures Canada Inc. Winnipeg MB R3C 3Z3
Loewen Ondaatje McCutcheon Ltd. Montreal QC H3B 4G7
Loewen Ondaatje McCutcheon Ltd. Toronto ON M5R 3L2
Loewen Ondaatje McCutcheon Ltd. Calgary AB T2P 3H7
Lynch Investments Limited Halifax NS B3J 3J1
M.R.S. Securities Services Inc. Toronto ON M5G 2N4
MacDougall, MacDougall & MacTier Montreal QC H3B 4J1
MacDougall, Meyer Inc. Montreal QC H3G 1J1
Maxima Capita; Inc. Vieux Montreal QC H2Y 2E1
MCA Securities Inc. Laval QC H7E 4W4
MCAP Securities Inc. Toronto ON M5J 2M4
Merrill Lynch Canada Montreal QC H3S 3P9
Merrill Lynch Canada Toronto ON M5J 2V8
Merrill Lynch Canada Vancouver BC V7X 1C3
Middlefield Securities Limited Toronto ON M5X 1A6
Mirabaud Canada Inc. Montreal QC H2Z 1W7
MMI Group Inc. Toronto ON M5C 1G6
Money Managers Inc. Peterborough ON K9H 2H9
Morgan Stanley Canada Montreal QC H3A 3M8
Morgan Stanley Canada Toronto ON M5J 2T3
National Bank Discount Brokerage Montreal QC H3B 2G7
National Bank Financial. Montreal QC H3B 4S9
National Bank Financial. Toronto ON M5H 3T9
Nesbitt Burns Inc. Calgary AB T2P 3L8
Nesbitt Burns Inc. Montreal QC H3A 3M8
Nesbitt Burns Inc. Toronto BC M5X 1H3
Nesbitt Burns Inc. Calgary ON V6C 2X8
Northern Securities Inc. Toronto ON M5H 3S5
Octagon Capital Canada Corporation Toronto ON M5H 3M7
Odlum Brown Limited Vancouver BC V7Y 1A3
Omni Capital Inc. Montreal QC H3A 2R7
Pacific International Vancouver BC V6C 3N1
Securities Inc.
Parkyn, Wermenlinger, Layton Montreal QC H3B 3A7
PCTS Inc. Winnipeg MB R3B 3K6
Perry Securities Inc. Grande Prairie AB T8V 0Y4
Peters & Co. Limited Calgary AB T2P 4N1
Pictet Canada & Co. Ltd. Montreal QC H3A 3J6
Polar Securities Inc. Toronto ON M5H 2S6
Pollitt & Co. Inc. Toronto ON MSL 1B9
Pollitt & Co. Inc. Montreal QC H3B 1R2
Pope & Company Toronto ON M5H 3P9
Pro-Genesis Securities Inc. Montreal QC H3B 2V6
Rampart Securities Inc. Toronto ON M5J 2P8
RBC Dominion Securities Calgary AB T2P 2Z1
RBC Dominion Securities Montreal QC H3B 4R8
RBC Dominion Securities Toronto ON M5J 2W7
RBC Dominion Securities Vancouver BC V6C 3B1
Renaissance Capital Inc. Montreal QC H3A 3J6
Research Capital Corp. Montreal QC H3B 2E7
Research Capital Corp. Toronto ON M5X 1J5
Research Capital Corp. Vancouver BC V5K 2B0
Roche Securities Limited Edmonton AB T5J 3G1
Rogers & Partners Securities Inc. Calgary AB T2p 3R5
Royal Bank Action Direct Toronto ON M5J 2J5
Royal Bank Action Direct Montreal QC H3B 2B6
Royal Bank Action Direct Calgary AB
Royal Bank Action Direct Vancouver BC B6E 3R5
Royal Bank Inv. Mgmt. Inc. Toronto ON M5K 1H1
Salman Partners Inc. Vancouver BC V6C 3E8
Salman Partners Inc. Toronto ON M5C 1T4
Salomon Smith Barney Canada Toronto ON M5J 2S1
Sanders and Beckingham Securities Edmonton AB T5J 3N9
Schorder Canada Limited Montreal QC H3B 2K8
Scotia Discount Brokerage Toronto ON M5H 1H1
Scotia McLeod Calgary AB T2P 9Z9
Scotia McLeod Montreal QC H3A 3L6
Scotia McLeod Toronto ON M5W 2X6
Scotia McLeod Vancouver BC V6B 4N9
Societe Generales Securities Inc. Montreal QC H3A 3M8
Sprott Securities Limited Calgary AB T2P 3C4
Sprott Securities Limited Montreal QC H3A 3J6
Sprott Securities Limited Vancouver BC V6C 3L6
Sprott Securities Limited Toronto ON M5J 2J2
St. James Securities Inc. Toronto ON M5H 3S5
Standard Securities Capital Corp. Toronto ON M5R 2E2
Strategic Capital Partners Inc. Toronto ON M5H 3Y2
Stephen Avenue Securities Inc. Calgary AB T2P 1C2
Stuart Investment Management Toronto ON M5J 2N7
Sun Life Securities Inc. Toronto ON M5V 3C5
Tasse & Associates, Limited Montreal QC H3B 1S6
Tasse & Associates, Limited Toronto ON M5H 2M7
Taurus Capital Markets Ltd. Toronto ON M5H 3Y2
Trilon Securities Corporation Toronto On M5J 2T3
TD Evergreen Investor Services Toronto ON M5K 1A2
TD Waterhouse Calgary AB T2P 2Z2
TD Waterhouse Montreal QC H2Y 1S1
TD Waterhouse Toronto ON M5K 1A2
TD Waterhouse Vancouver BC V6C 3K4
TD Securities Inc. Montreal QC H2Y 1S1
TD Securities Inc. Toronto ON M5K 1A2
TD Securities Inc. Calgary AB T2P 2Z2
Thomson Kernaghan & Co. Ltd. Montreal QC H2Z 1W7
Thomson Kernaghan & Co. Ltd. Toronto ON M5H 2V2
Tuscarora Capital Inc. Toronto ON M5K 1H1
Tuscarora Capital Inc. Montreal QC H3A 2R7
UBS Bunting Warburg Inc. Toronto ON M5J 2S1
UBS Bunting Warburg Inc. Vancouver BC V7X 1L4
United Capital Securities Inc. Vancouver BC V6E 3R5
Union Securities Ltd. Vancouver BC V7Y 1H4
Versus Brokerage Services Inc. Toronto ON M5J 2T3
Watt Carmichael Inc. Toronto ON M5J 2H7
W.D. Latimer & Co. Limited Toronto ON M5K 1G8
Whalen, Beliveau & Associates Montreal QC H3A 2R7
Wolverton Securities Vancouver BC V7Y 1J5
Woodstone Capital Inc. Vancouver BC V6B 1G1
Yorkton Securities Calgary AB T2P 5E9
Yorkton Securities Toronto ON M5J 2T3
Yorkton Securities Vancouver BC V7X 1L4
Yorkton Securities Montreal QC H3B 4W8
2. Stock Exchanges
Stock exchanges often publish information brochures that are of interest
to investors. Here is a list of major North American stock exchanges.
Alberta Stock Exchange
American Stock Exchange New York NY 10006
Canadian Ventures Exchange Calgary AB T2P 3C4
Canadian Ventures Exchange Toronto ON M5X 1E5
Canadian Ventures Exchange Vancouver BC V7Y 1H1
Chicago Board of Options Exchange Chicago IL 60605
Canadian Dealing Network Toronto ON M5X 1J2
Montreal Exchange Montreal QC H4Z 1A9
NASDAQ Washington DC 20006
New York Stock Exchange New York NY 10005
Toronto Stock Exchange Toronto ON M5X 1J2
Toronto Futures Exchange
Vancouver Stock Exchange
Winnipeg Commodity Exchange Winnipeg MB R3C 3Z4
Winnipeg Stock Exchange Winnipeg MB R3B OX3
3. Ratings Services
If you invest in fixed income securities such as bonds, safety vecomes
important. Most fixed income investors cannot afford to lose their
capital. Hence it makes sense to check the quality of your fixed income
security before investing. The following agencies rate bonds (and
preferred shares). If security is important to you, you should take
into account their rating before investing.
A.M. Best (formerly TRAC Ins. Serv) Toronto ON M5H 2L3
Canadian Bond Rating Service Toronto ON M5J 2W4
Canadian Bond Rating Service Westmount QC H3Z 2P9
Dominion Bond Rating Service Toronto ON M5H 3T4
Moody's Investor Services Inc. Toronto ON M5J 2T3
Moody's Investor Services Inc. New York NY 10007
Standard & Poor's Canada Toronto ON M5X 1E5
4. Government Agencies/Related Organizations
Alberta Securities Commission Calgary AB T2P 3C4
Alberta Securities Commission Edmonton AB T5 3Z5
B.C. Securities Commission Vancouver BC V6Z 2H4
Bank of Canada Ottawa ON K1A 0G9
Business Development Bank of Cda. Montreal QC H3B E57
Canadian Deposit Insurance Corp. Ottawa ON K1P 5W5
Canada Mortgage & Housing Corp. Ottawa ON K1A OP7
Deposit Insurance Corp. of Ontario North York ON M2N 6K8
Manitoba Securities Commission Winnipeg MB R3C 3L6
Newfoundland Securities Div. St. John's NF A1B 4J6
New Brunswick, Office of the Admn. Saint John NB E2L 4Y8
Nova Scotia Securities Commission Halifax NS B3J 3J9
NWT Registrar of Securities Yellowknife NWT X1A 2L9
Gov't of Nunavut Securities Yellowknife NWT X1A 2R3
Ontario Securities Commission Toronto ON M5H 3S8
PEI Dept of Community Affairs Charlottetown PEI C1A 7N8
Quebec Securities Commission Montreal QC H4Z 1G3
Revenue Canada, Taxation Ottawa ON K1A 0L8
Saskatchewan Securities Commission Regina SK S4P 3V7
Gov't of Yukon Registrar of Whitehourse YK Y1A 2C6
Securities
5. Associations/Institutes
Your investments needs can be addressed by a variety of associations and
institutions. Depending on your needs, one or more of the following
associations/institutes may be able to help you.
Canada Investment and Savings see Bank of
Canada
Cdn. Assn. of Financial Planners Toronto ON MG5 1Y8
Canadian Assn. of Retired Persons Toronto ON M5C 2M6
Canadian Bankers Association Toronto ON M5L 1G2
Canadian Banking Ombudsman Toronto ON M2N 6K1
Cdn. Life & Health Insurance Assoc. Toronto ON M5C 2X9
Cdn. Life & Health Insurance Assoc. Montreal QC H3A 3C8
Cdn. Institute of Financial Toronto ON M5C 2W7
Planning
Canadian Investor Protection Fund Toronto ON M5J 2J4
Canadian Securities Institute Calgary ON T2P 0J1
Canadian Securities Institute Halifax AB B3J 3K9
Canadian Securities Institute Montreal NS H3B 4R4
Canadian Securities Institute Toronto QC M5H 3T9
Canadian Securities Institute Vancouver ON V6B 4N8
Canadian Shareowners Association Toronto BC M5B 1J3
Comp. Corp. Toronto ON M5C 2X9
Insurance Brokers Association Toronto ON M5H 3M7
Insurance Bureau of Canada Toronto ON M5C 2W7
Investment Counsel Assoc. of Ont. Toronto ON M5C 2W3
Investment Dealers Assoc. of Cda. Toronto ON M5H 3T9
Investment Funds Institute of Cda. Toronto ON M5C 2W7
Investors Association of Canada Toronto ON M5T 1Z7
Small Investor Protection Unionville ON L3R 1N1
Association
Quebec Deposit Insurance Board Quebec QC G1R 4Y5
Trust Companies Assoc. of Canada Toronto ON M5C 2V9
6. Banks
ABN Amro Bank Canada Toronto ON M5K 1G8
Amex Bank of Canada Markham ON L3R 4H8
Banka Commerciale italiana of Cda. Toronto ON M5H 3P5
Bank of America Canada Toronto On MV5 3L2
Bank of China (Canada) Toronto ON M5J 2S1
The Bank of Asia (Canada) Richmond Hill ON L4B 3N2
Bank of Montreal Montreal QC H2Y 1L6
Bank of Nova Scotia Toronto ON M5H 1H1
Bank of Tokyo-Mitsubishi (Cda) Toronto ON M5J 2J1
Bank One Canada Toronto ON M5J 2S1
Banque Nationale de Paris Montreal QC H3A 2W8
Cdn. Imperial Bank of Commerce Toronto ON M5L 1A2
Canadian Western Bank Edmonton AB T5J 3X6
The Chase Manhattan Bank of Cda. Toronto ON M5X 1A4
Citibank Canada Toronto ON M5J 2M3
Citizens Bank of Canada Vancouver BC V6B 6K1
Credit Lyonnais Canada Montreal QC H3A 3A6
Credit Suisse First Boston Canada Toronto ON M5G 2K6
Dai-Ichi Kangyo Bank Toronto ON M5G 1Z3
Deutsche Bank Canada Toronto ON M5K 1H6
Dredsner Bank Canada Toronto ON M5X 1E3
First Nations Bank of Canada Saskatoon SK S7K 5M5
Fuji Bank Canada Toronto ON M5J 2S1
Hanvit Bank Canada Toronto ON M5C 2X3
HSBC of Canada Montreal BC V6E 3E9
Industrial Bank of Japan (Cda) Waterloo ON M5C 2W1
ING Bank of Canada Ottawa ON M2H 3R1
International Comm. Bk of Cathay Toronto ON M5H 3S5
Korea Exchange Bank of Canada Toronto QC M2N 6K1
Laurentian Bank of Canada Montreal ON H3A 3K3
Manulife Bank of Canada Waterloo ON N2J 4C6
MBNA Canada Bank Ottawa ON K1G 6K7
Mellon Bank Canada Toronto ON M5K 1K2
J.P. Morgan Canada Toronto ON M5J 2J2
National Bank of Canada Montreal QC H3B 4L2
National Bank of Greece Montreal QC H3B 3C6
Paribas Bank of Canada Toronto ON M5K 1N8
Republic National Bank of New York Montreal QC H3A 3A9
Royal Bank of Canada Montreal QC H3C 3A9
Sakura Bank Toronto ON M5L 1B9
Sanwa Bank of Canda Toronto ON M5J 2S1
Societe Generale Toronto QC H3A 3M8
State Bank of India Toronto ON M5J 2J2
Sumitomo Bank of Canada Toronto ON M5K 1H6
Tokai Bank Canada Toronto ON M5H 1J9
Toronto Dominion Bank Toronto ON M5K 1A2
Totta & Sottomayor Bank Canada Toronto ON M6J 1X2
UBS Bank Toronto ON M5H 3Z4
United Overseas Bank Vancouver ON V6B 4N9
7. Trust Companies
AGR Trust Toronto ON M5K 1E9
CIBC Mellon Trust Toronto ON M5H 4A6
Canada Trust Co. Toronto ON M5J 2T2
Canadian Western Trust Co. Vancouver BC V6C 2X8
Citizens Trust Co. Vancouver BC V6C 1B4
Community Trust Toronto ON M6S 1P1
Connor Clark Private Trust Co. Toronto ON M5H 3Y2
Co-Operative Trust Saskatoon SK S7K 2M2
Desjardins Trust Montreal QC H5B 1E4
Effort Trust Hamilton ON L8N 1H5
Equisure Trust Windsor NS B0N 2TO
Equitable Trust Toronto ON M4V 3A1
Home Trust Toronto ON M5H 1J8
HSBC Trust Co. Edmonton AB T5J 3N6
Maple Trust Toronto ON M5K 1K7
Montreal Trust Montreal QC H3A 3K9
MRS Trust Toronto ON M5G 2C8
NatCan Trust Montreal QC H3B 4L2
National Trust Toronto ON M5C 2W8
The Northern Trust Company Toronto ON M5J 2S1
Peace Hills Trust Hobbema AB T0C 1N0
Peoples Trust Vancouver BC V6C 3K4
President's Choice Financial Trust Scarborough ON M1S 5K9
Royal Trust Toronto ON M5W 1P9
Scotia Trust Toronto ON M5H 1H1
State Street Trust Co. Toronto ON M5X 1A9
Sun Life Trust Toronto ON M5V 3C5
TD Trust Toronto ON M5K 1A2
Trimark Trust Toronto ON M2N 6L7
Trust Company of Bank of Montreal Toronto ON M5X 1K7
Trust Co. of London Life London ON N6A 5R8
UBS Trust Toronto ON M5H 3Z4
9. Mutual Fund Companies
This section lists Canandian mutual fund companies. If you know the
name of the company, simply look through this Directory to find their
addresses and phone numbers. If you have only the name of the fund
and do not know the name of the compnay that operates it, please refer
to the next section.
Acadia Investment Funds Caraquet NB E1W 1B7
ABC Funds Inc. Toronto ON M5C 1B5
Acker Finley Toronto ON M5H 3M7
Acuity Funds Ltd. Toronto ON M5H 2M5
Aderes Portfolio Management Burlington ON L7R 4X8
AdminSource Inc. Toronto ON L6K 3X9
AGF Management Limited Toronto ON M5K 1E9
AIC Ltd. Burlington ON L7R 3Y8
AIM Family of Funds Toronto ON M4W 1B7
All Canadian Management Ancaster ON L9G 3N6
All Points Index Funds Hamilton HM 11,B
Altamira Ltd. Toronto ON M5X 1K9
Apex Mutual Funds North West Life Vancouver BC V6B 5H6
Argentum Management Montreal QC H3A 3L8
Artisan Portfolio Winnipeg MB R3C 3Z3
Atlas Asset Management Inc. Toronto ON M5J 2N8
Bank of Montreal Inv. Mgmt. Toronto ON M5X 1A1
Barreau du Quebec Montreal QC H2Y 3T8
Batirente c/o SSQ Montreal QC H2K 4S1
BEST Discoveries Fund Toronto ON M5H 1J8
Beutel, Goodman & Mgmt. Ltd. Toronto ON M4R 1K8
Bissett & Associates Inv. Calgary AB T2P 3N9
Mgmt. Ltd.
BNP (Cda) Valeurs Mobiliers Inc. Montreal QC H3A 2W8
C.I. Mutual Funds Toronto ON M5C 2W7
Caldwell Investment Mgmt. Ltd. Toronto ON M5H 1J9
Caisse de Securite de Spectacle Montreal QC H3A 1S2
Canada Life Toronto ON M5G 1R8
CT Investment Management Toronto ON M5C 1T4
Cdn. Anaesthetics' Mutual Accum. Toronto ON M5R 1A3
Canadian Dental Serv. Plans Inc. Scarborough ON M1H 3G8
CIBC Securities Toronto ON M5H 4A8
Canadian Venture Opportunities Toronto ON M5H 4A9
CansoFund Management Ltd. Richmond Hill ON L4B 3N9
Capstone Consultants
Cartier Mutual Fund Inc. Montreal QC H3A 3J6
Centerfire Investment Management Toronto ON M5H 3L9
CentrePost Mutual Funds Toronto ON M5H 3B7
Chou Associates Management Scarborough ON M1V 1N4
ClaricalDiversico Ltd. Waterloo ON N2J 4C5
Clarington Capital Mgmt. Inc. Toronto ON M5H 3M7
Clean Environment Mutual Funds Toronto ON M5H 2M5
Co-Operators life Regina SK S4P 1C6
Commercial Union Life Scarborough ON M1K 5C3
Concordia Life Insurance Co. Toronto ON M4T 2V6
Corporation Financiere LaSalle Inc. Lasalle QC H3A 1T4
Cote 100 Inc. Saint Bruno QC J3V 2R2
Counsel Wealth Management Mississauga ON L4W 4X7
Credential Funds Vancouver BC V6J 4S7
Crocus Investment Funds Winnipeg MB R3C 4M6
Crystal Wealth Management Grimsby ON L3M 1R5
CSA Management Toronto ON M5H 1J8
CTI Mutual Funds Inc. Montreal QC H3B 2B6
Cundill Funds Vancouver BC V6E 4A6
Deacon Capital Corp. Toronto ON M5H 4A6
Desjardins Trust Montreal QC H5B 1E4
DGC Entertainment Ventures Corp. Toronto ON M4P 3A1
Dominion Equity Res. Fund Calgary AB T2P 0L6
Dynamic Mutual Funds Toronto ON M5H 4A9
Elliott & Page Limited Toronto ON M5G 1E6
Empire Life Insurance Kingston ON K7L 3A8
Equitable Life Waterloo ON N2J 4C7
Ethical Funds Inc. Vancouver BC V6 4A7
EVOLUITON AZURA
EVOLUTION AXIS Mutual Fund Inc Montreal QC H3B 3A7
Excel Funds Management Inc. Mississauga On L5N 1W1
Fed. Des Medecins Omnipractiens Montreal QC H3G 1R8
Ficadre Funds Quebec City QC G1R 2G5
Fidelity Investments Toronto ON M5G 2N7
Fiducie Desjardins Montreal QC H5B 1E4
First Grenadier Fund Mgmt. Toronto ON M5H 2V1
First Horizon Capital Corp. Vancouver BC V6B 1B8
First Capital Management Toronto ON M5V 1V6
First Ontario Fund Toronto ON M4P 1K5
First Trust Portfolio Toronto ON M5X 1B1
Friedberg Mercantile Toronto ON M5J 2T3
GBC Asset Management Toronto ON M5J 2H7
General Trust of Canada Montreal QC H3B 2G7
Georgian Capital Partners Mississauga ON L5K 2N6
Gestion de placements Valoren Inc. Sainte Foy QC G1V 2M2
Global Strategy Inv. Funds Toronto ON M4W 3T8
GlobeInvest Funds Mgmt. Toronto ON M5H 3R3
Golden Opportunities Fund Saskatoon SK S7K 5T6
Great West Life Winnipeg MB R3C 3A5
Greystone Capital Mgmt. Inc. Edmonton AB T5J 0H8
Guardian Group of Funds Ltd. Toronto ON M5L 1E8
Guardian Timing Services Toronto ON M5H 3P5
Hartford Life Insurance Burlington ON L7N 3G9
Hemisphere Capital Corp. Calgary AB T2P 3S8
Highstreet Asset Management Corp. London ON N6A 5P6
Hillsdale Investment Management Toronto ON M5P 1G4
Hirsch Asset Management Corp. Toronto ON M5J 2N7
HSBC Investment Funds Vancouver BC V6E 3X1
Hughes, King & Co. Toronto ON M5C 1T4
I.A. Michael Investment Counsel Toronto ON M5C 1B5
Imperial Life AssuranceCo. Toronto ON M41N7
Independent Order of Foresters(IOF) Don Mills ON M3C 1T9
Industrial Alliance Life Ins. Quebec QC G1K 7M3
Integra Mutual Funds Toronto ON M5J 2H7
National Bank Mutual Funds Montreal QC H3B 2G7
Investors Group Inc. Winnipeg MB R3C 3B6
ING Life Don Mills ON M3C 3N6
IRIS Group of Funds Montreal QC H3P 3K3
Jones Heward Inv. Mgmt. Inc. Toronto ON M5K 1J5
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