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Goldman exec named first COO of SEC enforcement
WASHINGTON -- A Goldman Sachs executive has been named the first chief operating officer of the Securities and Exchange Commission's enforcement...
Deseret News (Salt Lake City), 10/17/09 by Marcy Gordon Associated Press · More from publication -
Regulators say small banks at risk over real estate loans
WASHINGTON -- With regulators warning that rising losses on commercial real estate loans pose risks for U.S. banks, senators asked Wednesday for...
Deseret News (Salt Lake City), 10/15/09 by Marcy Gordon Associated Press · More from publication -
SEC delays rules change on directors
WASHINGTON -- Federal regulators won't issue rules making it easier for shareholders to nominate directors of public companies until next year,...
Deseret News (Salt Lake City), 10/03/09 by Marcy Gordon Associated Press · More from publication -
SEC vows to fix problems in wake of Madoff debacle
WASHINGTON -- The Securities and Exchange Commission's watchdog, who chronicled a history of breakdowns at the agency despite numerous red flags...
Deseret News (Salt Lake City), 09/11/09 by Marcy Gordon Associated Press · More from publication -
U.S. regulators shut down banks in 3 states
Regulators on Friday shut down banks in California, Maryland and Minnesota, pushing to 84 the number of bank failures this year amid the soured...
Deseret News (Salt Lake City), 08/29/09 by Marcy Gordon Associated Press · More from publication -
'Naked' short-selling rule now permanent
WASHINGTON -- Federal regulators on Monday made permanent an emergency rule aimed at reducing abusive short-selling, put in at the height of last...
Deseret News (Salt Lake City), 07/28/09 by Marcy Gordon Associated Press · More from publication -
Key regulators want new council to be supercop, not the Fed
WASHINGTON -- Key regulators on Thursday broke with the Obama administration, reaffirming their belief that some new powers to monitor big...
Deseret News (Salt Lake City), 07/24/09 by Marcy Gordon Associated Press · More from publication -
White House seeks company pay restrictions
WASHINGTON -- The Obama administration on Thursday sent Congress legislation seeking to rein in compensation at public companies by giving...
Deseret News (Salt Lake City), 07/17/09 by Marcy Gordon Associated Press · More from publication -
Firm linked to Madoff charged in fraud
WASHINGTON -- Federal regulators on Monday charged a New York brokerage firm said to be secretly controlled by Bernard Madoff and a prominent...
Deseret News (Salt Lake City), 06/23/09 by Marcy Gordon Associated Press · More from publication -
SEC chief opposes financial-watchdog plan
WASHINGTON -- The head of the Securities and Exchange Commission is objecting to a plan being weighed by the Obama administration to create a new...
Deseret News (Salt Lake City), 05/21/09 by Marcy Gordon Associated Press · More from publication



